13F-HR filed by FCG ADVISORS, LLC
FCG ADVISORS, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 187 holding rows worth $425,399,000.
- Accession
- 0000930413-20-002522
- Filer
- CIK 1009950
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 187 entries on the cover page, a total value of $425,399,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $425,408,000 with VALUE read as thousands by filing date, 13F file number 028-14872. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Bristol-Myers Squibb Company | 110122108 | COM | 936,133 | $56,439,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 184,333 | $42,596,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 319,131 | $41,398,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 947,420 | $38,749,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 223,132 | $25,091,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 34,134 | $11,431,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 91,533 | $10,600,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 159,611 | $8,139,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 324,197 | $7,080,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 298,447 | $6,363,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 42,730 | $6,362,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 28,484 | $5,991,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 274,229 | $5,975,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 73,065 | $5,958,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 267,206 | $5,670,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 131,303 | $4,509,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 12,827 | $4,310,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 75,801 | $3,957,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 69,818 | $3,547,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 141,563 | $3,307,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 144,106 | $3,294,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 51,258 | $3,263,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 144,338 | $3,201,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 37,744 | $3,127,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 129,876 | $2,979,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 1,250,379 | $2,813,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 29,033 | $2,795,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 23,528 | $2,779,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 109,507 | $2,686,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 16,666 | $2,595,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 13,529 | $2,532,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 11,321 | $2,455,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 95,593 | $2,383,000 | thousands by filing date | |
| VTI | 922908769 | COM | 11,036 | $1,880,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 35,045 | $1,880,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 8,657 | $1,843,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 22,153 | $1,838,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 6,233 | $1,730,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 33,363 | $1,647,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 7,394 | $1,622,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 9,212 | $1,593,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 5,715 | $1,588,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,672 | $1,486,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 66,362 | $1,483,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 469 | $1,477,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 62,251 | $1,442,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 13,151 | $1,432,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 970 | $1,426,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 17,559 | $1,419,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 38,484 | $1,412,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 40,957 | $1,406,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 9,151 | $1,371,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 3,153 | $1,353,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 5,818 | $1,213,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 8,582 | $1,190,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 6,595 | $1,168,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 13,097 | $1,133,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 39,680 | $1,131,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 14,730 | $1,034,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 11,101 | $1,026,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 3,050 | $1,012,000 | thousands by filing date | |
| IJH | 464287507 | COM | 5,403 | $1,001,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 2,538 | $998,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 11,635 | $964,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 39,893 | $962,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 14,638 | $871,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 9,623 | $849,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 8,005 | $837,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 5,172 | $829,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 17,759 | $822,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 26,198 | $802,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 5,730 | $796,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 8,073 | $782,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,404 | $749,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,576 | $715,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 18,251 | $699,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 13,847 | $694,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 8,278 | $687,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 4,183 | $680,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 12,506 | $648,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 58,586 | $642,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 6,128 | $613,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 16,300 | $598,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 3,756 | $588,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 4,515 | $581,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 14,435 | $574,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,559 | $568,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 5,164 | $545,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 10,000 | $540,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 6,438 | $528,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 10,402 | $525,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 27,256 | $525,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,754 | $516,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 12,994 | $512,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 5,832 | $507,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,158 | $506,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 13,018 | $503,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,967 | $494,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 330 | $484,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2,180 | $483,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 7,884 | $469,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 5,528 | $446,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 36,000 | $442,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 7,121 | $439,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 18,139 | $437,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 50,792 | $430,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 3,800 | $428,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,901 | $425,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,672 | $425,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 30,000 | $425,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 7,481 | $411,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 15,300 | $409,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 4,504 | $407,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 10,324 | $399,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 4,600 | $396,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 10,000 | $394,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 5,174 | $388,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 4,793 | $378,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 3,694 | $367,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 21,000 | $365,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,595 | $362,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,800 | $360,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 27,500 | $356,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,750 | $345,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,407 | $344,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,108 | $341,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 675 | $338,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 6,683 | $338,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 1,003 | $336,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 6,026 | $334,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 12,261 | $333,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 7,528 | $332,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,665 | $328,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,021 | $328,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,584 | $321,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 4,715 | $319,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 4,836 | $317,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,890 | $305,000 | thousands by filing date | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 7,447 | $300,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 8,988 | $294,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,211 | $293,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,409 | $293,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,318 | $291,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,749 | $289,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,955 | $289,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 3,000 | $285,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,526 | $278,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 7,289 | $277,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 2,322 | $273,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 4,747 | $273,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,810 | $270,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 5,724 | $269,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 1,589 | $268,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,927 | $259,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 3,225 | $258,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 4,495 | $249,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 6,791 | $248,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 431 | $243,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 2,430 | $242,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,194 | $239,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 10,079 | $237,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 4,008 | $236,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 5,416 | $234,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 31,912 | $230,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 6,943 | $228,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,156 | $227,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1,245 | $224,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,134 | $223,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 2,325 | $222,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,992 | $220,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 9,379 | $220,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 3,700 | $212,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,798 | $209,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 885 | $201,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,219 | $201,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 3,352 | $200,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 11,601 | $162,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 10,213 | $160,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 12,301 | $125,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 14,591 | $91,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 10,300 | $69,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 10,300 | $43,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 12,000 | $37,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 11,460 | $28,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 20,187 | $26,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 15,452 | $11,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 10,600 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000930413-20-002522 | this filing | 2020-11-13 | acceptance time not in the bulk data set |