13F-HR filed by GAM Holding AG
GAM Holding AG filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-07, with 939 holding rows worth $5,690,560,000.
- Accession
- 0000930413-16-008654
- Filer
- CIK 1438848
- Filed
- 2016-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 1,045 entries on the cover page, a total value of $5,690,560,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,690,560,000 with VALUE read as thousands by filing date, 13F file number 028-13808. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGAM INTERNATIONAL MANAGEMENT LTD
- included managerGAM London Limited GB
- included managerGAM Investment Management (Switzerland) AG
- included managerGAM Capital Management (Switzerland) AG
- included managerGAM USA INC 028-04941
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 167,000 | $1,814,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 26,618 | $1,810,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 64,581 | $1,808,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 19,050 | $1,804,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 41,227 | $1,797,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 44,900 | $1,773,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 143,750 | $1,770,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 25,346 | $1,767,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 217,392 | $1,763,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 55,277 | $1,748,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 84,770 | $1,734,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 14,089 | $1,733,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 61,847 | $1,718,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 28,703 | $1,706,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 27,000 | $1,693,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 26,299 | $1,692,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 130,676 | $1,679,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 24,400 | $1,654,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 24,461 | $1,647,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 53,600 | $1,646,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 125,800 | $1,641,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 150,278 | $1,632,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 74,645 | $1,632,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 28,200 | $1,625,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 164,430 | $1,623,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 110,000 | $1,610,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 22,210 | $1,606,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 13,648 | $1,605,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 49,301 | $1,592,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 54,100 | $1,591,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AD6 | NOTE 1.750% 9/1 | 1,500,000 | $1,588,000 | thousands by filing date | principal |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 58,746 | $1,576,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 16,887 | $1,576,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 206,465 | $1,575,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 41,622 | $1,542,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 60,000 | $1,541,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 104,400 | $1,538,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 6,843 | $1,535,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 11,333 | $1,525,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 21,746 | $1,522,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 21,635 | $1,518,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 77,844 | $1,496,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 16,882 | $1,486,000 | thousands by filing date | call |
| DISCOVERY INC | 25470F302 | COM SER C | 56,115 | $1,476,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 35,584 | $1,464,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 31,500 | $1,453,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 27,026 | $1,442,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 21,281 | $1,432,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 42,723 | $1,423,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 38,102 | $1,420,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 150,000 | $1,415,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 99,600 | $1,412,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 11,539 | $1,399,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 48,785 | $1,377,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 44,655 | $1,374,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 79,122 | $1,363,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 26,238 | $1,357,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 167,300 | $1,348,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 49,571 | $1,340,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 28,800 | $1,339,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 16,718 | $1,333,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 64,730 | $1,328,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 89,980 | $1,315,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 54,570 | $1,314,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 59,810 | $1,309,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 54,122 | $1,302,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 47,125 | $1,293,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 29,000 | $1,292,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 2,818 | $1,282,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 37,702 | $1,281,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 19,124 | $1,280,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 21,483 | $1,275,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 27,822 | $1,275,000 | thousands by filing date | |
| BARCLAYS PLC | 06738EAA3 | NOTE 8.250%12/3 | 1,250,000 | $1,262,000 | thousands by filing date | principal |
| DOLLAR TREE INC COM | 256746108 | Stock | 15,784 | $1,246,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 35,467 | $1,226,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 16,225 | $1,213,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 11,233 | $1,212,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 29,400 | $1,212,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 43,200 | $1,211,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 38,216 | $1,207,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 23,265 | $1,203,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 47,000 | $1,196,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 33,250 | $1,186,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 38,845 | $1,178,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 14,000 | $1,173,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 57,570 | $1,152,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 44,775 | $1,152,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 14,326 | $1,140,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 9,000 | $1,135,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 7,925 | $1,133,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 29,675 | $1,129,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 3,904 | $1,116,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 22,674 | $1,083,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 4,068 | $1,076,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 17,049 | $1,075,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 39,594 | $1,066,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 22,958 | $1,055,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 4,871 | $1,045,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 15,393 | $1,043,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 8,895 | $1,038,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 38,721 | $1,037,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 5,600 | $1,036,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 21,373 | $1,033,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 51,258 | $1,027,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 25,777 | $1,027,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 19,751 | $1,025,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 1,100 | $1,024,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 109,700 | $1,024,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 59,100 | $1,018,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 35,870 | $1,005,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 17,900 | $998,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 14,330 | $991,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 6,435 | $991,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 83,940 | $989,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 19,091 | $983,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 12,072 | $981,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 40,246 | $980,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 50,041 | $978,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 28,120 | $975,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 30,000 | $958,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 26,046 | $937,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 44,164 | $927,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 11,145 | $917,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 39,200 | $916,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 9,785 | $906,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 21,457 | $901,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 4,855 | $901,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 23,989 | $900,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 38,830 | $889,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 64,000 | $886,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 10,937 | $884,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 11,402 | $883,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 9,540 | $883,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 250,000 | $873,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 22,766 | $872,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 22,586 | $857,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 13,442 | $853,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 35,436 | $852,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 18,636 | $852,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 11,027 | $846,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 13,644 | $832,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 11,518 | $832,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 9,246 | $818,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 3,666 | $816,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 12,199 | $811,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 200,000 | $810,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 36,057 | $806,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 26,331 | $805,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 16,300 | $800,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 15,000 | $797,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 8,000 | $793,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 16,000 | $778,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 1,000,000 | $755,000 | thousands by filing date | principal |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 47,221 | $750,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 33,000 | $749,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 12,139 | $744,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 59,700 | $740,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 14,180 | $724,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 24,322 | $722,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 25,000 | $722,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 5,080 | $694,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 10,591 | $686,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 15,000 | $686,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 1,627 | $683,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 42,000 | $677,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 11,764 | $677,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 22,600 | $676,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 9,008 | $674,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 4,335 | $673,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 11,200 | $673,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 4,416 | $671,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 4,892 | $666,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 13,331 | $663,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 12,556 | $661,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 10,000 | $660,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 4,842 | $660,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 11,718 | $659,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 145,600 | $654,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 1,229 | $645,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 42,000 | $643,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 97,837 | $642,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 5,000 | $637,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 6,512 | $632,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 6,000 | $626,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 22,662 | $625,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 8,027 | $619,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 5,472 | $614,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 7,251 | $612,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 7,401 | $610,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 4,328 | $594,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 22,000 | $593,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,865 | $585,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 8,300 | $585,000 | thousands by filing date | |
| ING GROEP N V | 456837AF0 | DBCV 6.500%12/2 | 600,000 | $585,000 | thousands by filing date | principal |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 40,199 | $582,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 10,000 | $582,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 25,000 | $578,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 3,023 | $578,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 1,598 | $576,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 8,503 | $576,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 11,638 | $572,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 221,000 | $572,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 7,363 | $571,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 6,059 | $568,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 3,732 | $557,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 31,500 | $541,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 5,800 | $524,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 14,810 | $522,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 48,510 | $519,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 15,000 | $518,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 15,000 | $513,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 19,998 | $511,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 4,362 | $506,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 5,000 | $505,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 6,500 | $503,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 9,760 | $502,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 5,015 | $495,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 6,046 | $495,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 10,508 | $491,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 59,830 | $490,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 6,002 | $488,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 8,400 | $485,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 2,781 | $483,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 20,695 | $479,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 17,000 | $471,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 30,700 | $468,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 3,468 | $466,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 12,989 | $464,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 50,000 | $461,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,890 | $460,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 7,000 | $458,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 6,101 | $456,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 25,000 | $456,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 8,552 | $444,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 16,169 | $442,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 7,697 | $441,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 10,500 | $441,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 2,197 | $440,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 9,416 | $437,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 17,915 | $432,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 4,049 | $429,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 8,805 | $427,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 64,307 | $426,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 16,490 | $425,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 11,095 | $424,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 5,203 | $422,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 5,582 | $421,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 4,200 | $421,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 15,131 | $420,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 27,600 | $417,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 15,986 | $416,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 6,200 | $415,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 34,129 | $415,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 3,652 | $415,000 | thousands by filing date | |
| ENDESA AMERS SA | 29261D104 | SPON ADR ADDED | 30,000 | $411,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 3,783 | $409,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 11,821 | $406,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 17,673 | $405,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 15,000 | $404,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 25,770 | $401,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 50,000 | $397,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 4,986 | $396,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 29,877 | $396,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 15,990 | $395,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 5,371 | $394,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 7,177 | $393,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 2,183 | $391,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 15,000 | $391,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,802 | $390,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 8,289 | $389,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 9,744 | $389,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 4,960 | $386,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 15,000 | $386,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 4,187 | $384,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 43,000 | $384,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 8,363 | $381,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 27,378 | $379,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 6,430 | $374,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 25,000 | $371,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 7,000 | $370,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 9,942 | $367,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 4,505 | $365,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 4,310 | $361,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 4,560 | $358,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 18,388 | $358,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 5,372 | $358,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 6,239 | $356,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 3,000 | $356,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 8,000 | $354,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 7,694 | $351,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 13,902 | $351,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 8,913 | $348,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 3,128 | $340,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 5,816 | $339,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 2,908 | $337,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 7,077 | $335,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 3,006 | $333,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 33,680 | $332,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 5,196 | $332,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 35,341 | $331,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 11,350 | $329,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 20,000 | $328,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 20,000 | $328,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 17,168 | $327,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 3,448 | $324,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 2,630 | $324,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 4,730 | $318,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 30,392 | $315,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 2,954 | $315,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 3,389 | $313,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 4,889 | $313,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 5,901 | $310,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 2,753 | $310,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 4,154 | $309,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 8,678 | $308,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 4,241 | $307,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 6,000 | $307,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 6,464 | $305,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 8,413 | $305,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 21,012 | $305,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 9,679 | $304,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 9,663 | $303,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 6,119 | $302,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,600 | $302,000 | thousands by filing date | call |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 10,000 | $302,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 21,200 | $302,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 12,800 | $302,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 5,821 | $301,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 4,509 | $299,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 15,000 | $293,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 6,129 | $293,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 5,329 | $290,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 12,000 | $289,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 22,317 | $289,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 11,667 | $289,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 7,785 | $288,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 4,035 | $288,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 8,550 | $286,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 59,830 | $284,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 17,975 | $284,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 3,854 | $284,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 3,698 | $281,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 3,328 | $281,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,564 | $280,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 11,000 | $279,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 10,208 | $275,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 20,845 | $275,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 65,228 | $272,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 2,275 | $269,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 10,000 | $269,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 3,346 | $266,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 8,800 | $263,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 9,083 | $262,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 3,294 | $261,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 2,310 | $259,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 10,000 | $259,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 8,813 | $252,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 55,556 | $252,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 11,660 | $251,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 7,460 | $251,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,646 | $250,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 9,155 | $250,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 3,680 | $249,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 1,847 | $246,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 19,414 | $245,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 6,000 | $241,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 30,000 | $239,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 41,746 | $235,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 5,788 | $234,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 10,406 | $232,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 29,924 | $230,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 4,030 | $229,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 4,664 | $227,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 7,930 | $223,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 4,918 | $222,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 2,820 | $221,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,880 | $221,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 6,950 | $220,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 1,950 | $219,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 15,595 | $211,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,350 | $207,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 8,296 | $203,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 12,945 | $201,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 5,780 | $200,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 23,889 | $198,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 10,000 | $197,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 7,555 | $195,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 10,000 | $188,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 36,409 | $188,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 543 | $176,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 1,250 | $172,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 180,000 | $171,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 15,113 | $169,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 4,133 | $164,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 38,508 | $160,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 4,200 | $141,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 3,500 | $137,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 23,662 | $137,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 30,473 | $129,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 15,762 | $120,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 3,100 | $120,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 8,970 | $119,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 8,756 | $119,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 5,937 | $117,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 8,300 | $114,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 12,830 | $114,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 6,320 | $114,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 617 | $113,000 | thousands by filing date | put |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 14,963 | $113,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 10,682 | $113,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 10,649 | $108,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 75,000 | $108,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 19,416 | $105,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 9,800 | $93,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 12,780 | $74,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 3,020 | $68,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 16,000 | $67,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 2,000 | $67,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 3,985 | $65,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 4,141 | $62,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 3,525 | $62,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 2,000 | $58,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 20,000 | $56,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 2,400 | $39,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 2,160 | $39,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 8,430 | $38,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 1,960 | $31,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 911 | $27,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 385 | $27,000 | thousands by filing date | call |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 2,065 | $26,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 486 | $25,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 1,950 | $25,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 461 | $22,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 400 | $22,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,131 | $13,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 7,232 | $5,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 84 | $1,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000930413-16-008654 | this filing | 2016-11-07 | acceptance time not in the bulk data set |