13F-HR filed by VAN ECK ASSOCIATES CORP
VAN ECK ASSOCIATES CORP filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 698 holding rows worth $18,877,824,000.
- Accession
- 0000930413-14-004576
- Filer
- CIK 869178
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 698 entries on the cover page, a total value of $18,877,824,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $18,877,824,000 with VALUE read as thousands by filing date, 13F file number 028-02783. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerVAN ECK ABSOLUTE RETURN ADVISERS CORP.
- included managerNEW YORK LIFE INVESTMENT MANAGEMENT LLC028-06325
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GOLDCORP INC NEW | 380956409 | COM | 48,565,957 | $1,118,483,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 61,440,268 | $900,714,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 5,585,549 | $567,994,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 24,497,496 | $564,667,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 6,950,327 | $469,773,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 6,642,690 | $428,520,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 8,637,715 | $422,212,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 19,803,687 | $394,688,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 57,955,029 | $390,622,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 63,020,492 | $378,127,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 11,944,766 | $346,610,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 5,099,796 | $331,181,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 3,880,712 | $295,322,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 2,177,228 | $275,485,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 2,150,970 | $269,710,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 2,629,049 | $266,691,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,346,038 | $265,129,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 6,872,052 | $260,176,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 21,563,784 | $258,765,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 48,060,527 | $242,719,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 2,826,597 | $220,475,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 64,764,805 | $213,724,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 2,106,622 | $208,598,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 2,892,317 | $191,992,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 5,086,971 | $191,219,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 8,388,773 | $190,928,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 1,563,492 | $175,908,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 3,358,091 | $171,598,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 13,954,988 | $161,599,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 4,782,371 | $157,197,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 1,757,890 | $156,452,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 39,317,144 | $153,337,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 4,594,378 | $150,006,000 | thousands by filing date | |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 60,595,480 | $144,481,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,704,741 | $138,612,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,600,600 | $135,523,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 26,566,098 | $128,848,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 60,261,156 | $122,379,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 1,840,558 | $116,636,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,550,831 | $115,971,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 1,208,800 | $108,067,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,300,412 | $106,621,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 1,131,019 | $106,169,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 1,673,316 | $102,039,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 2,301,900 | $100,570,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 2,898,230 | $100,163,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 757,000 | $99,909,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 2,502,956 | $98,041,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 2,236,201 | $97,677,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 11,383,627 | $96,533,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 3,356,753 | $89,827,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,343,686 | $86,599,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 6,286,353 | $85,432,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 794,445 | $84,569,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 7,686,769 | $84,401,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 3,917,124 | $83,658,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 2,394,888 | $83,390,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 5,566,824 | $83,168,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 41,368,496 | $81,082,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 22,910,174 | $79,957,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 1,459,287 | $77,926,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 12,009,265 | $73,257,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 3,175,204 | $71,791,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 51,885,620 | $71,025,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 16,090,554 | $69,189,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 3,107,218 | $69,042,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 15,447,769 | $67,507,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 334,730 | $65,949,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 31,739,754 | $65,763,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 62,054,669 | $63,174,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 5,047,648 | $62,490,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 426,420 | $62,407,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 440,299 | $61,844,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 3,015,516 | $60,853,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 932,912 | $60,695,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 7,596,248 | $60,473,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 1,346,249 | $59,787,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 207,625 | $57,973,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 681,398 | $57,394,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 13,985,459 | $56,467,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 7,411,942 | $55,137,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 19,305,225 | $53,283,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,164,714 | $53,053,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 549,935 | $52,123,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 2,462,584 | $51,222,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 1,270,580 | $50,023,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 507,152 | $49,635,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,516,443 | $48,481,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 1,303,118 | $48,307,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 149,733 | $48,280,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,167,367 | $48,224,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 847,251 | $47,980,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 22,093,461 | $47,722,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 1,393,780 | $47,514,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 500,932 | $47,113,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 5,962,546 | $46,508,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 138,704 | $45,885,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 1,191,924 | $45,234,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 420,203 | $44,789,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 227,560 | $44,386,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 295,722 | $44,296,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 808,710 | $43,921,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 17,680,837 | $43,848,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 731,570 | $43,828,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 517,623 | $43,346,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 226,037 | $42,909,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,668,370 | $42,744,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 5,313,338 | $42,719,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 570,192 | $42,633,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 1,031,062 | $41,840,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 575,116 | $41,276,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 576,875 | $40,745,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 430,386 | $40,512,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 2,514,182 | $40,327,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 25,116,302 | $39,935,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 11,985,645 | $39,672,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 2,209,021 | $37,708,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 1,735,200 | $37,012,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 590,488 | $36,321,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 6,685,929 | $34,232,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 518,894 | $33,816,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 26,165,360 | $32,946,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 14,892,762 | $31,424,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 1,371,704 | $30,740,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 997,816 | $29,505,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 258,671 | $29,051,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 26,474,348 | $27,533,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 479,025 | $27,395,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 164,379 | $27,257,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 2,130,399 | $26,886,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 5,243,208 | $26,006,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 69,165 | $24,935,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 395,985 | $23,474,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 403,217 | $22,754,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 137,568 | $22,550,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 655,376 | $22,453,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 271,948 | $22,370,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 6,510,655 | $22,136,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 166,469 | $21,589,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 215,380 | $21,284,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 438,609 | $20,917,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 20,441,097 | $20,850,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 436,693 | $20,795,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 347,406 | $20,577,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 2,845,324 | $20,543,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 622,709 | $20,257,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 272,162 | $19,639,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,832,024 | $19,566,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 424,411 | $19,510,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 465,609 | $18,820,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 188,499 | $18,637,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 157,992 | $18,553,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 846,352 | $18,290,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 315,780 | $18,239,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 20,165,882 | $18,149,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 353,551 | $18,095,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 407,642 | $17,810,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 420,968 | $17,508,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 269,858 | $17,500,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 241,763 | $17,272,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 453,400 | $16,962,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 743,794 | $16,936,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 341,514 | $16,751,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 544,524 | $16,559,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 91,038 | $16,222,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 62,171 | $16,105,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 779,712 | $15,868,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 181,573 | $15,797,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 324,418 | $15,605,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 314,907 | $15,585,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 131,443 | $15,488,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 77,754 | $15,136,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 324,842 | $14,767,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 273,078 | $14,678,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 574,504 | $14,541,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 674,836 | $14,340,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,287,850 | $14,179,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 286,524 | $14,091,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 107,626 | $13,846,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 398,376 | $13,652,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 221,367 | $13,112,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 30,235,133 | $12,554,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 95,315 | $12,505,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 50,360 | $12,014,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 158,323 | $11,827,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 53,111 | $11,590,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 272,489 | $11,540,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 204,732 | $11,166,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 358,631 | $10,960,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 138,463 | $10,908,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 164,352 | $10,903,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 2,038,000 | $10,623,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 175,524 | $10,189,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 160,293 | $10,158,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 163,280 | $10,107,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 282,137 | $10,095,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 244,110 | $9,528,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 38,759 | $9,406,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 198,303 | $9,366,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 118,663 | $9,339,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 421,228 | $9,250,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 36,988 | $8,755,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 210,776 | $8,631,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 217,806 | $8,457,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 86,864 | $8,352,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 1,221,509 | $8,123,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 52,862 | $8,109,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 117,302 | $8,005,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 432,818 | $7,985,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 451,333 | $7,975,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 116,975 | $7,355,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 110,042 | $7,242,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 48,333 | $7,173,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 119,563 | $7,143,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 160,417 | $7,121,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 92,348 | $7,062,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 268,842 | $7,028,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 361,993 | $6,834,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 157,392 | $6,743,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 88,117 | $6,688,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 670,216 | $6,481,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 127,916 | $6,442,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 1,124,716 | $6,433,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 243,800 | $6,283,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 205,333 | $6,209,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 273,912 | $6,149,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 56,670 | $6,080,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 231,256 | $6,013,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 360,971 | $5,833,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 97,124 | $5,789,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 420,791 | $5,761,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 424,453 | $5,722,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 129,883 | $5,719,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 76,169 | $5,695,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 102,363 | $5,556,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 93,804 | $5,524,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 58,460 | $5,488,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 244,800 | $5,479,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 56,596 | $5,338,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 57,855 | $5,308,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 56,699 | $5,305,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 1,706,135 | $5,187,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 396,538 | $5,028,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 98,069 | $4,982,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 109,428 | $4,978,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 62,395 | $4,966,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 111,775 | $4,879,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 70,981 | $4,839,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 124,309 | $4,795,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 614,510 | $4,781,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 69,588 | $4,760,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 358,137 | $4,670,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 968,869 | $4,651,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 193,244 | $4,648,000 | thousands by filing date | |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 268,298 | $4,631,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R445 | MSCI EM QUALITY | 83,571 | $4,501,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 120,302 | $4,463,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,234,615 | $4,383,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 85,276 | $4,255,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 518,723 | $4,217,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 714,734 | $4,167,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 60,298 | $4,166,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 109,796 | $4,082,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 255,383 | $4,015,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 394,007 | $3,901,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 3,411,688 | $3,855,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 177,780 | $3,810,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 616,999 | $3,795,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 419,745 | $3,753,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 262,376 | $3,715,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 136,937 | $3,681,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 53,270 | $3,642,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 58,506 | $3,640,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 171,397 | $3,637,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 133,911 | $3,629,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 91,355 | $3,585,000 | thousands by filing date | |
| HEALTH CARE REIT INC CONV 6.50 | 42217K601 | PFD | 61,293 | $3,505,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 102,417 | $3,470,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 59,013 | $3,461,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 137,813 | $3,398,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 60,399 | $3,381,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 26,715 | $3,348,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 63,133 | $3,341,000 | thousands by filing date | |
| Nextera Energy, Inc. | 65339F887 | PFD | 55,430 | $3,321,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U597 | CHINA A SHS ETF | 100,000 | $3,255,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 166,374 | $3,226,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 151,936 | $3,223,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 101,324 | $3,201,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 89,211 | $3,191,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 827,639 | $3,186,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 58,842 | $3,179,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 53,233 | $3,155,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R429 | MSCI INTL QLTY | 62,560 | $3,146,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 174,228 | $3,129,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 375,445 | $3,094,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 1,400,678 | $3,081,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 16,409 | $3,070,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 48,969 | $3,069,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 92,295 | $3,031,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 50,814 | $3,007,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 2,517,558 | $2,996,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 204,663 | $2,906,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 32,103 | $2,894,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 469,764 | $2,857,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 23,923 | $2,854,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 256,919 | $2,782,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 786,718 | $2,683,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 247,694 | $2,668,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 216,817 | $2,654,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 46,902 | $2,638,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 46,902 | $2,629,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 48,015 | $2,616,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 48,462 | $2,520,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 68,453 | $2,471,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 36,019 | $2,462,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 65,743 | $2,448,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 31,718 | $2,371,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 102,754 | $2,341,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 101,360 | $2,330,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F861 | UNIT 09/01/2016 | 42,638 | $2,328,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 62,504 | $2,326,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 216,034 | $2,325,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 44,131 | $2,266,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 73,758 | $2,260,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 30,033 | $2,250,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 57,802 | $2,249,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 38,503 | $2,240,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 243,094 | $2,232,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 272,962 | $2,230,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 118,499 | $2,230,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 42,475 | $2,210,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 48,725 | $2,200,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 64,686 | $2,115,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 22,901 | $2,096,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 37,837 | $2,040,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 141,045 | $2,040,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 186,316 | $2,033,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 43,659 | $1,966,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 12,350 | $1,930,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 48,783 | $1,918,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 120,024 | $1,914,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 54,744 | $1,913,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 31,201 | $1,907,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 156,640 | $1,891,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 40,607 | $1,888,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 61,902 | $1,882,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 109,733 | $1,819,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 71,252 | $1,804,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 34,505 | $1,790,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 370,237 | $1,781,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 147,997 | $1,748,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 26,080 | $1,747,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 118,163 | $1,736,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 49,138 | $1,717,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 34,830 | $1,655,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 21,192 | $1,643,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 14,085 | $1,642,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 41,987 | $1,638,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 21,129 | $1,633,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 26,884 | $1,619,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 21,150 | $1,609,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 99,722 | $1,603,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 70,961 | $1,592,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 90,705 | $1,592,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 661,713 | $1,581,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 144,846 | $1,579,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 178,729 | $1,526,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 30,106 | $1,512,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 75,911 | $1,508,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 95,930 | $1,507,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 44,580 | $1,497,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 19,759 | $1,493,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 169,553 | $1,467,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 39,202 | $1,466,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 155,427 | $1,463,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 77,971 | $1,456,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 140,295 | $1,456,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 18,512 | $1,432,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 20,956 | $1,421,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 2,787 | $1,420,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 54,921 | $1,418,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 37,150 | $1,416,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 283,874 | $1,382,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 640,119 | $1,357,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 153,692 | $1,357,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 31,789 | $1,325,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 76,779 | $1,309,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 25,314 | $1,288,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 19,518 | $1,285,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 89,872 | $1,281,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 171,172 | $1,272,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 262,061 | $1,255,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 153,712 | $1,231,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 487,293 | $1,208,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 46,902 | $1,207,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 1,605,999 | $1,196,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 34,774 | $1,196,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 19,526 | $1,192,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 15,491 | $1,185,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 44,735 | $1,176,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 38,943 | $1,174,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 64,536 | $1,140,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 29,720 | $1,139,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 16,143 | $1,138,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 21,903 | $1,135,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 86,464 | $1,115,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 82,187 | $1,112,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 16,470 | $1,100,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 28,764 | $1,089,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 61,316 | $1,034,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 74,909 | $1,030,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 126,818 | $1,025,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 42,146 | $1,014,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 29,997 | $999,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 17,636 | $981,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 14,688 | $976,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 28,157 | $946,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 68,102 | $913,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 62,877 | $912,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 195,119 | $896,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 70,824 | $887,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 92,135 | $875,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 63,706 | $873,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 268,232 | $834,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 65,450 | $819,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 13,899 | $804,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 11,332 | $793,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 10,705 | $773,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 51,220 | $770,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 24,962 | $768,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 10,506 | $751,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 39,497 | $749,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 56,646 | $743,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 30,462 | $733,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 39,906 | $731,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 426,353 | $729,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 57,982 | $728,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 59,864 | $724,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 52,496 | $719,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP | 635906209 | CVPFSTKF | 46,213 | $697,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 57,800 | $684,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 22,074 | $682,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,412 | $676,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 3,745 | $676,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 55,806 | $676,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 18,459 | $667,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 43,487 | $660,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 22,759 | $659,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 12,040 | $658,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 19,832 | $657,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 48,997 | $650,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 13,139 | $649,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 114,555 | $643,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 76,535 | $636,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 7,777 | $628,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 53,259 | $621,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 12,844 | $613,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 14,406 | $602,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 88,596 | $598,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 70,051 | $596,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 36,482 | $587,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 10,590 | $581,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 42,526 | $581,000 | thousands by filing date | |
| ATHLON ENERGY INC | 047477104 | COM | 9,926 | $578,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 19,885 | $574,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 39,524 | $572,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 47,607 | $571,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 41,814 | $564,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 45,184 | $563,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 51,528 | $554,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 39,259 | $546,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 40,119 | $544,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 41,361 | $535,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 7,053 | $535,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 13,758 | $534,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 45,293 | $530,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 41,672 | $530,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 8,476 | $524,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 37,807 | $523,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 18,817 | $517,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 37,500 | $513,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 10,663 | $511,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,779 | $510,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 217,160 | $508,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 29,205 | $507,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 15,889 | $506,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 11,949 | $500,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 9,670 | $498,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 35,002 | $497,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 33,440 | $497,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 10,485 | $490,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 42,681 | $486,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 36,540 | $476,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 23,185 | $471,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 8,474 | $469,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 24,300 | $464,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 21,643 | $460,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 88,532 | $460,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 17,784 | $458,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 47,515 | $456,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000930413-14-004576 | this filing | 2014-11-14 | acceptance time not in the bulk data set |