13F-HR filed by FCG ADVISORS, LLC
FCG ADVISORS, LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 69 holding rows worth $140,468,000.
- Accession
- 0000930413-13-005395
- Filer
- CIK 1009950
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 69 entries on the cover page, a total value of $140,468,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $140,468,000 with VALUE read as thousands by filing date, 13F file number 028-14872. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CELGENE CORP | 151020104 | COM | 267,743 | $41,269,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 110,555 | $7,053,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 183,036 | $6,598,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 161,199 | $6,469,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 42,329 | $4,765,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 42,708 | $4,656,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 143,010 | $4,503,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 75,029 | $4,379,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 41,483 | $3,596,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 80,007 | $3,188,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 39,738 | $3,065,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 143,936 | $2,630,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 75,832 | $2,261,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 36,938 | $2,250,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 87,826 | $2,244,000 | thousands by filing date | |
| CFS BANCORP INC | 12525D102 | COM | 194,809 | $2,158,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 49,023 | $2,065,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 23,951 | $2,064,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 30,636 | $2,026,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 23,241 | $1,817,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 33,555 | $1,734,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 25,008 | $1,724,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 35,878 | $1,689,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 20,659 | $1,660,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 18,413 | $1,440,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 16,631 | $1,431,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 54,781 | $1,411,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 10,568 | $1,354,000 | thousands by filing date | |
| APPLE INC | 37833100 | COM | 2,596 | $1,237,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 464287101 | S&P 100 ETF | 15,375 | $1,151,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 17,040 | $1,130,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 11,307 | $1,036,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 38,699 | $976,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 6,985 | $879,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 28,856 | $676,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 19,889 | $662,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,465 | $642,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 13,371 | $583,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 6,249 | $558,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 4,596 | $549,000 | thousands by filing date | |
| METABOLIX INC | 591018809 | COM | 431,005 | $543,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 16,652 | $539,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 13,010 | $472,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 5,793 | $454,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 13,522 | $445,000 | thousands by filing date | |
| NYSE EURONEXT | 629491101 | COM | 10,100 | $424,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 8,411 | $422,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 9,328 | $394,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 7,739 | $361,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,964 | $360,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 12,530 | $360,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 4,000 | $357,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 7,358 | $340,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 12,150 | $313,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,767 | $298,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 8,591 | $281,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 5,600 | $272,000 | thousands by filing date | |
| Bank of America | 60505104 | COM | 19,150 | $264,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Intel Corp | 458140100 | COM | 11,409 | $261,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 7,523 | $254,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 5,212 | $253,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC. CLASS B | 84670702 | COM | 1,869 | $247,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 30,316 | $243,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 8,759 | $236,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,050 | $221,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 10,000 | $103,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 10,300 | $100,000 | thousands by filing date | |
| AMER STD ENERGY CORP | 02971T107 | COM | 146,743 | $41,000 | thousands by filing date | |
| COVER-ALL TECHNOLOGIES INC | 222892101 | COM | 25,000 | $32,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000930413-13-005395 | this filing | 2013-11-14 | acceptance time not in the bulk data set |