13F-HR filed by Ionic Capital Management LLC
Ionic Capital Management LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 246 holding rows worth $410,555,402.
- Accession
- 0000929638-23-003119
- Filer
- CIK 1386462
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 246 entries on the cover page, a total value of $410,555,402 stated on the cover page (in dollars after the unit check, H1), rows summing to $410,555,402 with VALUE read as dollars as filed, 13F file number 028-12913. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FLEX LTD ORD | Y2573F102 | Stock | 829,685 | $22,384,901 | dollars as filed | |
| KENVUE INC | 49177J102 | COM | 1,000,000 | $20,080,000 | dollars as filed | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 493,200 | $18,716,940 | dollars as filed | put |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 474,300 | $17,999,685 | dollars as filed | call |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 488,866 | $17,956,048 | dollars as filed | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 772,391 | $14,057,516 | dollars as filed | |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 1,229,588 | $11,828,637 | dollars as filed | |
| ALIGHT INC | 01626W101 | COM CL A | 1,551,906 | $11,003,014 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 25,000 | $10,874,750 | dollars as filed | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 120,000 | $10,408,800 | dollars as filed | call |
| INDIE SEMICONDUCTOR INC | 45569U119 | *W EXP 06/10/202 | 4,407,331 | $7,845,049 | dollars as filed | |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 119,500 | $7,008,675 | dollars as filed | |
| ZIONS BANCORPORATION | 989701107 | COM | 200,000 | $6,978,000 | dollars as filed | call |
| DIGITALOCEAN HLDGS INC | 25402DAB8 | CNV | 8,650,000 | $6,645,605 | dollars as filed | principal |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 60,000 | $6,082,800 | dollars as filed | put |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 6,300,000 | $5,765,762 | dollars as filed | principal |
| EXXON MOBIL CORP | 30231G102 | COM | 50,000 | $5,615,500 | dollars as filed | call |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 890,600 | $5,610,780 | dollars as filed | put |
| PERRIGO CO PLC SHS | G97822103 | Stock | 175,000 | $5,591,250 | dollars as filed | |
| NCL CORP LTD | 62886HBK6 | NOTE 2.500% 2/1 | 6,400,000 | $5,525,371 | dollars as filed | principal |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 80,000 | $5,504,800 | dollars as filed | call |
| DESKTOP METAL INC | 25058X105 | COM CL A | 3,655,800 | $5,337,468 | dollars as filed | put |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 6,000,000 | $5,281,523 | dollars as filed | principal |
| CLOUDFLARE INC | 18915MAC1 | NOTE 8/1 | 6,056,000 | $5,151,186 | dollars as filed | principal |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 50,000 | $5,069,000 | dollars as filed | call |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 1,404,858 | $5,057,489 | dollars as filed | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 5,500,000 | $4,998,264 | dollars as filed | principal |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 5,800,000 | $4,944,250 | dollars as filed | principal |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 600,000 | $4,932,000 | dollars as filed | call |
| CONFLUENT INC | 20717MAB9 | NOTE 1/1 | 5,850,000 | $4,792,013 | dollars as filed | principal |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 301,000 | $4,779,880 | dollars as filed | put |
| JANUS INTERNATIONAL GROUP IN | 47103N106 | COMMON STOCK | 445,567 | $4,767,567 | dollars as filed | |
| KENVUE INC | 49177J102 | COM | 200,000 | $4,016,000 | dollars as filed | |
| UNITY SOFTWARE INC | 91332UAB7 | NOTE 11/1 | 4,525,000 | $3,593,674 | dollars as filed | principal |
| SNAP INC | 83304AAH9 | NOTE 0.125% 3/0 | 5,000,000 | $3,469,670 | dollars as filed | principal |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 50,000 | $3,440,500 | dollars as filed | put |
| MARA HOLDINGS INC | 565788AB2 | NOTE 1.000%12/0 | 4,550,000 | $3,267,507 | dollars as filed | principal |
| KBR INC COM | 48242W106 | Stock | 55,000 | $3,241,700 | dollars as filed | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 143,962 | $3,234,826 | dollars as filed | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 616,126 | $3,148,404 | dollars as filed | |
| FASTLY INC | 31188VAB6 | NOTE 3/1 | 3,450,000 | $2,948,096 | dollars as filed | principal |
| STARWOOD PPTY TR INC | 85571BBA2 | NOTE 6.750% 7/1 | 2,500,000 | $2,565,445 | dollars as filed | principal |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 133,635 | $2,480,266 | dollars as filed | |
| AST SPACEMOBILE INC | 00217D118 | *W EXP 04/06/202 | 2,547,899 | $2,395,025 | dollars as filed | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 350,000 | $2,352,000 | dollars as filed | put |
| KELLANOVA | 487836108 | COM | 42,000 | $2,345,280 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 25,000 | $2,340,750 | dollars as filed | |
| ARCHER AVIATION INC | 03945R110 | *W EXP 09/16/202 | 1,875,559 | $2,335,259 | dollars as filed | |
| AVEPOINT INC | 053604112 | *W EXP 09/18/202 | 2,283,065 | $2,237,404 | dollars as filed | |
| WIX COM LTD | 92940WAD1 | NOTE 8/1 | 2,500,000 | $2,229,031 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAF6 | NOTE 0.500% 6/1 | 3,000,000 | $2,196,142 | dollars as filed | principal |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 159,048 | $2,178,958 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 80,000 | $2,152,800 | dollars as filed | call |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 40,494 | $2,130,389 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 54,621 | $2,072,867 | dollars as filed | |
| COHERENT CORP COM | 19247G107 | Stock | 61,798 | $2,017,087 | dollars as filed | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 91,471 | $1,810,211 | dollars as filed | |
| TAPESTRY INC COM | 876030107 | Stock | 60,000 | $1,725,000 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 453,900 | $1,724,820 | dollars as filed | put |
| VMWARE, INC. | 928563402 | CL A COM | 10,000 | $1,664,800 | dollars as filed | |
| ROGERS CORP COM | 775133101 | Stock | 12,314 | $1,618,922 | dollars as filed | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 350,000 | $1,589,000 | dollars as filed | put |
| ROCKET LAB USA INC | 773122106 | COM | 330,000 | $1,445,400 | dollars as filed | put |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 550,000 | $1,424,500 | dollars as filed | put |
| STRATASYS LTD | M85548101 | SHS | 100,000 | $1,361,000 | dollars as filed | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 28,186 | $1,306,421 | dollars as filed | |
| UNITED RENTALS INC COM | 911363109 | Stock | 2,900 | $1,289,253 | dollars as filed | |
| LIBERTY MEDIA CORP DEL COM LBTY SRM S A | 531229813 | Stock | 50,000 | $1,272,500 | dollars as filed | |
| FREYR BATTERY INC | L4135L118 | *W EXP 09/01/202 | 1,245,345 | $1,245,345 | dollars as filed | |
| Vivid Seats Inc W Exp 10/18/202 | 92854T118 | SPAC Combination | 1,121,287 | $1,239,022 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 833,400 | $1,216,764 | dollars as filed | call |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 377,115 | $1,180,370 | dollars as filed | |
| HAGERTY INC | 405166117 | *W EXP 12/02/202 | 508,042 | $1,153,255 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142RAB0 | CNV | 1,500,000 | $1,141,987 | dollars as filed | principal |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 120,887 | $1,136,338 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G807 | FUND | 131,200 | $1,083,712 | dollars as filed | put |
| PACWEST BANCORP DEL | 695263103 | COM | 135,728 | $1,073,608 | dollars as filed | |
| GLOBAL BLUE GROUP HOLDING AG | H33700115 | *W EXP 08/28/202 | 2,770,396 | $1,052,750 | dollars as filed | |
| MARBLEGATE ACQUISITION CORP | 56608A105 | COM CL A | 100,000 | $1,040,000 | dollars as filed | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 16,524 | $972,603 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 23,000 | $960,710 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 150,000 | $945,000 | dollars as filed | call |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 122,542 | $928,868 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 5,000 | $883,700 | dollars as filed | |
| ROCKET LAB USA INC | 773122106 | COM | 199,000 | $871,620 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 134,300 | $862,206 | dollars as filed | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 185,000 | $836,200 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 11,450 | $836,079 | dollars as filed | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 183,292 | $832,146 | dollars as filed | |
| EVE HLDG INC WTS EXP 05/09/202 | 29970n112 | WT | 1,028,055 | $827,636 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 30,000 | $807,300 | dollars as filed | put |
| FREYR BATTERY | L4135L100 | SHS | 165,000 | $806,850 | dollars as filed | put |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 25,000 | $805,750 | dollars as filed | put |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 82,700 | $795,574 | dollars as filed | call |
| ETSY INC | 29786AAN6 | NOTE 0.250% 6/1 | 1,000,000 | $758,306 | dollars as filed | principal |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 212,500 | $752,250 | dollars as filed | put |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 5,539 | $730,317 | dollars as filed | |
| REDWIRE CORPORATION | 75776W103 | COM | 250,000 | $722,500 | dollars as filed | put |
| PROSHARES TR | 74347G291 | SHORT BITCOIN | 33,484 | $707,517 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,268 | $680,876 | dollars as filed | |
| REDWIRE CORPORATION | 75776W111 | *W EXP 05/27/202 | 1,411,792 | $621,188 | dollars as filed | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 10,000 | $619,100 | dollars as filed | call |
| DESKTOP METAL INC | 25058X105 | COM CL A | 423,813 | $618,767 | dollars as filed | |
| PACWEST BANCORP DEL | 695263103 | COM | 75,900 | $600,369 | dollars as filed | put |
| VANECK ETF TRUST | 92189F676 | COM | 4,000 | $579,920 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 1,756 | $554,457 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 48,818 | $553,108 | dollars as filed | |
| MICROVAST HOLDINGS INC | 59516C114 | *W EXP 07/23/202 | 2,781,355 | $542,364 | dollars as filed | |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 1,906,029 | $536,738 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,051 | $529,904 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 203,313 | $526,581 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,500 | $511,890 | dollars as filed | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 25,000 | $494,500 | dollars as filed | put |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 17,910 | $481,958 | dollars as filed | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 31,285 | $463,644 | dollars as filed | |
| Mexico Fund Inc/The | 592835102 | COM | 27,500 | $452,925 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 100,000 | $452,000 | dollars as filed | call |
| Evolv Technologies Hldngs In W Exp 07/16/202 | 30049H110 | SPAC Combination | 561,698 | $449,695 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 50,000 | $428,000 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 61,871 | $397,212 | dollars as filed | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 19,420 | $384,128 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 100,000 | $338,000 | dollars as filed | call |
| GRAB HOLDINGS LIMITED | G4124C117 | *W EXP 99/99/999 | 969,266 | $334,397 | dollars as filed | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 6,200 | $326,182 | dollars as filed | call |
| CIPHER MINING INC | 17253J114 | *W EXP 10/22/202 | 801,543 | $324,625 | dollars as filed | |
| Aurora Innovation Inc W Exp 11/03/202 | 051774115 | SPAC Combination | 936,300 | $299,616 | dollars as filed | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 10,000 | $297,000 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 7,391 | $293,201 | dollars as filed | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 140,000 | $292,600 | dollars as filed | call |
| ORIGIN MATERIALS INC | 68622D106 | COM | 222,300 | $284,544 | dollars as filed | call |
| LANVIN GROUP HOLDINGS LIMITE | G5380J118 | W EXP 01/14/202 | 1,500,000 | $277,500 | dollars as filed | |
| Apple Inc | 037833100 | COM | 1,580 | $270,512 | dollars as filed | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 124,400 | $237,604 | dollars as filed | call |
| NVIDIA Corp | 67066G104 | COM | 525 | $228,370 | dollars as filed | |
| 0 | 31738L115 | 0 | 2,232,730 | $223,273 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 19,565 | $184,498 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P111 | *W EXP 03/25/202 | 1,139,862 | $170,979 | dollars as filed | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X111 | WARRANT | 2,083,677 | $166,486 | dollars as filed | |
| Southland Hldgs Inc W Exp 02/14/202 | 84445C118 | SPAC Combination | 228,372 | $157,166 | dollars as filed | |
| LITHIA MTRS INC COM | 92561V117 | COM | 2,040,785 | $156,528 | dollars as filed | |
| FREYR BATTERY | L4135L100 | SHS | 30,900 | $151,101 | dollars as filed | call |
| BUTTERFLY NETWORK INC | 124155110 | *W EXP 02/12/202 | 2,156,771 | $142,778 | dollars as filed | |
| LIVEVOX HOLDING INC | 53838L118 | WTS | 496,041 | $138,891 | dollars as filed | |
| EOS ENERGY ENTERPRISES, INC | 29415C119 | *W EXP 11/17/202 | 326,910 | $135,668 | dollars as filed | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 100,000 | $128,000 | dollars as filed | put |
| VINFAST AUTO LTD | Y9390M103 | SHS | 10,000 | $125,000 | dollars as filed | call |
| A SPAC II ACQUISITION RTS | G0543H133 | RIGHT | 650,000 | $123,500 | dollars as filed | |
| ROBO.AI INC. | G6693P114 | *W EXP 11/11/202 | 469,518 | $119,211 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667112 | *W EXP 05/07/202 | 491,183 | $113,021 | dollars as filed | |
| BITCOIN DEPOT INC | 09174P113 | *W EXP 06/30/202 | 593,500 | $112,706 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D114 | *W EXP 06/25/202 | 1,067,336 | $103,318 | dollars as filed | |
| VELO3D INC | 92259N112 | *W EXP 09/29/202 | 463,672 | $95,424 | dollars as filed | |
| BRIDGETOWN HOLDINGS LTD | G1355U121 | *W EXP 09/30/202 | 278,851 | $94,809 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC WT EXP 091626 | 37611X118 | Stock | 417,388 | $93,913 | dollars as filed | |
| ATHENA CONSUMER ACQ CORP | 04684M114 | *W EXP 07/31/202 | 250,000 | $90,000 | dollars as filed | |
| SES AI CORPORATION WT EXP 121026 | 78397Q117 | Stock | 313,000 | $84,760 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q111 | *W EXP 03/12/202 | 2,019,238 | $84,404 | dollars as filed | |
| VELO3D INC | 92259N104 | COM | 50,000 | $78,000 | dollars as filed | call |
| GLOBAL BLOCKCHAIN ACQUI CORP | 37961B112 | RIGHT 05/09/2027 | 387,500 | $71,068 | dollars as filed | |
| THE BEACHBODY COMPANY INC | 073463119 | *W EXP 12/31/202 | 3,690,666 | $70,123 | dollars as filed | |
| Bakkt Inc W Exp 10/25/202 | 05759B115 | SPAC Combination | 284,583 | $66,849 | dollars as filed | |
| E2OPEN PARENT HOLDINGS INC | 29788T111 | *W EXP 02/04/202 | 132,127 | $62,099 | dollars as filed | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 52,400 | $61,308 | dollars as filed | put |
| ZIONS BANCORPORATION | 989701107 | COM | 1,700 | $59,313 | dollars as filed | put |
| CANO HEALTH INC | 13781Y111 | WARR | 1,119,644 | $55,982 | dollars as filed | |
| METAL SKY STAR ACQUISITION C | G6053N113 | RIGHT 12/31/2025 | 400,000 | $53,960 | dollars as filed | |
| COEPTIS THERAPEUTICS HLDGS INC COM NEW | 19207A108 | Stock | 45,000 | $52,200 | dollars as filed | |
| Momentus Inc W Exp 08/12/202 | 60879E119 | SPAC Combination | 2,585,778 | $49,905 | dollars as filed | |
| BLACKSKY TECHNOLOGY INC | 09263B116 | W EXP 09/09/202 | 581,840 | $46,547 | dollars as filed | |
| DRAGONFLY ENERGY HOLDINGS CO | 26145B106 | COM | 30,200 | $46,508 | dollars as filed | call |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 132,618 | $40,846 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 8,100 | $39,366 | dollars as filed | call |
| JAGUAR GLOBAL GROWTH CORP I | G5S11A155 | RIGHT 01/01/2027 | 192,000 | $39,206 | dollars as filed | |
| Genedx Holdings Corp W Exp 07/22/202 | 81663L119 | SPAC Combination | 1,261,129 | $37,708 | dollars as filed | |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 631,253 | $36,613 | dollars as filed | |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 2,990,428 | $29,904 | dollars as filed | |
| CLEAN EARTH ACQUISITIONS COR | 184493120 | RIGHT 01/01/2027 | 224,618 | $29,425 | dollars as filed | |
| VINTAGE WINE ESTATES INC | 92747V114 | *W EXP 06/08/202 | 1,801,352 | $28,191 | dollars as filed | |
| NUBIA BRAND INTERNATIONAL CO | 67022R111 | *W EXP 11/16/202 | 247,440 | $27,515 | dollars as filed | |
| ACCRETION ACQUISITION CORP | 00438Y123 | RIGHT 03/01/2028 | 315,306 | $27,353 | dollars as filed | |
| TMC THE METALS COMPANY INC | 87261Y114 | *W EXP 09/09/202 | 248,000 | $27,305 | dollars as filed | |
| Eon Resources Inc W Exp 11/15/202 | 40472A128 | SPAC Combination | 127,104 | $26,552 | dollars as filed | |
| JETAI INC | 47714H118 | *W EXP 08/10/202 | 534,990 | $26,535 | dollars as filed | |
| TECHNOLOGY & TELECOMMUNICATION | g87119114 | COM | 623,940 | $25,270 | dollars as filed | |
| Spectral Ai Inc W Exp 09/11/202 | 84757T113 | SPAC Combination | 191,012 | $24,832 | dollars as filed | |
| MARBLEGATE ACQUISITION CORP | 56608A113 | *W EXP 08/31/202 | 494,140 | $24,707 | dollars as filed | |
| ROSE HILL ACQUISITION CORP | G7637J123 | *W EXP 10/07/202 | 478,798 | $23,940 | dollars as filed | |
| EQUITY UNCOVERED AMERICAN CALL | 56564V119 | COM | 367,138 | $23,313 | dollars as filed | |
| ENERGEM CORP | G30449121 | *W EXP 11/15/202 | 442,692 | $21,028 | dollars as filed | |
| Jasper Therapeutics Inc W Exp 09/24/202 | 471871111 | SPAC Combination | 417,132 | $20,857 | dollars as filed | |
| CSLM Acquisition Corp | G2365L127 | RIGHT | 259,520 | $20,762 | dollars as filed | |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 505,300 | $20,212 | dollars as filed | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 16,748 | $19,595 | dollars as filed | |
| SLAM CORP | G8210L121 | *W EXP 02/23/202 | 150,000 | $18,825 | dollars as filed | |
| CANNA-GLOBAL ACQUISITION CORP | 13767k119 | WT | 966,584 | $17,833 | dollars as filed | |
| Oppfi Inc W Exp 07/20/202 | 68386H111 | SPAC Combination | 368,020 | $17,039 | dollars as filed | |
| Aimfinity Investment Corp I | G0135E126 | Warrant | 300,000 | $16,635 | dollars as filed | |
| CALIDI BIOTHERAPEUTICS INC | 320703119 | *W EXP 03/14/202 | 75,172 | $16,538 | dollars as filed | |
| DIGITAL HEALTH ACQUISITION C | 253893119 | *W EXP 99/99/999 | 736,390 | $16,274 | dollars as filed | |
| ADIT EDTECH ACQUISITION CORP | 007024110 | *W EXP 99/99/999 | 231,864 | $16,207 | dollars as filed | |
| ATLANTIC COASTAL ACQUISTN CO | 048453112 | *W EXP 03/02/202 | 542,033 | $15,177 | dollars as filed | |
| AURORA TECHNOLOGY ACQUISITIO | G06984127 | *W EXP 01/27/202 | 900,000 | $14,850 | dollars as filed | |
| A SPAC II Acquisition Corp | G0543H117 | Warrant | 500,000 | $13,775 | dollars as filed | |
| UPHEALTH INC 11.5000EXP07/01/2024 | 91532B119 | WARR | 1,077,821 | $12,934 | dollars as filed | |
| A SPAC I ACQUISITION CORP | G0542S114 | RIGHT 12/09/2026 | 80,000 | $12,600 | dollars as filed | |
| MONTEREY CAP ACQUISITION COR | 61244M117 | *W EXP 01/01/202 | 375,000 | $11,944 | dollars as filed | |
| HYZON MOTORS INC | 44951Y110 | *W EXP 10/02/202 | 168,774 | $11,814 | dollars as filed | |
| COEPTIS THERAPEUTICS HLDGS I | 19207A116 | *W EXP 10/28/202 | 518,728 | $11,723 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W126 | WARRANT | 96,386 | $11,566 | dollars as filed | |
| SUMMIT HEALTHCARE ACQUISITION | g9845f117 | WT | 273,169 | $11,255 | dollars as filed | |
| Futuretech II Acquisition Corp | 36119D111 | Warrant | 144,000 | $10,814 | dollars as filed | |
| Curiositystream Inc W Exp 10/14/202 | 23130Q115 | SPAC Combination | 405,686 | $10,649 | dollars as filed | |
| KATAPULT HOLDINGS INC | 485859110 | *W EXP 06/09/202 | 1,003,401 | $10,234 | dollars as filed | |
| VISION SENSING ACQUISITION C | 92838J111 | *W EXP 99/99/999 | 241,480 | $8,935 | dollars as filed | |
| FORTUNE RI -CW23 EQUITY | 34969G110 | COM | 111,373 | $8,910 | dollars as filed | |
| ONYX ACQUISITION CO I | G6755Q117 | *W EXP 11/30/202 | 200,000 | $8,700 | dollars as filed | |
| GLOBAL BLK-CW27 EQUITY | 37961B120 | COM | 200,000 | $7,980 | dollars as filed | |
| Goal Acquisitions Corp | 38021H115 | Warrant | 283,232 | $7,846 | dollars as filed | |
| GOLDENSTONE ACQUISITION LTD | 38136Y110 | *W EXP 07/15/202 | 160,000 | $7,712 | dollars as filed | |
| CELULARITY INC | 151190113 | *W EXP 07/16/202 | 471,583 | $7,168 | dollars as filed | |
| WTS/CIIG CAPITAL PARTNERS II INC 0.0000EXP03/03/20 | G9889X115 | COM | 285,000 | $7,153 | dollars as filed | |
| BOA ACQUISITION CORP | g8059b119 | WT | 558,684 | $7,039 | dollars as filed | |
| Beneficient W Exp 06/07/202 | 08178Q119 | SPAC Combination | 179,808 | $6,923 | dollars as filed | |
| HH&L ACQUISITION CO | G39714129 | WARR | 222,263 | $6,557 | dollars as filed | |
| AETHERIUM ACQUISITION CORP | 00809J119 | COM | 282,000 | $6,373 | dollars as filed | |
| SKILLSOFT CORP | 83066P119 | *W EXP 06/11/202 | 558,909 | $6,204 | dollars as filed | |
| TLGY ACQUISITION CORPORATION W | g8656t125 | WT | 136,281 | $5,860 | dollars as filed | |
| METAL SKY STAR ACQUISITION C | G6053N121 | *W EXP 03/31/202 | 300,000 | $5,850 | dollars as filed | |
| EDOC ACQUISITION CORP | G4000A110 | *W EXP 11/30/202 | 200,000 | $5,800 | dollars as filed | |
| NUBURU INC | 67021W111 | *W EXP 01/31/202 | 248,293 | $5,363 | dollars as filed | |
| IVEDA SOLUTIONS INC | 46583A113 | *W EXP 04/01/202 | 20,000 | $4,380 | dollars as filed | |
| Apollomics Inc W Exp 04/01/202 | G0411D115 | SPAC Combination | 87,690 | $4,297 | dollars as filed | |
| Alpha Star Acquisition Corp | G0230C116 | WARRANT | 429,554 | $4,296 | dollars as filed | |
| JAGUAR GLOBAL GROWTH CORP I | G5S11A130 | *W EXP 11/23/202 | 48,000 | $4,224 | dollars as filed | |
| LIBERTY RES ACQUISITION CORP | 53118A113 | *W EXP 10/31/202 | 105,375 | $3,962 | dollars as filed | |
| Blueriver Acquisition Corp | G1261Q115 | Warrant | 69,102 | $3,697 | dollars as filed | |
| CSLM ACQUISITION CORP | G2365L119 | *W EXP 99/99/999 | 86,103 | $3,014 | dollars as filed | |
| SONDER HOLDINGS INC | 83542D110 | *W EXP 01/18/202 | 134,495 | $2,152 | dollars as filed | |
| Oio Group W Exp 08/02/202 | G3R95P116 | SPAC Combination | 107,776 | $2,102 | dollars as filed | |
| Alternus Clean Energy Inc | 184493112 | Warrant | 34,496 | $2,071 | dollars as filed | |
| BURTECH ACQUISITION CORP | 123013112 | *W EXP 12/18/202 | 100,800 | $2,011 | dollars as filed | |
| EVE HLDG INC | 29970N104 | COM | 200 | $1,658 | dollars as filed | |
| TEMPO AUTOMATION HOLDINGS IN | 88024M116 | *W EXP 09/30/202 | 162,290 | $1,461 | dollars as filed | |
| EDIFY ACQUISITION CORP | 28059Q111 | WARR | 60,000 | $1,200 | dollars as filed | |
| ELECTRIQ POWER HOLDINGS INC | 285046116 | WT | 10,504 | $299 | dollars as filed | |
| FARADAY FUTRE INTLGT ELCTR I | 307359505 | COMMON | 298,100 | $0 | dollars as filed | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000929638-23-003119 | this filing | 2023-11-14 | acceptance time not in the bulk data set |