13F-HR filed by Ionic Capital Management LLC
Ionic Capital Management LLC filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-15, with 333 holding rows worth $342,934,394.
- Accession
- 0000929638-23-001459
- Filer
- CIK 1386462
- Filed
- 2023-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 333 entries on the cover page, a total value of $342,934,394 stated on the cover page (in dollars after the unit check, H1), rows summing to $342,934,396 with VALUE read as dollars as filed, 13F file number 028-12913. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FLEX LTD ORD | Y2573F102 | Stock | 830,485 | $19,109,460 | dollars as filed | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 649,875 | $16,610,805 | dollars as filed | |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 421,366 | $16,517,547 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U119 | *W EXP 06/10/202 | 4,694,422 | $14,951,734 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 1,030,600 | $10,872,830 | dollars as filed | put |
| CONSTELLIUM SE | F21107101 | CL A SHS | 707,391 | $10,808,934 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 116,800 | $10,745,600 | dollars as filed | call |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 192,100 | $9,975,753 | dollars as filed | call |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 10,500,000 | $8,811,293 | dollars as filed | principal |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 1,308,800 | $6,648,704 | dollars as filed | put |
| ALIGHT INC | 01626W101 | COM CL A | 701,906 | $6,464,554 | dollars as filed | |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 119,500 | $6,029,970 | dollars as filed | |
| CLOUDFLARE INC | 18915MAC1 | NOTE 8/1 | 6,306,000 | $5,333,426 | dollars as filed | principal |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 5,500,000 | $4,983,827 | dollars as filed | principal |
| UNITY SOFTWARE INC | 91332UAB7 | NOTE 11/1 | 6,150,000 | $4,779,100 | dollars as filed | principal |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 4,000,000 | $4,683,868 | dollars as filed | principal |
| AST SPACEMOBILE INC | 00217D118 | *W EXP 04/06/202 | 2,741,177 | $4,605,177 | dollars as filed | |
| CONFLUENT INC | 20717MAB9 | NOTE 1/1 | 5,750,000 | $4,559,681 | dollars as filed | principal |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 5,000,000 | $4,448,188 | dollars as filed | principal |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 300,000 | $4,425,000 | dollars as filed | put |
| PERRIGO CO PLC SHS | G97822103 | Stock | 120,000 | $4,304,400 | dollars as filed | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 209,900 | $4,277,762 | dollars as filed | |
| DIGITALOCEAN HLDGS INC | 25402DAB8 | CNV | 5,400,000 | $4,244,807 | dollars as filed | principal |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 90,000 | $4,230,000 | dollars as filed | call |
| DESKTOP METAL INC | 25058X105 | COM CL A | 1,770,300 | $4,071,690 | dollars as filed | put |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 85,503 | $4,018,641 | dollars as filed | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 1,030,944 | $3,938,206 | dollars as filed | |
| AVANTOR INC COM | 05352A100 | Stock | 180,000 | $3,805,200 | dollars as filed | call |
| FREYR BATTERY INC | L4135L118 | *W EXP 09/01/202 | 1,310,619 | $3,748,370 | dollars as filed | |
| WESTROCK CO | 96145D105 | COM | 122,000 | $3,717,340 | dollars as filed | |
| FLEX LTD ORD | Y2573F102 | Stock | 151,900 | $3,495,219 | dollars as filed | call |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 52,996 | $3,197,779 | dollars as filed | |
| FASTLY INC | 31188VAB6 | NOTE 3/1 | 3,800,000 | $3,052,465 | dollars as filed | principal |
| JOYY INC | 98426TAD8 | NOTE 0.750% 6/1 | 3,000,000 | $2,951,030 | dollars as filed | principal |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 1,081,569 | $2,768,817 | dollars as filed | |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 3,000,000 | $2,632,526 | dollars as filed | principal |
| JANUS INTERNATIONAL GROUP IN | 47103N106 | COMMON STOCK | 266,783 | $2,630,480 | dollars as filed | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 200,000 | $2,628,000 | dollars as filed | call |
| COINBASE GLOBAL INC | 19260QAB3 | NOTE 0.500% 6/0 | 4,000,000 | $2,585,187 | dollars as filed | principal |
| AVANTOR INC COM | 05352A100 | Stock | 119,000 | $2,515,660 | dollars as filed | |
| NCL CORP LTD | 62886HBK6 | NOTE 2.500% 2/1 | 3,250,000 | $2,460,857 | dollars as filed | principal |
| Vivid Seats Inc W Exp 10/18/202 | 92854T118 | SPAC Combination | 1,120,387 | $2,352,813 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 10,290 | $2,351,162 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 20,960 | $2,174,181 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 334,300 | $2,052,602 | dollars as filed | put |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 350,000 | $2,037,000 | dollars as filed | put |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 399,553 | $2,029,729 | dollars as filed | |
| FREYR BATTERY | L4135L100 | SHS | 220,400 | $1,959,356 | dollars as filed | put |
| PEOPLE INC | 44891N208 | COM NEW | 37,000 | $1,909,200 | dollars as filed | |
| MIRION TECHNOLOGIES INC | 60471A101 | COM CL A | 222,028 | $1,896,119 | dollars as filed | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 84,000 | $1,860,600 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 17,840 | $1,786,319 | dollars as filed | |
| NOVOCURE LTD | 67011XAB9 | NOTE 11/0 | 2,000,000 | $1,726,349 | dollars as filed | principal |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 922,300 | $1,715,478 | dollars as filed | put |
| AVEPOINT INC | 053604112 | *W EXP 09/18/202 | 2,876,069 | $1,623,253 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 55,075 | $1,575,145 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 200,000 | $1,558,000 | dollars as filed | call |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 377,115 | $1,538,629 | dollars as filed | |
| MARBLEGATE ACQUISITION CORP | 56608A105 | COM CL A | 150,000 | $1,511,250 | dollars as filed | |
| GRAB HOLDINGS LIMITED | G4124C117 | *W EXP 99/99/999 | 2,637,189 | $1,476,826 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 400,000 | $1,352,000 | dollars as filed | put |
| E2OPEN PARENT HOLDINGS INC | 29788T111 | *W EXP 02/04/202 | 1,696,920 | $1,323,598 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G880 | FUND | 122,700 | $1,321,479 | dollars as filed | put |
| MARA HOLDINGS INC | 565788AB2 | NOTE 1.000%12/0 | 3,250,000 | $1,249,843 | dollars as filed | principal |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 120,887 | $1,217,332 | dollars as filed | |
| T-Mobile US,Inc. | 872590104 | COM | 8,400 | $1,216,656 | dollars as filed | |
| COHERENT CORP COM | 19247G107 | Stock | 31,798 | $1,210,868 | dollars as filed | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 13,200 | $1,204,632 | dollars as filed | |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 69,678 | $1,181,042 | dollars as filed | |
| HAGERTY INC | 405166117 | *W EXP 12/02/202 | 508,042 | $1,140,554 | dollars as filed | |
| ROGERS CORP COM | 775133101 | Stock | 6,314 | $1,031,897 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 23,000 | $1,008,780 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,398 | $989,022 | dollars as filed | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 75,100 | $986,814 | dollars as filed | put |
| GLOBAL BLUE GROUP HOLDING AG | H33700115 | *W EXP 08/28/202 | 2,770,396 | $983,352 | dollars as filed | |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 1,628,039 | $918,702 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 5,000 | $892,000 | dollars as filed | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 201,100 | $872,774 | dollars as filed | put |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 11,450 | $872,605 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D114 | *W EXP 06/25/202 | 1,277,694 | $868,193 | dollars as filed | |
| Nerdy Eqy Warrant | 64081V117 | Equity | 1,323,580 | $860,327 | dollars as filed | |
| ETSY INC | 29786AAN6 | NOTE 0.250% 6/1 | 1,000,000 | $831,463 | dollars as filed | principal |
| AVEPOINT INC COM CL A | 053604104 | Stock | 200,000 | $824,000 | dollars as filed | put |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 428,000 | $796,080 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G807 | FUND | 131,200 | $779,328 | dollars as filed | put |
| Amazon.com, Inc | 023135106 | COM | 7,535 | $778,290 | dollars as filed | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 80,000 | $752,000 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155110 | *W EXP 02/12/202 | 2,366,107 | $629,621 | dollars as filed | |
| MICROVAST HOLDINGS INC | 59516C114 | *W EXP 07/23/202 | 3,060,698 | $627,749 | dollars as filed | |
| LIVEVOX HOLDING INC | 53838L118 | WTS | 1,795,299 | $610,402 | dollars as filed | |
| ARCHER AVIATION INC | 03945R110 | *W EXP 09/16/202 | 1,348,900 | $600,193 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 71,291 | $594,567 | dollars as filed | |
| PAYONEER GLOBAL INC | 70451X112 | *W EXP 06/25/202 | 550,000 | $572,000 | dollars as filed | |
| KBR INC COM | 48242W106 | Stock | 10,000 | $550,500 | dollars as filed | |
| CELLEBRITE DI LTD ORDINARY SHARES | M2197Q107 | Stock | 90,300 | $549,927 | dollars as filed | put |
| VANECK ETF TRUST | 92189F676 | COM | 2,000 | $526,380 | dollars as filed | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 7,107 | $524,781 | dollars as filed | |
| ROKU INC COM CL A | 77543R102 | Stock | 7,820 | $514,712 | dollars as filed | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 2,607,079 | $514,637 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 6,000 | $513,540 | dollars as filed | |
| COMPUTE HEALTH ACQUISITIN CO | 204833107 | COM CL A | 50,000 | $512,000 | dollars as filed | put |
| AEVA TECHNOLOGIES INC | 00835Q111 | *W EXP 03/12/202 | 2,894,834 | $502,254 | dollars as filed | |
| EMBARK TECHNOLOGY INC | 29079J202 | COM NEW | 173,500 | $487,535 | dollars as filed | put |
| Mexico Fund Inc/The | 592835102 | COM | 27,500 | $468,050 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,500 | $457,050 | dollars as filed | |
| CELLEBRITE DI LTD | M2197Q115 | WARRANT | 523,349 | $450,080 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635116 | *W EXP 04/05/202 | 357,775 | $441,852 | dollars as filed | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 6,421 | $435,408 | dollars as filed | |
| EVE HLDG INC WTS EXP 05/09/202 | 29970n112 | WT | 1,042,689 | $421,246 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 51,900 | $417,276 | dollars as filed | call |
| Evolv Technologies Hldngs In W Exp 07/16/202 | 30049H110 | SPAC Combination | 753,759 | $414,341 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 6,012 | $406,231 | dollars as filed | |
| FARADAY FUTURE INTLGT ELEC I | 307359117 | *W EXP 07/21/202 | 4,011,174 | $401,519 | dollars as filed | |
| UIPATH INC | 90364P105 | CL A | 22,747 | $399,437 | dollars as filed | |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 4,273,098 | $396,971 | dollars as filed | |
| Skillsoft Corp. | 83066P200 | Common | 194,800 | $389,600 | dollars as filed | put |
| STRATA CRITICAL MEDICAL INC | 092667112 | *W EXP 05/07/202 | 802,255 | $389,094 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 7,864 | $377,000 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 75,000 | $375,750 | dollars as filed | call |
| BLOCK INC CL A | 852234103 | Stock | 5,287 | $362,953 | dollars as filed | |
| CANO HEALTH INC | 13781Y111 | WARR | 2,261,509 | $361,841 | dollars as filed | |
| THE LION ELECTRIC COMPANY | 536221112 | *W EXP 05/06/202 | 1,422,533 | $333,442 | dollars as filed | |
| WEWORK INC | 96209A112 | *W EXP 10/20/202 | 3,652,449 | $328,720 | dollars as filed | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 6,525 | $318,485 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 51,159 | $314,116 | dollars as filed | |
| WTS/LION ELECTRIC EXP12/13/2027 | 536221120 | WARR | 442,658 | $309,861 | dollars as filed | |
| LITHIA MTRS INC COM | 92561V117 | COM | 2,053,385 | $308,008 | dollars as filed | |
| JOBY AVIATION INC | G65163118 | *W EXP 08/10/202 | 470,726 | $305,972 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 60,000 | $304,800 | dollars as filed | call |
| CANO HEALTH INC | 13781Y103 | COM | 331,100 | $301,301 | dollars as filed | call |
| Tesla Motors, Inc | 88160R101 | COM | 1,451 | $301,024 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P111 | *W EXP 03/25/202 | 1,147,305 | $298,185 | dollars as filed | |
| CIPHER MINING INC | 17253J114 | *W EXP 10/22/202 | 864,256 | $293,761 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 8,830 | $285,651 | dollars as filed | |
| 0 | 31738L115 | 0 | 2,135,224 | $261,672 | dollars as filed | |
| TWILIO INC CL A | 90138F102 | Stock | 3,896 | $259,590 | dollars as filed | |
| GLOBAL BUSINESS TRAVEL GROUP COM CL A | 37890B100 | Stock | 38,658 | $256,303 | dollars as filed | |
| TELADOC HEALTH INC | 87918A105 | COM | 9,890 | $256,151 | dollars as filed | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 148,300 | $255,076 | dollars as filed | put |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 23,100 | $255,024 | dollars as filed | |
| ROBLOX CORP CL A | 771049103 | Stock | 5,538 | $249,099 | dollars as filed | |
| BARK INC | 68622E112 | *W EXP 05/01/202 | 1,020,336 | $244,881 | dollars as filed | |
| REDWIRE CORPORATION | 75776W111 | *W EXP 05/27/202 | 1,438,750 | $236,962 | dollars as filed | |
| THE BEACHBODY COMPANY INC | 073463119 | *W EXP 12/31/202 | 3,956,108 | $233,410 | dollars as filed | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 7,187 | $233,146 | dollars as filed | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 124,900 | $232,314 | dollars as filed | call |
| PAGERDUTY INC COM | 69553P100 | Stock | 6,333 | $221,528 | dollars as filed | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X111 | WARRANT | 724,215 | $214,549 | dollars as filed | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 4,721 | $213,531 | dollars as filed | |
| UWM HOLDINGS CORPORATION | 91823B117 | *W EXP 01/21/202 | 1,695,765 | $211,971 | dollars as filed | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 5,685 | $211,880 | dollars as filed | |
| OUSTER INC | 68989M111 | *W EXP 03/11/202 | 1,789,566 | $208,842 | dollars as filed | |
| Bakkt Inc W Exp 10/25/202 | 05759B115 | SPAC Combination | 846,186 | $208,331 | dollars as filed | |
| VELO3D INC | 92259N112 | *W EXP 09/29/202 | 533,827 | $206,111 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC WT EXP 091626 | 37611X118 | Stock | 1,143,348 | $205,803 | dollars as filed | |
| BLACKSKY TECHNOLOGY INC | 09263B116 | W EXP 09/09/202 | 1,397,260 | $188,630 | dollars as filed | |
| HYZON MOTORS INC | 44951Y110 | *W EXP 10/02/202 | 1,396,599 | $182,815 | dollars as filed | |
| TH INTERNATIONAL LIMITED | G8656L114 | *W EXP 09/28/202 | 369,167 | $180,892 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 21,000 | $168,840 | dollars as filed | put |
| ROBINHOOD MKTS INC | 770700102 | COM | 16,955 | $164,633 | dollars as filed | |
| SHARECARE INC | 81948W112 | *W EXP 07/01/202 | 1,157,809 | $162,093 | dollars as filed | |
| VINTAGE WINE ESTATES INC | 92747V114 | *W EXP 06/08/202 | 1,801,352 | $160,320 | dollars as filed | |
| Momentus Inc W Exp 08/12/202 | 60879E119 | SPAC Combination | 2,913,816 | $160,260 | dollars as filed | |
| Skillsoft Corp. | 83066P200 | Common | 80,050 | $160,100 | dollars as filed | |
| SKILLSOFT CORP | 83066P119 | *W EXP 06/11/202 | 624,589 | $156,147 | dollars as filed | |
| CANOO INC | 13803R110 | *W EXP 12/21/202 | 1,722,954 | $155,066 | dollars as filed | |
| AXIOS SUSTAINABLE GRW ACQ CO | G0703K124 | RIGHT 99/99/9999 | 807,355 | $154,608 | dollars as filed | |
| KALEYRA INC | 483379111 | *W EXP 11/25/202 | 1,222,823 | $153,892 | dollars as filed | |
| EMBARK TECHNOLOGY INC | 29079J202 | COM NEW | 53,300 | $149,773 | dollars as filed | |
| KATAPULT HOLDINGS INC | 485859110 | *W EXP 06/09/202 | 1,995,900 | $143,705 | dollars as filed | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 12,062 | $139,678 | dollars as filed | |
| CELULARITY INC | 151190113 | *W EXP 07/16/202 | 2,072,837 | $136,807 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 148,100 | $134,771 | dollars as filed | put |
| Aurora Innovation Inc W Exp 11/03/202 | 051774115 | SPAC Combination | 681,144 | $131,563 | dollars as filed | |
| LEMONADE INC | 52567D115 | *W EXP 02/09/202 | 2,589,374 | $128,692 | dollars as filed | |
| PLANET LABS PBC | 72703X114 | *W EXP 12/06/202 | 182,763 | $126,088 | dollars as filed | |
| SES AI CORPORATION WT EXP 121026 | 78397Q117 | Stock | 313,000 | $125,263 | dollars as filed | |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 1,359,353 | $122,342 | dollars as filed | |
| LIGHTNING EMOTORS INC 11.5000EXP05/18/2025 | 53228T119 | WARR | 4,761,529 | $121,419 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 90,085 | $119,813 | dollars as filed | |
| MARKFORGED HOLDING CORPORATI | 57064N110 | *W EXP 07/14/202 | 721,954 | $113,311 | dollars as filed | |
| JAGUAR GLOBAL GROWTH CORP I | G5S11A155 | RIGHT 01/01/2027 | 600,000 | $108,300 | dollars as filed | |
| VIEW INC | 92671V114 | *W EXP 03/08/202 | 3,313,376 | $108,016 | dollars as filed | |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 298,100 | $105,557 | dollars as filed | call |
| LANVIN GROUP HOLDINGS LIMITE | G5380J118 | W EXP 01/14/202 | 267,623 | $100,024 | dollars as filed | |
| BRIDGETOWN HOLDINGS LTD | G1355U121 | *W EXP 09/30/202 | 806,649 | $99,460 | dollars as filed | |
| SITIO ROYALTIES CORP | 82983N116 | *W EXP 08/23/202 | 2,508,933 | $97,848 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 107,064 | $97,428 | dollars as filed | |
| ACCRETION ACQUISITION CORP | 00438Y123 | RIGHT 03/01/2028 | 985,330 | $93,606 | dollars as filed | |
| TMC THE METALS COMPANY INC | 87261Y114 | *W EXP 09/09/202 | 783,291 | $93,212 | dollars as filed | |
| ROBO.AI INC. | G6693P114 | *W EXP 11/11/202 | 431,604 | $92,428 | dollars as filed | |
| CLEAN EARTH ACQUISITIONS COR | 184493120 | RIGHT 01/01/2027 | 701,932 | $91,251 | dollars as filed | |
| VERTICAL AEROSPACE LTD | G9471C115 | YW EXP 12/16/202 | 504,392 | $88,269 | dollars as filed | |
| BOA ACQUISITION CORP | g8059b119 | WT | 769,603 | $87,542 | dollars as filed | |
| COEPTIS THERAPEUTICS HLDGS I | 19207A116 | *W EXP 10/28/202 | 518,728 | $85,383 | dollars as filed | |
| Oppfi Inc W Exp 07/20/202 | 68386H111 | SPAC Combination | 952,084 | $84,831 | dollars as filed | |
| SONDER HOLDINGS INC | 83542D110 | *W EXP 01/18/202 | 985,000 | $82,346 | dollars as filed | |
| ONYX ACQUISITION CO I | G6755Q117 | *W EXP 11/30/202 | 625,000 | $74,688 | dollars as filed | |
| OWLET INC | 69120X115 | *W EXP 09/14/202 | 1,912,324 | $74,007 | dollars as filed | |
| CSLM Acquisition Corp | G2365L127 | RIGHT | 811,000 | $72,990 | dollars as filed | |
| BURGERFI INTERNATIONAL INC | 12122L119 | *W EXP 12/16/202 | 1,060,931 | $68,961 | dollars as filed | |
| GOLDEN FALCON ACQUISITION CO | 38102H117 | *W EXP 11/04/202 | 286,632 | $68,792 | dollars as filed | |
| THE GROWTH FOR GOOD ACQU COR | G41522130 | RIGHT 11/12/2026 | 516,000 | $66,977 | dollars as filed | |
| IRONNET INC | 46323Q113 | *W EXP 08/26/202 | 2,221,999 | $66,660 | dollars as filed | |
| WHEELS UP EXPERIENCE INC | 96328L114 | *W EXP 07/13/202 | 1,326,455 | $65,394 | dollars as filed | |
| DIGITAL HEALTH ACQUISITION C | 253893119 | *W EXP 99/99/999 | 736,390 | $62,593 | dollars as filed | |
| METAL SKY STAR ACQUISITION C | G6053N113 | RIGHT 12/31/2025 | 400,000 | $62,000 | dollars as filed | |
| NUBIA BRAND INTERNATIONAL CO | 67022R111 | *W EXP 11/16/202 | 250,000 | $59,975 | dollars as filed | |
| A SPAC II ACQUISITION RTS | G0543H133 | RIGHT | 650,000 | $59,313 | dollars as filed | |
| TALKSPACE INC | 87427V111 | *W EXP 06/21/202 | 796,312 | $58,290 | dollars as filed | |
| LATCH INC | 51818V114 | *W EXP 06/04/202 | 979,162 | $58,260 | dollars as filed | |
| REDWIRE CORPORATION | 75776W103 | COM | 17,900 | $54,237 | dollars as filed | put |
| Eon Resources Inc W Exp 11/15/202 | 40472A128 | SPAC Combination | 400,000 | $54,000 | dollars as filed | |
| HYCROFT MINING HOLDING CORP | 44862P117 | *W EXP 05/29/202 | 1,500,000 | $54,000 | dollars as filed | |
| Jasper Therapeutics Inc W Exp 09/24/202 | 471871111 | SPAC Combination | 257,943 | $51,589 | dollars as filed | |
| Southland Hldgs Inc W Exp 02/14/202 | 84445C118 | SPAC Combination | 64,030 | $50,577 | dollars as filed | |
| AVALON ACQUISITION INC | 05338E119 | *W EXP 12/31/202 | 561,898 | $50,571 | dollars as filed | |
| MARBLEGATE ACQUISITION CORP | 56608A113 | *W EXP 08/31/202 | 334,240 | $49,802 | dollars as filed | |
| HH&L ACQUISITION CO | G39714129 | WARR | 952,740 | $47,732 | dollars as filed | |
| TEMPO AUTOMATION HOLDINGS IN | 88024M116 | *W EXP 09/30/202 | 469,519 | $46,482 | dollars as filed | |
| SUMMIT HEALTHCARE ACQUISITION | g9845f117 | WT | 273,169 | $42,532 | dollars as filed | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 51,744 | $42,177 | dollars as filed | |
| A SPAC I ACQUISITION CORP | G0542S114 | RIGHT 12/09/2026 | 250,000 | $41,875 | dollars as filed | |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 505,300 | $41,763 | dollars as filed | |
| ENERGEM CORP | G30449121 | *W EXP 11/15/202 | 495,292 | $40,862 | dollars as filed | |
| ADIT EDTECH ACQUISITION CORP | 007024110 | *W EXP 99/99/999 | 494,777 | $39,582 | dollars as filed | |
| GSR II METEORA ACQUISITN COR | 36263W121 | *W EXP 02/24/202 | 593,500 | $37,925 | dollars as filed | |
| OFFERPAD SOLUTIONS INC | 67623L117 | *W EXP 09/01/202 | 906,440 | $36,258 | dollars as filed | |
| LIBERTY RES ACQUISITION CORP | 53118A113 | *W EXP 10/31/202 | 465,251 | $35,801 | dollars as filed | |
| LION GROUP HOLDING LTD | 53620U110 | *W EXP 06/16/202 | 1,882,025 | $35,382 | dollars as filed | |
| SLAM CORP | G8210L121 | *W EXP 02/23/202 | 150,000 | $34,500 | dollars as filed | |
| MONEYLION INC | 60938K114 | *W EXP 09/22/202 | 575,279 | $34,229 | dollars as filed | |
| CERUS CORP | 157085101 | COM | 11,321 | $33,623 | dollars as filed | |
| ARBE ROBOTICS LTD | M1R95N118 | *W EXP 99/99/999 | 89,171 | $32,119 | dollars as filed | |
| Curiositystream Inc W Exp 10/14/202 | 23130Q115 | SPAC Combination | 451,808 | $31,920 | dollars as filed | |
| GENESIS UNICORN CAPITAL CORP | 37187C118 | *W EXP 06/30/202 | 336,800 | $31,794 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 15,163 | $31,084 | dollars as filed | |
| AEYE INC | 008183113 | *W EXP 09/30/202 | 776,578 | $31,063 | dollars as filed | |
| GLOBAL BLOCKCHAIN ACQUI CORP | 37961B112 | RIGHT 05/09/2027 | 387,500 | $31,000 | dollars as filed | |
| ZURA BIO LTD | G9TY5A119 | YW EXP 99/99/999 | 119,130 | $30,926 | dollars as filed | |
| ROSE HILL ACQUISITION CORP | G7637J123 | *W EXP 10/07/202 | 478,798 | $30,547 | dollars as filed | |
| ATLANTIC COASTAL ACQUISTN CO | 048453112 | *W EXP 03/02/202 | 598,013 | $29,901 | dollars as filed | |
| Apollomics Inc W Exp 04/01/202 | G0411D115 | SPAC Combination | 274,028 | $29,705 | dollars as filed | |
| Goal Acquisitions Corp | 38021H115 | Warrant | 634,063 | $29,547 | dollars as filed | |
| CANNA-GLOBAL ACQUISITION CORP | 13767k119 | WT | 966,843 | $28,715 | dollars as filed | |
| Nogin Inc | 65528N113 | Warrant | 954,000 | $26,617 | dollars as filed | |
| UPHEALTH INC 11.5000EXP07/01/2024 | 91532B119 | WARR | 1,326,241 | $26,525 | dollars as filed | |
| TLGY ACQUISITION CORPORATION W | g8656t125 | WT | 311,600 | $26,486 | dollars as filed | |
| EOS ENERGY ENTERPRISES, INC | 29415C119 | *W EXP 11/17/202 | 34,689 | $24,976 | dollars as filed | |
| FORTUNE RI -CW23 EQUITY | 34969G110 | COM | 348,041 | $24,624 | dollars as filed | |
| Genedx Holdings Corp W Exp 07/22/202 | 81663L119 | SPAC Combination | 1,298,593 | $24,024 | dollars as filed | |
| WTS/NOVUS CAPITAL CORP11.5000EXP06/30/2027 | 03783T111 | WARR | 249,676 | $23,744 | dollars as filed | |
| TECHNOLOGY & TELECOMMUNICATION | g87119114 | COM | 623,940 | $23,585 | dollars as filed | |
| ROSECLIFF ACQUISITION CORP I | 77732R111 | *W EXP 02/11/202 | 205,781 | $23,459 | dollars as filed | |
| ETHZILLA CORPORATION | 68236V112 | *W EXP 11/06/202 | 1,138,716 | $22,547 | dollars as filed | |
| AURORA TECHNOLOGY ACQUISITIO | G06984127 | *W EXP 01/27/202 | 900,000 | $22,500 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 16,556 | $22,351 | dollars as filed | |
| VISION SENSING ACQUISITION C | 92838J111 | *W EXP 99/99/999 | 379,388 | $21,815 | dollars as filed | |
| WTS/EVERGREEN CORPORATION EXP 02/15/2027 | G3312W117 | COM | 237,500 | $21,375 | dollars as filed | |
| AXIOS SUSTAINABLE GRW ACQ CO | G0703K116 | *W EXP 99/99/999 | 600,000 | $21,000 | dollars as filed | |
| GOLDENSTONE ACQUISITION LTD | 38136Y110 | *W EXP 07/15/202 | 500,000 | $20,000 | dollars as filed | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 157,618 | $19,308 | dollars as filed | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 15,067 | $18,683 | dollars as filed | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 8,091 | $18,367 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 1,024 | $18,186 | dollars as filed | |
| LIV CAPITAL ACQUISITN CORP I | G5510R113 | *W EXP 02/07/202 | 300,000 | $18,150 | dollars as filed | |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 2,990,428 | $18,092 | dollars as filed | |
| Aimfinity Investment Corp I | G0135E126 | Warrant | 300,000 | $18,015 | dollars as filed | |
| PINSTRIPES HOLDINGS INC | 06690B115 | *W EXP 09/30/202 | 250,000 | $18,000 | dollars as filed | |
| Malacca Straits Acquisition Company Limited | G5859B109 | Warrant | 212,605 | $17,008 | dollars as filed | |
| A SPAC II Acquisition Corp | G0543H117 | Warrant | 500,000 | $16,250 | dollars as filed | |
| ALSP ORCHID ACQUISITION CORP | G0231L123 | *W EXP 11/30/202 | 306,235 | $15,863 | dollars as filed | |
| SPORTS ENTMT GAMING GLOBAL | 54570M116 | *W EXP 10/15/202 | 1,151,613 | $15,547 | dollars as filed | |
| MONTEREY CAP ACQUISITION COR | 61244M117 | *W EXP 01/01/202 | 375,000 | $15,000 | dollars as filed | |
| SONDER HOLDINGS INC | 83542D102 | COM | 18,238 | $13,808 | dollars as filed | |
| ATLANTIC COASTAL AQSTN CORP | 04845A116 | WARR | 194,000 | $13,580 | dollars as filed | |
| HWH International Inc (Pre-Merger) | 02115M117 | Warrant | 277,000 | $13,504 | dollars as filed | |
| CSLM ACQUISITION CORP | G2365L119 | *W EXP 99/99/999 | 410,000 | $13,325 | dollars as filed | |
| NUBURU INC | 67021W111 | *W EXP 01/31/202 | 250,000 | $12,800 | dollars as filed | |
| CIIG CAPITAL PARTNERS II INC | 12561U117 | *W EXP 02/28/202 | 100,000 | $12,500 | dollars as filed | |
| METAL SKY STAR ACQUISITION C | G6053N121 | *W EXP 03/31/202 | 300,000 | $12,375 | dollars as filed | |
| XOS INC | 98423B116 | *W EXP 08/20/202 | 350,258 | $12,259 | dollars as filed | |
| Anghami Inc W Exp 02/03/202 | G0369L119 | SPAC Combination | 466,032 | $12,163 | dollars as filed | |
| JAGUAR GLOBAL GROWTH CORP I | G5S11A130 | *W EXP 11/23/202 | 150,000 | $12,000 | dollars as filed | |
| CALIDI BIOTHERAPEUTICS INC | 320703119 | *W EXP 03/14/202 | 234,913 | $11,569 | dollars as filed | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 40,300 | $11,546 | dollars as filed | call |
| Futuretech II Acquisition Corp | 36119D111 | Warrant | 450,000 | $11,385 | dollars as filed | |
| JAWS JUGGERNAUT ACQUISITN CO | G50735110 | *W EXP 06/17/202 | 64,575 | $10,945 | dollars as filed | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G114 | WTS | 100,000 | $10,560 | dollars as filed | |
| VIRGIN GROUP ACQUISITION CORP | 39957d110 | WT | 104,999 | $10,500 | dollars as filed | |
| DUET ACQUISITION CORP (U.S.) | 26431Q114 | COM | 297,900 | $10,427 | dollars as filed | |
| AETHERIUM ACQUISITION CORP | 00809J119 | COM | 282,000 | $10,307 | dollars as filed | |
| GIGCAPITAL 5 INC | 37519U117 | *W EXP 03/28/202 | 404,372 | $10,150 | dollars as filed | |
| EMBARK TECHNOLOGY INC | 29079J111 | W EXP 11/10/202 | 552,146 | $10,021 | dollars as filed | |
| Thunder Power Holdings Inc | 31561T110 | Warrant | 150,000 | $9,900 | dollars as filed | |
| Heliogen Inc | 42329E113 | Warrant | 249,200 | $9,843 | dollars as filed | |
| DENALI CAPITAL ACQUISITN COR | G6256B114 | *W EXP 99/99/999 | 150,000 | $9,825 | dollars as filed | |
| BETTER WORLD ACQUISITION COR | 08772B112 | *W EXP 11/15/202 | 75,000 | $8,280 | dollars as filed | |
| HAINAN MANASLU ACQUISTN CORP | G4233U131 | *W EXP 01/31/202 | 150,000 | $8,258 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W126 | WARRANT | 96,386 | $7,904 | dollars as filed | |
| IVEDA SOLUTIONS INC | 46583A113 | *W EXP 04/01/202 | 20,000 | $7,832 | dollars as filed | |
| GALATA ACQUISITION CORP | G3R23A116 | *W EXP 99/99/999 | 75,000 | $7,313 | dollars as filed | |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 40,000 | $7,082 | dollars as filed | |
| EQUITY UNCOVERED AMERICAN CALL | 56564V119 | COM | 367,138 | $6,865 | dollars as filed | |
| Alpha Star Acquisition Corp | G0230C116 | WARRANT | 429,554 | $6,529 | dollars as filed | |
| GLOBAL BLK-CW27 EQUITY | 37961B120 | COM | 200,000 | $6,500 | dollars as filed | |
| Alternus Clean Energy Inc | 184493112 | Warrant | 107,800 | $6,473 | dollars as filed | |
| PROSPECTOR CAPITAL CORP | G7273A113 | *W EXP 01/11/202 | 66,004 | $5,940 | dollars as filed | |
| KEYARCH ACQUISITION CORP | G5260A112 | *W EXP 99/99/999 | 129,590 | $5,702 | dollars as filed | |
| Blueriver Acquisition Corp | G1261Q115 | Warrant | 70,832 | $5,667 | dollars as filed | |
| ATI PHYSICAL THERAPY INC WT EXP 081027 | 00216W117 | Stock | 976,645 | $5,274 | dollars as filed | |
| INCEPTION GR -23 EQUITY | 45333D112 | COM | 203,154 | $5,079 | dollars as filed | |
| QUANTUM SI INC | 74765K113 | *W EXP 06/10/202 | 33,640 | $5,046 | dollars as filed | |
| COMPUTE HEALTH ACQUISITIN CO | 204833115 | *W EXP 01/25/202 | 12,500 | $5,000 | dollars as filed | |
| EDOC ACQUISITION CORP | G4000A110 | *W EXP 11/30/202 | 200,000 | $4,790 | dollars as filed | |
| DMY TECHNOLOGY GROUP INC VI | 233247113 | *W EXP 99/99/999 | 50,000 | $3,980 | dollars as filed | |
| ACRI CAPITAL ACQUISITION COR | 00501A119 | *W EXP 02/01/202 | 75,000 | $3,750 | dollars as filed | |
| MOOLEC SCIENCE SA | L64875112 | *W EXP 12/30/202 | 34,000 | $3,511 | dollars as filed | |
| NOVA VISION ACQUISITION CORP | G6759A118 | *W EXP 12/31/202 | 85,086 | $3,284 | dollars as filed | |
| CEPTON INC | 15673X119 | *W EXP 06/01/202 | 47,900 | $2,826 | dollars as filed | |
| Revelation Biosciences Inc W Exp 01/10/202 | 76135L119 | SPAC Combination | 171,189 | $2,773 | dollars as filed | |
| OCA ACQUISITION CORP | 670865112 | *W EXP 01/14/202 | 32,500 | $2,355 | dollars as filed | |
| PROGRESS ACQUISITION CORP | 74327P113 | *W EXP 11/11/202 | 39,250 | $2,176 | dollars as filed | |
| SEASTAR MEDICAL HOLDING CORP | 81256L112 | WTS | 25,000 | $1,970 | dollars as filed | |
| ELLIOTT OPPORTUNITY II CORP | G30092111 | *W EXP 03/02/202 | 27,075 | $1,898 | dollars as filed | |
| BURTECH ACQUISITION CORP | 123013112 | *W EXP 12/18/202 | 315,000 | $1,890 | dollars as filed | |
| EDIFY ACQUISITION CORP | 28059Q111 | WARR | 60,000 | $1,806 | dollars as filed | |
| FOXO TECHNOLOGIES INC | 351471115 | *W EXP 08/01/202 | 50,000 | $1,605 | dollars as filed | |
| 26 Capital Acquisition Corp | 90138P118 | Warrant | 50,000 | $1,380 | dollars as filed | |
| BLEUACACIA LTD | G11728139 | RIGHT 10/30/2026 | 40,000 | $1,232 | dollars as filed | |
| SWVL HOLDINGS CORP | G86302117 | *W EXP 99/99/999 | 56,666 | $1,179 | dollars as filed | |
| BLEUACACIA LTD | G11728113 | *W EXP 10/30/202 | 20,000 | $572 | dollars as filed | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 15 | $18 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000929638-23-001459 | this filing | 2023-05-15 | acceptance time not in the bulk data set |