13F-HR filed by Ionic Capital Management LLC
Ionic Capital Management LLC filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-14, with 356 holding rows worth $422,366,314.
- Accession
- 0000929638-23-000507
- Filer
- CIK 1386462
- Filed
- 2023-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 357 entries on the cover page, a total value of $422,366,314 stated on the cover page (in dollars after the unit check, H1), rows summing to $422,366,314 with VALUE read as dollars as filed, 13F file number 028-12913. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 1,228,897 | $32,565,771 | dollars as filed | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 1,123,806 | $21,835,551 | dollars as filed | |
| FLEX LTD ORD | Y2573F102 | Stock | 902,685 | $19,371,620 | dollars as filed | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 291,018 | $16,681,152 | dollars as filed | |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 316,366 | $11,515,722 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 2,073,300 | $9,993,304 | dollars as filed | put |
| CONSTELLIUM SE | F21107101 | CL A SHS | 697,391 | $8,250,136 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U119 | *W EXP 06/10/202 | 4,677,680 | $7,437,507 | dollars as filed | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 6,365,000 | $7,096,797 | dollars as filed | principal |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 1,012,606 | $5,852,863 | dollars as filed | |
| ALIGHT INC | 01626W101 | COM CL A | 699,363 | $5,846,675 | dollars as filed | |
| AST SPACEMOBILE INC | 00217D118 | *W EXP 04/06/202 | 2,939,499 | $5,805,511 | dollars as filed | |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 6,500,000 | $5,257,516 | dollars as filed | principal |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 400,000 | $5,088,000 | dollars as filed | put |
| CLOUDFLARE INC | 18915MAC1 | NOTE 8/1 | 5,700,000 | $4,683,868 | dollars as filed | principal |
| ON SEMICONDUCTOR CORP | 682189AS4 | NOTE 5/0 | 3,500,000 | $4,656,253 | dollars as filed | principal |
| VARONIS SYS INC | 922280AB8 | BOND | 4,250,000 | $4,466,818 | dollars as filed | principal |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 103,500 | $4,418,415 | dollars as filed | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 5,000,000 | $4,321,125 | dollars as filed | principal |
| MIRION TECHNOLOGIES INC | 60471A101 | COM CL A | 647,349 | $4,278,977 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 4,050,000 | $4,203,791 | dollars as filed | principal |
| UPWORK INC | 91688FAB0 | NOTE 0.250% 8/1 | 5,500,000 | $4,135,528 | dollars as filed | principal |
| LUCID GROUP INC | 549498103 | COM | 589,300 | $4,024,919 | dollars as filed | put |
| CONFLUENT INC | 20717MAB9 | NOTE 1/1 | 5,250,000 | $3,992,900 | dollars as filed | principal |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 4,500,000 | $3,983,963 | dollars as filed | principal |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 4,000,000 | $3,980,819 | dollars as filed | principal |
| FREYR BATTERY INC | L4135L118 | *W EXP 09/01/202 | 1,406,642 | $3,980,795 | dollars as filed | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 3,930,000 | $3,806,778 | dollars as filed | principal |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 82,000 | $3,687,540 | dollars as filed | call |
| UNITY SOFTWARE INC | 91332UAB7 | NOTE 11/1 | 4,900,000 | $3,685,905 | dollars as filed | principal |
| FISKER INC | 33813J106 | CL A COM STK | 503,900 | $3,663,353 | dollars as filed | put |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 85,000 | $3,536,000 | dollars as filed | call |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 834,533 | $3,396,549 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 576,600 | $3,361,578 | dollars as filed | put |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 38,500 | $3,329,480 | dollars as filed | put |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 4,000,000 | $3,320,337 | dollars as filed | principal |
| Advanced Micro Devices,Inc. | 007903107 | COM | 48,906 | $3,167,642 | dollars as filed | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 65,000 | $3,124,550 | dollars as filed | put |
| Pfizer Inc. | 717081103 | COM | 60,400 | $3,094,896 | dollars as filed | put |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 52,996 | $3,094,436 | dollars as filed | |
| DIGITALOCEAN HLDGS INC | 25402DAB8 | CNV | 4,000,000 | $3,021,354 | dollars as filed | principal |
| JOYY INC | 98426TAD8 | NOTE 0.750% 6/1 | 3,000,000 | $2,884,710 | dollars as filed | principal |
| ROGERS CORP COM | 775133101 | Stock | 24,000 | $2,864,160 | dollars as filed | |
| FASTLY INC | 31188VAB6 | NOTE 3/1 | 3,800,000 | $2,773,532 | dollars as filed | principal |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 3,000,000 | $2,760,609 | dollars as filed | principal |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 3,000,000 | $2,715,030 | dollars as filed | principal |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 528,169 | $2,545,774 | dollars as filed | |
| Coupa Software | 22266LAF3 | CONV BOND | 2,550,000 | $2,460,332 | dollars as filed | principal |
| NIKE,Inc. Class B | 654106103 | COM | 20,000 | $2,340,200 | dollars as filed | put |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 40,000 | $2,292,800 | dollars as filed | put |
| Vivid Seats Inc W Exp 10/18/202 | 92854T118 | SPAC Combination | 1,109,287 | $2,255,070 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 45,000 | $2,249,100 | dollars as filed | call |
| iShares Silver Trust | 46428Q109 | COM | 100,000 | $2,202,000 | dollars as filed | call |
| METLIFE INC COM | 59156R108 | Stock | 30,000 | $2,171,100 | dollars as filed | put |
| METLIFE INC COM | 59156R108 | Stock | 30,000 | $2,171,100 | dollars as filed | call |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 24,073 | $2,123,961 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 63,508 | $2,103,385 | dollars as filed | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 922,300 | $2,065,951 | dollars as filed | put |
| LUCID GROUP INC | 549498103 | COM | 300,000 | $2,049,000 | dollars as filed | call |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 350,000 | $2,040,500 | dollars as filed | call |
| Walt Disney Co | 254687106 | COM | 22,950 | $1,993,896 | dollars as filed | |
| AVANTOR INC COM | 05352A100 | Stock | 93,000 | $1,961,370 | dollars as filed | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 84,000 | $1,959,720 | dollars as filed | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 407,115 | $1,958,223 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 11,300 | $1,957,160 | dollars as filed | |
| MP MATERIALS CORP | 553368101 | COM CL A | 80,000 | $1,942,400 | dollars as filed | put |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 30,000 | $1,897,200 | dollars as filed | put |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 30,000 | $1,897,200 | dollars as filed | call |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 24,400 | $1,867,820 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G880 | FUND | 122,900 | $1,799,256 | dollars as filed | put |
| NOVOCURE LTD | 67011XAB9 | NOTE 11/0 | 2,000,000 | $1,781,555 | dollars as filed | principal |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 165,300 | $1,752,180 | dollars as filed | put |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 74,000 | $1,734,560 | dollars as filed | |
| COINBASE GLOBAL INC | 19260QAB3 | NOTE 0.500% 6/0 | 3,000,000 | $1,709,309 | dollars as filed | principal |
| FREYR BATTERY | L4135L100 | SHS | 196,500 | $1,705,620 | dollars as filed | put |
| AVEPOINT INC | 053604112 | *W EXP 09/18/202 | 2,919,469 | $1,634,900 | dollars as filed | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 112,494 | $1,542,293 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 1,120,000 | $1,523,200 | dollars as filed | put |
| MARBLEGATE ACQUISITION CORP | 56608A105 | COM CL A | 150,000 | $1,496,250 | dollars as filed | |
| TEGNA INC COM | 87901J105 | Stock | 70,000 | $1,483,300 | dollars as filed | |
| E2OPEN PARENT HOLDINGS INC | 29788T111 | *W EXP 02/04/202 | 1,724,996 | $1,453,997 | dollars as filed | |
| GRAB HOLDINGS LIMITED | G4124C117 | *W EXP 99/99/999 | 2,653,587 | $1,425,772 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 171,600 | $1,413,984 | dollars as filed | |
| FUBOTV INC | 35953DAB0 | NOTE 3.250% 2/1 | 2,920,000 | $1,356,036 | dollars as filed | principal |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 361,800 | $1,295,244 | dollars as filed | put |
| SIGNIFY HEALTH INC | 82671G100 | COM | 40,000 | $1,146,400 | dollars as filed | |
| HAGERTY INC | 405166117 | *W EXP 12/02/202 | 507,745 | $1,137,349 | dollars as filed | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 18,400 | $1,136,200 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D114 | *W EXP 06/25/202 | 1,277,694 | $1,111,848 | dollars as filed | |
| JANUS INTERNATIONAL GROUP IN | 47103N106 | COMMON STOCK | 115,977 | $1,104,101 | dollars as filed | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 1,000,000 | $1,093,790 | dollars as filed | principal |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 14,237 | $1,085,856 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G807 | FUND | 130,900 | $1,044,582 | dollars as filed | put |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 154,249 | $1,027,298 | dollars as filed | |
| MARA HOLDINGS INC | 565788AB2 | NOTE 1.000%12/0 | 4,250,000 | $1,003,229 | dollars as filed | principal |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 436,700 | $978,208 | dollars as filed | call |
| GLOBAL BLUE GROUP HOLDING AG | H33700115 | *W EXP 08/28/202 | 3,110,394 | $967,640 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 215,700 | $964,179 | dollars as filed | put |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 109,687 | $963,052 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 11,450 | $950,350 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 130,359 | $947,710 | dollars as filed | |
| General Electric Company | 369604301 | COM | 11,211 | $939,370 | dollars as filed | |
| Evgo Inc W Exp 07/01/202 | 30052F118 | SPAC Combination | 1,346,145 | $915,243 | dollars as filed | |
| ROIVANT SCIENCES LTD | G76279119 | *W EXP 09/30/202 | 459,000 | $890,460 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 17,026 | $872,412 | dollars as filed | |
| CELLEBRITE DI LTD ORDINARY SHARES | M2197Q107 | Stock | 200,000 | $872,000 | dollars as filed | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 5,000 | $871,800 | dollars as filed | |
| LIVEVOX HOLDING INC | 53838L118 | WTS | 2,675,001 | $856,000 | dollars as filed | |
| JOBY AVIATION INC | G65163118 | *W EXP 08/10/202 | 1,771,657 | $854,293 | dollars as filed | |
| CMB.TECH NV SHS | B38564108 | Stock | 50,000 | $852,000 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,998 | $847,861 | dollars as filed | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 66,102 | $844,784 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 9,979 | $838,236 | dollars as filed | |
| FREYR BATTERY | L4135L100 | SHS | 96,500 | $837,620 | dollars as filed | call |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 250,000 | $837,500 | dollars as filed | call |
| BEYOND MEAT INC | 08862EAB5 | NOTE 3/1 | 3,195,000 | $833,412 | dollars as filed | principal |
| COHERENT CORP COM | 19247G107 | Stock | 22,798 | $800,210 | dollars as filed | |
| WTS/LION ELECTRIC EXP12/13/2027 | 536221120 | WARR | 1,074,066 | $786,479 | dollars as filed | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 500,000 | $765,000 | dollars as filed | call |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 78,758 | $746,626 | dollars as filed | |
| ARKO CORP | 041242116 | *W EXP 12/22/202 | 425,892 | $745,311 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 600,000 | $738,000 | dollars as filed | put |
| FISKER INC | 33813J106 | CL A COM STK | 101,300 | $736,451 | dollars as filed | call |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 1,628,039 | $716,337 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 200,000 | $696,000 | dollars as filed | put |
| CANOO INC | 13803R110 | *W EXP 12/21/202 | 3,025,639 | $695,897 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 563,600 | $693,228 | dollars as filed | |
| MICROVAST HOLDINGS INC | 59516C114 | *W EXP 07/23/202 | 3,399,853 | $679,627 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 1,400,000 | $644,740 | dollars as filed | principal |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 75,388 | $641,552 | dollars as filed | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 20,000 | $631,800 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635116 | *W EXP 04/05/202 | 433,483 | $628,550 | dollars as filed | |
| RXO, Inc. | 74982T103 | Common Stock, $0.01 par value | 35,981 | $618,873 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155110 | *W EXP 02/12/202 | 2,366,107 | $615,188 | dollars as filed | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 1,513,853 | $605,541 | dollars as filed | |
| GLOBAL BUSINESS TRAVEL GROUP COM CL A | 37890B100 | Stock | 86,357 | $582,910 | dollars as filed | |
| F45 TRAINING HLDGS INC | 30322L101 | COM | 199,900 | $569,715 | dollars as filed | |
| CANO HEALTH INC | 13781Y111 | WARR | 2,508,429 | $551,854 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 152,660 | $546,523 | dollars as filed | |
| VINTAGE WINE ESTATES INC | 92747V114 | *W EXP 06/08/202 | 1,801,352 | $540,404 | dollars as filed | |
| WEWORK INC | 96209A104 | COM | 375,000 | $536,250 | dollars as filed | call |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 56,833 | $531,389 | dollars as filed | |
| THE LION ELECTRIC COMPANY | 536221112 | *W EXP 05/06/202 | 1,162,795 | $518,257 | dollars as filed | |
| WEWORK INC | 96209A104 | COM | 360,448 | $515,441 | dollars as filed | |
| WEWORK INC | 96209A104 | COM | 351,100 | $502,073 | dollars as filed | put |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 35,949 | $484,593 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 6,460 | $467,510 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 331,100 | $453,607 | dollars as filed | call |
| CELLEBRITE DI LTD | M2197Q115 | WARRANT | 723,592 | $447,252 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 204,800 | $419,840 | dollars as filed | put |
| OPPFI INC | 68386H103 | COMMON STOCK | 203,609 | $417,398 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 16,500 | $408,045 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 2,000 | $405,880 | dollars as filed | |
| Mexico Fund Inc/The | 592835102 | COM | 27,500 | $405,350 | dollars as filed | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 200,000 | $404,000 | dollars as filed | put |
| WEWORK INC | 96209A112 | *W EXP 10/20/202 | 3,652,449 | $401,766 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667112 | *W EXP 05/07/202 | 802,255 | $401,128 | dollars as filed | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 177,124 | $396,758 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,500 | $383,775 | dollars as filed | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X111 | WARRANT | 911,715 | $355,569 | dollars as filed | |
| ARCHER AVIATION INC | 03945R110 | *W EXP 09/16/202 | 1,348,900 | $346,667 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q111 | *W EXP 03/12/202 | 1,969,792 | $341,759 | dollars as filed | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 99,700 | $333,995 | dollars as filed | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 26,143 | $332,539 | dollars as filed | |
| XPO INC COM | 983793100 | Stock | 9,885 | $329,072 | dollars as filed | |
| Evolv Technologies Hldngs In W Exp 07/16/202 | 30049H110 | SPAC Combination | 753,759 | $322,232 | dollars as filed | |
| LITHIA MTRS INC COM | 92561V117 | COM | 2,053,385 | $308,008 | dollars as filed | |
| FARADAY FUTURE INTLGT ELEC I | 307359117 | *W EXP 07/21/202 | 4,320,827 | $302,890 | dollars as filed | |
| SITIO ROYALTIES CORP | 82983N116 | *W EXP 08/23/202 | 2,519,227 | $289,711 | dollars as filed | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 6,525 | $271,440 | dollars as filed | |
| EVE HLDG INC WTS EXP 05/09/202 | 29970n112 | WT | 1,042,689 | $260,672 | dollars as filed | |
| Skillsoft Corp. | 83066P200 | Common | 200,000 | $260,000 | dollars as filed | |
| Skillsoft Corp. | 83066P200 | Common | 200,000 | $260,000 | dollars as filed | put |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 25,000 | $256,500 | dollars as filed | put |
| CANO HEALTH INC | 13781Y103 | COM | 182,600 | $250,162 | dollars as filed | put |
| UWM HOLDINGS CORPORATION | 91823B117 | *W EXP 01/21/202 | 1,974,847 | $246,856 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 51,100 | $246,302 | dollars as filed | call |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 4,283,548 | $245,876 | dollars as filed | |
| REDWIRE CORPORATION | 75776W111 | *W EXP 05/27/202 | 1,438,750 | $236,962 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC WT EXP 091626 | 37611X118 | Stock | 1,143,348 | $228,668 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 50,000 | $223,500 | dollars as filed | call |
| OUSTER INC | 68989M111 | *W EXP 03/11/202 | 2,324,491 | $220,827 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 179,300 | $220,539 | dollars as filed | call |
| SHARECARE INC | 81948W112 | *W EXP 07/01/202 | 1,486,807 | $208,153 | dollars as filed | |
| MOUNT RAINIER ACQUISITION CO | 623006111 | *W EXP 11/27/202 | 1,147,031 | $206,466 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 141,564 | $193,943 | dollars as filed | |
| BLACKSKY TECHNOLOGY INC | 09263B116 | W EXP 09/09/202 | 1,401,299 | $189,175 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 40,000 | $185,600 | dollars as filed | call |
| LIGHTNING EMOTORS INC 11.5000EXP05/18/2025 | 53228T119 | WARR | 4,761,529 | $184,743 | dollars as filed | |
| SKILLSOFT CORP | 83066P119 | *W EXP 06/11/202 | 1,692,917 | $184,611 | dollars as filed | |
| HYZON MOTORS INC | 44951Y110 | *W EXP 10/02/202 | 1,396,599 | $182,815 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P111 | *W EXP 03/25/202 | 1,778,425 | $177,843 | dollars as filed | |
| VELO3D INC | 92259N112 | *W EXP 09/29/202 | 867,014 | $177,650 | dollars as filed | |
| 0 | 31738L115 | 0 | 2,135,224 | $165,905 | dollars as filed | |
| SES AI CORPORATION WT EXP 121026 | 78397Q117 | Stock | 313,000 | $165,483 | dollars as filed | |
| BARK INC | 68622E112 | *W EXP 05/01/202 | 1,096,312 | $164,555 | dollars as filed | |
| THE BEACHBODY COMPANY INC | 073463119 | *W EXP 12/31/202 | 3,956,108 | $164,178 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 90,000 | $161,100 | dollars as filed | |
| BENSON HILL INC | 082490111 | WT | 640,065 | $160,080 | dollars as filed | |
| VERTICAL AEROSPACE LTD | G9471C115 | YW EXP 12/16/202 | 504,392 | $158,480 | dollars as filed | |
| PLANET LABS PBC | 72703X114 | *W EXP 12/06/202 | 182,763 | $157,176 | dollars as filed | |
| MARKFORGED HOLDING CORPORATI | 57064N110 | *W EXP 07/14/202 | 741,891 | $155,797 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 1,297 | $151,762 | dollars as filed | |
| KATAPULT HOLDINGS INC | 485859110 | *W EXP 06/09/202 | 2,000,122 | $144,009 | dollars as filed | |
| Momentus Inc W Exp 08/12/202 | 60879E119 | SPAC Combination | 2,913,816 | $142,777 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 120,000 | $139,200 | dollars as filed | put |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 35,100 | $137,943 | dollars as filed | put |
| ROBO.AI INC. | G6693P114 | *W EXP 11/11/202 | 472,962 | $136,875 | dollars as filed | |
| CELULARITY INC | 151190113 | *W EXP 07/16/202 | 2,072,837 | $136,807 | dollars as filed | |
| Nerdy Eqy Warrant | 64081V117 | Equity | 585,690 | $134,709 | dollars as filed | |
| ETHZILLA CORPORATION | 68236V112 | *W EXP 11/06/202 | 2,232,488 | $127,252 | dollars as filed | |
| VIEW INC | 92671V114 | *W EXP 03/08/202 | 3,313,376 | $113,649 | dollars as filed | |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 352,800 | $102,418 | dollars as filed | call |
| BRIDGETOWN HOLDINGS LTD | G1355U121 | *W EXP 09/30/202 | 806,649 | $99,460 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,120 | $99,378 | dollars as filed | |
| Bakkt Inc W Exp 10/25/202 | 05759B115 | SPAC Combination | 866,046 | $95,264 | dollars as filed | |
| Oppfi Inc W Exp 07/20/202 | 68386H111 | SPAC Combination | 952,084 | $95,208 | dollars as filed | |
| Aurora Innovation Inc W Exp 11/03/202 | 051774115 | SPAC Combination | 714,000 | $92,820 | dollars as filed | |
| CLEAN EARTH ACQUISITIONS COR | 184493120 | RIGHT 01/01/2027 | 701,932 | $90,198 | dollars as filed | |
| QUANTUM SI INC | 74765K113 | *W EXP 06/10/202 | 347,264 | $86,816 | dollars as filed | |
| AXIOS SUSTAINABLE GRW ACQ CO | G0703K124 | RIGHT 99/99/9999 | 807,355 | $85,983 | dollars as filed | |
| ADVANTAGE SOLUTIONS INC | 00791N110 | *W EXP 10/28/202 | 615,999 | $83,067 | dollars as filed | |
| SONDER HOLDINGS INC | 83542D110 | *W EXP 01/18/202 | 985,000 | $79,588 | dollars as filed | |
| WHEELS UP EXPERIENCE INC | 96328L114 | *W EXP 07/13/202 | 1,326,455 | $79,587 | dollars as filed | |
| SHARECARE INC | 81948W104 | COM | 49,143 | $78,629 | dollars as filed | |
| OWLET INC | 69120X115 | *W EXP 09/14/202 | 1,912,324 | $76,493 | dollars as filed | |
| NUSCALE PWR CORP | 67079K118 | *W EXP 05/02/202 | 47,638 | $75,744 | dollars as filed | |
| LION GROUP HOLDING LTD | 53620U110 | *W EXP 06/16/202 | 1,882,025 | $75,281 | dollars as filed | |
| DIGITAL HEALTH ACQUISITION C | 253893119 | *W EXP 99/99/999 | 736,390 | $72,719 | dollars as filed | |
| WTS/NOVUS CAPITAL CORP11.5000EXP06/30/2027 | 03783T111 | WARR | 726,398 | $69,080 | dollars as filed | |
| ACCRETION ACQUISITION CORP | 00438Y123 | RIGHT 03/01/2028 | 985,330 | $68,875 | dollars as filed | |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 1,359,353 | $67,968 | dollars as filed | |
| TMC THE METALS COMPANY INC | 87261Y114 | *W EXP 09/09/202 | 819,398 | $65,552 | dollars as filed | |
| BOA ACQUISITION CORP | g8059b119 | WT | 766,270 | $61,302 | dollars as filed | |
| ROSE HILL ACQUISITION CORP | G7637J123 | *W EXP 10/07/202 | 478,798 | $60,065 | dollars as filed | |
| TALKSPACE INC | 87427V111 | *W EXP 06/21/202 | 796,312 | $58,050 | dollars as filed | |
| CSLM Acquisition Corp | G2365L127 | RIGHT | 811,000 | $56,851 | dollars as filed | |
| CALIDI BIOTHERAPEUTICS INC | 320703119 | *W EXP 03/14/202 | 234,913 | $54,923 | dollars as filed | |
| CIPHER MINING INC | 17253J114 | *W EXP 10/22/202 | 874,210 | $52,540 | dollars as filed | |
| BURGERFI INTERNATIONAL INC | 12122L119 | *W EXP 12/16/202 | 1,060,931 | $49,864 | dollars as filed | |
| JAGUAR GLOBAL GROWTH CORP I | G5S11A155 | RIGHT 01/01/2027 | 600,000 | $48,000 | dollars as filed | |
| HH&L ACQUISITION CO | G39714129 | WARR | 942,740 | $47,231 | dollars as filed | |
| LIBERTY RES ACQUISITION CORP | 53118A113 | *W EXP 10/31/202 | 465,251 | $46,525 | dollars as filed | |
| KALEYRA INC | 483379111 | *W EXP 11/25/202 | 1,222,823 | $46,039 | dollars as filed | |
| A SPAC II ACQUISITION RTS | G0543H133 | RIGHT | 650,000 | $45,533 | dollars as filed | |
| JAGUAR GLOBAL GROWTH CORP I | G5S11A130 | *W EXP 11/23/202 | 150,000 | $43,650 | dollars as filed | |
| LATCH INC | 51818V114 | *W EXP 06/04/202 | 979,662 | $41,832 | dollars as filed | |
| COEPTIS THERAPEUTICS HLDGS I | 19207A116 | *W EXP 10/28/202 | 418,728 | $41,831 | dollars as filed | |
| TH INTERNATIONAL LIMITED | G8656L114 | *W EXP 09/28/202 | 334,167 | $40,133 | dollars as filed | |
| ENERGEM CORP | G30449121 | *W EXP 11/15/202 | 495,292 | $39,128 | dollars as filed | |
| IRONNET INC | 46323Q113 | *W EXP 08/26/202 | 2,221,999 | $39,105 | dollars as filed | |
| GOLDEN FALCON ACQUISITION CO | 38102H117 | *W EXP 11/04/202 | 256,632 | $38,495 | dollars as filed | |
| Eon Resources Inc W Exp 11/15/202 | 40472A128 | SPAC Combination | 400,000 | $37,980 | dollars as filed | |
| GSR II METEORA ACQUISITN COR | 36263W121 | *W EXP 02/24/202 | 593,500 | $37,925 | dollars as filed | |
| SCILEX HOLDING CO | 80880W114 | *W EXP 11/10/202 | 194,244 | $36,693 | dollars as filed | |
| AVALON ACQUISITION INC | 05338E119 | *W EXP 12/31/202 | 561,898 | $36,523 | dollars as filed | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 23,400 | $35,802 | dollars as filed | put |
| METAL SKY STAR ACQUISITION C | G6053N113 | RIGHT 12/31/2025 | 400,000 | $34,000 | dollars as filed | |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 505,300 | $32,845 | dollars as filed | |
| MOMENTUS INC | 60879E101 | COM | 42,000 | $32,756 | dollars as filed | |
| BIGBEAR AI HLDGS INC | 08975B117 | *W EXP 12/08/202 | 1,042,002 | $31,988 | dollars as filed | |
| AEYE INC | 008183113 | *W EXP 09/30/202 | 793,570 | $31,743 | dollars as filed | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 18,048 | $27,794 | dollars as filed | |
| TEMPO AUTOMATION HOLDINGS IN | 88024M116 | *W EXP 09/30/202 | 460,919 | $27,148 | dollars as filed | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 23,400 | $27,144 | dollars as filed | call |
| Curiositystream Inc W Exp 10/14/202 | 23130Q115 | SPAC Combination | 451,808 | $27,018 | dollars as filed | |
| Goal Acquisitions Corp | 38021H115 | Warrant | 576,563 | $26,868 | dollars as filed | |
| GLOBAL BLOCKCHAIN ACQUI CORP | 37961B112 | RIGHT 05/09/2027 | 387,500 | $26,544 | dollars as filed | |
| ADIT EDTECH ACQUISITION CORP | 007024110 | *W EXP 99/99/999 | 442,277 | $26,537 | dollars as filed | |
| Genedx Holdings Corp W Exp 07/22/202 | 81663L119 | SPAC Combination | 1,298,593 | $24,673 | dollars as filed | |
| AVAYA HLDGS CORP | 05351X101 | COM | 125,200 | $24,539 | dollars as filed | |
| AVAYA HLDGS CORP | 05351X101 | COM | 125,200 | $24,539 | dollars as filed | put |
| A SPAC I ACQUISITION CORP | G0542S114 | RIGHT 12/09/2026 | 250,000 | $23,750 | dollars as filed | |
| MONEYLION INC | 60938K114 | *W EXP 09/22/202 | 575,279 | $23,643 | dollars as filed | |
| VOLTA INC | 92873V110 | *W EXP 08/26/202 | 358,839 | $23,432 | dollars as filed | |
| TECHNOLOGY & TELECOMMUNICATION | g87119114 | COM | 623,940 | $23,398 | dollars as filed | |
| LIV CAPITAL ACQUISITN CORP I | G5510R113 | *W EXP 02/07/202 | 300,000 | $23,250 | dollars as filed | |
| XOS INC | 98423B116 | *W EXP 08/20/202 | 551,006 | $22,591 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W126 | WARRANT | 96,386 | $22,169 | dollars as filed | |
| ONYX ACQUISITION CO I | G6755Q117 | *W EXP 11/30/202 | 625,000 | $21,938 | dollars as filed | |
| HWH International Inc (Pre-Merger) | 02115M117 | Warrant | 277,000 | $21,592 | dollars as filed | |
| WM TECHNOLOGY INC | 92971A117 | *W EXP 06/16/202 | 214,132 | $21,413 | dollars as filed | |
| AURORA TECHNOLOGY ACQUISITIO | G06984127 | *W EXP 01/27/202 | 900,000 | $21,195 | dollars as filed | |
| AXIOS SUSTAINABLE GRW ACQ CO | G0703K116 | *W EXP 99/99/999 | 600,000 | $21,000 | dollars as filed | |
| THE GROWTH FOR GOOD ACQU COR | G41522130 | RIGHT 11/12/2026 | 516,000 | $20,692 | dollars as filed | |
| SPORTS ENTMT GAMING GLOBAL | 54570M116 | *W EXP 10/15/202 | 1,510,726 | $20,395 | dollars as filed | |
| OFFERPAD SOLUTIONS INC | 67623L117 | *W EXP 09/01/202 | 906,440 | $20,395 | dollars as filed | |
| ATLANTIC COASTAL ACQUISTN CO | 048453112 | *W EXP 03/02/202 | 398,013 | $19,901 | dollars as filed | |
| GENESIS UNICORN CAPITAL CORP | 37187C118 | *W EXP 06/30/202 | 336,800 | $19,366 | dollars as filed | |
| A SPAC II Acquisition Corp | G0543H117 | Warrant | 500,000 | $18,750 | dollars as filed | |
| Heliogen Inc | 42329E113 | Warrant | 249,200 | $18,690 | dollars as filed | |
| Nogin Inc | 65528N113 | Warrant | 954,000 | $18,603 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 4,099 | $18,323 | dollars as filed | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 14,379 | $18,261 | dollars as filed | |
| UPHEALTH INC 11.5000EXP07/01/2024 | 91532B119 | WARR | 1,326,241 | $17,241 | dollars as filed | |
| CANNA-GLOBAL ACQUISITION CORP | 13767k119 | WT | 966,843 | $16,920 | dollars as filed | |
| MARBLEGATE ACQUISITION CORP | 56608A113 | *W EXP 08/31/202 | 334,240 | $16,712 | dollars as filed | |
| REDWIRE CORPORATION | 75776W103 | COM | 8,230 | $16,295 | dollars as filed | |
| VISION SENSING ACQUISITION C | 92838J111 | *W EXP 99/99/999 | 379,388 | $16,124 | dollars as filed | |
| MAXPRO CAPITAL ACQUISITN COR | 57778T114 | *W EXP 09/27/202 | 274,028 | $15,072 | dollars as filed | |
| MONTEREY CAP ACQUISITION COR | 61244M117 | *W EXP 01/01/202 | 375,000 | $15,000 | dollars as filed | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 40,300 | $14,770 | dollars as filed | call |
| GIGCAPITAL 5 INC | 37519U117 | *W EXP 03/28/202 | 404,372 | $14,153 | dollars as filed | |
| ROCKLEY PHOTONICS HLDGS LTD | G7614L117 | *W EXP 08/11/202 | 499,400 | $13,983 | dollars as filed | |
| Jasper Therapeutics Inc W Exp 09/24/202 | 471871111 | SPAC Combination | 459,391 | $13,782 | dollars as filed | |
| EQUITY UNCOVERED AMERICAN CALL | 56564V119 | COM | 367,138 | $13,217 | dollars as filed | |
| BUZZFEED INC | 12430A110 | *W EXP 12/03/202 | 318,997 | $12,760 | dollars as filed | |
| ATLANTIC COASTAL AQSTN CORP | 04845A116 | WARR | 194,000 | $12,610 | dollars as filed | |
| SEMA4 HOLDINGS CORP | 81663L101 | COM | 47,500 | $12,531 | dollars as filed | call |
| Ouster Inc | 68989M103 | COM | 14,330 | $12,367 | dollars as filed | |
| CSLM ACQUISITION CORP | G2365L119 | *W EXP 99/99/999 | 410,000 | $12,300 | dollars as filed | |
| FORTUNE RI -CW23 EQUITY | 34969G110 | COM | 348,041 | $12,181 | dollars as filed | |
| BARK Inc. | 68622E104 | COM | 8,136 | $12,123 | dollars as filed | |
| Aimfinity Investment Corp I | G0135E126 | Warrant | 300,000 | $11,715 | dollars as filed | |
| NUBIA BRAND INTERNATIONAL CO | 67022R111 | *W EXP 11/16/202 | 250,000 | $11,375 | dollars as filed | |
| MCLAREN TECHNOLOGY ACQ CORP | 58176U117 | *W EXP 11/01/202 | 636,224 | $11,134 | dollars as filed | |
| EMBARK TECHNOLOGY INC | 29079J111 | W EXP 11/10/202 | 556,205 | $11,124 | dollars as filed | |
| SEAPORT CALIBRE MATLS ACQUIS | 812204113 | *W EXP 10/28/202 | 306,682 | $10,734 | dollars as filed | |
| VIRGIN GROUP ACQUISITION CORP | 39957d110 | WT | 106,000 | $10,600 | dollars as filed | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G114 | WTS | 100,000 | $10,560 | dollars as filed | |
| ALSP ORCHID ACQUISITION CORP | G0231L123 | *W EXP 11/30/202 | 306,235 | $9,187 | dollars as filed | |
| Futuretech II Acquisition Corp | 36119D111 | Warrant | 450,000 | $9,000 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 1,024 | $8,387 | dollars as filed | |
| Alternus Clean Energy Inc | 184493112 | Warrant | 107,800 | $7,816 | dollars as filed | |
| METAL SKY STAR ACQUISITION C | G6053N121 | *W EXP 03/31/202 | 300,000 | $7,500 | dollars as filed | |
| HAINAN MANASLU ACQUISTN CORP | G4233U131 | *W EXP 01/31/202 | 150,000 | $7,500 | dollars as filed | |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 2,990,428 | $7,177 | dollars as filed | |
| INCEPTION GR -23 EQUITY | 45333D112 | COM | 203,154 | $6,603 | dollars as filed | |
| Alpha Star Acquisition Corp | G0230C116 | WARRANT | 429,554 | $6,529 | dollars as filed | |
| Anghami Inc W Exp 02/03/202 | G0369L119 | SPAC Combination | 248,145 | $6,477 | dollars as filed | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 43,400 | $6,462 | dollars as filed | call |
| PINSTRIPES HOLDINGS INC | 06690B115 | *W EXP 09/30/202 | 250,000 | $6,250 | dollars as filed | |
| DUET ACQUISITION CORP (U.S.) | 26431Q114 | COM | 297,900 | $5,943 | dollars as filed | |
| GLOBAL BLK-CW27 EQUITY | 37961B120 | COM | 200,000 | $5,500 | dollars as filed | |
| GELESIS HLDGS INC | 36850R113 | *W EXP 01/13/202 | 600,000 | $5,340 | dollars as filed | |
| ATI PHYSICAL THERAPY INC WT EXP 081027 | 00216W117 | Stock | 976,645 | $5,274 | dollars as filed | |
| DENALI CAPITAL ACQUISITN COR | G6256B114 | *W EXP 99/99/999 | 150,000 | $5,250 | dollars as filed | |
| WTS/EVERGREEN CORPORATION EXP 02/15/2027 | G3312W117 | COM | 237,500 | $5,118 | dollars as filed | |
| TLGY ACQUISITION CORPORATION W | g8656t125 | WT | 241,600 | $4,711 | dollars as filed | |
| Thunder Power Holdings Inc | 31561T110 | Warrant | 150,000 | $4,500 | dollars as filed | |
| KEYARCH ACQUISITION CORP | G5260A112 | *W EXP 99/99/999 | 129,590 | $4,212 | dollars as filed | |
| Malacca Straits Acquisition Company Limited | G5859B109 | Warrant | 197,605 | $3,952 | dollars as filed | |
| WTS/CHICKEN SOUP FOR THE SOUL 11.5000EXP10/22/2026 | 16842Q134 | WARR | 207,983 | $3,806 | dollars as filed | |
| CAZOO GROUP LTD | G2007L113 | *W EXP 08/26/202 | 438,452 | $3,551 | dollars as filed | |
| AETHERIUM ACQUISITION CORP | 00809J119 | COM | 282,000 | $3,187 | dollars as filed | |
| IVEDA SOLUTIONS INC | 46583A113 | *W EXP 04/01/202 | 20,000 | $2,400 | dollars as filed | |
| ACRI CAPITAL ACQUISITION COR | 00501A119 | *W EXP 02/01/202 | 75,000 | $2,344 | dollars as filed | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 3,100 | $2,088 | dollars as filed | put |
| BURTECH ACQUISITION CORP | 123013112 | *W EXP 12/18/202 | 315,000 | $1,890 | dollars as filed | |
| NOVA VISION ACQUISITION CORP | G6759A118 | *W EXP 12/31/202 | 85,086 | $1,736 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 1,100 | $1,496 | dollars as filed | |
| PINE TECHNOLOGY ACQUISITN CO | 722850112 | WARR | 797,827 | $1,356 | dollars as filed | |
| A SPAC I ACQUISITION CORP | G0542S130 | *W EXP 05/21/202 | 51,266 | $897 | dollars as filed | |
| BROADMARK RLTY CAP INC | 11135B118 | *W EXP 11/15/202 | 316,432 | $665 | dollars as filed | |
| GOLDENSTONE ACQUISITION LTD | 38136Y110 | *W EXP 07/15/202 | 500,000 | $550 | dollars as filed | |
| MARLIN TECHNOLOGY CORP | G58411110 | WARR | 250,000 | $400 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000929638-23-000507 | this filing | 2023-02-14 | acceptance time not in the bulk data set |