13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-11-13, with 3,821 holding rows worth $227,422,668,428.
- Accession
- 0000927971-24-000013
- Filer
- CIK 927971
- Filed
- 2024-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, 13,901 entries on the cover page, a total value of $227,422,668,428 stated on the cover page (in dollars after the unit check, H1), rows summing to $227,422,668,428 with VALUE read as dollars as filed, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBank of Montreal Europe Plc028-17461
- included managerBMO Asset Management Inc.028-16018
- included managerBMO Bank N.A.
- included managerBMO CAPITAL MARKETS CORP.028-17436
- included managerBMO Capital Markets Ltd
- included managerBMO Delaware Trust Co028-16019
- included managerBMO Family Office, LLC028-17442
- included managerBMO NESBITT BURNS INC.028-16021
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.028-16020
- included managerBMO NESBITT BURNS SECURITIES LTD.
- included managerStoker Ostler Wealth Advisors, Inc.028-11481
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 250 | $32,108 | dollars as filed | |
| GRAYSCALE ETHEREUM MINI STAKING ETF | 38964R104 | COM | 12,447 | $31,740 | dollars as filed | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 119,379 | $31,719 | dollars as filed | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 1,531 | $31,554 | dollars as filed | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 900 | $31,509 | dollars as filed | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 1,941 | $31,463 | dollars as filed | |
| DBX ETF TR | 23306X100 | XTRACKERS RISK M | 1,348 | $30,950 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 10,000 | $30,800 | dollars as filed | |
| VEREN INC | 92340V107 | COM NEW | 5,000 | $30,718 | dollars as filed | put |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 735 | $30,627 | dollars as filed | |
| IM CANNABIS CORP | 44969Q406 | COM NEW | 13,993 | $30,415 | dollars as filed | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 188 | $30,225 | dollars as filed | |
| Avantis Emerging Markets Value ETF | 025072372 | SHS | 575 | $30,216 | dollars as filed | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,800 | $29,929 | dollars as filed | put |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 319 | $29,850 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 10,285 | $29,724 | dollars as filed | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 25,700 | $29,555 | dollars as filed | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 500 | $29,410 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 1,574 | $29,182 | dollars as filed | |
| HARBOR ETF TRUST | 41151J604 | CORP CULTURE LEA | 1,225 | $29,000 | dollars as filed | |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 300 | $28,884 | dollars as filed | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 934 | $28,828 | dollars as filed | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 463 | $28,794 | dollars as filed | |
| ISHARES TR | 46434V886 | CMN | 713 | $28,784 | dollars as filed | |
| HIGH TIDE INC | 42981E401 | COM | 14,110 | $28,374 | dollars as filed | |
| ISHARES U S ETF TR | 46431W598 | BLOOMBERG ROLL | 568 | $28,342 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y780 | US EQT ACC 9 BFR | 1,000 | $28,271 | dollars as filed | |
| WISDOMTREE TR | 97717Y618 | BIOREVOLUTION FD | 1,700 | $28,149 | dollars as filed | |
| W & T OFFSHORE INC | 92922P106 | COM | 13,262 | $27,453 | dollars as filed | |
| BRIACELL THERAPEUTICS CORP | 107930109 | COM | 35,330 | $27,426 | dollars as filed | |
| ISHARES U S ETF TR | 46431W648 | U.S. TECH INDEPD | 350 | $27,395 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C359 | EMRGNG MKT APRIL | 1,000 | $27,195 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q705 | FT VEST S&P 500 | 500 | $27,160 | dollars as filed | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 910 | $26,854 | dollars as filed | |
| QUHUO LTD | 74841Q209 | SPON ADS | 20,000 | $26,800 | dollars as filed | |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 1,124 | $26,169 | dollars as filed | |
| 3D PRINTING ETF | 00214Q500 | ETF | 1,250 | $26,087 | dollars as filed | |
| EA SERIES TRUST | 02072L326 | HONEYTREE US EQU | 800 | $26,014 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 620 | $25,817 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 500 | $25,670 | dollars as filed | put |
| METAGENOMI THERAPEUTICS INC | 59102M104 | COM | 12,441 | $25,380 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 1,000 | $25,320 | dollars as filed | put |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 395 | $25,177 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U885 | FT VEST US EQT | 615 | $24,809 | dollars as filed | |
| STEM INC | 85859N102 | COM | 75,000 | $24,690 | dollars as filed | call |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 290 | $24,525 | dollars as filed | |
| NIOCORP DEVS LTD | 654484609 | COM NEW | 11,435 | $24,357 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 676 | $24,322 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 500 | $23,925 | dollars as filed | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 1,772 | $23,851 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 696 | $23,796 | dollars as filed | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 1,120 | $23,475 | dollars as filed | |
| ISHARES TR | 46436E254 | ENVIRONMNTL INFR | 691 | $23,414 | dollars as filed | |
| UR-ENERGY INC | 91688R108 | COM | 20,002 | $23,364 | dollars as filed | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 13,310 | $23,294 | dollars as filed | |
| SNDL INC | 83307B101 | COM | 11,518 | $23,266 | dollars as filed | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 427 | $23,122 | dollars as filed | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 501 | $23,056 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 1,638 | $22,916 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R827 | 2X LONG NVDA DAI | 394 | $22,904 | dollars as filed | |
| APPLIANCE RECYCLING CTRS AMERICA | 47089W104 | Stock | 12,630 | $22,860 | dollars as filed | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 500 | $22,740 | dollars as filed | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 300 | $22,693 | dollars as filed | |
| ISHARES TR | 46436E346 | MSCI WTR MGMT MS | 695 | $22,511 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 400 | $22,380 | dollars as filed | |
| THERATECHNOLOGIES INC | 88338H704 | COM | 18,174 | $21,901 | dollars as filed | |
| Invesco S&P International Dev Momt ETF | 46138E222 | SHS | 515 | $21,640 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U795 | INTERN SUSTAINBL | 1,068 | $21,468 | dollars as filed | |
| GLOBAL X FDS | 37954Y236 | DATA CTR & DIGIT | 1,203 | $21,185 | dollars as filed | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 855 | $20,999 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U746 | HEND SECU IN ETF | 395 | $20,937 | dollars as filed | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 150 | $20,756 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 11,200 | $20,701 | dollars as filed | put |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 490 | $20,624 | dollars as filed | |
| TIDAL TRUST I | 886364652 | ATAC CREDIT ROT | 1,358 | $20,089 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 695 | $19,997 | dollars as filed | |
| LONGEVERON INC | 54303L203 | CL A NEW | 10,000 | $19,900 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 14,484 | $19,844 | dollars as filed | |
| OCEAN BIOMEDICAL ORD | 67644C104 | COM | 20,000 | $19,800 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C599 | US SML CP PWR B | 650 | $19,689 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 470 | $19,388 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 300 | $19,383 | dollars as filed | |
| GOLDMAN SACHS ACTIVEBETA WORLD EQUITY ETF | 38149W739 | ETF | 365 | $18,516 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 4,000 | $18,512 | dollars as filed | call |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 260 | $18,465 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 318 | $18,426 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 655 | $18,353 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 202 | $18,301 | dollars as filed | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 590 | $18,131 | dollars as filed | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 242 | $18,070 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 322 | $17,675 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 2,800 | $17,637 | dollars as filed | put |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 975 | $17,608 | dollars as filed | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 203 | $17,580 | dollars as filed | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 125 | $17,544 | dollars as filed | |
| GLOBAL X FDS | 37954Y418 | DORSEY WRIGHT | 700 | $17,388 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 11,842 | $17,289 | dollars as filed | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 202 | $17,136 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 793 | $16,986 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 771 | $16,792 | dollars as filed | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 127 | $16,330 | dollars as filed | |
| WISDOMTREE TR | 97717Y477 | US QUALITY GROW | 359 | $16,320 | dollars as filed | |
| IVLU | 46435G409 | COM | 549 | $16,294 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P736 | FTSE MEXICO | 600 | $16,194 | dollars as filed | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 481 | $16,114 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 315 | $16,071 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188879 | TACTICAL BOND | 315 | $15,902 | dollars as filed | |
| HARBOR ETF TRUST | 41151J802 | ENERGY TRANS STR | 1,200 | $15,868 | dollars as filed | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 295 | $15,759 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188606 | CMN | 357 | $15,747 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 260 | $15,660 | dollars as filed | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 336 | $15,543 | dollars as filed | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 10,001 | $15,502 | dollars as filed | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 200 | $15,248 | dollars as filed | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 200 | $15,191 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q167 | ACTIVE VALUE ETF | 237 | $15,135 | dollars as filed | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 385 | $15,030 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 371 | $14,907 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092378 | CMN | 440 | $14,848 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092360 | FUNDAMENTAL LARG | 320 | $14,560 | dollars as filed | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 278 | $14,539 | dollars as filed | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 114 | $14,494 | dollars as filed | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 132 | $14,384 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C367 | INTRNL DEV APRL | 500 | $14,230 | dollars as filed | |
| PROSHARES TR | 74347G796 | MSCI TRANFRMTNAL | 305 | $13,834 | dollars as filed | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 696 | $13,829 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 108 | $13,794 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 190 | $13,342 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 280 | $13,334 | dollars as filed | |
| LIVEPERSON, INC. | 538146101 | COM | 10,000 | $12,600 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 686 | $12,533 | dollars as filed | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 11,900 | $12,495 | dollars as filed | call |
| VAXART INC NEW | 92243A200 | COM | 15,125 | $12,419 | dollars as filed | |
| Treasure Global Inc | 89458T205 | Common Stock | 10,000 | $12,400 | dollars as filed | |
| NULL | 500767470 | NULL | 1,000 | $12,320 | dollars as filed | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 546 | $11,935 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 7,525 | $11,890 | dollars as filed | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 191 | $11,657 | dollars as filed | |
| Volcon Inc (US) OLD | 92864V400 | COM NEW | 10,000 | $11,550 | dollars as filed | |
| DBX ETF TR | 233051135 | CMN | 114 | $11,469 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V880 | WORLD EX US CORE | 421 | $11,426 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 12,565 | $11,376 | dollars as filed | |
| UPWORK INC | 91688F104 | COM | 1,073 | $11,321 | dollars as filed | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 825 | $11,253 | dollars as filed | |
| JPMORGAN BETABUILDERS US AGGREGA ETF | 46641Q241 | COM | 237 | $11,229 | dollars as filed | |
| WISDOMTREE TR | 97717Y691 | CMN | 346 | $11,062 | dollars as filed | |
| AMPLIFY ALTERNATIVE HARVEST ETF | 032108631 | ETF | 3,358 | $11,049 | dollars as filed | |
| ROYAL CARIBBEAN GROUP | 780153BQ4 | NOTE 6.000% 8/1 | 3,000 | $11,040 | dollars as filed | principal |
| Fidelity Enhanced Small Cap ETF | 31609A206 | SHS | 343 | $11,002 | dollars as filed | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 405 | $10,955 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 165 | $10,867 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 11,000 | $10,808 | dollars as filed | principal |
| WISDOMTREE TR | 97717Y527 | FLOATNG RAT TREA | 215 | $10,799 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 300 | $10,752 | dollars as filed | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 468 | $10,654 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 12,057 | $10,453 | dollars as filed | |
| GREIF INC | 397624206 | CL B | 149 | $10,424 | dollars as filed | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 270 | $10,272 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 300 | $10,041 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 9,000 | $10,021 | dollars as filed | principal |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 254 | $10,003 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 2,500 | $9,825 | dollars as filed | put |
| Walt Disney Co | 254687106 | COM | 100 | $9,601 | dollars as filed | call |
| NATERA INC | 632307AB0 | BOND | 3,000 | $9,578 | dollars as filed | principal |
| EXCHANGE TRADED CONCEPTS TR | 301505491 | KPOP AND KOREAN | 694 | $9,566 | dollars as filed | |
| DIREXION SHS ETF TR | 25460E240 | FUND | 1,193 | $9,520 | dollars as filed | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 323 | $9,413 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 400 | $9,248 | dollars as filed | put |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 9,000 | $9,058 | dollars as filed | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 200 | $8,804 | dollars as filed | |
| SPROTT FDS TR | 85208P808 | JUNIOR URANIUM | 385 | $8,720 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 337 | $8,455 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 65 | $8,058 | dollars as filed | |
| STANTEC INC COM | 85472N109 | Stock | 100 | $8,025 | dollars as filed | call |
| INVESTMENT MANAGERS SER TR I | 46144X438 | AXS REAL ESTATE | 330 | $8,020 | dollars as filed | |
| EA SERIES TRUST | 02072L722 | STRI US ENER ETF | 282 | $7,885 | dollars as filed | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 216 | $7,614 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 151 | $7,579 | dollars as filed | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 180 | $7,515 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647X855 | CORPORATE BD ETF | 340 | $7,458 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 150 | $7,164 | dollars as filed | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 294 | $7,129 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 7,000 | $6,979 | dollars as filed | principal |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 3,000 | $6,856 | dollars as filed | principal |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 3,000 | $6,777 | dollars as filed | principal |
| FIDELITY COVINGTON TRUST | 316092170 | DISRU AUTOM ETF | 250 | $6,745 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 195 | $6,724 | dollars as filed | |
| USCF ETF TR | 90290T882 | MIDS ENE INC ETF | 150 | $6,713 | dollars as filed | |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 7,000 | $6,700 | dollars as filed | principal |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 122 | $6,664 | dollars as filed | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 141 | $6,659 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 400 | $6,624 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 195 | $6,523 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 6,000 | $6,510 | dollars as filed | principal |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 125 | $6,441 | dollars as filed | |
| CHINA SXT PHARMACEUTICALS IN | G2161P140 | SHS NEW | 10,000 | $6,420 | dollars as filed | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 225 | $6,149 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 10,142 | $6,127 | dollars as filed | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 239 | $6,095 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 20,507 | $6,031 | dollars as filed | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 122 | $5,883 | dollars as filed | |
| FIDELITY ENHANCED MID CAP CORE ETF | 31609A503 | ETF | 182 | $5,839 | dollars as filed | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 100 | $5,678 | dollars as filed | |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 3,000 | $5,663 | dollars as filed | principal |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 320 | $5,623 | dollars as filed | |
| GLOBAL X FDS | 37954Y269 | NASDQ 100 CVRDGW | 175 | $5,616 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 6,000 | $5,586 | dollars as filed | principal |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 95 | $5,565 | dollars as filed | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 116 | $5,530 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 1,058 | $5,512 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 100 | $5,499 | dollars as filed | |
| WISDOMTREE TR | 97717Y592 | BATTERY VL CHAIN | 200 | $5,398 | dollars as filed | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 3,000 | $5,386 | dollars as filed | principal |
| Cisco Systems,Inc. | 17275R102 | COM | 100 | $5,302 | dollars as filed | put |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 60 | $5,281 | dollars as filed | |
| BONDBLOXX ETF TRUST | 09789C804 | B RT USD HI YLD | 131 | $5,259 | dollars as filed | |
| Direxion Daily Junior Gold Miners Index Bear 2X Shares | 25461A577 | ETF | 200 | $5,116 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 3,030 | $5,090 | dollars as filed | |
| iShares MSCI Frontier 100 | 464286145 | cs | 185 | $5,089 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 3,000 | $5,040 | dollars as filed | put |
| GLOBAL X BLOCKCHAIN ETF | 37960A735 | ETF | 100 | $4,936 | dollars as filed | |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 4,000 | $4,909 | dollars as filed | principal |
| ETF SER SOLUTIONS | 26922A347 | AAM S&P DEV MK | 208 | $4,892 | dollars as filed | |
| ALPS ETF TR | 00162Q387 | OSHARES US QUALT | 91 | $4,872 | dollars as filed | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 61 | $4,853 | dollars as filed | |
| Vanguard ESG U.S. Corporate Bond ETF | 921910691 | SHS | 72 | $4,678 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 5,000 | $4,654 | dollars as filed | principal |
| TIDAL TRUST I | 886364462 | GOD BLESS AMER | 125 | $4,623 | dollars as filed | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 50 | $4,557 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E232 | DAILY SMALL CAP | 322 | $4,376 | dollars as filed | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 42 | $4,213 | dollars as filed | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 100 | $4,112 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B659 | VEST 10 YR INTER | 180 | $3,959 | dollars as filed | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 65 | $3,943 | dollars as filed | |
| AMPLIFY ETF TR | 032108615 | VIDE GAME LE ETF | 60 | $3,943 | dollars as filed | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 50 | $3,893 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 75 | $3,851 | dollars as filed | |
| SHAKE SHACK INC | 819047AB7 | NOTE 3/0 | 4,000 | $3,754 | dollars as filed | principal |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 100 | $3,727 | dollars as filed | |
| TIDAL TRUST I | 886364645 | SONICSHARES GBL | 100 | $3,559 | dollars as filed | |
| CONFLUENT INC | 20717MAB9 | NOTE 1/1 | 4,000 | $3,545 | dollars as filed | principal |
| KNOW LABS INC | 499238103 | COM NEW | 11,064 | $3,540 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q134 | INTRNL RES EQT | 53 | $3,514 | dollars as filed | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 97 | $3,431 | dollars as filed | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 146 | $3,428 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 122 | $3,317 | dollars as filed | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 167 | $3,270 | dollars as filed | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 25 | $3,159 | dollars as filed | |
| ALPS ETF TR | 00162Q361 | OSHS GBL INTER | 75 | $3,131 | dollars as filed | |
| FLEXSHARES TR | 33939L639 | EMRG MKT QT LW | 114 | $3,127 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 3,000 | $3,074 | dollars as filed | principal |
| ON SEMICONDUCTOR CORP | 682189AU9 | NOTE 0.500% 3/0 | 3,000 | $3,066 | dollars as filed | principal |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 26 | $2,999 | dollars as filed | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 311 | $2,986 | dollars as filed | |
| ISHARES TR | 46429B408 | CMN | 100 | $2,970 | dollars as filed | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 3,000 | $2,931 | dollars as filed | principal |
| FUBOTV INC | 35953D104 | COM | 2,000 | $2,920 | dollars as filed | put |
| EDIBLE GARDEN AG INC | 28059P303 | COM NEW | 10,000 | $2,900 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 200 | $2,816 | dollars as filed | |
| TELESAT CORP | 879512309 | CL A & CL B SHS | 200 | $2,679 | dollars as filed | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 29 | $2,677 | dollars as filed | |
| LITMAN GREGORY FDS TR | 53700T736 | POLEN CAP INTL G | 264 | $2,637 | dollars as filed | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 40 | $2,446 | dollars as filed | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 58 | $2,254 | dollars as filed | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 110 | $2,184 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U604 | TCW EMERGING MKT | 130 | $2,159 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 45 | $2,143 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 90 | $1,810 | dollars as filed | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 70 | $1,674 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G120 | DA BI BU 3X ETF | 12 | $1,593 | dollars as filed | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 31 | $1,564 | dollars as filed | |
| AMPLIFY ETF TR | 032108102 | CMN | 25 | $1,524 | dollars as filed | |
| CERENCE INC COM | 156727109 | Stock | 496 | $1,464 | dollars as filed | |
| MOLSON COORS BEVERAGE CO | 60871R100 | CL A | 24 | $1,440 | dollars as filed | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 19 | $1,433 | dollars as filed | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 33 | $1,302 | dollars as filed | |
| AMPLIFY TRAVEL TECH ETF | 032108540 | ETF | 60 | $1,237 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F713 | CONV | 26 | $1,212 | dollars as filed | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 15 | $1,146 | dollars as filed | |
| WW INTL INC | 98262P101 | COM | 1,200 | $1,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 46 | $978 | dollars as filed | |
| NOBLE CORP PLC | G65431135 | *W EXP 02/04/202 | 50 | $977 | dollars as filed | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 14 | $964 | dollars as filed | |
| WTS/LION ELECTRIC EXP12/13/2027 | 536221120 | WARR | 9,842 | $910 | dollars as filed | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 12 | $848 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A706 | AGRICULTURE FD | 30 | $806 | dollars as filed | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 14 | $775 | dollars as filed | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 10 | $772 | dollars as filed | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 10 | $759 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A739 | SHOR DURA BD ETF | 30 | $756 | dollars as filed | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 22 | $722 | dollars as filed | |
| NOBLE CORP PLC | G65431150 | WTS | 50 | $719 | dollars as filed | |
| NULL | 032108854 | NULL | 160 | $712 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 100 | $613 | dollars as filed | put |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 13 | $595 | dollars as filed | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 50 | $582 | dollars as filed | |
| AVANTI HELIUM CORP | 05351P116 | *W EXP 99/99/999 | 18,900 | $489 | dollars as filed | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 20 | $432 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 3 | $314 | dollars as filed | |
| Direxion Daily S&P 500 Bear 3X Shares | 25460E265 | ETF | 45 | $303 | dollars as filed | |
| ProShares UltraPro Short S&P 500 | 74349Y845 | ETF | 12 | $294 | dollars as filed | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 8 | $256 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 3,063 | $245 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 1 | $207 | dollars as filed | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 5 | $200 | dollars as filed | |
| BONDBLOXX ETF TRUST | 09789C887 | CCC RT USD HI YL | 5 | $199 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 4 | $195 | dollars as filed | |
| PROSHARES TR | 74347G432 | ULTRAPRO SHT QQQ | 25 | $186 | dollars as filed | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 6 | $137 | dollars as filed | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 4 | $109 | dollars as filed | |
| STEM INC | 85859N102 | COM | 204 | $67 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 1 | $58 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C302 | CL A NEW | 11 | $50 | dollars as filed | put |
| HEALTH CATALYST INC | 42225T107 | COM | 1 | $8 | dollars as filed | |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 11 | $5 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| JOBY AVIATION INC | G65163118 | *W EXP 08/10/202 | 450 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| TRUMP MEDIA & TECHNOLOGY GRO | 25400Q113 | *W EXP 03/25/202 | 1,100 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| CENOVUS ENERGY INC | 15135U117 | *W EXP 01/01/202 | 3,492 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| THE LION ELECTRIC COMPANY | 536221112 | *W EXP 05/06/202 | 5,584 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000927971-24-000013 | this filing | 2024-11-13 | acceptance time not in the bulk data set |