13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2024-06-30, filed 2024-08-14, with 3,812 holding rows worth $344,471,791,947.
- Accession
- 0000927971-24-000006
- Filer
- CIK 927971
- Filed
- 2024-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2024
A holdings report, 12,093 entries on the cover page, a total value of $344,471,791,947 stated on the cover page (in dollars after the unit check, H1), rows summing to $344,471,791,947 with VALUE read as dollars as filed, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBank of Montreal Europe Plc028-17461
- included managerBMO Asset Management Inc.028-16018
- included managerBMO Bank N.A.
- included managerBMO CAPITAL MARKETS CORP.028-17436
- included managerBMO Family Office, LLC028-17442
- included managerBMO NESBITT BURNS INC.028-16021
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.028-16020
- included managerStoker Ostler Wealth Advisors, Inc.028-11481
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 764 | $33,249 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 444 | $33,233 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N108 | AMERICAN CONSER | 794 | $33,094 | dollars as filed | |
| UR-ENERGY INC | 91688R108 | COM | 23,096 | $32,756 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 300 | $32,673 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 10,000 | $32,600 | dollars as filed | |
| HARBOR ETF TRUST | 41151J208 | ARES SYSTEMATIC | 750 | $32,465 | dollars as filed | |
| HIGH TIDE INC | 42981E401 | COM | 14,110 | $32,183 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188887 | SUSTAINABLE CORE | 684 | $31,998 | dollars as filed | |
| VIRTUS ETF TR II | 92790A603 | CMN | 1,320 | $31,693 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505731 | ROBO GLB ARTIF | 700 | $31,657 | dollars as filed | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 504 | $31,399 | dollars as filed | |
| MGC | 921910873 | COM | 158 | $31,298 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 566 | $31,283 | dollars as filed | |
| PACER FDS TR | 69374H626 | CSOP FTSE CHINA | 2,158 | $31,269 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y343 | INNOVATOR INTL D | 1,200 | $31,020 | dollars as filed | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 1,258 | $30,846 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 815 | $30,636 | dollars as filed | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 750 | $30,600 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 37,069 | $30,397 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188705 | INVESTMENT GR SE | 715 | $30,355 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092121 | DISRUPTORS ETF | 1,044 | $30,182 | dollars as filed | |
| RBB FD INC | 74933W460 | US TRSRY 6 MNTH | 600 | $30,081 | dollars as filed | |
| LENNAR CORP CL B | 526057302 | Stock | 209 | $30,015 | dollars as filed | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 735 | $29,775 | dollars as filed | |
| ASHLAND INC | 044186104 | COM | 300 | $29,361 | dollars as filed | call |
| GLOBALSTAR INC | 378973408 | COM | 26,106 | $29,239 | dollars as filed | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 319 | $29,220 | dollars as filed | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 1,941 | $29,212 | dollars as filed | |
| OCEAN BIOMEDICAL ORD | 67644C104 | COM | 20,000 | $28,800 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R827 | 2X LONG NVDA DAI | 394 | $28,762 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 1,574 | $28,552 | dollars as filed | |
| Avantis Emerging Markets Value ETF | 025072372 | SHS | 575 | $28,474 | dollars as filed | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 188 | $28,431 | dollars as filed | |
| CONDUIT PHARMACEUTICALS INC | 20678X106 | COM | 10,000 | $28,400 | dollars as filed | |
| KRANESHARES TRUST | 500767801 | MSCI ALL CHINA | 1,401 | $28,190 | dollars as filed | |
| NIOCORP DEVS LTD | 654484609 | COM NEW | 12,290 | $28,021 | dollars as filed | |
| VOR BIOPHARMA INC | 929033108 | COM | 22,488 | $27,885 | dollars as filed | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 770 | $27,874 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 100 | $27,706 | dollars as filed | call |
| THERATECHNOLOGIES INC | 88338H704 | COM | 18,262 | $27,235 | dollars as filed | |
| HARBOR ETF TRUST | 41151J604 | CORP CULTURE LEA | 1,225 | $26,909 | dollars as filed | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 1,296 | $26,801 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 1,045 | $26,658 | dollars as filed | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 505 | $26,199 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 1,638 | $26,069 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 1,089 | $25,907 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q705 | FT VEST S&P 500 | 500 | $25,885 | dollars as filed | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 1,070 | $25,766 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 620 | $25,315 | dollars as filed | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 395 | $25,150 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 500 | $24,950 | dollars as filed | put |
| PROSHARES TR | 74347G267 | PROSHARES S&P | 821 | $24,737 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R647 | S NE ST GA ETF | 985 | $24,724 | dollars as filed | |
| iShares Gold Trust Micro ETF of Benef Interest | 46436F103 | SHS | 1,060 | $24,677 | dollars as filed | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 460 | $24,651 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 18,550 | $24,486 | dollars as filed | |
| EA SERIES TRUST | 02072L326 | HONEYTREE US EQU | 800 | $24,304 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U885 | FT VEST US EQT | 615 | $24,065 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 302 | $23,779 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 676 | $23,748 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 500 | $23,538 | dollars as filed | |
| ALPHA TEKNOVA INC | 02080L102 | COMMON STOCK | 12,003 | $23,286 | dollars as filed | |
| GOLDMAN SACHS ACTIVEBETA WORLD EQUITY ETF | 38149W739 | ETF | 491 | $23,156 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 11,200 | $22,967 | dollars as filed | put |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 427 | $22,541 | dollars as filed | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 1,315 | $22,381 | dollars as filed | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 501 | $22,310 | dollars as filed | |
| DBX ETF TR | 233051259 | XTRACKERS HIGH | 548 | $22,296 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N702 | KING TACT BD ETF | 948 | $22,126 | dollars as filed | |
| ISHARES TR | 46436E254 | ENVIRONMNTL INFR | 691 | $22,057 | dollars as filed | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 802 | $22,055 | dollars as filed | |
| SNDL INC | 83307B101 | COM | 11,518 | $21,884 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 1,052 | $21,766 | dollars as filed | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 200 | $21,620 | dollars as filed | |
| VANECK ETF TRUST MOODYS ANLTCS | 92189h862 | INDX FD | 1,020 | $21,591 | dollars as filed | |
| BONDBLOXX ETF TRUST | 09789C200 | USD HI YLD NON C | 574 | $21,574 | dollars as filed | |
| LASER PHOTONICS CORP | 51807Q100 | COM | 10,000 | $20,700 | dollars as filed | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 1,200 | $20,544 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U746 | HEND SECU IN ETF | 395 | $20,489 | dollars as filed | |
| XBP GLOBAL HOLDINGS INC | 98400V101 | COM | 10,000 | $20,000 | dollars as filed | |
| HARBOR ETF TRUST | 41151J802 | ENERGY TRANS STR | 1,500 | $19,995 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 400 | $19,684 | dollars as filed | |
| GLOBAL X FDS | 37954Y285 | FUND | 2,123 | $19,574 | dollars as filed | |
| SWEETGREEN INC | 87043Q108 | COM CL A | 612 | $19,162 | dollars as filed | |
| ISHARES U S ETF TR | 46431W549 | INFLT HGD HI YLD | 728 | $19,042 | dollars as filed | |
| Galiano Gold Inc | 36352H100 | COM | 10,784 | $18,645 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 300 | $18,597 | dollars as filed | |
| ADICET BIO INC | 007002108 | COM | 12,504 | $18,506 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q167 | ACTIVE VALUE ETF | 307 | $18,263 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 2,500 | $18,188 | dollars as filed | put |
| ISHARES TR | 46436E247 | FUTU META TE ETF | 554 | $18,187 | dollars as filed | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 111 | $17,941 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 565 | $17,877 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 318 | $17,849 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 470 | $17,785 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 2,800 | $17,430 | dollars as filed | put |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 400 | $17,360 | dollars as filed | |
| ISHARES TR | 46436E353 | NEURO HEALT ETF | 734 | $17,305 | dollars as filed | |
| GREIF INC | 397624206 | CL B | 260 | $17,152 | dollars as filed | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 125 | $16,966 | dollars as filed | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 11,900 | $16,660 | dollars as filed | call |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 242 | $16,364 | dollars as filed | |
| WISDOMTREE TR | 97717Y477 | US QUALITY GROW | 359 | $16,184 | dollars as filed | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 362 | $16,174 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 15,065 | $15,969 | dollars as filed | |
| GLOBAL X FDS | 37954Y236 | DATA CTR & DIGIT | 1,023 | $15,591 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 34,961 | $15,453 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188879 | TACTICAL BOND | 315 | $15,422 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188606 | CMN | 357 | $15,315 | dollars as filed | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 295 | $15,004 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 150 | $14,789 | dollars as filed | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 1,475 | $14,750 | dollars as filed | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 114 | $14,608 | dollars as filed | |
| EDIBLE GARDEN AG INC | 28059P303 | COM NEW | 10,000 | $14,500 | dollars as filed | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 223 | $14,355 | dollars as filed | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 385 | $14,318 | dollars as filed | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 200 | $14,288 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092113 | ENHANCED LARGE | 460 | $14,136 | dollars as filed | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 200 | $14,062 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092360 | FUNDAMENTAL LARG | 320 | $14,045 | dollars as filed | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 278 | $14,031 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092378 | CMN | 440 | $13,979 | dollars as filed | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 132 | $13,952 | dollars as filed | |
| PROSHARES TR | 74347G515 | S&P KENSHO CLEA | 568 | $13,524 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 400 | $13,520 | dollars as filed | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 250 | $13,488 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 686 | $13,432 | dollars as filed | |
| VIRTUS ETF TR II | 92790A207 | VIRTUS NEWFLEET | 622 | $13,417 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G524 | ALERIAN GLXY BLK | 620 | $13,293 | dollars as filed | |
| SPROTT FDS TR | 85208P808 | JUNIOR URANIUM | 534 | $12,907 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 280 | $12,860 | dollars as filed | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 129 | $12,845 | dollars as filed | |
| DIREXION SHS ETF TR | 25460E240 | FUND | 1,193 | $12,825 | dollars as filed | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 544 | $12,718 | dollars as filed | |
| PGIM ETF TR | 69344A701 | CMN | 301 | $12,615 | dollars as filed | |
| CHINA SXT PHARMACEUTICALS IN | G2161P140 | SHS NEW | 10,000 | $12,500 | dollars as filed | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 105 | $12,458 | dollars as filed | |
| AMPLIFY ALTERNATIVE HARVEST ETF | 032108631 | ETF | 3,358 | $12,324 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 315 | $12,225 | dollars as filed | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 324 | $11,965 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 12,000 | $11,939 | dollars as filed | principal |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 96 | $11,642 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 1,000 | $11,610 | dollars as filed | put |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 191 | $11,447 | dollars as filed | |
| ISHARES TR | 46434V886 | CMN | 264 | $11,378 | dollars as filed | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 393 | $11,224 | dollars as filed | |
| WISDOMTREE TR | 97717Y691 | CMN | 366 | $11,171 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 300 | $10,898 | dollars as filed | |
| WISDOMTREE TR | 97717Y527 | FLOATNG RAT TREA | 215 | $10,851 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 348 | $10,788 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 15,125 | $10,774 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 300 | $10,422 | dollars as filed | |
| CYBIN INC | 23256X100 | COM | 35,800 | $10,207 | dollars as filed | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 272 | $10,184 | dollars as filed | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 165 | $10,117 | dollars as filed | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 405 | $9,963 | dollars as filed | |
| Fidelity Enhanced Small Cap ETF | 31609A206 | SHS | 342 | $9,949 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 120 | $9,768 | dollars as filed | |
| ROYAL CARIBBEAN GROUP | 780153BQ4 | NOTE 6.000% 8/1 | 3,000 | $9,647 | dollars as filed | principal |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 323 | $9,532 | dollars as filed | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 7,100 | $9,514 | dollars as filed | put |
| PROSHARES TR ETF ON-DEMAND | 74347G523 | ETF | 310 | $9,089 | dollars as filed | |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 9,000 | $8,944 | dollars as filed | principal |
| STATE STREET SPDR BLOOMBERG EMERGING MARKETS USD BOND ETF | 78468R515 | ETF | 368 | $8,854 | dollars as filed | |
| SPINNAKER ETF SERIES | 84858T202 | CMN | 400 | $8,804 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 106 | $8,747 | dollars as filed | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 306 | $8,592 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R639 | INDXX GBL MED | 400 | $8,568 | dollars as filed | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 182 | $8,549 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 8,176 | $8,503 | dollars as filed | |
| STEM INC | 85859N102 | COM | 7,077 | $8,422 | dollars as filed | |
| KNOW LABS INC | 499238103 | COM NEW | 11,064 | $8,121 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G807 | FUND | 2,000 | $7,920 | dollars as filed | |
| INVESTMENT MANAGERS SER TR I | 46144X438 | AXS REAL ESTATE | 330 | $7,626 | dollars as filed | |
| MICROSTRATEGY INC | 594972AE1 | NOTE 2/1 | 6,000 | $7,605 | dollars as filed | principal |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 10,142 | $7,508 | dollars as filed | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 217 | $7,445 | dollars as filed | |
| VISION MARINE TECHNOLOGIES I | C96657116 | COM | 10,000 | $7,421 | dollars as filed | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 240 | $7,408 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 65 | $7,344 | dollars as filed | |
| CLOUDFLARE INC | 18915MAC1 | NOTE 8/1 | 8,000 | $7,263 | dollars as filed | principal |
| TIDAL TRUST I | 886364652 | ATAC CREDIT ROT | 510 | $7,222 | dollars as filed | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 294 | $7,153 | dollars as filed | |
| TIDAL TR II | 88636J642 | YIELDMAX MAGNIFI | 340 | $7,133 | dollars as filed | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 15,002 | $7,124 | dollars as filed | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 315 | $7,018 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 150 | $6,813 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 3,000 | $6,690 | dollars as filed | put |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 49 | $6,690 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092170 | DISRU AUTOM ETF | 250 | $6,648 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B297 | NYLI CLEANER TRA | 276 | $6,569 | dollars as filed | |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 7,000 | $6,424 | dollars as filed | principal |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 3,000 | $6,393 | dollars as filed | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 400 | $6,316 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E232 | DAILY SMALL CAP | 322 | $6,311 | dollars as filed | |
| USCF ETF TR | 90290T882 | MIDS ENE INC ETF | 150 | $6,305 | dollars as filed | |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 3,000 | $6,228 | dollars as filed | principal |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 1,058 | $6,136 | dollars as filed | |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 125 | $6,085 | dollars as filed | |
| LIVEPERSON, INC. | 538146101 | COM | 10,001 | $6,078 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 195 | $6,018 | dollars as filed | |
| AMPLIFY ETF TR | 032108581 | mc | 300 | $6,000 | dollars as filed | |
| NULL | 500767470 | NULL | 400 | $5,932 | dollars as filed | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 126 | $5,910 | dollars as filed | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 100 | $5,842 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W754 | BLOOMBERG CLEAN | 172 | $5,831 | dollars as filed | |
| WISDOMTREE TR | 97717Y592 | BATTERY VL CHAIN | 200 | $5,770 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 100 | $5,665 | dollars as filed | put |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 116 | $5,663 | dollars as filed | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 82 | $5,609 | dollars as filed | |
| EA SERIES TRUST | 02072L722 | STRI US ENER ETF | 182 | $5,513 | dollars as filed | |
| GLOBAL X BLOCKCHAIN ETF | 37960A735 | ETF | 100 | $5,495 | dollars as filed | |
| PROSHARES TR | 74347G804 | K-1 FREE CRD OIL | 112 | $5,432 | dollars as filed | |
| FIDELITY ENHANCED MID CAP CORE ETF | 31609A503 | ETF | 182 | $5,411 | dollars as filed | |
| BLOCK INC | 852234AJ2 | NOTE 5/0 | 6,000 | $5,380 | dollars as filed | principal |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 3,000 | $5,167 | dollars as filed | principal |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 152 | $5,151 | dollars as filed | |
| BONDBLOXX ETF TRUST | 09789C804 | B RT USD HI YLD | 131 | $5,147 | dollars as filed | |
| PROSHARES TR | 74347X849 | INDX FD | 215 | $5,115 | dollars as filed | |
| iShares MSCI Frontier 100 | 464286145 | cs | 185 | $5,088 | dollars as filed | |
| CERENCE INC COM | 156727109 | Stock | 1,585 | $5,072 | dollars as filed | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 50 | $5,006 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 100 | $4,771 | dollars as filed | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 320 | $4,760 | dollars as filed | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 63 | $4,754 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A706 | AGRICULTURE FD | 165 | $4,737 | dollars as filed | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 450 | $4,676 | dollars as filed | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 5,000 | $4,671 | dollars as filed | principal |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 511 | $4,614 | dollars as filed | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 61 | $4,596 | dollars as filed | |
| ALPS ETF TR | 00162Q387 | OSHARES US QUALT | 90 | $4,544 | dollars as filed | |
| Vanguard ESG U.S. Corporate Bond ETF | 921910691 | SHS | 72 | $4,503 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q609 | ACTIVE GROWTH | 58 | $4,409 | dollars as filed | |
| TIDAL TRUST I | 886364462 | GOD BLESS AMER | 125 | $4,348 | dollars as filed | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 122 | $4,248 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 5,000 | $4,133 | dollars as filed | principal |
| TIDAL TRUST I | 886364645 | SONICSHARES GBL | 100 | $3,815 | dollars as filed | |
| Virtus Duff & Phelps Clean Energy ETF | 92790A702 | ETP | 200 | $3,813 | dollars as filed | |
| Invesco S&P International Dev Momt ETF | 46138E222 | SHS | 90 | $3,721 | dollars as filed | |
| AMPLIFY ETF TR | 032108615 | VIDE GAME LE ETF | 60 | $3,716 | dollars as filed | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 65 | $3,706 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 75 | $3,693 | dollars as filed | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 82 | $3,664 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 159 | $3,644 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 58 | $3,532 | dollars as filed | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 97 | $3,459 | dollars as filed | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 48 | $3,451 | dollars as filed | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 100 | $3,451 | dollars as filed | |
| CONFLUENT INC | 20717MAB9 | NOTE 1/1 | 4,000 | $3,449 | dollars as filed | principal |
| SHAKE SHACK INC | 819047AB7 | NOTE 3/0 | 4,000 | $3,446 | dollars as filed | principal |
| WAYFAIR INC | 94419LAP6 | NOTE 3.250% 9/1 | 3,000 | $3,407 | dollars as filed | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 144 | $3,257 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 54 | $3,254 | dollars as filed | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 167 | $3,213 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 88 | $3,184 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 122 | $3,167 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 200 | $2,984 | dollars as filed | |
| ALPS ETF TR | 00162Q361 | OSHS GBL INTER | 75 | $2,966 | dollars as filed | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 3,000 | $2,883 | dollars as filed | principal |
| ON SEMICONDUCTOR CORP | 682189AU9 | NOTE 0.500% 3/0 | 3,000 | $2,874 | dollars as filed | principal |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 104 | $2,532 | dollars as filed | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 29 | $2,522 | dollars as filed | |
| ISHARES TR | 46429B408 | CMN | 100 | $2,488 | dollars as filed | |
| FSD PHARMA INC | 35954B404 | CL B SUB VTG SHS | 11,163 | $2,408 | dollars as filed | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 92 | $2,314 | dollars as filed | |
| NAUTICUS ROBOTICS INC | 63911H108 | COM | 15,000 | $2,162 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 45 | $1,985 | dollars as filed | |
| PROSHARES TR | 74347G432 | ULTRAPRO SHT QQQ | 225 | $1,892 | dollars as filed | |
| PROSHARES TR | 74347G481 | S&P KENSHO SMRT | 48 | $1,835 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 90 | $1,832 | dollars as filed | |
| WTS/LION ELECTRIC EXP12/13/2027 | 536221120 | WARR | 9,842 | $1,655 | dollars as filed | |
| WW INTL INC | 98262P101 | COM | 1,200 | $1,488 | dollars as filed | |
| AMPLIFY TRAVEL TECH ETF | 032108540 | ETF | 75 | $1,483 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 41 | $1,470 | dollars as filed | |
| MOLSON COORS BEVERAGE CO | 60871R100 | CL A | 24 | $1,434 | dollars as filed | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 25 | $1,378 | dollars as filed | |
| NOBLE CORP PLC | G65431135 | *W EXP 02/04/202 | 50 | $1,315 | dollars as filed | |
| VINTAGE WINE ESTATES INC | 92747V114 | *W EXP 06/08/202 | 123,801 | $1,213 | dollars as filed | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 15 | $1,184 | dollars as filed | |
| WISDOMTREE TR | 97717Y659 | CYBERSECURITY FD | 47 | $1,159 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F713 | CONV | 26 | $1,128 | dollars as filed | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 94 | $1,121 | dollars as filed | |
| NOBLE CORP PLC | G65431150 | WTS | 50 | $1,089 | dollars as filed | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 15 | $1,007 | dollars as filed | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 32 | $920 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 46 | $920 | dollars as filed | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 14 | $875 | dollars as filed | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 10 | $767 | dollars as filed | |
| NULL | 032108854 | NULL | 160 | $765 | dollars as filed | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 22 | $668 | dollars as filed | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 16 | $651 | dollars as filed | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 13 | $571 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 100 | $525 | dollars as filed | put |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 20 | $431 | dollars as filed | |
| Direxion Daily S&P 500 Bear 3X Shares | 25460E265 | ETF | 45 | $396 | dollars as filed | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 1,015 | $381 | dollars as filed | |
| ProShares UltraPro Short S&P 500 | 74349Y845 | ETF | 12 | $357 | dollars as filed | |
| PROSHARES TR II | 74347Y763 | FUND | 15 | $297 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 3 | $288 | dollars as filed | |
| JOBY AVIATION INC | G65163118 | *W EXP 08/10/202 | 450 | $275 | dollars as filed | |
| THE LION ELECTRIC COMPANY | 536221112 | *W EXP 05/06/202 | 9,084 | $232 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 4 | $191 | dollars as filed | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 1 | $190 | dollars as filed | |
| BONDBLOXX ETF TRUST | 09789C887 | CCC RT USD HI YL | 5 | $188 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 4 | $175 | dollars as filed | |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 11 | $164 | dollars as filed | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 2 | $124 | dollars as filed | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 2 | $113 | dollars as filed | |
| AVANTI HELIUM CORP | 05351P116 | *W EXP 99/99/999 | 18,900 | $69 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MULLEN AUTOMOTIVE INC | 62526P406 | COM | 10,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000927971-24-000006 | this filing | 2024-08-14 | acceptance time not in the bulk data set |