13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2023-03-31, filed 2024-06-13, with 3,750 holding rows worth $249,961,170,528.
- Accession
- 0000927971-24-000005
- Filer
- CIK 927971
- Filed
- 2024-06-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 11,901 entries on the cover page, a total value of $249,961,170,528 stated on the cover page (in dollars after the unit check, H1), rows summing to $249,961,170,528 with VALUE read as dollars as filed, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBank of Montreal Europe Plc028-17461
- included managerBMO Asset Management Inc.028-16018
- included managerBMO CAPITAL MARKETS CORP.028-17436
- included managerBMO Family Office, LLC028-17442
- included managerBMO Bank N.A.
- included managerBMO NESBITT BURNS INC.028-16021
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.028-16020
- included managerStoker Ostler Wealth Advisors, Inc.028-11481
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 205 | $23,456 | dollars as filed | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 1,886 | $23,122 | dollars as filed | |
| CONTRAFECT CORP COM NEW | 212326409 | COM | 10,000 | $23,000 | dollars as filed | |
| HEXO CORP | 428304406 | COM | 16,884 | $22,798 | dollars as filed | |
| INNOVATOR U.S. EQUITY BUFFER ETF - MAY | 45782C326 | ETF | 750 | $22,673 | dollars as filed | |
| APPHARVEST INC | 03783T103 | COM | 36,500 | $22,484 | dollars as filed | put |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 1,099 | $22,464 | dollars as filed | |
| BRF SA | 10552T107 | SPONSORED ADR | 16,987 | $22,287 | dollars as filed | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 19,230 | $22,115 | dollars as filed | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 14,000 | $21,840 | dollars as filed | |
| DOLPHIN ENTMT INC | 25686H209 | COM NEW | 10,000 | $21,800 | dollars as filed | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 500 | $21,780 | dollars as filed | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 800 | $21,576 | dollars as filed | put |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 525 | $21,525 | dollars as filed | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 753 | $21,498 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 401 | $21,417 | dollars as filed | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 22,406 | $21,386 | dollars as filed | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 455 | $21,376 | dollars as filed | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 969 | $21,318 | dollars as filed | |
| DBX ETF TR | 233051523 | XTRACK MSCI CHIN | 924 | $21,039 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 10,811 | $20,957 | dollars as filed | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 10,000 | $20,800 | dollars as filed | |
| SHARECARE INC | 81948W104 | COM | 14,598 | $20,729 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 256 | $20,641 | dollars as filed | |
| Pagaya Technologies Ltd. | M7S64L115 | CL A | 20,200 | $20,604 | dollars as filed | |
| Pagaya Technologies Ltd. | M7S64L115 | CL A | 20,200 | $20,604 | dollars as filed | put |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 1,165 | $20,527 | dollars as filed | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 343 | $20,478 | dollars as filed | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 685 | $20,451 | dollars as filed | |
| BIONANO GENOMICS INC | 09075F107 | COM | 18,286 | $20,298 | dollars as filed | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 263 | $20,175 | dollars as filed | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 189 | $20,042 | dollars as filed | |
| HIGH TIDE INC | 42981E401 | COM | 14,189 | $19,842 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 568 | $19,823 | dollars as filed | |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - JULY | 45782C284 | ETF | 800 | $19,813 | dollars as filed | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 490 | $19,747 | dollars as filed | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 13,135 | $19,309 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G187 | DAILY CSI CHINA | 363 | $19,130 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 15,904 | $19,085 | dollars as filed | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 355 | $19,039 | dollars as filed | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 24,051 | $18,897 | dollars as filed | |
| NEXIMMUNE INC | 65344D109 | COM | 32,000 | $18,880 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 13,930 | $18,805 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 600 | $18,618 | dollars as filed | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 478 | $18,570 | dollars as filed | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 212 | $18,378 | dollars as filed | |
| SNDL INC | 83307B101 | COM | 10,947 | $17,644 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 24,557 | $17,625 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 268 | $17,551 | dollars as filed | |
| LANNET INC | 516012200 | COM NEW | 10,069 | $17,520 | dollars as filed | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 16,190 | $17,242 | dollars as filed | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 1,500 | $16,973 | dollars as filed | call |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 400 | $16,920 | dollars as filed | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 142 | $16,796 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 653 | $16,704 | dollars as filed | |
| NULL | 84862C203 | NULL | 10,000 | $16,400 | dollars as filed | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 267 | $16,052 | dollars as filed | |
| GLOBAL X FDS | 37954Y269 | NASDQ 100 CVRDGW | 630 | $15,958 | dollars as filed | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 324 | $15,938 | dollars as filed | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 221 | $15,857 | dollars as filed | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 295 | $15,856 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 340 | $15,681 | dollars as filed | |
| CYBIN INC | 23256X100 | COM | 38,800 | $15,502 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U794 | MULTI MGR SML CP | 1,000 | $15,320 | dollars as filed | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 110 | $15,297 | dollars as filed | |
| KRANESHARES TR | 500767660 | MSCI CN ESG LEAD | 768 | $15,247 | dollars as filed | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 750 | $15,173 | dollars as filed | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 550 | $15,081 | dollars as filed | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 325 | $15,010 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 500 | $14,635 | dollars as filed | |
| SKILLZ INC | 83067L109 | COM | 24,656 | $14,626 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 20,273 | $14,394 | dollars as filed | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 99 | $14,393 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 14,328 | $14,328 | dollars as filed | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 258 | $14,285 | dollars as filed | |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 12,400 | $14,136 | dollars as filed | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 368 | $14,070 | dollars as filed | |
| VINTAGE WINE ESTATES INC | 92747V114 | *W EXP 06/08/202 | 123,801 | $13,989 | dollars as filed | |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 63,521 | $13,860 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 271 | $13,810 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 500 | $13,749 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 400 | $13,640 | dollars as filed | call |
| ETF MANAGERS TR | 26924G763 | TREATMENTS TSTNG | 635 | $13,500 | dollars as filed | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 10,593 | $13,454 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 14,943 | $13,299 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 318 | $13,197 | dollars as filed | |
| META MATERIALS INC | 59134N104 | COM | 30,900 | $12,978 | dollars as filed | put |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 15,440 | $12,970 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 4,700 | $12,925 | dollars as filed | put |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 267 | $12,525 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 128 | $12,507 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 6,800 | $12,444 | dollars as filed | put |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 230 | $12,294 | dollars as filed | |
| ADVISORSHARES TR | 00768Y370 | GERBER KAWASAKI | 718 | $12,242 | dollars as filed | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 463 | $11,807 | dollars as filed | |
| VBI VACCINES INC | 91822J103 | COM NEW | 34,947 | $11,672 | dollars as filed | |
| KKR & CO INC | 48251W401 | CONV | 188 | $11,660 | dollars as filed | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 201 | $11,487 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 540 | $11,480 | dollars as filed | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 423 | $11,438 | dollars as filed | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 630 | $11,334 | dollars as filed | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 1,000 | $11,320 | dollars as filed | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 52,185 | $11,216 | dollars as filed | |
| GLOBAL X FDS | 37960A842 | GREEN BUILDNG ET | 526 | $11,167 | dollars as filed | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 323 | $11,163 | dollars as filed | |
| JPMORGAN BETABUILDERS US AGGREGA ETF | 46641Q241 | COM | 237 | $11,144 | dollars as filed | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 24,872 | $11,088 | dollars as filed | |
| NUTEX HEALTH INC | 67079U108 | COM | 10,575 | $10,998 | dollars as filed | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 340 | $10,972 | dollars as filed | |
| AMPLIFY ETF TR | 032108102 | CMN | 245 | $10,829 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 11,679 | $10,747 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 100 | $10,588 | dollars as filed | put |
| AFFIMED N V | N01045108 | COM | 14,034 | $10,575 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 327 | $10,363 | dollars as filed | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 278 | $10,342 | dollars as filed | |
| Ouster Inc | 68989M103 | COM | 12,351 | $10,338 | dollars as filed | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 116 | $10,238 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 200 | $10,190 | dollars as filed | |
| WISDOMTREE TR | 97717Y733 | INDIA EX STATE | 339 | $10,143 | dollars as filed | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 405 | $9,902 | dollars as filed | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 200 | $9,774 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 1,000 | $9,710 | dollars as filed | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 14,622 | $9,624 | dollars as filed | |
| ATLIS MOTOR VEHICLES INC | 049506108 | CLASS A COM | 15,000 | $9,600 | dollars as filed | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 150 | $9,512 | dollars as filed | |
| ADVANCED HUMAN IMAGING LTD | 00777C104 | ADS | 23,587 | $8,970 | dollars as filed | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 175 | $8,909 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 300 | $8,829 | dollars as filed | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 250 | $8,825 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U703 | FT VEST LADDERED | 425 | $8,685 | dollars as filed | |
| ALPS ETF TR | 00162Q460 | CMN | 180 | $8,678 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 379 | $8,543 | dollars as filed | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 360 | $8,503 | dollars as filed | |
| GLOBAL X FDS | 37960A792 | INT RT VOLTLTY | 366 | $8,407 | dollars as filed | |
| GLOBAL X SUPERDIVIDEND REIT ETF | 37960A651 | ETF | 384 | $8,367 | dollars as filed | |
| GARRETT MOTION INC | 366505204 | PFD CONV SER A | 988 | $8,349 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 225 | $8,091 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 32,450 | $7,923 | dollars as filed | |
| Instil Bio, Inc. | 45783C101 | Common Stock | 11,376 | $7,639 | dollars as filed | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 300 | $7,551 | dollars as filed | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 525 | $7,518 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G419 | CMN | 130 | $7,440 | dollars as filed | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 60 | $7,384 | dollars as filed | |
| WISDOMTREE TR | 97717Y592 | BATTERY VL CHAIN | 200 | $7,290 | dollars as filed | |
| ALPS ETF TR | 00162Q387 | OSHARES US QUALT | 172 | $7,250 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 2,600 | $6,989 | dollars as filed | put |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 294 | $6,980 | dollars as filed | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 143 | $6,977 | dollars as filed | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 511 | $6,868 | dollars as filed | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 200 | $6,664 | dollars as filed | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 100 | $6,613 | dollars as filed | |
| PROSHARES TR | 74347B714 | FUND | 500 | $6,605 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 600 | $6,432 | dollars as filed | put |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 400 | $6,384 | dollars as filed | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 20 | $6,210 | dollars as filed | |
| WTS/LION ELECTRIC EXP12/13/2027 | 536221120 | WARR | 9,842 | $6,190 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 184 | $6,108 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 115 | $5,916 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 197 | $5,902 | dollars as filed | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 275 | $5,838 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 131 | $5,773 | dollars as filed | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 5 | $5,761 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 113 | $5,720 | dollars as filed | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 82 | $5,691 | dollars as filed | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 450 | $5,589 | dollars as filed | |
| SEMA4 HOLDINGS CORP | 81663L101 | COM | 12,966 | $5,529 | dollars as filed | |
| PINTEREST INC CL A | 72352L106 | Stock | 200 | $5,458 | dollars as filed | put |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 1,200 | $5,400 | dollars as filed | put |
| GLOBAL X FDS | 37954Y335 | MSCI PAKISTAN | 400 | $5,376 | dollars as filed | |
| VENUS CONCEPT INC | 92332W105 | COM | 23,066 | $5,301 | dollars as filed | |
| FORTUNA SILVER MINES INC | 349915AA6 | SDCV 4.650%10/3 | 5,000 | $4,978 | dollars as filed | principal |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 320 | $4,864 | dollars as filed | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 4,251 | $4,719 | dollars as filed | |
| PROSHARES TR | 74347G416 | ULTRASHRT S&P500 | 100 | $4,531 | dollars as filed | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 75 | $4,376 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 500 | $4,330 | dollars as filed | put |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 60 | $4,172 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 157 | $4,126 | dollars as filed | |
| LANDCADIA HOLDINGS IV INC | 51477A112 | *W EXP 03/29/202 | 25,000 | $4,115 | dollars as filed | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 129 | $3,994 | dollars as filed | |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 18,300 | $3,993 | dollars as filed | put |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 100 | $3,850 | dollars as filed | |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 103 | $3,603 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 20 | $3,588 | dollars as filed | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 150 | $3,581 | dollars as filed | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 100 | $3,532 | dollars as filed | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 20,000 | $3,520 | dollars as filed | |
| SEMPER PARATUS ACQUISITION C | G8028L131 | *W EXP 11/04/202 | 25,000 | $3,500 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 99 | $3,465 | dollars as filed | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 57 | $3,404 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 500 | $3,289 | dollars as filed | put |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 96 | $3,285 | dollars as filed | |
| GLOBAL X BLOCKCHAIN ETF | 37960A735 | ETF | 145 | $3,232 | dollars as filed | |
| DEFIANCE NEXT GEN H2 ETF | 26922B600 | ETF | 300 | $3,231 | dollars as filed | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 621 | $3,111 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 95 | $3,060 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 75 | $3,050 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 30 | $3,044 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 360 | $2,833 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N202 | US EQT PLS DWNSD | 109 | $2,791 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 122 | $2,788 | dollars as filed | |
| THE LION ELECTRIC COMPANY | 536221112 | *W EXP 05/06/202 | 8,709 | $2,513 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 55 | $2,484 | dollars as filed | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 30 | $2,156 | dollars as filed | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 108 | $2,063 | dollars as filed | |
| ADVISORSHARES TR | 00768Y362 | PSYCHEDELICS ETF | 1,075 | $2,043 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 50 | $2,037 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 86 | $2,033 | dollars as filed | |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 135 | $2,010 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 60 | $1,970 | dollars as filed | |
| STONECO LTD | G85158106 | COM CL A | 200 | $1,942 | dollars as filed | put |
| CHURCHILL CAPITAL CORP V | 17144T115 | *W EXP 10/29/202 | 10,000 | $1,900 | dollars as filed | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 370 | $1,850 | dollars as filed | |
| AMYRIS INC | 03236M200 | COM NEW | 1,300 | $1,775 | dollars as filed | put |
| FUTURE HEALTH ESG CORP | 36118W110 | *W EXP 99/99/999 | 25,000 | $1,738 | dollars as filed | |
| MOLSON COORS BEVERAGE CO | 60871R100 | CL A | 24 | $1,704 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 45 | $1,681 | dollars as filed | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 20 | $1,681 | dollars as filed | |
| IDEANOMICS INC | 45166V106 | COM | 13,500 | $1,647 | dollars as filed | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 54 | $1,644 | dollars as filed | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 15 | $1,438 | dollars as filed | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 40 | $1,389 | dollars as filed | |
| CALIDI BIOTHERAPEUTICS INC | 320703119 | *W EXP 03/14/202 | 12,500 | $1,386 | dollars as filed | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 34 | $1,277 | dollars as filed | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 20 | $1,248 | dollars as filed | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 100 | $1,132 | dollars as filed | put |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 29 | $1,022 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 20 | $939 | dollars as filed | |
| Direxion Daily S&P 500 Bear 3X Shares | 25460E265 | ETF | 45 | $887 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 15 | $783 | dollars as filed | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 20 | $772 | dollars as filed | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 20 | $713 | dollars as filed | |
| NULL | 032108854 | NULL | 160 | $706 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 13 | $570 | dollars as filed | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 13 | $557 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 100 | $531 | dollars as filed | put |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 18 | $443 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H305 | CONV | 14 | $420 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 6 | $392 | dollars as filed | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 2 | $349 | dollars as filed | |
| SmileDirectClub Inc | 83192H106 | COM | 600 | $333 | dollars as filed | put |
| RBC BEARINGS INC | 75524B203 | CONV | 3 | $333 | dollars as filed | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 20 | $298 | dollars as filed | |
| JOBY AVIATION INC | G65163118 | *W EXP 08/10/202 | 450 | $293 | dollars as filed | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 9 | $138 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 7 | $125 | dollars as filed | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 2 | $106 | dollars as filed | |
| TIDEWATER INC NEW | 88642R117 | WARR | 29 | $39 | dollars as filed | |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 11 | $38 | dollars as filed | |
| TIDEWATER INC NEW | 88642R125 | WARR | 31 | $25 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000927971-24-000005 | this filing | 2024-06-13 | acceptance time not in the bulk data set |