13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2024-03-31, filed 2024-05-13, with 3,836 holding rows worth $329,815,742,122.
- Accession
- 0000927971-24-000004
- Filer
- CIK 927971
- Filed
- 2024-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2024
A holdings report, 11,983 entries on the cover page, a total value of $329,815,742,122 stated on the cover page (in dollars after the unit check, H1), rows summing to $329,815,742,122 with VALUE read as dollars as filed, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBank of Montreal Europe Plc028-17461
- included managerBMO Asset Management Inc.028-16018
- included managerBMO Bank N.A.
- included managerBMO CAPITAL MARKETS CORP.028-17436
- included managerBMO Family Office, LLC028-17442
- included managerBMO NESBITT BURNS INC.028-16021
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.028-16020
- included managerStoker Ostler Wealth Advisors, Inc.028-11481
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 804 | $38,632 | dollars as filed | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 37,320 | $38,589 | dollars as filed | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 275 | $38,481 | dollars as filed | |
| CONDUIT PHARMACEUTICALS INC | 20678X106 | COM | 10,000 | $38,300 | dollars as filed | |
| CONDUENT INC | 206787103 | COM | 11,198 | $38,073 | dollars as filed | |
| CARPARTS COM INC | 14427M107 | COM | 23,171 | $38,000 | dollars as filed | |
| UR-ENERGY INC | 91688R108 | COM | 23,000 | $37,882 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 10,000 | $37,800 | dollars as filed | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 794 | $37,405 | dollars as filed | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 618 | $37,312 | dollars as filed | |
| HARBOR ETF TRUST | 41151J208 | ARES SYSTEMATIC | 848 | $36,998 | dollars as filed | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 717 | $36,754 | dollars as filed | |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - JULY | 45782C284 | ETF | 1,300 | $36,608 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 918 | $36,591 | dollars as filed | |
| ISHARES TR | 46436E247 | FUTU META TE ETF | 1,089 | $36,465 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 498 | $36,374 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 1,318 | $35,772 | dollars as filed | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 751 | $35,252 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 22,260 | $35,171 | dollars as filed | |
| ISHARES TR | 46436E825 | IBONDS 29 TRM TS | 1,634 | $35,168 | dollars as filed | |
| ISHARES TR | 46436E833 | IBONDS 28 TRM TS | 1,600 | $35,151 | dollars as filed | |
| ISHARES TR | 46436E841 | IBONDS 27 TRM TS | 1,583 | $35,128 | dollars as filed | |
| ISHARES TR | 46436E866 | IBONDS 25 TRM TS | 1,510 | $35,095 | dollars as filed | |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 1,544 | $35,093 | dollars as filed | |
| BEYOND AIR INC | 08862L103 | COM | 20,073 | $34,927 | dollars as filed | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 1,512 | $34,821 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N702 | KING TACT BD ETF | 1,500 | $34,418 | dollars as filed | |
| KRANESHARES TRUST | 500767512 | ELECTRIFICATION | 2,560 | $34,404 | dollars as filed | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 602 | $34,392 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 750 | $34,380 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y541 | EQUITY DEF PROTN | 1,300 | $34,203 | dollars as filed | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 10,143 | $33,979 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 200 | $33,838 | dollars as filed | call |
| POET TECHNOLOGIES INC | 73044W302 | COM NEW | 23,606 | $33,649 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 10,000 | $33,600 | dollars as filed | |
| NIOCORP DEVS LTD | 654484609 | COM NEW | 12,290 | $33,585 | dollars as filed | |
| ALPS ETF TR | 00162Q429 | GLOBAL TRAVEL | 1,298 | $33,501 | dollars as filed | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 647 | $33,379 | dollars as filed | |
| LENNAR CORP CL B | 526057302 | Stock | 215 | $33,285 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 141,803 | $33,267 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 141,800 | $33,266 | dollars as filed | put |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 418 | $32,837 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 300 | $32,817 | dollars as filed | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF MARCH | 45782C375 | ETF | 1,000 | $32,660 | dollars as filed | |
| PROSHARES TR | 74347X849 | INDX FD | 1,390 | $32,602 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J750 | INTL HIGH ETF | 1,084 | $32,167 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N108 | AMERICAN CONSER | 794 | $32,157 | dollars as filed | |
| ISHARES TR | 46436E478 | IBON 2027 TE ETF | 1,420 | $31,652 | dollars as filed | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 755 | $31,204 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188887 | SUSTAINABLE CORE | 666 | $31,062 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505731 | ROBO GLB ARTIF | 700 | $30,996 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 4,372 | $30,953 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y343 | INNOVATOR INTL D | 1,200 | $30,936 | dollars as filed | |
| PROSHARES TR | 74347G267 | PROSHARES S&P | 1,007 | $30,814 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 660 | $30,690 | dollars as filed | |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 712 | $30,502 | dollars as filed | |
| TRUMP MEDIA & TECHNOLOGY GRO | 25400Q113 | *W EXP 03/25/202 | 1,100 | $30,360 | dollars as filed | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 735 | $30,231 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W762 | FUTURE REAL ESTA | 889 | $29,853 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 815 | $29,829 | dollars as filed | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 395 | $29,815 | dollars as filed | |
| HARBOR ETF TRUST | 41151J802 | ENERGY TRANS STR | 2,496 | $29,715 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 444 | $29,686 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 900 | $29,651 | dollars as filed | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 188 | $29,516 | dollars as filed | |
| GLOBAL X FDS | 37960A784 | INTEREST RT HEDG | 1,500 | $29,490 | dollars as filed | |
| HIGH TIDE INC | 42981E401 | COM | 14,110 | $29,180 | dollars as filed | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 1,941 | $29,037 | dollars as filed | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 11,222 | $28,953 | dollars as filed | |
| ISHARES TR | 46436E692 | ESG AWARE 30/70 | 1,145 | $28,922 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 5,945 | $28,714 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 1,574 | $28,568 | dollars as filed | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 591 | $28,546 | dollars as filed | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 709 | $28,240 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 100 | $28,136 | dollars as filed | call |
| THERATECHNOLOGIES INC | 88338H704 | COM | 18,262 | $27,111 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q880 | ACTIVE CHINA ETF | 671 | $27,082 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q705 | FT VEST S&P 500 | 500 | $26,890 | dollars as filed | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 1,070 | $26,804 | dollars as filed | |
| GREIF INC | 397624206 | CL B | 384 | $26,799 | dollars as filed | |
| INNOVATOR U.S. EQUITY BUFFER ETF - MAY | 45782C326 | ETF | 750 | $26,738 | dollars as filed | |
| AMPLIFY ETF TR | 032108870 | AMPLIFY EMERGING | 1,224 | $26,414 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 567 | $25,918 | dollars as filed | |
| SNDL INC | 83307B101 | COM | 11,693 | $25,608 | dollars as filed | |
| ISHARES ESG AWARE 40/60 MODERATE ALLOCATION ETF | 46436E684 | UIT EXCHANGE TRADED | 937 | $25,303 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 620 | $25,129 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 589 | $24,944 | dollars as filed | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 460 | $24,789 | dollars as filed | |
| EA SERIES TRUST | 02072L326 | HONEYTREE US EQU | 800 | $24,624 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G286 | DAILY TSLA 2X SH | 3,000 | $24,390 | dollars as filed | |
| NEOS ETF TRUST | 78433H105 | ETF | 937 | $24,040 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 500 | $23,900 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 401 | $23,823 | dollars as filed | |
| AETERNA ZENTARIS INC | 007975501 | COMMON | 11,081 | $23,816 | dollars as filed | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 395 | $23,601 | dollars as filed | |
| WISDOMTREE TR | 97717Y691 | CMN | 666 | $23,403 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 676 | $23,119 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 500 | $22,949 | dollars as filed | put |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 794 | $22,772 | dollars as filed | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 427 | $22,772 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 3,600 | $22,482 | dollars as filed | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X788 | IPOX EUROPE EQ | 874 | $22,300 | dollars as filed | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 500 | $22,275 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 845 | $22,071 | dollars as filed | |
| Avantis All Equity Markets ETF | 025072232 | SHS | 316 | $22,066 | dollars as filed | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 200 | $21,634 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TR | 301505491 | KPOP AND KOREAN | 1,232 | $21,585 | dollars as filed | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 749 | $20,942 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188804 | SUSTAINABLE LOW | 412 | $20,719 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 600 | $20,718 | dollars as filed | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 503 | $20,648 | dollars as filed | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 10,000 | $20,500 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 400 | $20,442 | dollars as filed | |
| GLOBAL X FDS | 37954Y285 | FUND | 2,123 | $20,360 | dollars as filed | |
| HARBOR ETF TRUST | 41151J604 | CORP CULTURE LEA | 900 | $20,332 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 15,125 | $20,268 | dollars as filed | |
| LISTED FDS TR | 53656G498 | ROUN MA SEVE ETF | 504 | $19,953 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 15,408 | $19,722 | dollars as filed | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 946 | $19,553 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 36,284 | $19,430 | dollars as filed | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 150 | $19,274 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 726 | $18,724 | dollars as filed | |
| ISHARES TR | 46436E346 | MSCI WTR MGMT MS | 598 | $18,427 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 1,175 | $18,189 | dollars as filed | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 280 | $18,026 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 300 | $17,688 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q142 | CLIMATE CHANGE S | 404 | $17,681 | dollars as filed | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 590 | $17,317 | dollars as filed | |
| PROSHARES TR | 74347G317 | SUPPLY CHAIN LOG | 424 | $17,193 | dollars as filed | |
| PHIO PHARMACEUTICALS CORP | 71880W402 | COM | 20,000 | $17,102 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 318 | $16,953 | dollars as filed | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 515 | $16,645 | dollars as filed | |
| GLOBAL X FDS | 37954Y236 | DATA CTR & DIGIT | 1,023 | $16,388 | dollars as filed | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 240 | $16,258 | dollars as filed | |
| ISHARES TR | 46435U168 | IBONDS 25 TRM HG | 690 | $16,153 | dollars as filed | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 592 | $16,091 | dollars as filed | |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 690 | $16,087 | dollars as filed | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 397 | $16,003 | dollars as filed | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 324 | $15,938 | dollars as filed | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 125 | $15,934 | dollars as filed | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 750 | $15,923 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 240 | $15,758 | dollars as filed | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 336 | $15,691 | dollars as filed | |
| GOLDMAN SACHS ACTIVEBETA WORLD EQUITY ETF | 38149W739 | ETF | 331 | $15,559 | dollars as filed | |
| SACKS PARENTE GOLF INC | 78577G103 | Stock | 20,000 | $15,544 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 150 | $15,245 | dollars as filed | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 295 | $15,116 | dollars as filed | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 743 | $15,068 | dollars as filed | |
| CYBIN INC | 23256X100 | COM | 35,800 | $14,807 | dollars as filed | |
| ISHARES IBONDS 2026 TERM HIGH YIELD AND INCOME ETF | 46436E528 | ETF | 640 | $14,758 | dollars as filed | |
| Galiano Gold Inc | 36352H100 | COM | 10,550 | $14,727 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 262 | $14,709 | dollars as filed | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 200 | $14,572 | dollars as filed | |
| T1 ENERGY INC COM NEW | 35834F104 | Stock | 8,550 | $14,450 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 18,050 | $14,332 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q167 | ACTIVE VALUE ETF | 237 | $14,208 | dollars as filed | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 200 | $14,163 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229722 | COM LBTY LIV S C | 322 | $14,084 | dollars as filed | |
| T1 ENERGY INC COM NEW | 35834F104 | Stock | 8,200 | $13,858 | dollars as filed | put |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 111 | $13,444 | dollars as filed | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 278 | $13,313 | dollars as filed | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 129 | $13,310 | dollars as filed | |
| VIZSLA SILVER ORD (ASE) | 92859G202 | COM | 10,000 | $13,294 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 228 | $13,103 | dollars as filed | |
| PACER FDS TR | 69374H626 | CSOP FTSE CHINA | 922 | $13,019 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 12,142 | $12,871 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G524 | ALERIAN GLXY BLK | 620 | $12,846 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 462 | $12,696 | dollars as filed | |
| KRANESHARES TRUST | 500767496 | S&P PAN ASIA DIV | 460 | $12,336 | dollars as filed | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 100 | $12,055 | dollars as filed | |
| ZOOMCAR HLDGS INC | 45784G101 | COM | 10,000 | $11,700 | dollars as filed | |
| Shopify Inc | 82509LAA5 | Convertible bond | 12,000 | $11,435 | dollars as filed | principal |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 138 | $11,416 | dollars as filed | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 156 | $11,320 | dollars as filed | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 190 | $11,214 | dollars as filed | |
| SPROTT FDS TR | 85208P808 | JUNIOR URANIUM | 432 | $11,176 | dollars as filed | |
| ISHARES TR | 46434V886 | CMN | 264 | $11,157 | dollars as filed | |
| JPMORGAN BETABUILDERS US AGGREGA ETF | 46641Q241 | COM | 237 | $10,871 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 365 | $10,786 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 300 | $10,683 | dollars as filed | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 188 | $10,682 | dollars as filed | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 270 | $10,419 | dollars as filed | |
| Fidelity Enhanced Small Cap ETF | 31609A206 | SHS | 341 | $10,296 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 9,000 | $10,105 | dollars as filed | principal |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 300 | $10,080 | dollars as filed | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 405 | $9,997 | dollars as filed | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 20,672 | $9,871 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 213 | $9,852 | dollars as filed | |
| PROSHARES TR | 74347G481 | S&P KENSHO SMRT | 256 | $9,842 | dollars as filed | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 14,000 | $9,799 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 318 | $9,768 | dollars as filed | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 323 | $9,694 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 322 | $9,612 | dollars as filed | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 272 | $9,585 | dollars as filed | |
| ISHARES TR | 46436E254 | ENVIRONMNTL INFR | 310 | $9,577 | dollars as filed | |
| FSD PHARMA INC | 35954B404 | CL B SUB VTG SHS | 11,596 | $9,507 | dollars as filed | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 258 | $9,420 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 595 | $9,252 | dollars as filed | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 164 | $9,004 | dollars as filed | |
| ROYAL CARIBBEAN GROUP | 780153BQ4 | NOTE 6.000% 8/1 | 3,000 | $8,519 | dollars as filed | principal |
| APOLLO GLOBAL MGMT INC | 03769M304 | CMN | 131 | $8,351 | dollars as filed | |
| MICROSTRATEGY INC | 594972AE1 | NOTE 2/1 | 6,000 | $8,196 | dollars as filed | principal |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 70 | $8,057 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 7,184 | $7,759 | dollars as filed | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 107 | $7,744 | dollars as filed | |
| KNOW LABS INC | 499238103 | COM NEW | 11,064 | $7,689 | dollars as filed | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 136 | $7,645 | dollars as filed | |
| PROSHARES TR | 74347G432 | ULTRAPRO SHT QQQ | 724 | $7,588 | dollars as filed | |
| CLOUDFLARE INC | 18915MAC1 | NOTE 8/1 | 8,000 | $7,507 | dollars as filed | principal |
| VISION MARINE TECHNOLOGIES I | C96657116 | COM | 10,000 | $7,500 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B297 | NYLI CLEANER TRA | 320 | $7,448 | dollars as filed | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 294 | $7,235 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 499 | $7,081 | dollars as filed | |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 3,000 | $6,802 | dollars as filed | principal |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 65 | $6,785 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092170 | DISRU AUTOM ETF | 250 | $6,695 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 6,000 | $6,676 | dollars as filed | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 400 | $6,336 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 184 | $6,195 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R827 | 2X LONG NVDA DAI | 144 | $6,041 | dollars as filed | |
| WISDOMTREE TR | 97717Y618 | BIOREVOLUTION FD | 345 | $5,951 | dollars as filed | |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 125 | $5,858 | dollars as filed | |
| MOLSON COORS BEVERAGE CO | 60871R100 | CL A | 84 | $5,837 | dollars as filed | |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 3,000 | $5,796 | dollars as filed | principal |
| WISDOMTREE TR | 97717Y592 | BATTERY VL CHAIN | 200 | $5,762 | dollars as filed | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 75 | $5,748 | dollars as filed | |
| EA SERIES TRUST | 02072L722 | STRI US ENER ETF | 182 | $5,715 | dollars as filed | |
| AMPLIFY ETF TR | 032108581 | mc | 300 | $5,700 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 100 | $5,665 | dollars as filed | put |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 82 | $5,633 | dollars as filed | |
| FIDELITY ENHANCED MID CAP CORE ETF | 31609A503 | ETF | 182 | $5,569 | dollars as filed | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 100 | $5,469 | dollars as filed | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 3,000 | $5,418 | dollars as filed | principal |
| BLOCK INC | 852234AJ2 | NOTE 5/0 | 6,000 | $5,374 | dollars as filed | principal |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 231 | $5,368 | dollars as filed | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 50 | $5,355 | dollars as filed | |
| iShares MSCI Frontier 100 | 464286145 | cs | 185 | $5,315 | dollars as filed | |
| GLOBAL X BLOCKCHAIN ETF | 37960A735 | ETF | 100 | $5,229 | dollars as filed | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 3,000 | $5,195 | dollars as filed | principal |
| NULL | 84862C203 | NULL | 10,000 | $5,100 | dollars as filed | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 243 | $5,045 | dollars as filed | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 98 | $5,044 | dollars as filed | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 91 | $4,986 | dollars as filed | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 320 | $4,851 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 100 | $4,841 | dollars as filed | |
| NAUTICUS ROBOTICS INC | 63911H108 | COM | 15,000 | $4,830 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 60 | $4,815 | dollars as filed | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 39 | $4,810 | dollars as filed | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 5,000 | $4,708 | dollars as filed | principal |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 5,000 | $4,633 | dollars as filed | principal |
| Vanguard ESG U.S. Corporate Bond ETF | 921910691 | SHS | 72 | $4,527 | dollars as filed | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 61 | $4,474 | dollars as filed | |
| ALPS ETF TR | 00162Q387 | OSHARES US QUALT | 90 | $4,464 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A347 | AAM S&P DEV MK | 193 | $4,379 | dollars as filed | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 94 | $4,319 | dollars as filed | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 150 | $4,275 | dollars as filed | |
| TIDAL TRUST I | 886364462 | GOD BLESS AMER | 125 | $4,231 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G617 | HYDROGEN ETF | 370 | $4,096 | dollars as filed | |
| WTS/LION ELECTRIC EXP12/13/2027 | 536221120 | WARR | 9,842 | $4,071 | dollars as filed | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 11,358 | $3,998 | dollars as filed | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 100 | $3,926 | dollars as filed | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 100 | $3,852 | dollars as filed | |
| Invesco S&P International Dev Momt ETF | 46138E222 | SHS | 90 | $3,795 | dollars as filed | |
| Virtus Duff & Phelps Clean Energy ETF | 92790A702 | ETP | 217 | $3,782 | dollars as filed | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 99 | $3,772 | dollars as filed | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 99 | $3,644 | dollars as filed | |
| SHAKE SHACK INC | 819047AB7 | NOTE 3/0 | 4,000 | $3,622 | dollars as filed | principal |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 86 | $3,577 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 75 | $3,493 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 39 | $3,345 | dollars as filed | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 85 | $3,243 | dollars as filed | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 106 | $3,196 | dollars as filed | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 123 | $3,187 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 2,000 | $3,160 | dollars as filed | put |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 123 | $3,081 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W754 | BLOOMBERG CLEAN | 92 | $3,048 | dollars as filed | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 40 | $3,033 | dollars as filed | |
| ON SEMICONDUCTOR CORP | 682189AU9 | NOTE 0.500% 3/0 | 3,000 | $2,963 | dollars as filed | principal |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 3,000 | $2,930 | dollars as filed | principal |
| ALPS ETF TR | 00162Q361 | OSHS GBL INTER | 75 | $2,913 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 48 | $2,863 | dollars as filed | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 55 | $2,835 | dollars as filed | |
| CHART INDS INC | 16115Q407 | 6.75DP CNV PFD B | 44 | $2,825 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 42 | $2,713 | dollars as filed | |
| Treasure Global Inc | 89458T205 | Common Stock | 10,000 | $2,600 | dollars as filed | |
| GETTY IMAGES HOLDINGS INC | 374275105 | CL A COM | 600 | $2,502 | dollars as filed | call |
| EXCHANGE TRADED CONCEPTS TRU | 301505764 | CAPITAL LINK GBL | 70 | $2,324 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 900 | $2,223 | dollars as filed | put |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 59 | $2,219 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 90 | $2,084 | dollars as filed | |
| BIOLASE INC | 090911702 | COM NEW | 10,040 | $1,958 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 45 | $1,944 | dollars as filed | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 100 | $1,848 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 57 | $1,790 | dollars as filed | |
| PROSHARES TR II | 74347Y771 | FUND | 250 | $1,788 | dollars as filed | |
| VINTAGE WINE ESTATES INC | 92747V114 | *W EXP 06/08/202 | 123,801 | $1,782 | dollars as filed | |
| AVANTI HELIUM CORP | 05351P116 | *W EXP 99/99/999 | 18,900 | $1,745 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N543 | VICTORYSHS EMERG | 38 | $1,743 | dollars as filed | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 100 | $1,602 | dollars as filed | call |
| ADVISORSHARES TR | 00768Y362 | PSYCHEDELICS ETF | 1,075 | $1,602 | dollars as filed | |
| NOBLE CORP PLC | G65431135 | *W EXP 02/04/202 | 50 | $1,484 | dollars as filed | |
| AMPLIFY ETF TR | 032108102 | CMN | 25 | $1,463 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E661 | CMN | 54 | $1,452 | dollars as filed | |
| TOUCHSTONE ETF TRUST | 89157W202 | STRAT INCOM ETF | 55 | $1,399 | dollars as filed | |
| NOBLE CORP PLC | G65431150 | WTS | 50 | $1,270 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 20 | $1,215 | dollars as filed | |
| TRITIUM DCFC LIMITED | Q9225T108 | ORDINARY SHARES | 20,000 | $1,210 | dollars as filed | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 15 | $1,190 | dollars as filed | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 14 | $1,107 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F713 | CONV | 26 | $1,012 | dollars as filed | |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 46 | $962 | dollars as filed | |
| NULL | 032108854 | NULL | 160 | $949 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 46 | $927 | dollars as filed | |
| U POWER LTD | G9520U108 | COMMON | 15,000 | $923 | dollars as filed | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 10 | $768 | dollars as filed | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 14 | $660 | dollars as filed | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 50 | $608 | dollars as filed | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 13 | $575 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 100 | $564 | dollars as filed | put |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 8 | $513 | dollars as filed | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 1,015 | $451 | dollars as filed | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 20 | $434 | dollars as filed | |
| STRATEGY SHS | 86280R878 | GOLD ENHANCED ET | 20 | $432 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V799 | INTL CORE EQUITY | 15 | $402 | dollars as filed | |
| THE LION ELECTRIC COMPANY | 536221112 | *W EXP 05/06/202 | 9,084 | $402 | dollars as filed | |
| Direxion Daily S&P 500 Bear 3X Shares | 25460E265 | ETF | 45 | $398 | dollars as filed | |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 60 | $388 | dollars as filed | |
| RBC BEARINGS INC | 75524B203 | CONV | 3 | $366 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 3 | $297 | dollars as filed | |
| PROSHARES TR II | 74347Y763 | FUND | 15 | $199 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H305 | CONV | 14 | $192 | dollars as filed | |
| PROSHARES TR | 74347G648 | FUND | 12 | $190 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 4 | $133 | dollars as filed | |
| BONDBLOXX ETF TRUST | 09789C887 | CCC RT USD HI YL | 2 | $78 | dollars as filed | |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 1 | $34 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000927971-24-000004 | this filing | 2024-05-13 | acceptance time not in the bulk data set |