13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-01, with 3,766 holding rows worth $288,914,204,044.
- Accession
- 0000927971-23-000005
- Filer
- CIK 927971
- Filed
- 2023-11-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 11,618 entries on the cover page, a total value of $288,914,204,044 stated on the cover page (in dollars after the unit check, H1), rows summing to $288,914,204,044 with VALUE read as dollars as filed, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBank of Montreal Europe Plc028-17461
- included managerBMO Asset Management Inc.028-16018
- included managerBMO Bank N.A.
- included managerBMO CAPITAL MARKETS CORP.028-17436
- included managerBMO Family Office, LLC028-17442
- included managerBMO NESBITT BURNS INC.028-16021
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.028-16020
- included managerStoker Ostler Wealth Advisors, Inc.028-11481
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 214,409 | $9,680,566 | dollars as filed | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 154,316 | $9,666,354 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 10,000,000 | $9,662,400 | dollars as filed | principal |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 131,000 | $9,603,725 | dollars as filed | put |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 591,986 | $9,590,173 | dollars as filed | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 310,000 | $9,585,335 | dollars as filed | call |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 961,860 | $9,570,509 | dollars as filed | |
| WAYFAIR INC | 94419LAP6 | NOTE 3.250% 9/1 | 7,100,000 | $9,564,552 | dollars as filed | principal |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 152,600 | $9,552,760 | dollars as filed | put |
| ARROW ELECTRS INC | 042735100 | COM | 74,896 | $9,529,767 | dollars as filed | |
| ATLASSIANCORPCLASSA | 049468101 | STOK | 45,405 | $9,529,148 | dollars as filed | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 107,838 | $9,511,311 | dollars as filed | |
| EVERGY INC COM | 30034W106 | Stock | 174,872 | $9,471,944 | dollars as filed | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 180,298 | $9,465,646 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 54,731 | $9,441,168 | dollars as filed | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 213,250 | $9,440,578 | dollars as filed | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 626,007 | $9,405,755 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 80,000 | $9,343,200 | dollars as filed | call |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 161,396 | $9,292,375 | dollars as filed | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 61,444 | $9,266,984 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 297,500 | $9,237,375 | dollars as filed | put |
| OVINTIV INC | 69047Q102 | COM | 190,824 | $9,178,656 | dollars as filed | |
| GREEN PLAINS INC | 393222AK0 | NOTE 2.250% 3/1 | 7,300,000 | $9,153,908 | dollars as filed | principal |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 264,309 | $9,153,022 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 162,197 | $9,141,423 | dollars as filed | |
| NORDSON CORP | 655663102 | COM | 39,011 | $9,086,442 | dollars as filed | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 545,619 | $9,062,731 | dollars as filed | |
| STONECO LTD | G85158106 | COM CL A | 795,829 | $9,048,575 | dollars as filed | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 150,647 | $9,011,704 | dollars as filed | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 60,000 | $9,010,800 | dollars as filed | call |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 55,242 | $9,010,491 | dollars as filed | |
| ITRON INC COM | 465741106 | Stock | 133,678 | $8,983,163 | dollars as filed | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 229,466 | $8,976,716 | dollars as filed | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 48,203 | $8,962,866 | dollars as filed | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 177,330 | $8,931,241 | dollars as filed | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 49,917 | $8,912,182 | dollars as filed | |
| AXONENTERPRISEINC | 05464C101 | STOK | 42,892 | $8,902,235 | dollars as filed | |
| APA CORPORATION COM | 03743Q108 | Stock | 200,433 | $8,893,227 | dollars as filed | |
| BOX INC CL A | 10316T104 | Stock | 293,517 | $8,873,019 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 100,000 | $8,859,000 | dollars as filed | put |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 23,310 | $8,835,422 | dollars as filed | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 216,498 | $8,835,283 | dollars as filed | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 237,393 | $8,831,019 | dollars as filed | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 407,319 | $8,826,603 | dollars as filed | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 185,200 | $8,800,704 | dollars as filed | put |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 466,497 | $8,793,469 | dollars as filed | |
| ALLEGION PLC | G0176J109 | ORD SHS | 81,276 | $8,786,748 | dollars as filed | |
| SYNCHRONYFINL | 87165B103 | STOK | 269,069 | $8,775,685 | dollars as filed | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 875,609 | $8,766,887 | dollars as filed | |
| POOL CORP COM | 73278L105 | Stock | 24,892 | $8,754,765 | dollars as filed | |
| CARTESIAN GROWTH CORP II | G19305112 | COM | 810,450 | $8,728,547 | dollars as filed | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 401,195 | $8,721,979 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 48,091 | $8,691,968 | dollars as filed | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 234,802 | $8,609,016 | dollars as filed | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 234,639 | $8,604,212 | dollars as filed | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 80,242 | $8,568,241 | dollars as filed | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 127,974 | $8,556,344 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 85,000 | $8,551,850 | dollars as filed | put |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 162,704 | $8,540,333 | dollars as filed | |
| TRIMBLE INC COM | 896239100 | Stock | 152,945 | $8,488,449 | dollars as filed | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 82,724 | $8,485,001 | dollars as filed | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 1,361,831 | $8,476,823 | dollars as filed | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 403,755 | $8,465,531 | dollars as filed | |
| BANK FIRST CORP | 06211J100 | COM | 106,168 | $8,444,603 | dollars as filed | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 257,000 | $8,427,030 | dollars as filed | put |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 214,236 | $8,331,638 | dollars as filed | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 198,182 | $8,303,826 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 943,700 | $8,262,094 | dollars as filed | put |
| Walmart Inc. | 931142103 | COM | 50,000 | $8,248,000 | dollars as filed | call |
| DIMENSIONAL ETF TRUST | 25434V732 | EMERGING MKTS CO | 337,406 | $8,182,088 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 113,600 | $8,145,120 | dollars as filed | put |
| BURLINGTON STORES INC COM | 122017106 | Stock | 46,902 | $8,141,250 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 117,600 | $8,121,456 | dollars as filed | call |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 456,417 | $8,119,658 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 99,338 | $8,117,902 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 74,176 | $8,089,634 | dollars as filed | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 166,777 | $8,076,988 | dollars as filed | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 346,000 | $8,054,880 | dollars as filed | |
| BLOCK H & R INC COM | 093671105 | Stock | 202,780 | $8,051,381 | dollars as filed | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 187,746 | $8,039,285 | dollars as filed | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 50,651 | $8,034,768 | dollars as filed | |
| VALMONT INDS INC COM | 920253101 | Stock | 32,556 | $8,029,938 | dollars as filed | |
| KIRBY CORP | 497266106 | COM | 94,408 | $8,023,736 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 1,559,037 | $8,011,395 | dollars as filed | |
| BXP INC COM | 101121101 | REIT | 120,732 | $8,009,361 | dollars as filed | |
| CANADIAN PACIFIC KANSAS CITY COM | 13646K108 | Stock | 100,000 | $7,989,251 | dollars as filed | put |
| DAVITA INC COM | 23918K108 | Stock | 79,883 | $7,955,548 | dollars as filed | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 41,463 | $7,902,848 | dollars as filed | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 40,000 | $7,901,200 | dollars as filed | call |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,517,602 | $7,887,855 | dollars as filed | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 150,030 | $7,861,571 | dollars as filed | |
| HUBBELL INC COM | 443510607 | Stock | 24,778 | $7,849,671 | dollars as filed | |
| AMCOR PLC | G0250X107 | ORD | 825,502 | $7,842,271 | dollars as filed | |
| iShares Global 100 ETF | 464287572 | SHS | 102,051 | $7,801,835 | dollars as filed | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 77,643 | $7,800,015 | dollars as filed | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 27,924 | $7,800,012 | dollars as filed | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 516,623 | $7,781,721 | dollars as filed | |
| REPLIGEN CORP COM | 759916109 | Stock | 46,647 | $7,779,787 | dollars as filed | |
| ROBERT HALF INC. COM | 770323103 | Stock | 103,308 | $7,766,695 | dollars as filed | |
| FORTREA HLDGS INC COMMON STOCK | 34965K107 | Stock | 270,617 | $7,736,940 | dollars as filed | |
| BLOOM ENERGY CORP | 093712107 | COM | 499,810 | $7,727,063 | dollars as filed | |
| FIVE BELOW INC COM | 33829M101 | Stock | 47,100 | $7,724,636 | dollars as filed | call |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 8,800,000 | $7,707,128 | dollars as filed | principal |
| AFLAC INC COM | 001055102 | Stock | 100,000 | $7,689,000 | dollars as filed | call |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 233,871 | $7,687,339 | dollars as filed | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 394,687 | $7,629,300 | dollars as filed | |
| DATADOGINCCLASSA | 23804L103 | STOK | 80,000 | $7,628,800 | dollars as filed | put |
| DATADOGINCCLASSA | 23804L103 | STOK | 80,000 | $7,628,800 | dollars as filed | call |
| PEABODY ENGR CORP | 704551AD2 | NOTE 3.250% 3/0 | 5,284,000 | $7,628,247 | dollars as filed | principal |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 189,148 | $7,620,773 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 100,000 | $7,600,000 | dollars as filed | call |
| Salesforce.com, Inc | 79466L302 | COM | 33,800 | $7,569,172 | dollars as filed | call |
| Vanguard Communication Services ETF | 92204A884 | SHS | 69,150 | $7,567,085 | dollars as filed | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 263,930 | $7,529,924 | dollars as filed | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 161,482 | $7,502,454 | dollars as filed | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 7,452,000 | $7,470,332 | dollars as filed | principal |
| DATADOGINCCLASSA | 23804L103 | STOK | 78,337 | $7,470,217 | dollars as filed | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 170,000 | $7,447,923 | dollars as filed | put |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 535,866 | $7,437,819 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 2,407,015 | $7,437,676 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 818,800 | $7,426,516 | dollars as filed | put |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 7,700,000 | $7,421,491 | dollars as filed | principal |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 323,275 | $7,415,929 | dollars as filed | |
| ZTO EXPRESS CAYMAN INC | 98980AAB1 | NOTE 1.500% 9/0 | 7,578,000 | $7,365,968 | dollars as filed | principal |
| ENERFLEX LTD | 29269R105 | COM | 1,258,456 | $7,360,855 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 508,159 | $7,358,142 | dollars as filed | |
| INTERDIGITAL INC | 45867GAD3 | NOTE 3.500% 6/0 | 6,148,000 | $7,331,490 | dollars as filed | principal |
| TWILIO INC CL A | 90138F102 | Stock | 116,800 | $7,326,864 | dollars as filed | put |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 35,139 | $7,325,779 | dollars as filed | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 143,383 | $7,322,575 | dollars as filed | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 150,946 | $7,314,844 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 674,343 | $7,282,904 | dollars as filed | |
| Fidelity High Dividend ETF | 316092840 | SHS | 177,718 | $7,265,112 | dollars as filed | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 148,500 | $7,260,328 | dollars as filed | put |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 121,123 | $7,245,578 | dollars as filed | |
| SCHEIN HENRY INC | 806407102 | COM | 97,236 | $7,240,192 | dollars as filed | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 304,617 | $7,222,470 | dollars as filed | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 78,907 | $7,197,107 | dollars as filed | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 150,959 | $7,191,687 | dollars as filed | |
| GRACO INC COM | 384109104 | Stock | 95,203 | $7,166,881 | dollars as filed | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 137,601 | $7,163,508 | dollars as filed | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 218,607 | $7,139,705 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 1,356,773 | $7,136,626 | dollars as filed | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 101,474 | $7,131,084 | dollars as filed | |
| BLACKLINE, INC. | 09239B109 | COM | 127,794 | $7,114,292 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 156,186 | $7,112,695 | dollars as filed | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 96,679 | $7,093,338 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 150,000 | $7,048,500 | dollars as filed | call |
| NICE LTD | 653656AB4 | NOTE 9/1 | 7,500,000 | $7,048,125 | dollars as filed | principal |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 950,776 | $7,011,974 | dollars as filed | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 171,594 | $6,973,580 | dollars as filed | |
| CONMED CORP COM | 207410101 | Stock | 64,574 | $6,969,472 | dollars as filed | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 274,748 | $6,944,256 | dollars as filed | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 51,251 | $6,941,435 | dollars as filed | |
| FLOWSERVE CORP | 34354P105 | COM | 176,353 | $6,920,109 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 97,070 | $6,899,755 | dollars as filed | |
| WOODWARD INC COM | 980745103 | Stock | 53,410 | $6,894,162 | dollars as filed | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 182,555 | $6,891,452 | dollars as filed | |
| APPIAN CORP | 03782L101 | CL A | 147,391 | $6,877,264 | dollars as filed | |
| TELUS INTL CDA INC | 87975H100 | SUB VTG SHS | 822,406 | $6,871,926 | dollars as filed | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 32,083 | $6,831,754 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 443,077 | $6,792,371 | dollars as filed | |
| CASEYS GEN STORES INC | 147528103 | COM | 24,270 | $6,785,406 | dollars as filed | |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 224,792 | $6,757,247 | dollars as filed | |
| FLEX LTD ORD | Y2573F102 | Stock | 260,698 | $6,728,615 | dollars as filed | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 31,943 | $6,683,114 | dollars as filed | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 143,523 | $6,670,949 | dollars as filed | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 197,698 | $6,670,331 | dollars as filed | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 102,013 | $6,656,348 | dollars as filed | |
| CARNIVAL CORP | 143658BT8 | BOND | 4,000,000 | $6,651,080 | dollars as filed | principal |
| CERENCE INC COM | 156727109 | Stock | 310,204 | $6,601,141 | dollars as filed | |
| AVANTOR INC COM | 05352A100 | Stock | 297,443 | $6,588,362 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 34,000 | $6,568,800 | dollars as filed | call |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 149,900 | $6,567,315 | dollars as filed | call |
| CNH INDL N V SHS | N20944109 | Stock | 487,025 | $6,565,097 | dollars as filed | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 268,935 | $6,535,121 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,651,863 | $6,524,859 | dollars as filed | |
| CONFLUENT INC | 20717M103 | CLASS A COM | 202,404 | $6,517,408 | dollars as filed | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 63,884 | $6,514,890 | dollars as filed | |
| BIOGEN INC COM | 09062X103 | Stock | 25,000 | $6,512,500 | dollars as filed | put |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 18,800 | $6,498,032 | dollars as filed | call |
| SEALED AIR CORP NEW | 81211K100 | COM | 184,151 | $6,472,908 | dollars as filed | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 141,003 | $6,448,067 | dollars as filed | |
| CONMED CORP | 207410AH4 | NOTE 2.250% 6/1 | 6,505,000 | $6,403,912 | dollars as filed | principal |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 260,609 | $6,392,739 | dollars as filed | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 16,300 | $6,356,674 | dollars as filed | call |
| TC ENERGY CORP | 87807B107 | COM | 170,000 | $6,345,315 | dollars as filed | call |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 83,000 | $6,322,110 | dollars as filed | call |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 68,198 | $6,316,499 | dollars as filed | |
| ENCORE CAP GROUP INC | 292554102 | COM | 133,203 | $6,316,487 | dollars as filed | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 425,130 | $6,291,924 | dollars as filed | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 100,000 | $6,286,000 | dollars as filed | put |
| TWILIO INC CL A | 90138F102 | Stock | 100,000 | $6,273,000 | dollars as filed | call |
| ALNYLAM PHARMACEUTICALS INC | 02043QAB3 | NOTE 1.000% 9/1 | 6,500,000 | $6,265,740 | dollars as filed | principal |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 98,958 | $6,182,894 | dollars as filed | |
| DOORDASH INC CL A | 25809K105 | Stock | 75,000 | $6,157,500 | dollars as filed | put |
| Stryker Corporation | 863667101 | COM | 20,800 | $6,147,440 | dollars as filed | put |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 41,726 | $6,147,037 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 193,900 | $6,144,691 | dollars as filed | put |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 943,949 | $6,107,350 | dollars as filed | |
| ACCOLADE INC | 00437E102 | COM | 488,396 | $6,100,066 | dollars as filed | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 61,745 | $6,070,768 | dollars as filed | |
| INFINERA CORP | 45667GAG8 | BOND | 6,400,000 | $6,068,288 | dollars as filed | principal |
| JBT MAREL CORPORATION | 477839104 | COM | 55,197 | $6,067,254 | dollars as filed | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 31,327 | $6,053,629 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 145,000 | $6,005,706 | dollars as filed | call |
| SMITH A O CORP COM | 831865209 | Stock | 89,239 | $5,989,722 | dollars as filed | |
| FERGUSON PLC NEW | G3421J106 | SHS | 38,936 | $5,982,903 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229789 | COM LBTY SRM S | 234,572 | $5,972,203 | dollars as filed | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 57,121 | $5,959,422 | dollars as filed | |
| ROLLINS INC COM | 775711104 | Stock | 160,104 | $5,950,265 | dollars as filed | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 312,416 | $5,914,034 | dollars as filed | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 102,520 | $5,858,531 | dollars as filed | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 52,548 | $5,857,000 | dollars as filed | |
| JAMF HLDG CORP | 47074LAB1 | NOTE 0.125% 9/0 | 7,000,000 | $5,850,530 | dollars as filed | principal |
| CLEAN HARBORS INC COM | 184496107 | Stock | 34,372 | $5,799,931 | dollars as filed | |
| TORO CO | 891092108 | COM | 58,700 | $5,783,123 | dollars as filed | |
| WINGSTOP INC COM | 974155103 | Stock | 33,905 | $5,778,767 | dollars as filed | |
| D R HORTON INC COM | 23331A109 | Stock | 50,000 | $5,768,500 | dollars as filed | call |
| TOLL BROTHERS INC COM | 889478103 | Stock | 71,720 | $5,723,995 | dollars as filed | |
| PENUMBRA INC COM | 70975L107 | Stock | 21,336 | $5,722,742 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 69,400 | $5,715,784 | dollars as filed | put |
| COMERICAINC | 200340107 | COM | 125,012 | $5,689,296 | dollars as filed | |
| IAMGOLD CORP COM | 450913108 | Stock | 2,224,619 | $5,683,050 | dollars as filed | |
| ALCON AG ORD SHS | H01301128 | Stock | 69,600 | $5,664,868 | dollars as filed | call |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 78,592 | $5,642,906 | dollars as filed | |
| POOL CORP COM | 73278L105 | Stock | 16,000 | $5,627,360 | dollars as filed | put |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 20,054 | $5,625,549 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 674,981 | $5,602,343 | dollars as filed | |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 5,900,000 | $5,602,050 | dollars as filed | principal |
| HAPPEN INC COM NEW | 52603A208 | Stock | 819,736 | $5,590,600 | dollars as filed | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 68,376 | $5,567,888 | dollars as filed | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 109,394 | $5,552,840 | dollars as filed | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 87,731 | $5,543,722 | dollars as filed | |
| ROSS STORES INC COM | 778296103 | Stock | 46,500 | $5,503,275 | dollars as filed | put |
| SKECHERS U S A INC | 830566105 | CL A | 116,072 | $5,502,973 | dollars as filed | |
| VanEck Merk Gold Trust | 921078101 | SHS | 294,775 | $5,500,502 | dollars as filed | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 88,252 | $5,476,920 | dollars as filed | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 59,408 | $5,456,626 | dollars as filed | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 344,977 | $5,429,929 | dollars as filed | |
| SUNNOVA ENERGY INTL INC. | 86745KAF1 | NOTE 0.250%12/0 | 7,385,000 | $5,420,590 | dollars as filed | principal |
| ServiceNow,Inc. | 81762P102 | COM | 9,300 | $5,417,250 | dollars as filed | put |
| Lowes Companies,Inc. | 548661107 | COM | 24,200 | $5,414,750 | dollars as filed | put |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 237,200 | $5,403,416 | dollars as filed | |
| PRIMERICA INC | 74164M108 | COM | 26,582 | $5,395,880 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 17,300 | $5,388,950 | dollars as filed | put |
| Johnson & Johnson | 478160104 | COM | 33,000 | $5,385,600 | dollars as filed | put |
| FOX CORP CL A COM | 35137L105 | Stock | 168,820 | $5,384,514 | dollars as filed | |
| ARRAY TECHNOLOGIES INC | 04271TAB6 | NOTE 1.000%12/0 | 4,603,000 | $5,364,106 | dollars as filed | principal |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 118,748 | $5,341,285 | dollars as filed | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 103,353 | $5,310,278 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 80,000 | $5,282,400 | dollars as filed | put |
| Coca-Cola Company | 191216100 | COM | 80,000 | $5,280,000 | dollars as filed | call |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 35,600 | $5,244,592 | dollars as filed | put |
| D R HORTON INC COM | 23331A109 | Stock | 45,000 | $5,191,650 | dollars as filed | put |
| YEXT INC | 98585N106 | COM | 798,624 | $5,191,057 | dollars as filed | |
| CREDICORP LTD | G2519Y108 | COM | 37,960 | $5,186,474 | dollars as filed | |
| APTIV PLC | G6095L109 | SHS | 50,000 | $5,181,000 | dollars as filed | call |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 300,000 | $5,175,000 | dollars as filed | put |
| MOOG INC CL A | 615394202 | Stock | 44,543 | $5,174,115 | dollars as filed | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 82,183 | $5,144,655 | dollars as filed | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 128,986 | $5,143,962 | dollars as filed | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 139,484 | $5,141,380 | dollars as filed | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 59,580 | $5,135,200 | dollars as filed | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 104,706 | $5,111,747 | dollars as filed | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 172,570 | $5,095,992 | dollars as filed | |
| RE MAX HLDGS INC | 75524W108 | CL A | 350,504 | $5,078,803 | dollars as filed | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 427,270 | $5,076,942 | dollars as filed | |
| DENBURY INC | 24790A101 | COM | 52,004 | $5,062,069 | dollars as filed | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 441,490 | $5,059,476 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 29,800 | $5,032,624 | dollars as filed | put |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 94,254 | $5,027,037 | dollars as filed | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 32,819 | $5,016,705 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 142,967 | $4,948,088 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 32,400 | $4,936,140 | dollars as filed | put |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 807,212 | $4,926,500 | dollars as filed | |
| BRUKER CORP | 116794108 | COM | 74,067 | $4,921,753 | dollars as filed | |
| WPP PLC NEW ADR | 92937A102 | ADR | 102,490 | $4,913,370 | dollars as filed | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 500,000 | $4,900,000 | dollars as filed | put |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 120,600 | $4,855,356 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 20,200 | $4,832,446 | dollars as filed | call |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 195,371 | $4,823,710 | dollars as filed | |
| MITEK SYS INC | 606710AA9 | NOTE 0.750% 2/0 | 4,800,000 | $4,799,568 | dollars as filed | principal |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 191,361 | $4,785,939 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 102,500 | $4,782,650 | dollars as filed | put |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 41,765 | $4,775,828 | dollars as filed | |
| VMWARE, INC. | 928563402 | CL A COM | 28,600 | $4,775,056 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 1,130,994 | $4,762,693 | dollars as filed | |
| LIVANOVA PLC | G5509L101 | SHS | 82,356 | $4,761,824 | dollars as filed | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 23,380 | $4,760,406 | dollars as filed | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 30,000 | $4,758,900 | dollars as filed | call |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 1,667,000 | $4,743,348 | dollars as filed | principal |
| BARCLAYS PLC ADR | 06738E204 | ADR | 591,996 | $4,741,887 | dollars as filed | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 69,654 | $4,721,148 | dollars as filed | |
| MITEK SYS INC | 606710200 | COM NEW | 395,519 | $4,714,586 | dollars as filed | |
| V F CORP COM | 918204108 | Stock | 256,874 | $4,690,519 | dollars as filed | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 175,503 | $4,689,452 | dollars as filed | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 73,484 | $4,688,995 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 2,878,768 | $4,683,766 | dollars as filed | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 78,319 | $4,664,680 | dollars as filed | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 60,900 | $4,655,805 | dollars as filed | call |
| AT&T Inc | 00206R102 | COM | 143,900 | $4,630,702 | dollars as filed | call |
| INVESCO | 46138J866 | EXCHANGE TRADED | 218,100 | $4,630,263 | dollars as filed | |
| MATADOR RES CO COM | 576485205 | Stock | 75,002 | $4,624,623 | dollars as filed | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 140,574 | $4,612,233 | dollars as filed | |
| PACCAR INC COM | 693718108 | Stock | 54,000 | $4,610,520 | dollars as filed | put |
| ELFBEAUTYINC | 26856L103 | STOK | 35,400 | $4,603,416 | dollars as filed | call |
| GORES HOLDINGS IX INC | 38287A101 | COM | 441,525 | $4,591,860 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 87,366 | $4,581,473 | dollars as filed | |
| THE ODP CORP | 88337F105 | COM | 95,595 | $4,578,044 | dollars as filed | |
| NEW PAC METALS CORP | 64782A107 | COM | 1,893,623 | $4,572,605 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 789,322 | $4,554,388 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 4,752,000 | $4,543,530 | dollars as filed | principal |
| YELP INC CL A | 985817105 | Stock | 105,900 | $4,539,934 | dollars as filed | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 69,800 | $4,533,510 | dollars as filed | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 39,681 | $4,499,439 | dollars as filed | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 170,520 | $4,481,265 | dollars as filed | |
| ISHARES MSCI KUWAIT ETF | 46436E817 | ISHARES MSCI KUWAIT ETF | 141,200 | $4,480,276 | dollars as filed | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 35,041 | $4,465,275 | dollars as filed | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 38,575 | $4,461,584 | dollars as filed | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 98,500 | $4,456,140 | dollars as filed | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 42,000 | $4,452,000 | dollars as filed | call |
| HP INC COM | 40434L105 | Stock | 150,000 | $4,446,000 | dollars as filed | put |
| HP INC COM | 40434L105 | Stock | 150,000 | $4,446,000 | dollars as filed | call |
| ATS CORPORATION | 00217Y104 | COM | 100,000 | $4,431,929 | dollars as filed | call |
| GODADDY INC CL A | 380237107 | Stock | 58,332 | $4,422,149 | dollars as filed | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 8,433 | $4,421,674 | dollars as filed | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 15,732 | $4,412,669 | dollars as filed | |
| MP MATERIALS CORP | 553368101 | COM CL A | 194,572 | $4,397,327 | dollars as filed | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 46,126 | $4,397,192 | dollars as filed | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 4,085,000 | $4,379,488 | dollars as filed | principal |
| Schwab US TIPS ETF | 808524870 | SHS | 85,056 | $4,365,934 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 674,000 | $4,360,780 | dollars as filed | put |
| Netflix, Inc | 64110L106 | COM | 10,100 | $4,353,100 | dollars as filed | put |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 21,005 | $4,333,278 | dollars as filed | |
| ASSURANT INC COM | 04621X108 | Stock | 30,291 | $4,325,857 | dollars as filed | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 211,549 | $4,321,946 | dollars as filed | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 69,884 | $4,313,939 | dollars as filed | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 161,364 | $4,300,351 | dollars as filed | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 268,847 | $4,296,175 | dollars as filed | |
| EVERPURE INC CL A | 74624M102 | Stock | 116,000 | $4,287,360 | dollars as filed | call |
| HELMERICH & PAYNE INC | 423452101 | COM | 92,684 | $4,270,879 | dollars as filed | |
| UNUM GROUP COM | 91529Y106 | Stock | 87,602 | $4,267,094 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 198,190 | $4,241,265 | dollars as filed | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 62,926 | $4,237,437 | dollars as filed | |
| CACI INTL INC CL A | 127190304 | Stock | 13,188 | $4,234,799 | dollars as filed | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 348,160 | $4,226,663 | dollars as filed | |
| ATLASSIANCORPCLASSA | 049468101 | STOK | 20,000 | $4,197,400 | dollars as filed | put |
| Union Pacific Corporation | 907818108 | COM | 18,400 | $4,191,520 | dollars as filed | put |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 55,578 | $4,191,138 | dollars as filed | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 72,161 | $4,186,781 | dollars as filed | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 45,538 | $4,177,656 | dollars as filed | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 92,475 | $4,176,171 | dollars as filed | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 379,609 | $4,175,699 | dollars as filed | |
| iShares Gold Trust Micro ETF of Benef Interest | 46436F103 | SHS | 217,849 | $4,173,987 | dollars as filed | |
| ISHARES TR | 46436E601 | ESG MSCI EM LDRS | 94,161 | $4,164,741 | dollars as filed | |
| MOSAIC CO COM | 61945C103 | Stock | 100,000 | $4,095,000 | dollars as filed | put |
| FUTURETECH II ACQUISITION CO | 36119D103 | CLASS A COM | 375,000 | $4,076,175 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 96,675 | $4,061,330 | dollars as filed | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 158,254 | $4,044,962 | dollars as filed | |
| STIFEL FINL CORP | 860630102 | COM | 60,979 | $4,044,127 | dollars as filed | |
| CHEFS WHSE INC | 163086AB7 | BOND | 4,250,000 | $4,037,500 | dollars as filed | principal |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 56,711 | $4,030,734 | dollars as filed | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 123,338 | $4,030,686 | dollars as filed | |
| AXONENTERPRISEINC | 05464C101 | STOK | 19,400 | $4,026,470 | dollars as filed | put |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 48,272 | $4,019,610 | dollars as filed | |
| PAN AMERN SILVER CORP | 697900108 | COM | 240,700 | $4,017,204 | dollars as filed | call |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 69,237 | $4,001,184 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 14,200 | $3,979,550 | dollars as filed | call |
| Cisco Systems,Inc. | 17275R102 | COM | 70,100 | $3,971,165 | dollars as filed | put |
| Cisco Systems,Inc. | 17275R102 | COM | 70,000 | $3,965,500 | dollars as filed | call |
| SUN CMNTYS INC COM | 866674104 | REIT | 30,463 | $3,951,051 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 46,400 | $3,926,832 | dollars as filed | call |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 4,277,000 | $3,910,290 | dollars as filed | principal |
| HEXCEL CORP NEW | 428291108 | COM | 53,552 | $3,908,225 | dollars as filed | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 116,183 | $3,900,264 | dollars as filed | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 41,713 | $3,898,123 | dollars as filed | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 951,071 | $3,892,997 | dollars as filed | |
| ALGOMA STL GROUP INC | 015658107 | COM | 504,952 | $3,888,465 | dollars as filed | |
| iShares U.S. Financials ETF | 464287788 | SHS | 49,664 | $3,883,228 | dollars as filed | |
| FABRINET SHS | G3323L100 | Stock | 24,909 | $3,852,426 | dollars as filed | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 66,770 | $3,847,285 | dollars as filed | |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 66,030 | $3,839,628 | dollars as filed | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 92,300 | $3,831,096 | dollars as filed | call |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 42,709 | $3,830,532 | dollars as filed | |
| OSCAR HEALTH INC | 687793109 | CL A | 617,436 | $3,803,406 | dollars as filed | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 44,443 | $3,798,099 | dollars as filed | |
| RENTOKIL INITIAL PLC SPONSORED ADR | 760125104 | ADR | 93,367 | $3,791,634 | dollars as filed | |
| WATSCO INC COM | 942622200 | Stock | 10,723 | $3,785,005 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 356,684 | $3,780,851 | dollars as filed | |
| ENTEGRIS INC COM | 29362U104 | Stock | 40,881 | $3,761,870 | dollars as filed | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 523,000 | $3,750,222 | dollars as filed | put |
| BOX INC CL A | 10316T104 | Stock | 124,000 | $3,748,520 | dollars as filed | call |
| EVERBRIDGE INC | 29978A104 | COM | 155,421 | $3,719,224 | dollars as filed | |
| Q2 HLDGS INC | 74736LAF6 | NOTE 0.125%11/1 | 4,250,000 | $3,717,433 | dollars as filed | principal |
| MACYS INC COM | 55616P104 | Stock | 322,487 | $3,715,051 | dollars as filed | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 25,736 | $3,714,992 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 10,000 | $3,697,500 | dollars as filed | put |
| FORTUNA MNG CORP F | 349915108 | COM | 1,221,697 | $3,696,592 | dollars as filed | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 59,197 | $3,691,525 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 500,000 | $3,687,500 | dollars as filed | call |
| ENSIGN GROUP INC | 29358P101 | COM | 37,664 | $3,666,967 | dollars as filed | |
| TERADATA CORP DEL | 88076W103 | COM | 79,206 | $3,658,525 | dollars as filed | |
| FEDERAL RLTY INVT TR NEW | 313745101 | SH BEN INT NEW | 36,836 | $3,656,342 | dollars as filed | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 116,659 | $3,649,093 | dollars as filed | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 77,964 | $3,646,376 | dollars as filed | |
| LIBERTY MEDIA CORP DEL COM LBTY SRM S A | 531229813 | Stock | 143,149 | $3,643,142 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,716,326 | $3,638,612 | dollars as filed | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 2,631,749 | $3,631,812 | dollars as filed | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 108,678 | $3,628,758 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAF6 | NOTE 1.000% 8/1 | 3,749,000 | $3,614,111 | dollars as filed | principal |
| ENERGY FUELS INC | 292671708 | COM NEW | 429,099 | $3,613,931 | dollars as filed | |
| MADISON SQUARE GARDEN ENTMT | 558256103 | COM CL A | 90,000 | $3,609,900 | dollars as filed | call |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 302,855 | $3,607,526 | dollars as filed | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 49,164 | $3,593,888 | dollars as filed | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 54,250 | $3,589,722 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 4,000,000 | $3,582,280 | dollars as filed | principal |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 524,060 | $3,574,089 | dollars as filed | |
| EVERPURE INC CL A | 74624M102 | Stock | 96,468 | $3,565,457 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 75,500 | $3,547,745 | dollars as filed | put |
| SPROTT INC | 852066208 | COM NEW | 104,774 | $3,546,654 | dollars as filed | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 101,657 | $3,534,613 | dollars as filed | |
| MOHAWK INDS INC | 608190104 | COM | 36,414 | $3,524,146 | dollars as filed | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 19,141 | $3,518,689 | dollars as filed | |
| CUBESMART COM | 229663109 | REIT | 85,576 | $3,518,030 | dollars as filed | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 58,983 | $3,517,156 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,300 | $3,510,000 | dollars as filed | put |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 65,895 | $3,509,567 | dollars as filed | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 82,000 | $3,509,190 | dollars as filed | put |
| DT MIDSTREAM INC COMMON STOCK | 23345M107 | Stock | 66,158 | $3,503,066 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 259,295 | $3,490,112 | dollars as filed | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 88,191 | $3,482,663 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 65,744 | $3,481,802 | dollars as filed | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 14,277 | $3,477,640 | dollars as filed | |
| RELIANCE INC | 759509102 | COM | 13,266 | $3,476,489 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 88,100 | $3,475,986 | dollars as filed | put |
| ZIONS BANCORPORATION | 989701107 | COM | 93,699 | $3,463,114 | dollars as filed | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 143,665 | $3,459,453 | dollars as filed | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 40,500 | $3,459,105 | dollars as filed | |
| VANGUARD SHORT-TERM TAX EXEMPT BOND ETF | 921935870 | ETF | 34,500 | $3,450,173 | dollars as filed | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 363,541 | $3,450,003 | dollars as filed | |
| ENVIRI CORP | 415864107 | COM | 450,261 | $3,444,497 | dollars as filed | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 29,250 | $3,422,835 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 3,435,000 | $3,422,737 | dollars as filed | principal |
| MODERNA INC | 60770K107 | COM | 29,800 | $3,419,550 | dollars as filed | put |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 655,783 | $3,403,513 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 75,799 | $3,399,602 | dollars as filed | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 769,886 | $3,387,498 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAF6 | NOTE 0.500% 6/1 | 4,531,000 | $3,381,304 | dollars as filed | principal |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 16,853 | $3,379,531 | dollars as filed | |
| STRIDE INC | 86333M108 | COM | 75,769 | $3,364,902 | dollars as filed | |
| FIRST SOLAR INC COM | 336433107 | Stock | 18,600 | $3,360,648 | dollars as filed | put |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 328,883 | $3,351,318 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 422,856 | $3,332,105 | dollars as filed | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 160,382 | $3,329,531 | dollars as filed | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 42,499 | $3,328,521 | dollars as filed | |
| CARDLYTICS INC | 14161W105 | COM | 173,318 | $3,327,706 | dollars as filed | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 38,795 | $3,325,896 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 700,000 | $3,325,000 | dollars as filed | put |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 366,308 | $3,322,414 | dollars as filed | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 47,489 | $3,313,782 | dollars as filed | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 187,858 | $3,300,665 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 12,600 | $3,297,420 | dollars as filed | put |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 44,004 | $3,293,700 | dollars as filed | |
| CABLE ONE INC | 12685JAE5 | NOTE 3/1 | 4,000,000 | $3,288,800 | dollars as filed | principal |
| CUTERA INC | 232109108 | COM | 336,676 | $3,284,274 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 75,971 | $3,283,466 | dollars as filed | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 28,800 | $3,275,712 | dollars as filed | put |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 62,595 | $3,261,199 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 19,130 | $3,245,596 | dollars as filed | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 76,347 | $3,240,167 | dollars as filed | |
| NUTANIX INC CL A | 67059N108 | Stock | 89,868 | $3,237,045 | dollars as filed | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 201,036 | $3,236,679 | dollars as filed | |
| 2U INC | 90214JAB7 | NOTE 2.250% 5/0 | 5,000,000 | $3,233,100 | dollars as filed | principal |
| Invest Acquisition Corp | G4923T105 | Equity | 297,591 | $3,228,862 | dollars as filed | |
| STERICYCLE INC | 858912108 | COM | 71,669 | $3,226,538 | dollars as filed | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 12,763 | $3,216,276 | dollars as filed | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 28,447 | $3,213,373 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 619,400 | $3,192,020 | dollars as filed | call |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 34,783 | $3,186,819 | dollars as filed | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 28,906 | $3,179,082 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 57,991 | $3,172,670 | dollars as filed | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 73,859 | $3,154,518 | dollars as filed | |
| LENNOX INTL INC COM | 526107107 | Stock | 8,226 | $3,153,766 | dollars as filed | |
| Goldman Sachs Physical Gold ETF | 38150K103 | SHS | 163,323 | $3,140,702 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 31,557 | $3,133,268 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 159,213 | $3,114,212 | dollars as filed | |
| TRIPADVISOR INC | 896945201 | COM | 191,631 | $3,114,006 | dollars as filed | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 275,000 | $3,110,939 | dollars as filed | put |
| AUTOLIV INC | 052800109 | COM | 31,983 | $3,107,788 | dollars as filed | |
| GAP INC COM | 364760108 | Stock | 275,500 | $3,107,640 | dollars as filed | put |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 94,300 | $3,106,242 | dollars as filed | put |
| RH | 74967X103 | COM | 10,217 | $3,103,311 | dollars as filed | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 45,536 | $3,095,993 | dollars as filed | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 65,000 | $3,088,800 | dollars as filed | call |
| AUTONATION INC COM | 05329W102 | Stock | 20,192 | $3,088,569 | dollars as filed | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 133,774 | $3,082,153 | dollars as filed | |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 3,000,000 | $3,056,520 | dollars as filed | principal |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 64,512 | $3,055,288 | dollars as filed | |
| SUNRUN INC | 86771W105 | COM | 202,681 | $3,054,403 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000927971-23-000005 | this filing | 2023-11-01 | acceptance time not in the bulk data set |