13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-02, with 3,932 holding rows worth $289,289,825,033.
- Accession
- 0000927971-23-000003
- Filer
- CIK 927971
- Filed
- 2023-08-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 12,153 entries on the cover page, a total value of $289,289,825,033 stated on the cover page (in dollars after the unit check, H1), rows summing to $289,289,825,033 with VALUE read as dollars as filed, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBank of Montreal Europe Plc028-17461
- included managerBMO Asset Management Inc.028-16018
- included managerBMO CAPITAL MARKETS CORP.028-17436
- included managerBMO Family Office, LLC028-17442
- included managerBMO Harris Bank NA
- included managerBMO NESBITT BURNS INC.028-16021
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.028-16020
- included managerStoker Ostler Wealth Advisors, Inc.028-11481
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INNOVATOR ETFS TRUST | 45783Y780 | US EQT ACC 9 BFR | 3,250 | $80,047 | dollars as filed | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 2,043 | $79,922 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 18,200 | $79,898 | dollars as filed | put |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 3,294 | $79,385 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 1,140 | $78,968 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 11,049 | $78,806 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 1,296 | $78,058 | dollars as filed | |
| SURGEPAYS INC | 86882L204 | COM NEW | 10,587 | $78,026 | dollars as filed | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 1,530 | $77,228 | dollars as filed | |
| ISHARES INC | 46434G863 | COM | 2,347 | $76,653 | dollars as filed | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 15,000 | $76,350 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C516 | EMRGNG MKT JAN | 2,600 | $76,310 | dollars as filed | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 1,902 | $75,776 | dollars as filed | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 3,000 | $75,090 | dollars as filed | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 12,384 | $74,861 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 38,981 | $74,844 | dollars as filed | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1,800 | $74,250 | dollars as filed | put |
| FUBOTV INC | 35953D104 | COM | 33,518 | $73,405 | dollars as filed | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 10,242 | $73,332 | dollars as filed | |
| ENLIGHT RENEWABLE ENERGY LTD SHS | M4056D110 | Stock | 15,322 | $73,319 | dollars as filed | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 74,627 | $73,221 | dollars as filed | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 1,400 | $72,772 | dollars as filed | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 1,505 | $72,451 | dollars as filed | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 1,785 | $72,239 | dollars as filed | |
| CHICOS FAS INC | 168615102 | COM | 13,450 | $72,227 | dollars as filed | |
| ABRDN ETFS | 003261609 | BBG INDUSTRL MET | 3,169 | $71,936 | dollars as filed | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 10,656 | $71,608 | dollars as filed | |
| BONDBLOXX ETF TRUST | 09789C200 | USD HI YLD NON C | 1,942 | $71,049 | dollars as filed | |
| USA TODAY CO INC | 36472T109 | COM | 30,776 | $70,785 | dollars as filed | |
| KRANESHARES TR | 500767702 | BLOOMBERG CHIINA | 2,250 | $70,673 | dollars as filed | |
| KAMADA LTD | M6240T109 | SHS | 49,391 | $70,238 | dollars as filed | |
| TERAWULF INC | 88080T104 | COM | 40,000 | $70,200 | dollars as filed | call |
| FISKER INC | 33813J106 | CL A COM STK | 11,794 | $70,056 | dollars as filed | |
| ALPS ETF TR | 00162Q429 | GLOBAL TRAVEL | 2,952 | $70,007 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 1,600 | $69,696 | dollars as filed | put |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 1,200 | $69,468 | dollars as filed | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 2,065 | $69,301 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 82,000 | $68,977 | dollars as filed | principal |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 878 | $68,669 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 20,183 | $68,622 | dollars as filed | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 47,370 | $68,286 | dollars as filed | |
| ISHARES TR | 46435G516 | COM | 913 | $67,608 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J802 | INDIA NFTY50 EQW | 1,395 | $66,779 | dollars as filed | |
| ALTUS POWER INC | 02217A102 | COM CL A | 11,501 | $64,751 | dollars as filed | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 1,831 | $64,726 | dollars as filed | |
| ISHARES TR | 46436E767 | COM | 1,796 | $64,692 | dollars as filed | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 38,612 | $64,096 | dollars as filed | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 678 | $63,895 | dollars as filed | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 2,599 | $63,884 | dollars as filed | |
| STITCH FIX INC | 860897107 | COM CL A | 15,727 | $63,852 | dollars as filed | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 4,300 | $63,812 | dollars as filed | call |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 1,400 | $62,622 | dollars as filed | |
| LUMIRADX LTD | G5709L109 | SHS | 120,000 | $62,400 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 1,668 | $62,250 | dollars as filed | |
| BIOATLA INC | 09077B104 | COM | 16,078 | $62,222 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 21,707 | $61,765 | dollars as filed | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 700 | $61,719 | dollars as filed | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 3,079 | $61,595 | dollars as filed | |
| URBAN ONE INC | 91705J105 | CL A | 9,461 | $61,497 | dollars as filed | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 3,785 | $60,636 | dollars as filed | |
| HEICO CORP NEW | 422806208 | CL A | 428 | $60,611 | dollars as filed | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 701 | $60,573 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 15,966 | $60,510 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 1,791 | $60,464 | dollars as filed | |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 1,930 | $59,572 | dollars as filed | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 675 | $59,465 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 5,900 | $59,413 | dollars as filed | put |
| PROSHARES TR | 74347G432 | ULTRAPRO SHT QQQ | 3,030 | $59,237 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 31,214 | $58,994 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 744 | $58,843 | dollars as filed | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 1,810 | $58,178 | dollars as filed | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 1,455 | $57,589 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T602 | CORE BOND ETF | 1,370 | $57,540 | dollars as filed | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 2,045 | $57,096 | dollars as filed | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 900 | $56,736 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 11,515 | $56,654 | dollars as filed | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 2,264 | $56,645 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 12,000 | $56,640 | dollars as filed | put |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 3,200 | $56,608 | dollars as filed | |
| INNOVATOR ETFS TR | 45782C136 | DOUBLE STACKR 9 | 2,000 | $56,580 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 1,350 | $56,552 | dollars as filed | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 596 | $56,293 | dollars as filed | |
| GUARDFORCE AI CO LTD | G4236L138 | SHS NEW | 10,000 | $56,200 | dollars as filed | |
| INNOVATOR U.S. EQUITY BUFFER ETF - MAY | 45782C326 | ETF | 1,750 | $55,633 | dollars as filed | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 811 | $55,270 | dollars as filed | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 1,724 | $54,392 | dollars as filed | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 580 | $54,300 | dollars as filed | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 2,628 | $54,084 | dollars as filed | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 644 | $54,012 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 2,790 | $53,763 | dollars as filed | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 941 | $52,235 | dollars as filed | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 1,129 | $51,900 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 1,209 | $51,794 | dollars as filed | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 2,273 | $51,779 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 13,893 | $51,404 | dollars as filed | |
| ENCORE ENERGY CORP COM NEW | 29259W700 | Stock | 19,939 | $51,316 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 300 | $51,003 | dollars as filed | call |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 1,600 | $50,720 | dollars as filed | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 900 | $50,400 | dollars as filed | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 800 | $50,144 | dollars as filed | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 146,778 | $49,905 | dollars as filed | |
| GLOBAL X SUPERDIVIDEND REIT ETF | 37960A651 | ETF | 2,253 | $49,296 | dollars as filed | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 18,544 | $48,956 | dollars as filed | |
| INVESCO BULLETSHARES 2029 MUNICIPAL BOND ETF | 46138J478 | ETF | 2,126 | $48,919 | dollars as filed | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 10,631 | $48,478 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 1,845 | $48,450 | dollars as filed | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 10,758 | $47,981 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 462 | $47,850 | dollars as filed | |
| 3D PRINTING ETF | 00214Q500 | ETF | 2,013 | $47,366 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 888 | $47,215 | dollars as filed | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 2,395 | $46,942 | dollars as filed | |
| PUTNAM ETF TRUST | 746729888 | ESG HIGH YIELD | 938 | $46,825 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 5,042 | $46,791 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 19,901 | $46,768 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 24,776 | $46,331 | dollars as filed | |
| HERBALIFE LTD | G4412G101 | COM SHS | 3,451 | $46,210 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C599 | US SML CP PWR B | 1,700 | $46,206 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y772 | US EQTY ACC PLUS | 2,000 | $45,857 | dollars as filed | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 500 | $45,530 | dollars as filed | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 6,047 | $45,353 | dollars as filed | |
| GAXOS.AI INC COM | 62911P201 | Stock | 65,680 | $44,978 | dollars as filed | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 1,100 | $44,880 | dollars as filed | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 750 | $43,748 | dollars as filed | |
| FURY GOLD MINES LTD | 36117T100 | COM | 102,279 | $43,228 | dollars as filed | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 267 | $43,129 | dollars as filed | |
| META MATERIALS INC | 59134N104 | COM | 179,820 | $42,330 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 2,414 | $42,197 | dollars as filed | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 900 | $42,120 | dollars as filed | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 19,230 | $42,114 | dollars as filed | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 3,923 | $41,584 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 1,000 | $41,000 | dollars as filed | |
| TALARIS THERAPEUTICS INC | 87410C104 | COM | 12,698 | $40,507 | dollars as filed | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 1,559 | $39,903 | dollars as filed | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 562 | $39,829 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G153 | DAILY REGIONAL | 600 | $39,726 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 1,150 | $39,457 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,000 | $38,830 | dollars as filed | call |
| AMERICAN WELL CORP | 03044L105 | CL A | 16,543 | $38,710 | dollars as filed | |
| PHIO PHARMACEUTICALS CORP | 71880W402 | COM | 10,000 | $38,500 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 300 | $37,905 | dollars as filed | put |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 500 | $37,833 | dollars as filed | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 10,129 | $37,781 | dollars as filed | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 794 | $37,644 | dollars as filed | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 1,000 | $37,480 | dollars as filed | put |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 2,000 | $37,360 | dollars as filed | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 11,227 | $37,284 | dollars as filed | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 19,480 | $37,197 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 2,000 | $37,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 316 | $36,934 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 1,076 | $36,885 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 796 | $36,775 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 1,184 | $36,763 | dollars as filed | |
| CENOVUS ENERGY INC | 15135U117 | *W EXP 01/01/202 | 2,903 | $36,752 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 345 | $35,904 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 700 | $35,777 | dollars as filed | |
| American Century Emerging Markets Bond ETF | 025072414 | ETP | 941 | $35,626 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 233 | $34,566 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 100 | $34,418 | dollars as filed | call |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 1,512 | $34,383 | dollars as filed | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 1,270 | $34,354 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q107 | PRICE BLUE CHIP | 1,216 | $33,977 | dollars as filed | |
| WINNEBAGO INDS INC | 974637100 | COM | 500 | $33,490 | dollars as filed | call |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 15,688 | $33,258 | dollars as filed | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 647 | $33,223 | dollars as filed | |
| GLOBAL X FDS | 37954Y285 | FUND | 2,799 | $33,140 | dollars as filed | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 14,280 | $32,844 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 352 | $32,515 | dollars as filed | |
| SG BLOCKS INC | 78418A505 | COM NEW | 30,900 | $32,445 | dollars as filed | |
| SG BLOCKS INC | 78418A505 | COM NEW | 30,900 | $32,445 | dollars as filed | put |
| iShares MSCI Frontier 100 | 464286145 | cs | 1,250 | $32,356 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 804 | $32,297 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 615 | $31,808 | dollars as filed | |
| GREIF INC | 397624206 | CL B | 384 | $31,534 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 132,450 | $31,489 | dollars as filed | |
| FLEXSHARES TR | 33939L589 | CMN | 750 | $30,795 | dollars as filed | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 255 | $30,664 | dollars as filed | |
| PROSHARES TR | 74347X849 | INDX FD | 1,390 | $30,608 | dollars as filed | |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 712 | $30,438 | dollars as filed | |
| UR-ENERGY INC | 91688R108 | COM | 27,000 | $30,363 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 609 | $30,292 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 2,300 | $29,486 | dollars as filed | put |
| BEAMR IMAGING LTD | M1R79L104 | ORDINARY SHS | 10,000 | $29,200 | dollars as filed | |
| SHARECARE INC | 81948W104 | COM | 16,270 | $28,635 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 500 | $28,485 | dollars as filed | |
| CHIJET MTR CO INC. | G4465R103 | COM | 10,000 | $28,400 | dollars as filed | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 950 | $28,396 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 6,800 | $28,016 | dollars as filed | put |
| PROSHARES TR | 74347B565 | CMN | 299 | $27,936 | dollars as filed | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 1,258 | $27,676 | dollars as filed | |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - APRIL | 45782C342 | ETF | 1,002 | $27,655 | dollars as filed | |
| PETROS PHARMACEUTICALS INC | 71678J209 | COM NEW | 10,000 | $27,400 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P579 | FTSE SOUTH AFR | 1,207 | $27,218 | dollars as filed | |
| LENNAR CORP CL B | 526057302 | Stock | 238 | $27,180 | dollars as filed | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 395 | $26,789 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 636 | $26,693 | dollars as filed | |
| WISDOMTREE TR | 97717Y733 | INDIA EX STATE | 798 | $26,471 | dollars as filed | |
| EVOLUS INC | 30052C107 | COM | 2,617 | $26,196 | dollars as filed | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 315 | $26,167 | dollars as filed | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 2,049 | $25,817 | dollars as filed | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 1,500 | $25,305 | dollars as filed | call |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 1,276 | $24,882 | dollars as filed | |
| INNOVATOR ETFS TR | 45782C219 | DOUBLE STACKR 9 | 800 | $24,871 | dollars as filed | |
| VIZSLA SILVER ORD (ASE) | 92859G202 | COM | 20,000 | $24,454 | dollars as filed | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 613 | $24,373 | dollars as filed | |
| KRANESHARES TRUST | 500767652 | KFA MOUNT LUCAS | 785 | $24,021 | dollars as filed | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 460 | $23,672 | dollars as filed | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 427 | $23,164 | dollars as filed | |
| GREENBROOK TMS INC | 393704309 | Common Stock | 32,311 | $23,054 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 935 | $22,973 | dollars as filed | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 1,074 | $22,951 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 1,167 | $22,926 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 401 | $22,344 | dollars as filed | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 500 | $21,765 | dollars as filed | |
| KRANESHARES TR | 500767538 | GLOBAL CRBN OFS | 6,147 | $20,900 | dollars as filed | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 189 | $20,705 | dollars as filed | |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - JULY | 45782C284 | ETF | 800 | $20,664 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 442 | $20,407 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 200 | $20,152 | dollars as filed | |
| DBX ETF TR | 233051523 | XTRACK MSCI CHIN | 922 | $19,998 | dollars as filed | |
| BRF SA | 10552T107 | SPONSORED ADR | 10,193 | $19,927 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505731 | ROBO GLB ARTIF | 530 | $19,610 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U794 | MULTI MGR SML CP | 1,201 | $19,468 | dollars as filed | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 1,140 | $19,414 | dollars as filed | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 304 | $19,392 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 700 | $19,306 | dollars as filed | |
| PROSHARES TR | 74347G366 | SHRT RL EST FD | 920 | $18,483 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 20,050 | $18,446 | dollars as filed | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 946 | $18,427 | dollars as filed | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 634 | $18,424 | dollars as filed | |
| CDW CORP COM | 12514G108 | Stock | 100 | $18,361 | dollars as filed | call |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 355 | $18,354 | dollars as filed | |
| HIGH TIDE INC | 42981E401 | COM | 14,056 | $18,035 | dollars as filed | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 14,000 | $17,920 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 686 | $17,802 | dollars as filed | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 10,000 | $17,800 | dollars as filed | |
| TINGO GROUP INC | 55328R109 | COM | 13,902 | $17,795 | dollars as filed | |
| TINGO GROUP INC | 55328R109 | COM | 13,900 | $17,792 | dollars as filed | put |
| MAGIC EMPIRE GLOBAL LTD | G5865E105 | COM | 10,000 | $17,700 | dollars as filed | |
| GLOBAL X FDS | 37954Y269 | NASDQ 100 CVRDGW | 630 | $17,495 | dollars as filed | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 110 | $17,481 | dollars as filed | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 400 | $17,328 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 30,902 | $17,259 | dollars as filed | |
| ISHARES INC | 464286301 | CMN | 939 | $17,179 | dollars as filed | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 221 | $17,132 | dollars as filed | |
| HARBOR ETF TRUST | 41151J604 | CORP CULTURE LEA | 900 | $17,020 | dollars as filed | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 489 | $16,792 | dollars as filed | |
| SNDL INC | 83307B101 | COM | 11,709 | $16,509 | dollars as filed | |
| APPHARVEST INC | 03783T103 | COM | 36,500 | $16,443 | dollars as filed | |
| APPHARVEST INC | 03783T103 | COM | 36,500 | $16,443 | dollars as filed | put |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 591 | $16,388 | dollars as filed | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 608 | $16,325 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 13,418 | $16,236 | dollars as filed | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 10,073 | $16,218 | dollars as filed | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 258 | $16,086 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 23,054 | $16,076 | dollars as filed | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 324 | $15,938 | dollars as filed | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 2,000 | $15,840 | dollars as filed | put |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 101 | $15,832 | dollars as filed | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 295 | $15,662 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 340 | $15,555 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 500 | $15,425 | dollars as filed | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 325 | $15,412 | dollars as filed | |
| GLOBAL X FDS | 37960A784 | INTEREST RT HEDG | 626 | $15,356 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 4,700 | $15,322 | dollars as filed | put |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 750 | $15,281 | dollars as filed | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 272 | $15,200 | dollars as filed | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 773 | $15,112 | dollars as filed | |
| RBB FD INC | 74933W452 | US TREAS 3 MNTH | 300 | $15,030 | dollars as filed | |
| KRANESHARES TR | 500767660 | MSCI CN ESG LEAD | 768 | $14,867 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 500 | $14,670 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 10,919 | $14,304 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 318 | $14,243 | dollars as filed | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 397 | $14,169 | dollars as filed | |
| CYBIN INC | 23256X100 | COM | 35,800 | $13,510 | dollars as filed | |
| ETF MANAGERS TR | 26924G763 | TREATMENTS TSTNG | 635 | $13,487 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 128 | $13,473 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 1,487 | $13,056 | dollars as filed | |
| AFFIMED N V | N01045108 | COM | 17,400 | $12,737 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 100 | $12,517 | dollars as filed | put |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 554 | $12,459 | dollars as filed | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 530 | $12,455 | dollars as filed | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 230 | $12,448 | dollars as filed | |
| KKR & CO INC | 48251W401 | CONV | 188 | $12,434 | dollars as filed | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 1,973 | $12,430 | dollars as filed | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 509 | $12,417 | dollars as filed | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 463 | $12,158 | dollars as filed | |
| PROSHARES TR II | 74347Y771 | FUND | 656 | $12,143 | dollars as filed | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 200 | $12,118 | dollars as filed | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 8,003 | $12,005 | dollars as filed | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 289 | $11,600 | dollars as filed | |
| NEXIMMUNE INC | 65344D109 | COM | 32,000 | $11,520 | dollars as filed | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 340 | $11,434 | dollars as filed | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 278 | $11,326 | dollars as filed | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 423 | $11,307 | dollars as filed | |
| NULL | 84862C203 | NULL | 10,000 | $11,300 | dollars as filed | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 180 | $11,266 | dollars as filed | |
| ISHARES TR | 46434V886 | CMN | 332 | $11,232 | dollars as filed | |
| JPMORGAN BETABUILDERS US AGGREGA ETF | 46641Q241 | COM | 237 | $11,004 | dollars as filed | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 323 | $10,827 | dollars as filed | |
| IVLU | 46435G409 | COM | 396 | $10,205 | dollars as filed | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 405 | $9,902 | dollars as filed | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 6,600 | $9,900 | dollars as filed | put |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 244 | $9,782 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 350 | $9,611 | dollars as filed | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 175 | $9,550 | dollars as filed | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 1,500 | $9,450 | dollars as filed | put |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 300 | $9,279 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 8,100 | $9,170 | dollars as filed | call |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 250 | $9,040 | dollars as filed | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 2,106 | $9,036 | dollars as filed | |
| VINTAGE WINE ESTATES INC | 92747V114 | *W EXP 06/08/202 | 123,801 | $8,790 | dollars as filed | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 18,011 | $8,683 | dollars as filed | |
| 2U INC | 90214J101 | COM | 1,982 | $8,663 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,500 | $8,451 | dollars as filed | put |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 113 | $8,103 | dollars as filed | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 60 | $8,047 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 225 | $7,934 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 13,507 | $7,835 | dollars as filed | |
| GOLDMAN SACHS ACTIVEBETA WORLD EQUITY ETF | 38149W739 | ETF | 188 | $7,826 | dollars as filed | |
| TELUS CORPORATION COM | 87971M103 | Stock | 400 | $7,792 | dollars as filed | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 14,622 | $7,750 | dollars as filed | |
| NXU INC | 62956D105 | COM | 15,000 | $7,422 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 128 | $7,290 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188705 | INVESTMENT GR SE | 171 | $7,288 | dollars as filed | |
| META MATERIALS INC | 59134N104 | COM | 30,900 | $7,274 | dollars as filed | put |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 300 | $7,272 | dollars as filed | |
| WISDOMTREE TR | 97717Y592 | BATTERY VL CHAIN | 200 | $7,150 | dollars as filed | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 20 | $7,003 | dollars as filed | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 294 | $6,986 | dollars as filed | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 511 | $6,934 | dollars as filed | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 100 | $6,888 | dollars as filed | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 107 | $6,853 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 161 | $6,688 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 65 | $6,671 | dollars as filed | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 425 | $6,477 | dollars as filed | |
| ADVISORSHARES TR | 00768Y370 | GERBER KAWASAKI | 360 | $6,462 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 197 | $6,135 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 184 | $6,135 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P447 | CLEARBRIDGE SUST | 231 | $6,024 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 270 | $5,983 | dollars as filed | |
| INVESTMENT MANAGERS SER TR I | 46144X842 | AXS 1.25X NVDA | 700 | $5,971 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 400 | $5,880 | dollars as filed | |
| IDEANOMICS INC | 45166V106 | COM | 65,046 | $5,770 | dollars as filed | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 82 | $5,616 | dollars as filed | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 74 | $5,549 | dollars as filed | |
| PINTEREST INC CL A | 72352L106 | Stock | 200 | $5,478 | dollars as filed | put |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 231 | $5,452 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G617 | HYDROGEN ETF | 370 | $5,213 | dollars as filed | |
| GLOBAL X FDS | 37954Y335 | MSCI PAKISTAN | 400 | $5,192 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 70 | $5,142 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 115 | $5,028 | dollars as filed | |
| WTS/LION ELECTRIC EXP12/13/2027 | 536221120 | WARR | 9,842 | $4,977 | dollars as filed | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 320 | $4,864 | dollars as filed | |
| MOLSON COORS BEVERAGE CO | 60871R100 | CL A | 66 | $4,619 | dollars as filed | |
| GLOBAL X BLOCKCHAIN ETF | 37960A735 | ETF | 145 | $4,524 | dollars as filed | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 1,091 | $4,421 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 60 | $4,396 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 2,000 | $4,380 | dollars as filed | put |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 75 | $4,296 | dollars as filed | |
| GLOBAL X FDS | 37960A842 | GREEN BUILDNG ET | 203 | $4,284 | dollars as filed | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 50 | $4,259 | dollars as filed | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 150 | $4,131 | dollars as filed | |
| LANDCADIA HOLDINGS IV INC | 51477A112 | *W EXP 03/29/202 | 25,000 | $4,103 | dollars as filed | |
| ALPS ETF TR | 00162Q387 | OSHARES US QUALT | 90 | $3,967 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 20 | $3,879 | dollars as filed | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 100 | $3,487 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 500 | $3,453 | dollars as filed | put |
| DIREXION SHARES ETF TRUST | 25460G419 | CMN | 64 | $3,363 | dollars as filed | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 77 | $3,318 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P769 | FRANKLIN INDIA | 105 | $3,247 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 30 | $3,240 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U703 | FT VEST LADDERED | 150 | $3,234 | dollars as filed | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 100 | $3,227 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 75 | $3,150 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N202 | US EQT PLS DWNSD | 109 | $3,001 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 95 | $2,979 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 100 | $2,924 | dollars as filed | |
| PROSHARES TR II | 74347Y763 | FUND | 42 | $2,898 | dollars as filed | |
| BIOLASE INC | 090911405 | cs | 34,000 | $2,846 | dollars as filed | |
| STONECO LTD | G85158106 | COM CL A | 200 | $2,806 | dollars as filed | put |
| DEFIANCE NEXT GEN H2 ETF | 26922B600 | ETF | 300 | $2,760 | dollars as filed | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 370 | $2,575 | dollars as filed | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 92 | $2,472 | dollars as filed | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 20,000 | $2,452 | dollars as filed | |
| SCILEX HOLDING CO | 80880W106 | COM | 313 | $2,435 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q705 | FT VEST S&P 500 | 46 | $2,230 | dollars as filed | |
| ADVISORSHARES TR | 00768Y362 | PSYCHEDELICS ETF | 1,075 | $2,204 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505764 | CAPITAL LINK GBL | 70 | $2,081 | dollars as filed | |
| THE LION ELECTRIC COMPANY | 536221112 | *W EXP 05/06/202 | 8,709 | $2,071 | dollars as filed | |
| PROSHARES TR | 74347G416 | ULTRASHRT S&P500 | 50 | $1,916 | dollars as filed | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 1,625 | $1,836 | dollars as filed | |
| CHURCHILL CAPITAL CORP V | 17144T115 | *W EXP 10/29/202 | 10,000 | $1,801 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 45 | $1,769 | dollars as filed | |
| AMYRIS INC | 03236M200 | COM NEW | 1,300 | $1,690 | dollars as filed | put |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 100 | $1,687 | dollars as filed | put |
| CALIDI BIOTHERAPEUTICS INC | 320703119 | *W EXP 03/14/202 | 12,500 | $1,625 | dollars as filed | |
| SEMPER PARATUS ACQUISITION C | G8028L131 | *W EXP 11/04/202 | 25,000 | $1,500 | dollars as filed | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 15 | $1,386 | dollars as filed | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 400 | $1,328 | dollars as filed | put |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 20 | $1,246 | dollars as filed | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 34 | $1,040 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A706 | AGRICULTURE FD | 30 | $1,010 | dollars as filed | |
| WISDOMTREE TR | 97717Y659 | CYBERSECURITY FD | 47 | $940 | dollars as filed | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 50 | $905 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 14 | $874 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 20 | $867 | dollars as filed | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 10 | $728 | dollars as filed | |
| FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF | 33734X770 | ETF | 31 | $712 | dollars as filed | |
| Direxion Daily S&P 500 Bear 3X Shares | 25460E265 | ETF | 45 | $675 | dollars as filed | |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 60 | $675 | dollars as filed | |
| NULL | 032108854 | NULL | 160 | $610 | dollars as filed | |
| TERAWULF INC | 88080T104 | COM | 331 | $581 | dollars as filed | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 13 | $553 | dollars as filed | |
| FUTURE HEALTH ESG CORP | 36118W110 | *W EXP 99/99/999 | 25,000 | $500 | dollars as filed | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 18 | $423 | dollars as filed | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 4 | $400 | dollars as filed | |
| FLEXSHARES TR | 33939L621 | ESG & CLIMATE EM | 8 | $378 | dollars as filed | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 20 | $331 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H305 | CONV | 14 | $322 | dollars as filed | |
| SmileDirectClub Inc | 83192H106 | COM | 600 | $318 | dollars as filed | put |
| RBC BEARINGS INC | 75524B203 | CONV | 3 | $317 | dollars as filed | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 2 | $178 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 4 | $144 | dollars as filed | |
| SPROTT FDS TR | 85208P808 | JUNIOR URANIUM | 5 | $89 | dollars as filed | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 4 | $74 | dollars as filed | |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 11 | $50 | dollars as filed | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 1 | $48 | dollars as filed | |
| PERMIAN RESOURCES CORP CLASS A COM | 71424F105 | Stock | 4 | $44 | dollars as filed | |
| TIDEWATER INC NEW | 88642R117 | WARR | 29 | $33 | dollars as filed | |
| INVESCO BULLETSHARES 2031 CORPORATE BOND ETF | 46138J429 | ETF | 1 | $16 | dollars as filed | |
| TIDEWATER INC NEW | 88642R125 | WARR | 31 | $6 | dollars as filed | |
| CXAPP INC | 23248B109 | CMN | 10,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000927971-23-000003 | this filing | 2023-08-02 | acceptance time not in the bulk data set |