13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-01, with 3,929 holding rows worth $230,739,341,102.
- Accession
- 0000927971-23-000001
- Filer
- CIK 927971
- Filed
- 2023-02-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 11,470 entries on the cover page, a total value of $230,739,341,102 stated on the cover page (in dollars after the unit check, H1), rows summing to $230,739,341,102 with VALUE read as dollars as filed, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBank of Montreal Europe Plc028-17461
- included managerBMO Asset Management Inc.028-16018
- included managerBMO CAPITAL MARKETS CORP.028-17436
- included managerBMO Family Office, LLC028-17442
- included managerBMO Harris Bank NA
- included managerBMO NESBITT BURNS INC.028-16021
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.028-16020
- included managerStoker Ostler Wealth Advisors, Inc.028-11481
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 3,519 | $59,471 | dollars as filed | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 3,072 | $59,132 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P546 | SYSTMTC STYL PRE | 2,740 | $58,910 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 16,000 | $58,560 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 50,013 | $58,516 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 1,057 | $58,008 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 55,000 | $57,664 | dollars as filed | principal |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 700 | $57,603 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 15,700 | $57,462 | dollars as filed | put |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 1,000 | $56,985 | dollars as filed | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 4,448 | $56,890 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 1,550 | $56,870 | dollars as filed | |
| FORGE GLOBAL HOLDINGS INC | 34629L103 | COM | 32,800 | $56,744 | dollars as filed | |
| FORGE GLOBAL HOLDINGS INC | 34629L103 | COM | 32,800 | $56,744 | dollars as filed | put |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 12,140 | $55,359 | dollars as filed | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 13,514 | $55,272 | dollars as filed | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 1,400 | $55,202 | dollars as filed | |
| HONEST CO INC | 438333106 | COM | 18,187 | $55,107 | dollars as filed | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 1,640 | $54,960 | dollars as filed | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 33,243 | $54,851 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 1,067 | $54,268 | dollars as filed | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 744 | $53,700 | dollars as filed | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 580 | $53,572 | dollars as filed | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 2,156 | $53,533 | dollars as filed | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 585 | $52,966 | dollars as filed | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 1,824 | $52,896 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 1,043 | $52,859 | dollars as filed | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 3,700 | $52,651 | dollars as filed | put |
| INNOVATOR ETFS TR | 45782C136 | DOUBLE STACKR 9 | 2,000 | $52,500 | dollars as filed | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 18,038 | $52,401 | dollars as filed | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 12,038 | $52,005 | dollars as filed | |
| HUADI INTERNATIONAL GRP CO L | G4645E105 | SHS | 10,000 | $52,000 | dollars as filed | |
| GRAFTECH INTL LTD | 384313508 | COM | 10,831 | $51,772 | dollars as filed | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 31,486 | $51,323 | dollars as filed | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 1,840 | $51,005 | dollars as filed | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 13,326 | $50,899 | dollars as filed | |
| PROSHARES TR | 74347G432 | ULTRAPRO SHT QQQ | 915 | $50,842 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 14,523 | $50,685 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 3,017 | $50,595 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 827 | $50,513 | dollars as filed | |
| ISHARES TR | 46436E759 | COM | 918 | $50,334 | dollars as filed | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 3,000 | $50,130 | dollars as filed | put |
| U HAUL HOLDING COMPANY | 023586100 | COM | 827 | $49,844 | dollars as filed | |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 1,922 | $49,529 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P587 | FTSE SAUDI ARB | 1,423 | $49,193 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 21,007 | $49,156 | dollars as filed | |
| BRIACELL THERAPEUTICS ORD | 10778Y302 | COM | 10,500 | $49,090 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 15,870 | $49,038 | dollars as filed | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 800 | $48,968 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 730 | $48,603 | dollars as filed | |
| FURY GOLD MINES LTD | 36117T100 | COM | 107,668 | $48,508 | dollars as filed | |
| HERBALIFE LTD | G4412G101 | COM SHS | 3,239 | $48,229 | dollars as filed | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 1,096 | $47,249 | dollars as filed | |
| GROWGENERATION CORP | 39986L109 | COM | 11,426 | $47,189 | dollars as filed | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 2,696 | $47,126 | dollars as filed | |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 1,425 | $46,455 | dollars as filed | |
| TATTOOED CHEF INC | 87663X102 | COM | 36,539 | $46,222 | dollars as filed | |
| TATTOOED CHEF INC | 87663X102 | COM | 36,300 | $45,920 | dollars as filed | put |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 27,700 | $45,705 | dollars as filed | put |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 837 | $45,650 | dollars as filed | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 1,350 | $45,360 | dollars as filed | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 1,066 | $44,431 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 462 | $44,181 | dollars as filed | |
| AUDACY INC | 05070N103 | COM | 193,127 | $44,071 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 1,561 | $43,861 | dollars as filed | |
| 3D PRINTING ETF | 00214Q500 | ETF | 2,015 | $43,161 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C599 | US SML CP PWR B | 1,700 | $43,070 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 22,906 | $43,063 | dollars as filed | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 2,395 | $42,679 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 1,444 | $42,107 | dollars as filed | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 17,124 | $41,611 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y772 | US EQTY ACC PLUS | 2,000 | $41,600 | dollars as filed | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 12,358 | $41,523 | dollars as filed | |
| RITE AID CORP | 767754872 | COM | 12,009 | $41,491 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 861 | $41,457 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 9,035 | $41,290 | dollars as filed | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 13,840 | $41,243 | dollars as filed | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 13,000 | $41,210 | dollars as filed | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 1,400 | $40,839 | dollars as filed | |
| VINTAGE WINE ESTATES INC | 92747V114 | *W EXP 06/08/202 | 127,223 | $40,711 | dollars as filed | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 34,074 | $40,548 | dollars as filed | |
| CENOVUS ENERGY INC | 15135U117 | *W EXP 01/01/202 | 2,766 | $40,467 | dollars as filed | |
| NOUVEAU MONDE GRAPHITE INC | 66979W842 | COM NEW | 10,447 | $40,432 | dollars as filed | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1,800 | $39,978 | dollars as filed | put |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 45,677 | $39,839 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 1,246 | $39,747 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 21,100 | $39,668 | dollars as filed | put |
| BEYOND MEAT INC | 08862E109 | COM | 3,200 | $39,456 | dollars as filed | put |
| ISHARES TR | 464287564 | SELECT US REIT | 708 | $38,855 | dollars as filed | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 562 | $38,852 | dollars as filed | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 232 | $38,851 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 13,552 | $38,081 | dollars as filed | |
| MISTER CAR WASH INC | 60646V105 | COM | 4,100 | $37,966 | dollars as filed | put |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 611 | $37,925 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 30,033 | $37,842 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 500 | $37,320 | dollars as filed | |
| IM CANNABIS CORP | 44969Q307 | COM | 37,573 | $37,186 | dollars as filed | |
| SmileDirectClub Inc | 83192H106 | COM | 94,900 | $37,011 | dollars as filed | put |
| META MATERIALS INC | 59134N104 | COM | 30,900 | $36,771 | dollars as filed | put |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 16,973 | $36,662 | dollars as filed | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 1,746 | $36,526 | dollars as filed | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 1,000 | $36,420 | dollars as filed | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 10,098 | $36,353 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 8,000 | $36,000 | dollars as filed | put |
| IMMIX BIOPHARMA INC | 45258H106 | COMMON STOCK | 15,000 | $36,000 | dollars as filed | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 1,700 | $35,853 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 615 | $35,553 | dollars as filed | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 16,758 | $35,191 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 19,000 | $34,580 | dollars as filed | put |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 1,270 | $34,493 | dollars as filed | |
| GLOBAL X FDS | 37954Y285 | FUND | 2,799 | $33,784 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 1,500 | $33,765 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 345 | $33,717 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505731 | ROBO GLB ARTIF | 1,173 | $33,348 | dollars as filed | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 647 | $33,269 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P579 | FTSE SOUTH AFR | 1,452 | $32,705 | dollars as filed | |
| GREIF INC | 397624206 | CL B | 415 | $32,623 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G237 | BREAKFAST CMDTY | 1,425 | $31,849 | dollars as filed | |
| WEWORK INC | 96209A104 | COM | 22,023 | $31,714 | dollars as filed | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 574 | $31,667 | dollars as filed | |
| PROSHARES TR | 74347X849 | INDX FD | 1,390 | $31,553 | dollars as filed | |
| APPHARVEST INC | 03783T103 | COM | 49,300 | $31,552 | dollars as filed | |
| APPHARVEST INC | 03783T103 | COM | 49,300 | $31,552 | dollars as filed | put |
| UR-ENERGY INC | 91688R108 | COM | 27,000 | $31,308 | dollars as filed | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 13,296 | $30,980 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 176 | $30,671 | dollars as filed | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 1,394 | $30,668 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 609 | $30,158 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 1,554 | $29,977 | dollars as filed | |
| ADDENTAX GROUP CORP | 00653L202 | COM NEW | 15,000 | $29,850 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 233 | $29,803 | dollars as filed | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 38,612 | $29,731 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 751 | $29,482 | dollars as filed | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 495 | $29,403 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 31,407 | $29,397 | dollars as filed | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 1,451 | $29,180 | dollars as filed | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 1,315 | $29,167 | dollars as filed | |
| DOLPHIN ENTMT INC | 25686H209 | COM NEW | 10,000 | $29,000 | dollars as filed | |
| DOLLAR TREE INC COM | 256746108 | Stock | 200 | $28,644 | dollars as filed | put |
| J P MORGAN EXCHANGE TRADED F | 46654Q203 | NASDAQ EQT PREM | 695 | $28,453 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 1,588 | $28,283 | dollars as filed | |
| WESTERN ASSET MORTGAGE CAP ORD | 95790D204 | COM | 15,673 | $28,211 | dollars as filed | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 500 | $28,110 | dollars as filed | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 178 | $28,039 | dollars as filed | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 650 | $28,021 | dollars as filed | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 300 | $27,966 | dollars as filed | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 200 | $27,532 | dollars as filed | put |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 1,574 | $27,514 | dollars as filed | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 557 | $26,558 | dollars as filed | |
| MOGO INC | 60800C109 | COM | 47,076 | $26,425 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 500 | $26,350 | dollars as filed | |
| LOOP INDS INC | 543518104 | COM | 10,191 | $26,089 | dollars as filed | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J106 | COM | 20,000 | $26,000 | dollars as filed | put |
| ETF MANAGERS TR | 26924G763 | TREATMENTS TSTNG | 1,113 | $25,944 | dollars as filed | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 12,424 | $25,842 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 633 | $25,485 | dollars as filed | |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - APRIL | 45782C342 | ETF | 1,000 | $25,289 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 860 | $25,061 | dollars as filed | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 973 | $25,016 | dollars as filed | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 1,031 | $24,919 | dollars as filed | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 195 | $24,714 | dollars as filed | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 14,000 | $24,640 | dollars as filed | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 19,900 | $24,545 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 7,000 | $24,430 | dollars as filed | call |
| VINCO VENTURES INC | 927330100 | COM | 50,700 | $23,723 | dollars as filed | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 427 | $23,455 | dollars as filed | |
| THERATECHNOLOGIES INC | 88338HAA8 | NOTE 5.750% 6/3 | 26,000 | $23,400 | dollars as filed | principal |
| VIZSLA SILVER ORD (ASE) | 92859G202 | COM | 20,000 | $23,118 | dollars as filed | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 12,628 | $22,851 | dollars as filed | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 51,100 | $22,816 | dollars as filed | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 51,100 | $22,816 | dollars as filed | put |
| HIGH TIDE INC | 42981E401 | COM | 14,764 | $22,790 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 550 | $22,781 | dollars as filed | |
| INNOVATOR ETFS TR | 45782C219 | DOUBLE STACKR 9 | 800 | $22,624 | dollars as filed | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 1,700 | $22,491 | dollars as filed | call |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 205 | $22,484 | dollars as filed | |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 300 | $22,033 | dollars as filed | call |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 2,300 | $21,839 | dollars as filed | put |
| INNOVATOR U.S. EQUITY BUFFER ETF - MAY | 45782C326 | ETF | 750 | $21,818 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P827 | FTSE CANADA | 721 | $21,695 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 525 | $21,646 | dollars as filed | |
| SUNRUN INC | 86771W105 | COM | 900 | $21,636 | dollars as filed | put |
| SUNSHINE BIOPHARMA INC | 867781403 | COM NEW | 30,000 | $21,600 | dollars as filed | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 500 | $21,450 | dollars as filed | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 623 | $21,257 | dollars as filed | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 515 | $21,218 | dollars as filed | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 800 | $21,161 | dollars as filed | put |
| VAXART INC NEW | 92243A200 | COM | 21,786 | $21,130 | dollars as filed | |
| SNDL INC | 83307B101 | COM | 10,082 | $21,072 | dollars as filed | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 455 | $21,044 | dollars as filed | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 17,000 | $20,570 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 1,099 | $20,244 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 700 | $20,097 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 256 | $20,073 | dollars as filed | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 490 | $19,801 | dollars as filed | |
| DAVIDSTEA INC | 238661102 | COM | 25,000 | $19,750 | dollars as filed | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 40,975 | $19,671 | dollars as filed | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 422 | $19,657 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 401 | $19,497 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 1,112 | $19,461 | dollars as filed | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 355 | $19,447 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 595 | $19,409 | dollars as filed | |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - JULY | 45782C284 | ETF | 800 | $19,400 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 244 | $19,393 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 5,800 | $19,277 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 5,800 | $19,277 | dollars as filed | put |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 386 | $19,103 | dollars as filed | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 20,730 | $18,701 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 686 | $18,549 | dollars as filed | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 189 | $18,431 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 600 | $17,904 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 10,500 | $17,850 | dollars as filed | put |
| HEXO CORP | 428304406 | COM | 17,375 | $17,838 | dollars as filed | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 22,000 | $17,224 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 12,702 | $17,021 | dollars as filed | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 11,032 | $16,659 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 5,700 | $16,017 | dollars as filed | put |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 324 | $15,938 | dollars as filed | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 221 | $15,857 | dollars as filed | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 260 | $15,822 | dollars as filed | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 250 | $15,803 | dollars as filed | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 400 | $15,752 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 12,901 | $15,740 | dollars as filed | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 52,335 | $15,439 | dollars as filed | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 140 | $15,422 | dollars as filed | |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 52,619 | $15,406 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 340 | $15,303 | dollars as filed | |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 52,200 | $15,284 | dollars as filed | put |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 268 | $15,230 | dollars as filed | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 295 | $15,169 | dollars as filed | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 750 | $15,090 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 149 | $14,897 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 240 | $14,767 | dollars as filed | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 209 | $14,699 | dollars as filed | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 284 | $14,663 | dollars as filed | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 303 | $14,656 | dollars as filed | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 325 | $14,463 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 321 | $14,458 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 500 | $14,230 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 14,900 | $13,946 | dollars as filed | put |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 10,161 | $13,819 | dollars as filed | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 456 | $13,689 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 561 | $13,627 | dollars as filed | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 258 | $13,332 | dollars as filed | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 1,000 | $13,230 | dollars as filed | put |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 500 | $13,200 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 9,700 | $13,192 | dollars as filed | put |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 1,110 | $13,131 | dollars as filed | |
| ISHARES TR | 46434V886 | CMN | 477 | $13,060 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 318 | $13,028 | dollars as filed | |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 12,399 | $13,019 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 200 | $12,600 | dollars as filed | put |
| MONEYLION INC | 60938K106 | COM | 20,147 | $12,491 | dollars as filed | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 1,000 | $12,470 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 267 | $12,195 | dollars as filed | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 1,140 | $11,902 | dollars as filed | |
| VOLTA INC | 92873V102 | COM CL A | 32,922 | $11,852 | dollars as filed | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 230 | $11,822 | dollars as filed | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 429 | $11,145 | dollars as filed | |
| JPMORGAN BETABUILDERS US AGGREGA ETF | 46641Q241 | COM | 237 | $11,026 | dollars as filed | |
| CYBIN INC | 23256X100 | COM | 35,800 | $10,973 | dollars as filed | |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 625 | $10,894 | dollars as filed | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 185 | $10,887 | dollars as filed | |
| NEXIMMUNE INC | 65344D109 | COM | 32,000 | $10,880 | dollars as filed | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 340 | $10,832 | dollars as filed | |
| KKR & CO INC | 48251W401 | CONV | 188 | $10,825 | dollars as filed | |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 37,200 | $10,788 | dollars as filed | |
| VENUS CONCEPT INC | 92332W105 | COM | 23,066 | $10,610 | dollars as filed | |
| NULL | 84862C203 | NULL | 10,630 | $10,589 | dollars as filed | |
| KRANESHARES TR | 500767660 | MSCI CN ESG LEAD | 532 | $10,528 | dollars as filed | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 450 | $10,386 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 110 | $10,349 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 1,340 | $10,211 | dollars as filed | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 762 | $10,150 | dollars as filed | |
| CHEGG INC | 163092109 | COM | 400 | $10,136 | dollars as filed | put |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 203 | $10,132 | dollars as filed | |
| IDEANOMICS INC | 45166V106 | COM | 60,900 | $10,030 | dollars as filed | |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 34,200 | $9,918 | dollars as filed | put |
| EXCELLON RES INC F | 30069C801 | FOREIGN CANADIAN | 27,069 | $9,896 | dollars as filed | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 278 | $9,624 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 480 | $9,379 | dollars as filed | |
| WISDOMTREE TR | 97717Y733 | INDIA EX STATE | 277 | $9,196 | dollars as filed | |
| VBI VACCINES INC | 91822J103 | COM NEW | 17,280 | $9,158 | dollars as filed | |
| ISHARES TR | 46435G102 | CONV BD ETF | 128 | $9,119 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 125 | $9,105 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 295 | $8,915 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 3,200 | $8,896 | dollars as filed | put |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 23,260 | $8,816 | dollars as filed | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 175 | $8,722 | dollars as filed | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 2,659 | $8,669 | dollars as filed | |
| IDEANOMICS INC | 45166V106 | COM | 52,400 | $8,630 | dollars as filed | put |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 150 | $8,595 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 300 | $8,457 | dollars as filed | |
| ALPS ETF TR | 00162Q460 | CMN | 180 | $8,363 | dollars as filed | |
| PYROGENESIS CDA INC | 74734T104 | COM | 10,780 | $8,360 | dollars as filed | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 370 | $8,266 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 6,800 | $7,956 | dollars as filed | put |
| DBX ETF TR | 233051523 | XTRACK MSCI CHIN | 358 | $7,809 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 5,953 | $7,798 | dollars as filed | |
| LEAFLY HOLDINGS INC | 52178J105 | COM | 8,414 | $7,481 | dollars as filed | |
| PROSHARES TR | 74347B714 | FUND | 500 | $7,440 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 279 | $7,310 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 32,450 | $7,250 | dollars as filed | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 248 | $7,204 | dollars as filed | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 294 | $6,944 | dollars as filed | |
| JANUS INTERNATIONAL GROUP IN | 47103N106 | COMMON STOCK | 727 | $6,936 | dollars as filed | |
| GLOBAL X FDS | 37954Y335 | MSCI PAKISTAN | 400 | $6,936 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,500 | $6,930 | dollars as filed | put |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 511 | $6,899 | dollars as filed | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 60 | $6,829 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 5,800 | $6,683 | dollars as filed | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,100 | $6,424 | dollars as filed | put |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 184 | $6,381 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 106 | $6,311 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 4,600 | $6,026 | dollars as filed | put |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 400 | $5,988 | dollars as filed | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 300 | $5,952 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 115 | $5,865 | dollars as filed | |
| USCF ETF TR | 90290T866 | GOLD STRATEGY | 228 | $5,823 | dollars as filed | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 2,085 | $5,734 | dollars as filed | |
| FLORA GROWTH CORP | 339764102 | COM | 12,055 | $5,698 | dollars as filed | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 425 | $5,648 | dollars as filed | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 274 | $5,642 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 124 | $5,621 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 2,600 | $5,616 | dollars as filed | put |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 197 | $5,613 | dollars as filed | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 2,300 | $5,589 | dollars as filed | put |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 148 | $5,565 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 116 | $5,560 | dollars as filed | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 10,000 | $5,500 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G617 | HYDROGEN ETF | 370 | $5,435 | dollars as filed | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 10,467 | $5,431 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 161 | $5,400 | dollars as filed | |
| GOLDMAN SACHS ACTIVEBETA WORLD EQUITY ETF | 38149W739 | ETF | 136 | $5,284 | dollars as filed | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 173 | $5,187 | dollars as filed | |
| THE LION ELECTRIC COMPANY | 536221112 | *W EXP 05/06/202 | 8,709 | $5,082 | dollars as filed | |
| LIBERTY | 531229888 | COMMON STOCK | 156 | $5,032 | dollars as filed | |
| ARVINAS INC | 04335A105 | COM | 144 | $4,998 | dollars as filed | |
| AMPLIFY ETF TR | 032108102 | CMN | 115 | $4,971 | dollars as filed | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 320 | $4,845 | dollars as filed | |
| LEAFLY HOLDINGS INC | 52178J105 | COM | 5,300 | $4,712 | dollars as filed | put |
| PROSHARES TR | 74347G416 | ULTRASHRT S&P500 | 100 | $4,700 | dollars as filed | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 12,100 | $4,586 | dollars as filed | put |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 200 | $4,558 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 600 | $4,506 | dollars as filed | put |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 75 | $4,439 | dollars as filed | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 98 | $4,415 | dollars as filed | |
| GLOBAL X FDS | 37950E507 | CHINA ENRG ETF | 279 | $4,294 | dollars as filed | |
| KRANESHARES TRUST | 500767587 | QUADRATIC DEFLA | 200 | $4,282 | dollars as filed | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 201 | $4,241 | dollars as filed | |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 165 | $4,180 | dollars as filed | |
| ISHARES INC | 464286301 | CMN | 232 | $4,176 | dollars as filed | |
| DIREXION SHS ETF TR | 25460E521 | FUND | 350 | $4,169 | dollars as filed | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 138 | $3,890 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 500 | $3,863 | dollars as filed | put |
| BECTON DICKINSON & CO | 075887406 | CONV | 76 | $3,828 | dollars as filed | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 150 | $3,620 | dollars as filed | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 100 | $3,597 | dollars as filed | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 129 | $3,541 | dollars as filed | |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 103 | $3,509 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 20 | $3,504 | dollars as filed | |
| LANDCADIA HOLDINGS IV INC | 51477A112 | *W EXP 03/29/202 | 25,000 | $3,365 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 20 | $3,349 | dollars as filed | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 47 | $3,348 | dollars as filed | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 62 | $3,202 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 400 | $3,192 | dollars as filed | put |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 96 | $3,184 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 100 | $3,110 | dollars as filed | |
| DEFIANCE NEXT GEN H2 ETF | 26922B600 | ETF | 300 | $3,075 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 75 | $3,065 | dollars as filed | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 96 | $3,034 | dollars as filed | |
| DAVE INC | 23834J102 | CLASS A COM | 10,000 | $3,000 | dollars as filed | |
| GARRETT MOTION INC | 366505204 | PFD CONV SER A | 338 | $2,958 | dollars as filed | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 20,000 | $2,800 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N202 | US EQT PLS DWNSD | 109 | $2,673 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 122 | $2,667 | dollars as filed | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 370 | $2,664 | dollars as filed | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 35 | $2,629 | dollars as filed | |
| ADVISORSHARES TR | 00768Y362 | PSYCHEDELICS ETF | 1,075 | $2,526 | dollars as filed | |
| OBLONG INC | 674434105 | COM | 13,000 | $2,509 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 51 | $2,461 | dollars as filed | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 110 | $2,220 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 58 | $2,042 | dollars as filed | |
| MOLSON COORS BEVERAGE CO | 60871R100 | CL A | 24 | $2,033 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 50 | $1,951 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505764 | CAPITAL LINK GBL | 70 | $1,909 | dollars as filed | |
| TIDAL TRUST I | 886364645 | SONICSHARES GBL | 65 | $1,888 | dollars as filed | |
| FUTURE HEALTH ESG CORP | 36118W110 | *W EXP 99/99/999 | 25,000 | $1,750 | dollars as filed | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 160 | $1,742 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 25 | $1,666 | dollars as filed | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 20 | $1,659 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 22 | $1,650 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 45 | $1,545 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 31 | $1,487 | dollars as filed | |
| GOPRO INC | 38268T103 | CL A | 250 | $1,430 | dollars as filed | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 40 | $1,386 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 25 | $1,142 | dollars as filed | |
| GEO GROUP INC NEW | 36162J106 | COM | 100 | $1,108 | dollars as filed | put |
| VOLTA INC | 92873V102 | COM CL A | 3,000 | $1,080 | dollars as filed | put |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 42 | $1,018 | dollars as filed | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 20 | $986 | dollars as filed | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 50 | $948 | dollars as filed | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 15 | $930 | dollars as filed | |
| NULL | 032108854 | NULL | 160 | $907 | dollars as filed | |
| CHURCHILL CAPITAL CORP V | 17144T115 | *W EXP 10/29/202 | 10,000 | $844 | dollars as filed | |
| WISDOMTREE TR | 97717Y659 | CYBERSECURITY FD | 47 | $779 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 200 | $719 | dollars as filed | put |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 15 | $697 | dollars as filed | |
| CALIDI BIOTHERAPEUTICS INC | 320703119 | *W EXP 03/14/202 | 12,500 | $625 | dollars as filed | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 13 | $548 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B816 | DEFIANCE DIGITAL | 100 | $500 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 200 | $494 | dollars as filed | put |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 5 | $456 | dollars as filed | |
| SEMPER PARATUS ACQUISITION C | G8028L131 | *W EXP 11/04/202 | 25,000 | $413 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H305 | CONV | 14 | $350 | dollars as filed | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 20 | $279 | dollars as filed | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 1 | $164 | dollars as filed | |
| KRANESHARES TR | 500767538 | GLOBAL CRBN OFS | 15 | $154 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 4 | $153 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 100 | $153 | dollars as filed | put |
| SKILLZ INC | 83067L109 | COM | 200 | $103 | dollars as filed | put |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 4 | $66 | dollars as filed | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 2 | $54 | dollars as filed | |
| TIDEWATER INC NEW | 88642R117 | WARR | 29 | $32 | dollars as filed | |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 11 | $26 | dollars as filed | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 1 | $22 | dollars as filed | |
| TIDEWATER INC NEW | 88642R125 | WARR | 31 | $21 | dollars as filed | |
| PROSPECTOR CAPITAL CORP | G7273A113 | *W EXP 01/11/202 | 100 | $2 | dollars as filed | |
| RICE ACQUISITION CORP II | G75529126 | *W EXP 99/99/999 | 20,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000927971-23-000001 | this filing | 2023-02-01 | acceptance time not in the bulk data set |