13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-10, with 4,052 holding rows worth $231,507,978,000.
- Accession
- 0000927971-22-000004
- Filer
- CIK 927971
- Filed
- 2022-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 11,528 entries on the cover page, a total value of $231,507,978,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $231,507,978,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBank of Montreal Europe Plc028-17461
- included managerBMO Asset Management Inc.028-16018
- included managerBMO CAPITAL MARKETS CORP.028-17436
- included managerBMO Family Office, LLC028-17442
- included managerBMO Harris Bank NA
- included managerBMO NESBITT BURNS INC.028-16021
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.028-16020
- included managerStoker Ostler Wealth Advisors, Inc.028-11481
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VARONIS SYS INC | 922280AB8 | BOND | 1,500 | $2,000 | thousands by filing date | principal |
| CONMED CORP | 207410AF8 | BOND | 2,000 | $2,000 | thousands by filing date | principal |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 4,000 | $2,000 | thousands by filing date | principal |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 20,000 | $2,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 150 | $2,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T115 | *W EXP 10/29/202 | 10,000 | $2,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505764 | CAPITAL LINK GBL | 70 | $2,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 100 | $1,000 | thousands by filing date | put |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 200 | $1,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 15 | $1,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 40 | $1,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 13 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 15 | $1,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 250 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 20 | $1,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 20 | $1,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 750 | $1,000 | thousands by filing date | principal |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 1,385 | $1,000 | thousands by filing date | principal |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 1,500 | $1,000 | thousands by filing date | principal |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 1,000 | $1,000 | thousands by filing date | principal |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 500 | $1,000 | thousands by filing date | principal |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 1,500 | $1,000 | thousands by filing date | principal |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 500 | $1,000 | thousands by filing date | principal |
| INFINERA CORP | 45667GAC7 | BOND | 1,400 | $1,000 | thousands by filing date | principal |
| GUESS INC | 401617AD7 | BOND | 1,500 | $1,000 | thousands by filing date | principal |
| BECTON DICKINSON & CO | 075887406 | CONV | 27 | $1,000 | thousands by filing date | |
| NULL | 032108854 | NULL | 160 | $1,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B816 | DEFIANCE DIGITAL | 100 | $1,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 500 | $1,000 | thousands by filing date | principal |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 2,618 | $1,000 | thousands by filing date | principal |
| CALIDI BIOTHERAPEUTICS INC | 320703119 | *W EXP 03/14/202 | 12,500 | $1,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R111 | *W EXP 02/11/202 | 8,333 | $1,000 | thousands by filing date | |
| 2U INC | 90214JAB7 | NOTE 2.250% 5/0 | 2,000 | $1,000 | thousands by filing date | principal |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 500 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUINOX GOLD CORP | 29446Y502 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 500 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y319 | CMN | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRANESHARES TRUST | 500767850 | MSCI CHINA CLEAN | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PROSPECTOR CAPITAL CORP | G7273A113 | *W EXP 01/11/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X117 | *W EXP 01/12/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 291 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTREA ACQUISITION CORP | 04637C114 | WTS | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONE EQUITY PARTNERS OPEN WTR | 68237L113 | WTS | 3,333 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000927971-22-000004 | this filing | 2022-11-10 | acceptance time not in the bulk data set |