13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2022-06-30, filed 2022-08-11, with 4,065 holding rows worth $215,407,700,000.
- Accession
- 0000927971-22-000003
- Filer
- CIK 927971
- Filed
- 2022-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2022
A holdings report, 12,142 entries on the cover page, a total value of $215,407,700,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $215,407,700,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBank of Montreal Europe Plc028-17461
- included managerBMO Asset Management Inc.028-16018
- included managerBMO CAPITAL MARKETS CORP.028-17436
- included managerBMO Family Office, LLC028-17442
- included managerBMO Harris Bank NA
- included managerBMO NESBITT BURNS INC.028-16021
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.028-16020
- included managerStoker Ostler Wealth Advisors, Inc.028-11481
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COHERUS ONCOLOGY INC | 19249H103 | COM | 10,949 | $83,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 13,414 | $83,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 2,730 | $83,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 2,210 | $83,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 1,213 | $82,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 55,700 | $82,000 | thousands by filing date | put |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 827 | $81,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 14,507 | $81,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 1,136 | $80,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 25,800 | $80,000 | thousands by filing date | put |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 10,000 | $80,000 | thousands by filing date | |
| NEW FOUND GOLD CORP | 64440N103 | COM | 15,104 | $80,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 4,560 | $79,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 11,422 | $79,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 20,452 | $79,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 10,750 | $79,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 1,785 | $79,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 10,000 | $79,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 3,294 | $78,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 10,000 | $78,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 3,200 | $78,000 | thousands by filing date | put |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 3,000 | $78,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 32,595 | $77,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 10,863 | $75,000 | thousands by filing date | |
| DOLPHIN ENTMT INC | 25686H209 | COM NEW | 20,000 | $75,000 | thousands by filing date | |
| PAYA HOLDINGS INC | 70434P103 | COM CL A | 11,004 | $74,000 | thousands by filing date | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 53,700 | $74,000 | thousands by filing date | |
| LUMIRADX LTD | G5709L109 | SHS | 20,000 | $74,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 3,150 | $73,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 26,926 | $73,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 12,638 | $73,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887406 | CONV | 1,462 | $73,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 4,410 | $72,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 500 | $72,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 3,200 | $72,000 | thousands by filing date | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 21,471 | $72,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 26,089 | $72,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 10,338 | $72,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 20,054 | $72,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 17,576 | $71,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C516 | EMRGNG MKT JAN | 2,600 | $71,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 323 | $71,000 | thousands by filing date | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 3,278 | $71,000 | thousands by filing date | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 51,100 | $71,000 | thousands by filing date | put |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 1,529 | $70,000 | thousands by filing date | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 21,100 | $70,000 | thousands by filing date | put |
| IMV INC | 44974L103 | COM | 94,874 | $70,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 2,045 | $69,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 1,935 | $69,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 53,400 | $69,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 1,930 | $68,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 14,654 | $68,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 2,106 | $68,000 | thousands by filing date | |
| NOUVEAU MONDE GRAPHITE INC | 66979W842 | COM NEW | 12,512 | $68,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 2,322 | $68,000 | thousands by filing date | |
| EVGO INC | 30052F100 | CL A COM | 9,300 | $67,000 | thousands by filing date | put |
| VAXART INC NEW | 92243A200 | COM | 18,350 | $67,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 20,900 | $67,000 | thousands by filing date | put |
| TREAN INS GROUP INC | 89457R101 | COM | 10,165 | $67,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 1,941 | $66,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 720 | $66,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 906 | $66,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 11,087 | $66,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 14,016 | $66,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 2,313 | $65,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 17,370 | $65,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 5,327 | $65,000 | thousands by filing date | |
| FURY GOLD MINES LTD | 36117T100 | COM | 108,542 | $65,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 1,800 | $64,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 1,296 | $64,000 | thousands by filing date | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 24,664 | $64,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 18,108 | $63,000 | thousands by filing date | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J106 | COM | 20,000 | $63,000 | thousands by filing date | put |
| BIOFRONTERA INC | 09077D100 | COM | 25,000 | $62,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 6,700 | $61,000 | thousands by filing date | put |
| HONEST CO INC | 438333106 | COM | 19,383 | $61,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 23,609 | $61,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 2,630 | $61,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 17,494 | $61,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 1,404 | $60,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 6,627 | $60,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 3,519 | $60,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 1,200 | $60,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 4,942 | $60,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 3,200 | $59,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 2,422 | $59,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 1,697 | $59,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 1,400 | $59,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 744 | $59,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 56,708 | $59,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP 2 | G0371B109 | CMN | 6,000 | $59,000 | thousands by filing date | put |
| ISHARES TR | 46435G425 | COM | 629 | $58,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 6,800 | $58,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 700 | $58,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 678 | $58,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 27,700 | $58,000 | thousands by filing date | put |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 1,824 | $58,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 580 | $57,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 2,594 | $56,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 28,693 | $56,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 1,000 | $55,000 | thousands by filing date | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 19,600 | $54,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 1,090 | $54,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U209 | COM | 10,000 | $54,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 8,572 | $54,000 | thousands by filing date | |
| BLEND LABS INC | 09352U108 | CL A | 20,837 | $53,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 16,829 | $53,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 1,776 | $53,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 10,582 | $52,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C599 | US SML CP PWR B | 2,100 | $52,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 1,871 | $52,000 | thousands by filing date | |
| PLANET LABS PBC | 72703X106 | COM CL A | 10,754 | $52,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 884 | $52,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 136,857 | $52,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1,800 | $51,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 1,007 | $51,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 790 | $51,000 | thousands by filing date | |
| BLEND LABS INC | 09352U108 | CL A | 20,100 | $51,000 | thousands by filing date | put |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 1,044 | $51,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 660 | $51,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 60,900 | $51,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 515 | $50,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 25,042 | $50,000 | thousands by filing date | |
| PLANET LABS PBC | 72703X106 | COM CL A | 10,300 | $50,000 | thousands by filing date | put |
| GOLDMAN SACHS ACTIVEBETA WORLD EQUITY ETF | 38149W739 | ETF | 1,254 | $50,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 1,800 | $50,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 5,000 | $50,000 | thousands by filing date | put |
| KNIGHTSCOPE INC | 49907V102 | CLASS A COM | 15,000 | $50,000 | thousands by filing date | |
| INNOVATOR ETFS TR | 45782C136 | DOUBLE STACKR 9 | 2,000 | $50,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 1,048 | $49,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 825 | $49,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 11,690 | $49,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 929 | $49,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 66,811 | $49,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 761 | $48,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 7,600 | $48,000 | thousands by filing date | put |
| USA TODAY CO INC | 36472T109 | COM | 15,421 | $47,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 2,395 | $47,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 19,800 | $47,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 1,605 | $47,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 800 | $47,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 10,735 | $47,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 10,990 | $47,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 14,900 | $47,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 211,221 | $47,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 18,276 | $47,000 | thousands by filing date | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 1,000 | $46,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 600 | $46,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 1,096 | $46,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434v740 | EMERGING MKTS VA | 1,920 | $46,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 11,480 | $46,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 16,422 | $46,000 | thousands by filing date | |
| SOLO BRANDS INC | 83425V104 | COM CL A | 10,568 | $46,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 10,500 | $46,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 47,367 | $46,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 1,565 | $44,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 2,015 | $44,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 12,800 | $44,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 14,000 | $44,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 12,100 | $44,000 | thousands by filing date | put |
| GREENBROOK TMS INC | 393704309 | Common Stock | 32,548 | $44,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y772 | US EQTY ACC PLUS | 2,000 | $43,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 800 | $43,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 2,031 | $42,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 862 | $42,000 | thousands by filing date | |
| ISHARES TR | 46436E759 | COM | 732 | $41,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 10,500 | $41,000 | thousands by filing date | put |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 912 | $41,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 1,400 | $41,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 10,001 | $40,000 | thousands by filing date | |
| SUNSHINE BIOPHARMA INC | 867781403 | COM NEW | 31,000 | $40,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 310 | $39,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 765 | $39,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 593 | $38,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 1,735 | $37,000 | thousands by filing date | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 2,611 | $37,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 562 | $37,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 1,210 | $36,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y285 | FUND | 2,949 | $36,000 | thousands by filing date | |
| UIPATH INC | 90364P105 | CL A | 1,600 | $35,000 | thousands by filing date | put |
| LUCID DIAGNOSTICS INC | 54948X109 | COM | 15,524 | $35,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 1,270 | $35,000 | thousands by filing date | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 1,434 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 980 | $35,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 12,361 | $35,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 200 | $34,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 526 | $34,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 4,351 | $34,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 615 | $34,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 11,708 | $34,000 | thousands by filing date | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 22,963 | $34,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 32,720 | $34,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 14,652 | $33,000 | thousands by filing date | |
| NULL | 84862C203 | NULL | 10,630 | $33,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 200 | $32,000 | thousands by filing date | put |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 1,500 | $32,000 | thousands by filing date | call |
| HEXO CORP | 428304307 | COM NEW | 143,000 | $32,000 | thousands by filing date | call |
| NEXTERA ENERGY INC | 65339F796 | COM | 563 | $32,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 176 | $31,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 853 | $31,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 500 | $31,000 | thousands by filing date | |
| HIGH TIDE INC | 42981E401 | COM | 14,722 | $31,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 1,315 | $31,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 567 | $31,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 7,700 | $31,000 | thousands by filing date | put |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 100 | $30,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 609 | $30,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 241 | $30,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 185 | $30,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y848 | US EQTY ACCELRT9 | 1,300 | $30,000 | thousands by filing date | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 15,858 | $30,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 1,941 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 1,390 | $29,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 400 | $28,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 400 | $28,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 10,500 | $28,000 | thousands by filing date | put |
| INNOVATOR ETFS TRUST | 45783Y889 | US EQT ACLRTD 9 | 1,100 | $28,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 67,306 | $28,000 | thousands by filing date | |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 18,911 | $28,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156QAB4 | BOND | 11,155 | $28,000 | thousands by filing date | principal |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 600 | $27,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 419 | $27,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 500 | $27,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 9,829 | $27,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 1,300 | $27,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 1,574 | $27,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 44,161 | $27,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 860 | $27,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 13,237 | $27,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 12,814 | $27,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C466 | GRWT100 PWR BF | 700 | $26,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 631 | $26,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 427 | $26,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 40,975 | $25,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 9,700 | $25,000 | thousands by filing date | put |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 365 | $25,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 1,423 | $25,000 | thousands by filing date | |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - APRIL | 45782C342 | ETF | 1,000 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 395 | $25,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 408 | $24,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 14,628 | $24,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 20 | $24,000 | thousands by filing date | |
| Direxion Daily S&P 500 Bear 3X Shares | 25460E265 | ETF | 895 | $24,000 | thousands by filing date | |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 15,900 | $24,000 | thousands by filing date | put |
| ENVESTNET INC | 29404KAB2 | BOND | 23,495 | $24,000 | thousands by filing date | principal |
| LIVENT CORP | 53814LAB4 | BOND | 8,085 | $24,000 | thousands by filing date | principal |
| DIMENSIONAL ETF TRUST | 25434V724 | US MKTWIDE VALUE | 722 | $23,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 395 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347G804 | K-1 FREE CRD OIL | 400 | $23,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 244 | $23,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235AB4 | NOTE 5.000% 5/0 | 14,239 | $23,000 | thousands by filing date | principal |
| DURECT CORP | 266605104 | COM | 39,000 | $23,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 632 | $22,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 517 | $22,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 374 | $22,000 | thousands by filing date | |
| INNOVATOR U.S. EQUITY BUFFER ETF - MAY | 45782C326 | ETF | 750 | $22,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 1,411 | $22,000 | thousands by filing date | |
| VIZSLA SILVER ORD (ASE) | 92859G202 | COM | 20,000 | $22,000 | thousands by filing date | |
| CYBIN INC | 23256X100 | COM | 37,288 | $22,000 | thousands by filing date | |
| INNOVATOR ETFS TR | 45782C219 | DOUBLE STACKR 9 | 800 | $22,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 190 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 753 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 251 | $21,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 11,245 | $21,000 | thousands by filing date | |
| BROADCOM INC | 11135F200 | 8% MCNV PFD SR A | 13 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 1,140 | $20,000 | thousands by filing date | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 13,400 | $20,000 | thousands by filing date | |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - JULY | 45782C284 | ETF | 800 | $20,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 22,429 | $20,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 19,722 | $20,000 | thousands by filing date | principal |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 52,335 | $20,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 23,066 | $20,000 | thousands by filing date | |
| CAMBER ENERGY INC | 13200M508 | COM | 40,000 | $20,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 700 | $19,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 372 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 1,112 | $19,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 441 | $18,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 600 | $18,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 155 | $18,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 15,735 | $18,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 460 | $18,000 | thousands by filing date | |
| BILIBILI INC | 090040AD8 | NOTE 1.250% 6/1 | 16,500 | $18,000 | thousands by filing date | principal |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 2,096 | $18,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086AB7 | BOND | 15,742 | $18,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 321 | $17,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043AB6 | NOTE 12/0 | 16,000 | $17,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470MAF6 | NOTE 12/1 | 23,500 | $17,000 | thousands by filing date | principal |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 290 | $16,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 268 | $16,000 | thousands by filing date | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 221 | $16,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 1,700 | $16,000 | thousands by filing date | put |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 295 | $16,000 | thousands by filing date | |
| WARBY PARKER INC | 93403J106 | CL A COM | 1,000 | $16,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 240 | $16,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 750 | $16,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 189 | $16,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 250 | $16,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 340 | $16,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 324 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 323 | $16,000 | thousands by filing date | |
| KRANESHARES TR | 500767660 | MSCI CN ESG LEAD | 697 | $16,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 17,199 | $15,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 5,917 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347B391 | CMN | 271 | $15,000 | thousands by filing date | |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 12,801 | $15,000 | thousands by filing date | principal |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 14,000 | $15,000 | thousands by filing date | principal |
| EXCELLON RES INC F | 30069C801 | FOREIGN CANADIAN | 27,069 | $15,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 1,500 | $15,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 561 | $14,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 500 | $14,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 1,000 | $14,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 500 | $14,000 | thousands by filing date | |
| AMERICAN RES CORP | 02927U208 | CL A | 8,700 | $14,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 500 | $14,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 352 | $14,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 400 | $14,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 325 | $14,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 1,471 | $14,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 7,500 | $14,000 | thousands by filing date | principal |
| ZENDESK INC | 98936JAD3 | NOTE 0.625% 6/1 | 14,000 | $14,000 | thousands by filing date | principal |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 12,000 | $14,000 | thousands by filing date | |
| Dynavax Technologies Corp. | 268158AD4 | CCB | 9,908 | $14,000 | thousands by filing date | principal |
| FIELD TRIP HEALTH LTD | 31656R102 | COM | 16,313 | $14,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 258 | $13,000 | thousands by filing date | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 323 | $13,000 | thousands by filing date | |
| LANDCADIA HOLDINGS IV INC | 51477A112 | *W EXP 03/29/202 | 25,000 | $13,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 12,750 | $13,000 | thousands by filing date | principal |
| BROWN FORMAN CORP | 115637100 | CL A | 182 | $12,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 3,200 | $12,000 | thousands by filing date | put |
| LENNAR CORP CL B | 526057302 | Stock | 210 | $12,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 340 | $12,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 10,267 | $12,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 7,886 | $12,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 14,500 | $12,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 11,104 | $12,000 | thousands by filing date | principal |
| ROYAL CARIBBEAN GROUP | 780153BB7 | NOTE 4.250% 6/1 | 11,800 | $12,000 | thousands by filing date | principal |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 12,250 | $12,000 | thousands by filing date | principal |
| 8X8 INC NEW | 282914AB6 | BOND | 13,730 | $12,000 | thousands by filing date | principal |
| GERON CORP | 374163103 | COM | 7,589 | $11,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 139 | $11,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 200 | $11,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 296 | $11,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 52 | $11,000 | thousands by filing date | |
| JPMORGAN BETABUILDERS US AGGREGA ETF | 46641Q241 | COM | 237 | $11,000 | thousands by filing date | |
| AMERICAN RES CORP | 02927U208 | CL A | 6,700 | $11,000 | thousands by filing date | put |
| OCUGEN INC | 67577C105 | COMMON STOCK | 4,600 | $11,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 762 | $11,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 10,000 | $11,000 | thousands by filing date | principal |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 10,521 | $11,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 700 | $11,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 200 | $10,000 | thousands by filing date | put |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 200 | $10,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 468 | $10,000 | thousands by filing date | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 278 | $10,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 295 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 110 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 200 | $10,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 1,200 | $10,000 | thousands by filing date | |
| VALENS COMPANY INC-NEW | 91914P603 | COM NEW | 14,223 | $10,000 | thousands by filing date | |
| OMNICELL COM | 68213NAD1 | NOTE 0.250% 9/1 | 7,135 | $10,000 | thousands by filing date | principal |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 3,970 | $10,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 9,750 | $10,000 | thousands by filing date | principal |
| KKR & CO INC | 48251W401 | CONV | 155 | $10,000 | thousands by filing date | |
| FUTURE HEALTH ESG CORP | 36118W110 | *W EXP 99/99/999 | 25,000 | $10,000 | thousands by filing date | |
| DAVE INC | 23834J102 | CLASS A COM | 10,000 | $10,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 326 | $10,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 150 | $10,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G763 | TREATMENTS TSTNG | 443 | $10,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 11,757 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 405 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 175 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 270 | $9,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 180 | $9,000 | thousands by filing date | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 10,500 | $9,000 | thousands by filing date | principal |
| TITAN MED INC | 88830X819 | COM | 15,060 | $9,000 | thousands by filing date | |
| THE LION ELECTRIC COMPANY | 536221112 | *W EXP 05/06/202 | 8,709 | $9,000 | thousands by filing date | |
| THERATECHNOLOGIES INC | 88338HAA8 | NOTE 5.750% 6/3 | 12,000 | $9,000 | thousands by filing date | principal |
| DENISON MINES CORP | 248356107 | COM | 5,800 | $8,000 | thousands by filing date | put |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 8,500 | $8,000 | thousands by filing date | principal |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 300 | $8,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 200 | $8,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901108 | COM | 400 | $8,000 | thousands by filing date | put |
| CHEGG INC | 163092109 | COM | 400 | $8,000 | thousands by filing date | put |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 266 | $8,000 | thousands by filing date | |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 8,500 | $8,000 | thousands by filing date | principal |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 7,000 | $8,000 | thousands by filing date | principal |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 300 | $8,000 | thousands by filing date | put |
| AMPLIFY ETF TR | 032108102 | CMN | 165 | $8,000 | thousands by filing date | |
| GREENBOX POS | 39366L208 | COM NEW | 6,000 | $8,000 | thousands by filing date | |
| GREENBOX POS | 39366L208 | COM NEW | 6,000 | $8,000 | thousands by filing date | put |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 8,427 | $8,000 | thousands by filing date | principal |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 17,506 | $8,000 | thousands by filing date | |
| SEMPER PARATUS ACQUISITION C | G8028L131 | *W EXP 11/04/202 | 25,000 | $8,000 | thousands by filing date | |
| FLORA GROWTH CORP | 339764102 | COM | 11,565 | $8,000 | thousands by filing date | |
| OCEANPAL INC | Y6430L103 | COMMON STOCK | 15,000 | $8,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,800 | $7,000 | thousands by filing date | put |
| B2GOLD CORP COM | 11777Q209 | Stock | 2,000 | $7,000 | thousands by filing date | call |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 7,900 | $7,000 | thousands by filing date | principal |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 7,250 | $7,000 | thousands by filing date | principal |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 50 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 60 | $7,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,100 | $7,000 | thousands by filing date | put |
| J P MORGAN EXCHANGE TRADED F | 46641Q134 | INTRNL RES EQT | 132 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 184 | $7,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 294 | $7,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884AE3 | NOTE 1.500%10/1 | 8,250 | $7,000 | thousands by filing date | principal |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 248 | $7,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 242 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 525 | $7,000 | thousands by filing date | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 2,600 | $7,000 | thousands by filing date | put |
| NEXTERA ENERGY INC | 65339F770 | CONV | 135 | $7,000 | thousands by filing date | |
| FARFETCH LTD | 30744WAD9 | BOND | 8,000 | $7,000 | thousands by filing date | principal |
| CUENTAS INC | 229794201 | COM | 10,000 | $7,000 | thousands by filing date | |
| NIO INC | 62914VAB2 | NOTE 4.500% 2/0 | 3,000 | $7,000 | thousands by filing date | principal |
| QUANERGY SYSTEMS INC | 74764U104 | COM | 15,000 | $7,000 | thousands by filing date | |
| WTS/ACKRELL SPAC PARTNERS I CO. EXP12/01/2026 | 00461L113 | COM | 50,000 | $7,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 100 | $6,000 | thousands by filing date | put |
| GERON CORP | 374163103 | COM | 3,800 | $6,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 106 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 181 | $6,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 300 | $6,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 148 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 197 | $6,000 | thousands by filing date | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 6,000 | $6,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 107 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 400 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 125 | $6,000 | thousands by filing date | |
| SUNNOVA ENERGY INTL INC. | 86745KAF1 | NOTE 0.250%12/0 | 7,000 | $6,000 | thousands by filing date | principal |
| APTIV PLC | G6095L117 | CONV | 51 | $6,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G617 | HYDROGEN ETF | 370 | $6,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B204 | DEFIANCE NXT GN | 445 | $6,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 70 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 75 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 105 | $5,000 | thousands by filing date | |
| DRAFTKINGS INC NEW | 26142RAB0 | CNV | 8,000 | $5,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 320 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 102 | $5,000 | thousands by filing date | |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 4,000 | $5,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 6,000 | $5,000 | thousands by filing date | principal |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 4,900 | $5,000 | thousands by filing date | principal |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 8,000 | $5,000 | thousands by filing date | principal |
| KRANESHARES TRUST | 500767587 | QUADRATIC DEFLA | 200 | $5,000 | thousands by filing date | |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 6,000 | $5,000 | thousands by filing date | principal |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 20,000 | $5,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 10,676 | $5,000 | thousands by filing date | |
| OBLONG INC | 674434105 | COM | 13,000 | $5,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T115 | *W EXP 10/29/202 | 10,000 | $5,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC | 194693AB3 | NOTE 4.000% 6/0 | 2,639 | $5,000 | thousands by filing date | principal |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 150 | $4,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AS4 | NOTE 5/0 | 3,000 | $4,000 | thousands by filing date | principal |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 51 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 100 | $4,000 | thousands by filing date | |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 103 | $4,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 10,370 | $4,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 100 | $4,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 157 | $4,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 11,000 | $4,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 169 | $4,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 10,000 | $4,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 4,000 | $4,000 | thousands by filing date | principal |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 3,500 | $4,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404KAE6 | NOTE 0.750% 8/1 | 4,500 | $4,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAN2 | NOTE 3/1 | 4,250 | $4,000 | thousands by filing date | principal |
| LOTTERY COM INC | 54570M108 | COM | 3,015 | $4,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 11,900 | $4,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 11,900 | $4,000 | thousands by filing date | put |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 3,695 | $3,000 | thousands by filing date | principal |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 122 | $3,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E869 | DAILY 500 1X ETF | 200 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 73 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 20 | $3,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 75 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 50 | $3,000 | thousands by filing date | |
| BLOCK INC | 852234AK9 | NOTE 0.250%11/0 | 3,700 | $3,000 | thousands by filing date | principal |
| KELLY SVCS INC | 488152307 | CL B | 162 | $3,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 2,500 | $3,000 | thousands by filing date | principal |
| SKILLZ INC | 83067L109 | COM | 2,200 | $3,000 | thousands by filing date | put |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 2,500 | $3,000 | thousands by filing date | principal |
| NICE LTD | 653656AB4 | NOTE 9/1 | 3,000 | $3,000 | thousands by filing date | principal |
| ROYAL CARIBBEAN GROUP | 780153BF8 | NOTE 2.875%11/1 | 3,000 | $3,000 | thousands by filing date | principal |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 2,500 | $3,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 2,385 | $3,000 | thousands by filing date | principal |
| GUESS INC | 401617AD7 | BOND | 3,000 | $3,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 2,500 | $3,000 | thousands by filing date | principal |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 2,618 | $3,000 | thousands by filing date | principal |
| ADVISORSHARES TR | 00768Y362 | PSYCHEDELICS ETF | 1,075 | $3,000 | thousands by filing date | |
| Global X Blockchain ETF | 37954Y160 | ETF | 326 | $3,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505764 | CAPITAL LINK GBL | 70 | $3,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 10,000 | $3,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 10,000 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 20 | $2,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 22 | $2,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 200 | $2,000 | thousands by filing date | put |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 30 | $2,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 50 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 57 | $2,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 277 | $2,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 83 | $2,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 2,500 | $2,000 | thousands by filing date | principal |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 2,000 | $2,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000927971-22-000003 | this filing | 2022-08-11 | acceptance time not in the bulk data set |