13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-11, with 3,466 holding rows worth $188,188,603,000.
- Accession
- 0000927971-22-000001
- Filer
- CIK 927971
- Filed
- 2022-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 12,055 entries on the cover page, a total value of $188,188,603,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $188,188,603,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBank of Montreal Europe Plc
- included managerBMO ASSET MANAGEMENT CORP.
- included managerBMO Asset Management Inc.
- included managerBMO CAPITAL MARKETS CORP.
- included managerBMO Family Office, LLC
- included managerBMO Harris Bank NA
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerStoker Ostler Wealth Advisors, Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RIBBIT LEAP LTD | G7552B105 | SHS CL A | 16,700 | $168,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 3,415 | $167,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 4,485 | $166,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 10,178 | $166,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 2,500 | $165,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 2,118 | $165,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 3,462 | $164,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 3,310 | $164,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 15,663 | $162,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 3,260 | $160,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 7,500 | $160,000 | thousands by filing date | put |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 4,371 | $160,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D108 | SHS | 13,400 | $160,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D108 | SHS | 13,400 | $160,000 | thousands by filing date | put |
| ORPHAZYME A S F UNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 687305102 | ADS | 61,500 | $160,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 23,449 | $159,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 45,576 | $159,000 | thousands by filing date | |
| GLOBAL CONSUMER ACQUISITN CO | 37892B108 | COM | 16,033 | $159,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 14,998 | $158,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 3,742 | $155,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 1,301 | $155,000 | thousands by filing date | |
| ISHARES TR | 46435U366 | CMN | 2,842 | $155,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 2,390 | $155,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 5,050 | $154,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 3,186 | $153,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 20,052 | $153,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 70 | $153,000 | thousands by filing date | |
| G&P ACQUISITION CORP | 36146G103 | CMN | 15,537 | $153,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 38,900 | $152,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 34,301 | $151,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 12,758 | $151,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L308 | COM | 47,506 | $151,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 32,824 | $150,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 48,200 | $150,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 10,642 | $149,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 11,208 | $149,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 203,792 | $149,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 4,465 | $146,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 2,630 | $146,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 11,504 | $146,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 3,123 | $145,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 2,285 | $144,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 6,121 | $142,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 23,260 | $142,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 39,940 | $142,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 1,550 | $141,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 899 | $141,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 2,162 | $140,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 792 | $139,000 | thousands by filing date | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 24,692 | $139,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 15,700 | $139,000 | thousands by filing date | |
| PYROGENESIS CDA INC | 74734T104 | COM | 51,274 | $138,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 100 | $136,000 | thousands by filing date | put |
| U S GLOBAL INVS INC | 902952100 | CL A | 29,655 | $136,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 986 | $135,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 10,200 | $135,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 19,778 | $134,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 810 | $133,000 | thousands by filing date | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 26,259 | $132,000 | thousands by filing date | |
| LONGEVERON INC CL A NEW | 54303L104 | Stock | 10,000 | $132,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 2,110 | $131,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 12,931 | $130,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 10,411 | $130,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 1,300 | $130,000 | thousands by filing date | |
| VINCO VENTURES INC | 927330100 | COM | 50,700 | $130,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 93,156 | $130,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 10,882 | $129,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 742 | $129,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 2,100 | $128,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 870 | $127,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 3,030 | $127,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 2,786 | $126,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 72,935 | $124,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 10,000 | $124,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 38,820 | $123,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 20,036 | $123,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 16,000 | $121,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 1,751 | $121,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 1,072 | $120,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 15,193 | $119,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 23,250 | $119,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 427 | $119,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 2,385 | $119,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 1,200 | $118,000 | thousands by filing date | |
| RXR ACQUISITION CORP | 74981W107 | CLASS A COM | 12,089 | $118,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 15,148 | $117,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 1,518 | $117,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 1,680 | $116,000 | thousands by filing date | |
| ISHARES TR | 46436E767 | COM | 2,889 | $115,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 3,148 | $115,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 15,480 | $115,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 2,713 | $114,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 11,338 | $114,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 2,353 | $114,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 11,400 | $114,000 | thousands by filing date | put |
| INNOVATOR ETFS TRUST | 45782C516 | EMRGNG MKT JAN | 3,800 | $113,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 2,231 | $113,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 39,672 | $113,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 2,051 | $112,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 11,125 | $112,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 13,293 | $110,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 1,142 | $109,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 12,726 | $108,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 3,810 | $108,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 3,693 | $107,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 20,400 | $107,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 24,500 | $106,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 69,031 | $105,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 7,520 | $104,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W111 | SHS | 10,241 | $104,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 1,152 | $103,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 14,634 | $102,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 13,256 | $102,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 137,676 | $102,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 22,953 | $101,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 1,071 | $101,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 3,150 | $101,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 5,179 | $101,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 900 | $101,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 277,500 | $101,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 38,886 | $100,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 8,563 | $100,000 | thousands by filing date | |
| CLEANTECH ACQUISITION CORP | 18453L107 | COM | 10,000 | $100,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 12,844 | $99,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 1,360 | $99,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 12,684 | $99,000 | thousands by filing date | |
| TALKSPACE INC | 87427V103 | COM | 49,700 | $99,000 | thousands by filing date | |
| ASTREA ACQUISITION CORP | 04637C106 | CMN | 10,000 | $99,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 2,316 | $98,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 15,127 | $98,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074103 | SHS CL A | 10,017 | $98,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 702 | $97,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 1,136 | $97,000 | thousands by filing date | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 13,115 | $97,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L105 | CMN | 10,000 | $97,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 1,828 | $96,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 10,000 | $96,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 16,673 | $95,000 | thousands by filing date | |
| BRAGG GAMING GROUP INC | 104833306 | CMN | 17,200 | $94,000 | thousands by filing date | |
| CANO HEALTH INC | 13781Y103 | COM | 10,370 | $94,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 1,425 | $93,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 27,100 | $93,000 | thousands by filing date | |
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 2,943 | $92,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 2,106 | $92,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 981 | $92,000 | thousands by filing date | |
| MOMENTUS INC | 60879E101 | COM | 21,800 | $92,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 835 | $91,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 10,977 | $91,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 18,201 | $91,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 3,446 | $89,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 3,000 | $89,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 143,237 | $89,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 1,719 | $86,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 108,419 | $86,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 462 | $85,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 422 | $84,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 1,400 | $84,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 2,415 | $84,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 4,810 | $82,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 1,296 | $81,000 | thousands by filing date | |
| PAYA HOLDINGS INC | 70434P103 | COM CL A | 12,746 | $80,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 1,973 | $79,000 | thousands by filing date | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 15,800 | $77,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 796 | $76,000 | thousands by filing date | |
| JERASH HLDGS US INC | 47632P101 | CMN | 10,275 | $76,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 1,824 | $76,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 18,800 | $75,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 14,181 | $75,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 1,930 | $74,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 858 | $74,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 865 | $74,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 2,415 | $74,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 695 | $74,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 17,806 | $74,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 11,877 | $73,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 700 | $72,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 1,284 | $72,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 300 | $71,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 1,193 | $71,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 1,500 | $71,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 1,650 | $71,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 7,500 | $70,000 | thousands by filing date | call |
| FURY GOLD MINES LTD | 36117T100 | COM | 106,096 | $70,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 18,595 | $70,000 | thousands by filing date | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 9,500 | $69,000 | thousands by filing date | put |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 2,395 | $69,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 20,625 | $69,000 | thousands by filing date | |
| IRONNET INC | 46323Q105 | COM | 16,500 | $69,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 1,200 | $68,000 | thousands by filing date | |
| HIGH TIDE INC | 42981E401 | COM | 15,188 | $68,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 794 | $68,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 11,517 | $67,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 10,000 | $67,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 1,717 | $67,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y285 | FUND | 3,949 | $66,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 640 | $65,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 960 | $65,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 47,445 | $65,000 | thousands by filing date | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 400 | $64,000 | thousands by filing date | put |
| BIG SKY INDL INC | 911805307 | COM | 16,000 | $64,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 800 | $64,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 882 | $64,000 | thousands by filing date | |
| PLANET LABS PBC | 72703X106 | COM CL A | 10,500 | $64,000 | thousands by filing date | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 3,351 | $64,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 3,519 | $63,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 1,248 | $62,000 | thousands by filing date | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 1,123 | $62,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 19,866 | $61,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 1,048 | $60,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 1,852 | $60,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 715 | $59,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 1,044 | $59,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 24,346 | $59,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 61,101 | $59,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 880 | $58,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 979 | $58,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 1,275 | $57,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 12,000 | $57,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 11,846 | $57,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 29,479 | $57,000 | thousands by filing date | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 661 | $56,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 1,096 | $56,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 1,628 | $56,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N855 | SIMPLIFY INTERST | 1,435 | $56,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 16,904 | $56,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 600 | $55,000 | thousands by filing date | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 1,638 | $55,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 594 | $55,000 | thousands by filing date | |
| NEXTPLAT CORP | 68557F209 | COM NEW | 15,000 | $55,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 1,941 | $55,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 310 | $54,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 1,661 | $54,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 17,631 | $54,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 10,895 | $53,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 1,671 | $53,000 | thousands by filing date | |
| VALENS COMPANY INC-NEW | 91914P603 | COM NEW | 20,889 | $52,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 1,585 | $51,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 14,074 | $51,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 11,214 | $50,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 35,800 | $50,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G763 | TREATMENTS TSTNG | 1,243 | $50,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 38,070 | $50,000 | thousands by filing date | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 12,480 | $49,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 837 | $49,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 5,000 | $49,000 | thousands by filing date | put |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 3,000 | $48,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 1,195 | $48,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 1,190 | $48,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 800 | $48,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 1,210 | $47,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 1,110 | $47,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 399 | $47,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C599 | US SML CP PWR B | 1,700 | $47,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 460 | $46,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 1,833 | $46,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382105 | COM | 20,700 | $46,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 495 | $45,000 | thousands by filing date | |
| BITWISE CRYPTO INDUSTRY INNOVATORS ETF | 301505624 | ETF | 1,752 | $45,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 567 | $45,000 | thousands by filing date | |
| CYBIN INC | 23256X100 | COM | 35,800 | $44,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 1,000 | $43,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 12,800 | $43,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 30,513 | $43,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 1,606 | $42,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 15,221 | $41,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 1,119 | $40,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 528 | $40,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 10,331 | $40,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 615 | $40,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 1,324 | $40,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 10,312 | $40,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 1,329 | $40,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 1,410 | $40,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 15,257 | $40,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 157 | $39,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 198 | $39,000 | thousands by filing date | |
| FIELD TRIP HEALTH LTD | 31656R102 | COM | 14,626 | $39,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 241 | $38,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 26 | $38,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 19,066 | $38,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 100 | $37,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 176 | $37,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 500 | $37,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 1,700 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 601 | $36,000 | thousands by filing date | |
| CAMBER ENERGY INC | 13200M508 | COM | 40,100 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 579 | $35,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 310 | $35,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 311 | $35,000 | thousands by filing date | |
| LIVEONE INC | 53814X102 | COM | 29,765 | $35,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 500 | $34,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 346 | $32,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 860 | $32,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 1,315 | $32,000 | thousands by filing date | |
| OCEANPAL INC | Y6430L103 | COMMON STOCK | 15,080 | $32,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 609 | $31,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 40,975 | $31,000 | thousands by filing date | |
| EXCELLON RES INC F | 30069C801 | FOREIGN CANADIAN | 27,069 | $31,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C466 | GRWT100 PWR BF | 700 | $30,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y889 | US EQT ACLRTD 9 | 1,100 | $30,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 621 | $30,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 14,800 | $30,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 89904V101 | COM | 13,600 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 395 | $29,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 618 | $29,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 395 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 340 | $28,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 1,035 | $28,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 1,411 | $28,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 427 | $28,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 12,361 | $28,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505731 | ROBO GLB ARTIF | 600 | $27,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 21,135 | $27,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 20,822 | $27,000 | thousands by filing date | |
| BROADCOM INC | 11135F200 | 8% MCNV PFD SR A | 13 | $27,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 190 | $26,000 | thousands by filing date | |
| TIZIANA LIFE SCIENCES LTD | G88912103 | COMMON SHARES | 25,000 | $26,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 753 | $26,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 763 | $26,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 1,120 | $25,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 280 | $25,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 244 | $25,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 14,241 | $24,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 268 | $24,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 809 | $24,000 | thousands by filing date | |
| INNOVATOR ETFS TR | 45782C219 | DOUBLE STACKR 9 | 800 | $24,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 281 | $23,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 542 | $22,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 295 | $22,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 242 | $22,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 1,900 | $22,000 | thousands by filing date | put |
| PROSHARES TR | 74347X849 | INDX FD | 1,390 | $22,000 | thousands by filing date | |
| KRANESHARES TR | 500767660 | MSCI CN ESG LEAD | 714 | $22,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 11,900 | $22,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 200 | $21,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 15,570 | $21,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 458 | $21,000 | thousands by filing date | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 10,500 | $21,000 | thousands by filing date | |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - JULY | 45782C284 | ETF | 800 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 251 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347G465 | NANOTECH ETF | 475 | $21,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 13,449 | $21,000 | thousands by filing date | |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 15,276 | $21,000 | thousands by filing date | |
| AMERICAN RES CORP | 02927U208 | CL A | 10,800 | $20,000 | thousands by filing date | |
| CUENTAS INC | 229794201 | COM | 10,000 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 125 | $19,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 258 | $19,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 600 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 912 | $19,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 52,335 | $19,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 1,500 | $19,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 224 | $18,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 1,000 | $18,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 250 | $18,000 | thousands by filing date | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 260 | $17,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 10,628 | $17,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 250 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 325 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 585 | $17,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 35,000 | $17,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 479 | $16,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 340 | $16,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 324 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 230 | $16,000 | thousands by filing date | |
| NULL | 84862C203 | NULL | 13,630 | $16,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 10,200 | $16,000 | thousands by filing date | |
| JIUZI HOLDINGS INC | G51400102 | ORD SHS | 10,000 | $16,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 345 | $15,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 296 | $15,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 700 | $15,000 | thousands by filing date | put |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 10,000 | $15,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 310 | $14,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 139 | $14,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 500 | $14,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 18,977 | $14,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 800 | $13,000 | thousands by filing date | put |
| JPMORGAN BETABUILDERS US AGGREGA ETF | 46641Q241 | COM | 237 | $13,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 977 | $13,000 | thousands by filing date | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 278 | $12,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 10,800 | $12,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 114 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 762 | $12,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 150 | $12,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 11,645 | $12,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 200 | $11,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V203 | INTL CORE EQT MK | 375 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 175 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 137 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 110 | $11,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 326 | $11,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 11,100 | $11,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 60 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 405 | $10,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 150 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 200 | $10,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45783Y848 | US EQTY ACCELRT9 | 400 | $10,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 18,050 | $10,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B204 | DEFIANCE NXT GN | 445 | $10,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 10,000 | $10,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 373 | $9,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 133 | $9,000 | thousands by filing date | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 600 | $9,000 | thousands by filing date | put |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 256 | $9,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 200 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 131 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 50 | $8,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 10,370 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 132 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 220 | $7,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 101 | $7,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 148 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 184 | $7,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 294 | $7,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 143 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 400 | $7,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 45 | $7,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 300 | $6,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 102 | $6,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 148 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 200 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 103 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 320 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 100 | $5,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 161 | $5,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 138 | $4,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 150 | $4,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 154 | $4,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 62 | $4,000 | thousands by filing date | |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 88 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 325 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 600 | $4,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 10,109 | $4,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B881 | DEFIANCE NEXT | 140 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 20 | $3,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 122 | $3,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E869 | DAILY 500 1X ETF | 200 | $3,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 75 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 100 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 125 | $3,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 12,524 | $3,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505764 | CAPITAL LINK GBL | 70 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 603 | $3,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T116 | CL A | 300 | $3,000 | thousands by filing date | put |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 98 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 30 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 92 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 45 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 30 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 140 | $2,000 | thousands by filing date | |
| Direxion Daily S&P 500 Bear 3X Shares | 25460E265 | ETF | 81 | $2,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPITAL | G0411R106 | COMMON STOCK-FO | 200 | $2,000 | thousands by filing date | put |
| NULL | 032108854 | NULL | 160 | $2,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 7 | $1,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 35 | $1,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 13 | $1,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 32 | $1,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 16 | $1,000 | thousands by filing date | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 21 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y418 | DORSEY WRIGHT | 20 | $1,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO | 60871R100 | CL A | 24 | $1,000 | thousands by filing date | |
| INNOVATOR ETFS TR | 45782C136 | DOUBLE STACKR 9 | 20 | $1,000 | thousands by filing date | |
| LISTED FD TR | 53656F235 | B A D ETF | 50 | $1,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000927971-22-000001 | this filing | 2022-02-11 | acceptance time not in the bulk data set |