13F-HR filed by WOLVERINE TRADING, LLC
WOLVERINE TRADING, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-12, with 4,711 holding rows worth $64,049,261,000.
- Accession
- 0000927337-21-000006
- Filer
- CIK 927337
- Filed
- 2021-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 4,710 entries on the cover page, a total value of $64,049,261,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $64,049,495,000 with VALUE read as thousands by filing date, 13F file number 028-17509. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWolverine Holdings, L.P.028-17506
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 21,400 | $87,000 | thousands by filing date | put |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 21,800 | $87,000 | thousands by filing date | call |
| WAITR HLDGS INC | 930752100 | COM | 29,261 | $87,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 12,100 | $86,000 | thousands by filing date | put |
| Enzo Biochem Inc | 294100102 | Common Stock | 33,027 | $86,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 19,300 | $85,000 | thousands by filing date | put |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 20,600 | $85,000 | thousands by filing date | put |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 36,300 | $85,000 | thousands by filing date | call |
| FUEL TECH INC | 359523107 | COM | 19,758 | $84,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 29,600 | $84,000 | thousands by filing date | call |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 11,400 | $84,000 | thousands by filing date | put |
| ENGLOBAL CORP | 293306106 | COM | 27,900 | $83,000 | thousands by filing date | call |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 65,200 | $83,000 | thousands by filing date | call |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 10,900 | $83,000 | thousands by filing date | put |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 27,387 | $82,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 11,767 | $81,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 25,700 | $80,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 26,577 | $80,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W405 | COM | 11,800 | $80,000 | thousands by filing date | call |
| MFA FINL INC | 55272X102 | COM | 20,855 | $80,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 10,900 | $80,000 | thousands by filing date | call |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 12,119 | $80,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 11,901 | $80,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 53,900 | $80,000 | thousands by filing date | put |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 25,300 | $79,000 | thousands by filing date | call |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 13,200 | $78,000 | thousands by filing date | call |
| TASEKO MINES LTD COM | 876511106 | Stock | 56,500 | $78,000 | thousands by filing date | call |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 15,875 | $78,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 13,444 | $78,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 23,700 | $78,000 | thousands by filing date | call |
| REMARK HLDGS INC | 75955K102 | COM | 39,300 | $78,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 12,600 | $77,000 | thousands by filing date | put |
| TEEKAY CORPORATION | Y8564W103 | COM | 35,500 | $77,000 | thousands by filing date | put |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 21,400 | $77,000 | thousands by filing date | put |
| DRIVE SHACK INC | 262077100 | COM | 30,273 | $77,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 22,664 | $76,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 12,300 | $76,000 | thousands by filing date | put |
| TELLURIAN INC NEW | 87968A104 | COM | 57,300 | $76,000 | thousands by filing date | call |
| HYRECAR INC | 44916T107 | COM | 10,400 | $75,000 | thousands by filing date | call |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 22,100 | $75,000 | thousands by filing date | put |
| BRF SA | 10552T107 | SPONSORED ADR | 17,393 | $74,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 27,900 | $74,000 | thousands by filing date | put |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 31,100 | $74,000 | thousands by filing date | put |
| ZOVIO INC | 98979V102 | COMMON STOCK | 16,500 | $73,000 | thousands by filing date | call |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 24,200 | $72,000 | thousands by filing date | put |
| MBIA INC | 55262C100 | COMMON STOCK | 11,079 | $72,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 14,300 | $72,000 | thousands by filing date | call |
| Viewra, Inc | 92672L107 | COM | 18,835 | $72,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 52,300 | $72,000 | thousands by filing date | call |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 16,966 | $72,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 29,400 | $71,000 | thousands by filing date | call |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 41,000 | $71,000 | thousands by filing date | call |
| EMCORE CORP | 290846203 | COM | 12,517 | $71,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 29,636 | $70,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 17,400 | $69,000 | thousands by filing date | call |
| KOPIN CORP | 500600101 | COMMON STOCK | 28,555 | $69,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 14,800 | $69,000 | thousands by filing date | call |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 16,200 | $69,000 | thousands by filing date | put |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 10,300 | $67,000 | thousands by filing date | call |
| READING INTL INC | 755408101 | CL A | 12,900 | $67,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 12,800 | $67,000 | thousands by filing date | put |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 11,327 | $67,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 41,400 | $66,000 | thousands by filing date | put |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 19,230 | $66,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 10,800 | $66,000 | thousands by filing date | call |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 17,600 | $66,000 | thousands by filing date | call |
| GASLOG LTD | G37585109 | SHS | 16,800 | $65,000 | thousands by filing date | put |
| USA TODAY CO INC | 36472T109 | COM | 21,900 | $64,000 | thousands by filing date | put |
| TEEKAY CORPORATION | Y8564W103 | COM | 29,253 | $64,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 10,043 | $64,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 29,373 | $64,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 23,857 | $64,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 15,000 | $63,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 11,600 | $63,000 | thousands by filing date | call |
| FUEL TECH INC | 359523107 | COM | 14,800 | $63,000 | thousands by filing date | put |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 14,334 | $62,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 10,800 | $62,000 | thousands by filing date | call |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 10,800 | $62,000 | thousands by filing date | put |
| VBI VACCINES INC | 91822J103 | COM NEW | 20,422 | $62,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 40,977 | $61,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 12,000 | $61,000 | thousands by filing date | put |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 27,500 | $60,000 | thousands by filing date | put |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 14,901 | $59,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 19,900 | $59,000 | thousands by filing date | call |
| DRIVE SHACK INC | 262077100 | COM | 23,100 | $59,000 | thousands by filing date | call |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 16,300 | $59,000 | thousands by filing date | call |
| VBI VACCINES INC | 91822J103 | COM NEW | 19,200 | $58,000 | thousands by filing date | put |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 11,309 | $57,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 30,600 | $57,000 | thousands by filing date | call |
| HC2 HLDGS INC | 404139107 | COM | 16,813 | $57,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 15,109 | $56,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 18,072 | $56,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 11,300 | $56,000 | thousands by filing date | put |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 22,600 | $55,000 | thousands by filing date | put |
| EROS INTL PLC | G3788M114 | SHS NEW | 32,000 | $55,000 | thousands by filing date | put |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 27,500 | $54,000 | thousands by filing date | put |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 10,886 | $54,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 24,300 | $53,000 | thousands by filing date | call |
| GREENSKY INC | 39572G100 | CL A | 11,557 | $53,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 24,600 | $53,000 | thousands by filing date | call |
| VERMILION ENERGY INC COM | 923725105 | Stock | 11,620 | $52,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 17,400 | $52,000 | thousands by filing date | put |
| YRC WORLDWIDE INC | 984249607 | COM | 11,800 | $52,000 | thousands by filing date | put |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 20,800 | $51,000 | thousands by filing date | call |
| GREENSKY INC | 39572G100 | CL A | 11,200 | $51,000 | thousands by filing date | call |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 19,636 | $51,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 25,600 | $50,000 | thousands by filing date | call |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 35,200 | $49,000 | thousands by filing date | put |
| SIENTRA INC | 82621J105 | COM | 12,251 | $49,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 21,900 | $49,000 | thousands by filing date | call |
| AEGON N V | 007924103 | NY REGISTRY SHS | 12,300 | $48,000 | thousands by filing date | put |
| EDGIO INC | 53261M104 | COM | 11,850 | $48,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 27,999 | $48,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 77,900 | $48,000 | thousands by filing date | call |
| GERON CORP | 374163103 | COM | 29,853 | $47,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 27,900 | $47,000 | thousands by filing date | call |
| MCEWEN MNG INC | 58039P107 | COM | 47,632 | $47,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 15,730 | $47,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 27,700 | $47,000 | thousands by filing date | put |
| NXT-ID INC | 67091J206 | COM NEW | 27,800 | $47,000 | thousands by filing date | call |
| AKERNA CORP | 00973W102 | COM | 14,200 | $47,000 | thousands by filing date | put |
| PEABODY ENGR CORP | 704551100 | COM | 20,425 | $46,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 10,899 | $46,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 14,451 | $46,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 46,800 | $46,000 | thousands by filing date | put |
| W & T OFFSHORE INC | 92922P106 | COM | 19,900 | $45,000 | thousands by filing date | call |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 18,432 | $45,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 12,600 | $45,000 | thousands by filing date | put |
| Uxin Ltd | 91818X108 | ADS | 49,600 | $45,000 | thousands by filing date | call |
| IBIO INC | 451033203 | COM NEW | 41,100 | $45,000 | thousands by filing date | call |
| 22ND CENTY GROUP INC | 90137F103 | COM | 18,800 | $44,000 | thousands by filing date | put |
| SUNDIAL GROWERS INC | 86730L109 | COM | 90,900 | $44,000 | thousands by filing date | call |
| GASLOG LTD | G37585109 | SHS | 11,100 | $43,000 | thousands by filing date | call |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 39,000 | $43,000 | thousands by filing date | call |
| EXPRESS INC | 30219E103 | COMMON STOCK | 44,200 | $42,000 | thousands by filing date | call |
| AUTOWEB INC | 05335B100 | COM | 16,200 | $42,000 | thousands by filing date | put |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 12,100 | $41,000 | thousands by filing date | call |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 10,800 | $41,000 | thousands by filing date | call |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 12,444 | $41,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 18,600 | $41,000 | thousands by filing date | call |
| ATHERSYS INC | 04744L106 | COM | 22,194 | $41,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 15,600 | $41,000 | thousands by filing date | call |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 25,200 | $40,000 | thousands by filing date | call |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 29,300 | $40,000 | thousands by filing date | call |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 43,700 | $39,000 | thousands by filing date | call |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 10,878 | $38,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 10,000 | $38,000 | thousands by filing date | call |
| PEABODY ENGR CORP | 704551100 | COM | 16,400 | $37,000 | thousands by filing date | call |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 16,300 | $37,000 | thousands by filing date | call |
| TELLURIAN INC NEW | 87968A104 | COM | 27,739 | $37,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 16,499 | $37,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 77,000 | $37,000 | thousands by filing date | put |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 15,300 | $37,000 | thousands by filing date | put |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 12,700 | $36,000 | thousands by filing date | call |
| SENSEONICS HLDGS INC | 81727U105 | COM | 40,900 | $36,000 | thousands by filing date | call |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 17,300 | $35,000 | thousands by filing date | call |
| REMARK HLDGS INC | 75955K102 | COM | 17,777 | $35,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 17,100 | $34,000 | thousands by filing date | call |
| PEABODY ENGR CORP | 704551100 | COM | 14,600 | $33,000 | thousands by filing date | put |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 12,200 | $33,000 | thousands by filing date | put |
| USA TODAY CO INC | 36472T109 | COM | 11,104 | $32,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 24,900 | $31,000 | thousands by filing date | put |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 10,000 | $31,000 | thousands by filing date | put |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 15,347 | $31,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 15,700 | $31,000 | thousands by filing date | put |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 10,771 | $30,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 17,800 | $30,000 | thousands by filing date | put |
| COMSCORE INC | 20564W105 | COM | 11,953 | $30,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 10,700 | $30,000 | thousands by filing date | put |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 18,700 | $30,000 | thousands by filing date | put |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 18,400 | $30,000 | thousands by filing date | call |
| FREIGHTCAR AMER INC | 357023100 | COM | 12,200 | $29,000 | thousands by filing date | call |
| CHICOS FAS INC | 168615102 | COM | 17,320 | $29,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 12,000 | $29,000 | thousands by filing date | put |
| QEP RESOURCES INC | 74733V100 | COM | 11,800 | $29,000 | thousands by filing date | put |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 17,920 | $29,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 20,316 | $28,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 11,735 | $28,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 27,300 | $28,000 | thousands by filing date | put |
| QEP RESOURCES INC | 74733V100 | COM | 11,200 | $27,000 | thousands by filing date | call |
| MCEWEN MNG INC | 58039P107 | COM | 27,100 | $27,000 | thousands by filing date | call |
| ATHERSYS INC | 04744L106 | COM | 14,600 | $27,000 | thousands by filing date | put |
| FERROGLOBE PLC | G33856108 | SHS | 16,200 | $26,000 | thousands by filing date | call |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 10,700 | $26,000 | thousands by filing date | put |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 18,892 | $26,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 25,135 | $26,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 24,200 | $26,000 | thousands by filing date | put |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 11,500 | $26,000 | thousands by filing date | put |
| GERON CORP | 374163103 | COM | 16,000 | $25,000 | thousands by filing date | call |
| SENSEONICS HLDGS INC | 81727U105 | COM | 26,700 | $24,000 | thousands by filing date | put |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 11,400 | $23,000 | thousands by filing date | call |
| EXPRESS INC | 30219E103 | COMMON STOCK | 24,500 | $23,000 | thousands by filing date | put |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 16,900 | $22,000 | thousands by filing date | put |
| TTOO | 89853L104 | Stock | 16,800 | $21,000 | thousands by filing date | call |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 10,300 | $20,000 | thousands by filing date | call |
| DIANA SHIPPING INC | Y2066G104 | COM | 10,016 | $19,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 10,500 | $18,000 | thousands by filing date | call |
| FERROGLOBE PLC | G33856108 | SHS | 10,564 | $17,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 10,622 | $17,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 19,299 | $17,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 16,900 | $17,000 | thousands by filing date | call |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 11,714 | $16,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 10,096 | $16,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 47,000 | $15,000 | thousands by filing date | call |
| EXPRESS INC | 30219E103 | COMMON STOCK | 15,795 | $15,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 14,100 | $14,000 | thousands by filing date | call |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 11,537 | $14,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 11,488 | $13,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 10,714 | $10,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 26,000 | $9,000 | thousands by filing date | put |
| TRANSENTERIX INC | 89366M300 | COM | 15,126 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000927337-21-000006 | this filing | 2021-02-12 | acceptance time not in the bulk data set |