13F-HR filed by WOLVERINE TRADING, LLC
WOLVERINE TRADING, LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 4,554 holding rows worth $21,447,742,000.
- Accession
- 0000927337-16-000031
- Filer
- CIK 927337
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 4,554 entries on the cover page, a total value of $21,447,742,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $21,447,742,000 with VALUE read as thousands by filing date, 13F file number 028-17509. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWolverine Holdings, L.P.028-17506
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Zagg, Inc. | 98884U108 | COM | 19,600 | $149,000 | thousands by filing date | call |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 16,790 | $148,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 10,266 | $148,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 23,500 | $148,000 | thousands by filing date | put |
| TEEKAY CORPORATION | Y8564W103 | COM | 19,600 | $148,000 | thousands by filing date | put |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 12,554 | $148,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 10,300 | $147,000 | thousands by filing date | call |
| ENERNOC INC | 292764107 | COMMON STOCK | 27,400 | $147,000 | thousands by filing date | call |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 17,200 | $147,000 | thousands by filing date | put |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 17,700 | $147,000 | thousands by filing date | put |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 54,477 | $147,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 17,599 | $146,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 10,100 | $146,000 | thousands by filing date | call |
| Heritage Commerce Corp | 426927109 | Common Stock | 13,400 | $146,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P202 | COM NEW | 85,700 | $145,000 | thousands by filing date | call |
| CAI INTERNATIONAL INC | 12477X106 | COM | 18,671 | $145,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 18,700 | $145,000 | thousands by filing date | put |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 20,100 | $145,000 | thousands by filing date | call |
| SYNERON MEDICAL LTD | M87245102 | ORD | 20,900 | $145,000 | thousands by filing date | put |
| VONAGE HLDGS CORP | 92886T201 | COM | 22,100 | $144,000 | thousands by filing date | call |
| NEVSUN RES LTD | 64156L101 | COM | 46,800 | $144,000 | thousands by filing date | put |
| MIMEDX GROUP INC | 602496101 | COM | 17,100 | $143,000 | thousands by filing date | put |
| OOMA INC | 683416101 | COM | 16,200 | $143,000 | thousands by filing date | call |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 17,600 | $143,000 | thousands by filing date | call |
| APOLLO INVT CORP | 03761U106 | COM | 24,600 | $143,000 | thousands by filing date | call |
| DYNEGY INC NEW DEL | 26817R108 | COM | 11,900 | $143,000 | thousands by filing date | call |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 25,200 | $143,000 | thousands by filing date | put |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 12,480 | $142,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 26,000 | $142,000 | thousands by filing date | put |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 89,000 | $141,000 | thousands by filing date | call |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 25,600 | $141,000 | thousands by filing date | call |
| JAMBA INC | 47023A309 | COM NEW | 13,000 | $141,000 | thousands by filing date | put |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 45,300 | $141,000 | thousands by filing date | call |
| CONFORMIS INC | 20717E101 | COM | 15,300 | $141,000 | thousands by filing date | put |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 20,000 | $140,000 | thousands by filing date | call |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 64,200 | $140,000 | thousands by filing date | call |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 11,100 | $140,000 | thousands by filing date | call |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 23,314 | $140,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 11,300 | $140,000 | thousands by filing date | call |
| MERITOR INC | 59001K100 | COMMON STOCK | 13,131 | $139,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 44,700 | $139,000 | thousands by filing date | put |
| TALEN ENERGY CORP | 87422J105 | COM | 10,100 | $139,000 | thousands by filing date | call |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 11,600 | $138,000 | thousands by filing date | call |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 30,300 | $138,000 | thousands by filing date | put |
| TAHOE RES INC | 873868103 | COM | 10,500 | $138,000 | thousands by filing date | put |
| PATRIOT NATL INC | 70338T102 | COM | 15,700 | $138,000 | thousands by filing date | call |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 51,100 | $138,000 | thousands by filing date | call |
| TUBEMOGUL INC COM | 898570106 | Stock | 14,500 | $138,000 | thousands by filing date | put |
| TAHOE RES INC | 873868103 | COM | 10,420 | $137,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 39,021 | $137,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 19,900 | $137,000 | thousands by filing date | call |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 17,000 | $137,000 | thousands by filing date | put |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 17,500 | $136,000 | thousands by filing date | call |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 11,600 | $136,000 | thousands by filing date | call |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 19,400 | $136,000 | thousands by filing date | put |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 38,000 | $136,000 | thousands by filing date | put |
| TRUECAR INC | 89785L107 | COM | 14,528 | $136,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 13,800 | $135,000 | thousands by filing date | put |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 17,700 | $135,000 | thousands by filing date | call |
| AVID TECHNOLOGY INC | 05367P100 | COM | 17,700 | $135,000 | thousands by filing date | put |
| RPX CORP | 74972G103 | COM | 12,920 | $135,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 53,600 | $135,000 | thousands by filing date | call |
| ON DECK CAP INC | 682163100 | COM | 23,700 | $135,000 | thousands by filing date | call |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 12,800 | $134,000 | thousands by filing date | call |
| ICONIX BRAND GROUP INC | 451055107 | COM | 16,794 | $134,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 14,319 | $134,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 14,608 | $134,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 18,200 | $133,000 | thousands by filing date | call |
| CALLAWAY GOLF CO | 131193104 | COM | 11,500 | $133,000 | thousands by filing date | put |
| NIMBLE STORAGE INC | 65440R101 | COM | 15,200 | $133,000 | thousands by filing date | put |
| AES CORP COM | 00130H105 | Stock | 10,200 | $132,000 | thousands by filing date | put |
| CAMECO CORP COM | 13321L108 | Stock | 15,222 | $132,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 43,800 | $132,000 | thousands by filing date | call |
| EP ENERGY CORP | 268785102 | CL A | 31,500 | $132,000 | thousands by filing date | put |
| DAKTRONICS INC | 234264109 | COM | 14,000 | $131,000 | thousands by filing date | put |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 11,500 | $131,000 | thousands by filing date | call |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 19,138 | $130,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 12,200 | $130,000 | thousands by filing date | put |
| CHANNELADVISOR CORP | 159179100 | COM | 10,600 | $130,000 | thousands by filing date | call |
| OFG BANCORP | 67103X102 | COM | 13,200 | $129,000 | thousands by filing date | call |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 12,200 | $129,000 | thousands by filing date | call |
| EZCORP INC | 302301106 | CL A NON VTG | 11,900 | $129,000 | thousands by filing date | put |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 33,000 | $129,000 | thousands by filing date | put |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 12,450 | $128,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 18,000 | $128,000 | thousands by filing date | call |
| CVR Partners, LP | 126633106 | LTD | 24,400 | $128,000 | thousands by filing date | call |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 15,800 | $128,000 | thousands by filing date | call |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 31,300 | $128,000 | thousands by filing date | call |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 48,100 | $127,000 | thousands by filing date | call |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 37,600 | $127,000 | thousands by filing date | put |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 46,100 | $126,000 | thousands by filing date | call |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 76,500 | $125,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 34,899 | $125,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 14,300 | $125,000 | thousands by filing date | call |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 11,800 | $124,000 | thousands by filing date | put |
| ARBOR REALTY TRUST INC | 038923108 | COM | 16,200 | $123,000 | thousands by filing date | put |
| PDL BIOPHARMA INC | 69329Y104 | COM | 38,000 | $123,000 | thousands by filing date | put |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 40,700 | $123,000 | thousands by filing date | put |
| SIGMA DESIGNS INC | 826565103 | COM | 16,200 | $123,000 | thousands by filing date | call |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 11,300 | $122,000 | thousands by filing date | put |
| GAIA INC NEW | 36269P104 | CL A | 16,200 | $122,000 | thousands by filing date | put |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 19,300 | $122,000 | thousands by filing date | put |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 18,900 | $122,000 | thousands by filing date | put |
| CREDIT SUISSE AG NASSAU BRH | 22539T621 | EXCHTRADE MIDTER | 10,200 | $122,000 | thousands by filing date | put |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 10,735 | $121,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 11,345 | $120,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 16,100 | $120,000 | thousands by filing date | call |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 24,600 | $120,000 | thousands by filing date | put |
| BARNES & NOBLE ED INC | 06777U101 | COM | 12,900 | $120,000 | thousands by filing date | call |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 50,100 | $120,000 | thousands by filing date | call |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 24,906 | $120,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 10,200 | $118,000 | thousands by filing date | call |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 12,800 | $117,000 | thousands by filing date | call |
| MV OIL TR | 553859109 | TR UNITS | 20,800 | $117,000 | thousands by filing date | put |
| GROUPON INC | 399473107 | COMMON STOCK | 22,881 | $117,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 17,400 | $117,000 | thousands by filing date | call |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 15,631 | $117,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 18,407 | $116,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 23,700 | $115,000 | thousands by filing date | call |
| VONAGE HLDGS CORP | 92886T201 | COM | 17,700 | $115,000 | thousands by filing date | put |
| SYNERON MEDICAL LTD | M87245102 | ORD | 16,650 | $115,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 10,700 | $114,000 | thousands by filing date | put |
| ZYNGA INC. | 98986T108 | CL A | 40,400 | $114,000 | thousands by filing date | put |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 14,100 | $114,000 | thousands by filing date | call |
| ASANKO GOLD INC | 04341Y105 | COM | 27,600 | $114,000 | thousands by filing date | put |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 12,200 | $114,000 | thousands by filing date | put |
| SONUS NETWORKS INC | 835916503 | COM NEW | 14,800 | $114,000 | thousands by filing date | call |
| LA QUINTA HLDGS INC | 50420D108 | COM | 10,137 | $114,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 14,764 | $113,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 11,600 | $113,000 | thousands by filing date | call |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 12,600 | $113,000 | thousands by filing date | put |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 17,300 | $112,000 | thousands by filing date | call |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 27,600 | $112,000 | thousands by filing date | call |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 106,400 | $112,000 | thousands by filing date | call |
| MEETME INC | 585141104 | COM | 18,264 | $112,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 23,815 | $112,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 28,200 | $112,000 | thousands by filing date | call |
| CASELLA WASTE SYS INC | 147448104 | CL A | 10,900 | $111,000 | thousands by filing date | call |
| ALPHA PRO TECH LTD | 020772109 | COM | 30,900 | $111,000 | thousands by filing date | call |
| HIVE | 007786106 | Stock | 18,700 | $111,000 | thousands by filing date | call |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 27,916 | $111,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 68,400 | $111,000 | thousands by filing date | call |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 14,267 | $110,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 15,611 | $110,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 21,700 | $110,000 | thousands by filing date | put |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 12,501 | $110,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 21,442 | $109,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 31,000 | $109,000 | thousands by filing date | call |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 40,500 | $109,000 | thousands by filing date | put |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 21,300 | $108,000 | thousands by filing date | call |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 13,000 | $108,000 | thousands by filing date | put |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 14,000 | $108,000 | thousands by filing date | call |
| PENN WEST PETE LTD NEW | 707887105 | COM | 58,300 | $108,000 | thousands by filing date | call |
| KEYW HLDG CORP | 493723100 | COM | 10,018 | $108,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 10,854 | $108,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 48,646 | $107,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 11,100 | $107,000 | thousands by filing date | call |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 32,800 | $107,000 | thousands by filing date | put |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 12,852 | $107,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 17,500 | $106,000 | thousands by filing date | put |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 16,700 | $106,000 | thousands by filing date | put |
| MANITOWOC COMPANY INC | 563571108 | COM | 23,100 | $106,000 | thousands by filing date | put |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 18,600 | $106,000 | thousands by filing date | put |
| TRANSENTERIX INC | 89366M201 | COM NEW | 65,300 | $106,000 | thousands by filing date | put |
| JP ENERGY PARTNERS LP | 46643C109 | UNT REPST LTD | 14,400 | $106,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P202 | COM NEW | 61,900 | $105,000 | thousands by filing date | put |
| IMMUNOMEDICS INC | 452907108 | COM | 32,800 | $105,000 | thousands by filing date | put |
| NEVSUN RES LTD | 64156L101 | COM | 34,085 | $105,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 23,000 | $105,000 | thousands by filing date | call |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 12,500 | $104,000 | thousands by filing date | call |
| LSB INDS INC | 502160104 | COM | 12,300 | $104,000 | thousands by filing date | put |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 22,700 | $104,000 | thousands by filing date | put |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 40,300 | $104,000 | thousands by filing date | call |
| SUNOPTA INC | 8676EP108 | COM | 14,800 | $103,000 | thousands by filing date | call |
| PHARMATHENE INC | 71714G102 | COM | 36,600 | $103,000 | thousands by filing date | put |
| MITCHAM INDS INC COM | 606501104 | COM | 32,500 | $103,000 | thousands by filing date | call |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 21,300 | $103,000 | thousands by filing date | put |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 16,200 | $102,000 | thousands by filing date | call |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 12,354 | $102,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 13,100 | $102,000 | thousands by filing date | call |
| CPI CARD GROUP INC | 12634H101 | COM | 17,200 | $102,000 | thousands by filing date | put |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 13,200 | $102,000 | thousands by filing date | put |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 19,200 | $101,000 | thousands by filing date | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 24,254 | $101,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 34,500 | $101,000 | thousands by filing date | put |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 24,300 | $101,000 | thousands by filing date | call |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 14,000 | $101,000 | thousands by filing date | put |
| KINDRED HEALTHCARE INC | 494580103 | COM | 10,100 | $101,000 | thousands by filing date | put |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 10,300 | $101,000 | thousands by filing date | put |
| EXAR CORP | 300645108 | COMMON STOCK | 11,200 | $101,000 | thousands by filing date | call |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 16,196 | $101,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 29,300 | $101,000 | thousands by filing date | put |
| Enzo Biochem Inc | 294100102 | Common Stock | 20,400 | $100,000 | thousands by filing date | call |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 21,500 | $99,000 | thousands by filing date | call |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 39,580 | $99,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 10,397 | $99,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 12,300 | $98,000 | thousands by filing date | call |
| OOMA INC | 683416101 | COM | 11,100 | $98,000 | thousands by filing date | put |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 15,004 | $97,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 17,721 | $97,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 55,200 | $97,000 | thousands by filing date | call |
| AGENUS INC | 00847G705 | COM NEW | 14,124 | $97,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 16,000 | $97,000 | thousands by filing date | call |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 15,119 | $97,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 16,000 | $96,000 | thousands by filing date | put |
| APOLLO INVT CORP | 03761U106 | COM | 16,521 | $96,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 16,900 | $96,000 | thousands by filing date | call |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 20,900 | $96,000 | thousands by filing date | call |
| TRUECAR INC | 89785L107 | COM | 10,300 | $96,000 | thousands by filing date | put |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 10,200 | $96,000 | thousands by filing date | put |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 20,900 | $96,000 | thousands by filing date | put |
| SLM CORP COM | 78442P106 | Stock | 12,900 | $95,000 | thousands by filing date | put |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 15,743 | $95,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 12,900 | $94,000 | thousands by filing date | put |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 11,000 | $94,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 75,700 | $94,000 | thousands by filing date | put |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 19,900 | $94,000 | thousands by filing date | call |
| CONCORDIA INTL CORP | 20653P102 | COM | 20,600 | $94,000 | thousands by filing date | call |
| CADIZ INC | 127537207 | COM NEW | 12,700 | $93,000 | thousands by filing date | put |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 13,300 | $93,000 | thousands by filing date | call |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 17,467 | $93,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 11,377 | $93,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 14,400 | $93,000 | thousands by filing date | call |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 13,191 | $92,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 11,100 | $92,000 | thousands by filing date | put |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 42,200 | $92,000 | thousands by filing date | put |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 10,900 | $92,000 | thousands by filing date | call |
| ENERPLUS CORP | 292766102 | COM | 14,676 | $92,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 12,000 | $91,000 | thousands by filing date | call |
| MIMEDX GROUP INC | 602496101 | COM | 10,874 | $91,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 28,000 | $91,000 | thousands by filing date | call |
| GSV CAPITAL CORP | 36191J101 | COM | 19,300 | $91,000 | thousands by filing date | put |
| Alcobra Ltd | M2239P109 | SHS | 36,200 | $91,000 | thousands by filing date | put |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 14,900 | $91,000 | thousands by filing date | put |
| GENIE ENERGY LTD | 372284208 | CL B | 15,400 | $90,000 | thousands by filing date | put |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 19,691 | $90,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 13,300 | $90,000 | thousands by filing date | call |
| ENDOCYTE INC | 29269A102 | COM | 28,800 | $90,000 | thousands by filing date | call |
| MONSTER WORLDWIDE INC | 611742107 | COM | 25,300 | $90,000 | thousands by filing date | call |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 14,700 | $90,000 | thousands by filing date | call |
| TEEKAY CORPORATION | Y8564W103 | COM | 11,803 | $89,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 13,600 | $88,000 | thousands by filing date | call |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 14,800 | $88,000 | thousands by filing date | put |
| CONCORDIA INTL CORP | 20653P102 | COM | 19,300 | $88,000 | thousands by filing date | put |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 14,379 | $88,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 12,344 | $87,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 15,275 | $87,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 12,800 | $87,000 | thousands by filing date | put |
| EMCORE CORP | 290846203 | COM | 15,700 | $87,000 | thousands by filing date | call |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 23,900 | $87,000 | thousands by filing date | call |
| HC2 HLDGS INC | 404139107 | COM | 17,600 | $87,000 | thousands by filing date | call |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 10,900 | $86,000 | thousands by filing date | call |
| COMPUGEN LTD | M25722105 | ORD | 13,600 | $86,000 | thousands by filing date | put |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 10,600 | $86,000 | thousands by filing date | put |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 54,600 | $86,000 | thousands by filing date | put |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 21,200 | $86,000 | thousands by filing date | put |
| Real Industry Inc | 75601w104 | CS | 14,500 | $86,000 | thousands by filing date | call |
| COGINT INC | 19241Q101 | COM | 16,800 | $86,000 | thousands by filing date | call |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 17,398 | $85,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 11,700 | $85,000 | thousands by filing date | put |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 18,959 | $85,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 10,936 | $85,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 12,000 | $84,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 10,525 | $84,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 10,100 | $84,000 | thousands by filing date | call |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 12,200 | $84,000 | thousands by filing date | put |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 13,800 | $84,000 | thousands by filing date | call |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 30,100 | $84,000 | thousands by filing date | put |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 16,400 | $83,000 | thousands by filing date | put |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 10,486 | $83,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 11,900 | $83,000 | thousands by filing date | put |
| SIGMA DESIGNS INC | 826565103 | COM | 10,987 | $83,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 12,200 | $83,000 | thousands by filing date | put |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 10,200 | $82,000 | thousands by filing date | call |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 50,100 | $82,000 | thousands by filing date | put |
| ACCURAY INC DEL | 004397105 | COM | 13,000 | $81,000 | thousands by filing date | put |
| SUNOPTA INC | 8676EP108 | COM | 11,600 | $81,000 | thousands by filing date | put |
| SUNOPTA INC | 8676EP108 | COM | 11,508 | $80,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 64,251 | $80,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 25,240 | $80,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 28,100 | $80,000 | thousands by filing date | put |
| TRUSTCO BK CORP N Y | 898349105 | COM | 11,400 | $80,000 | thousands by filing date | call |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 12,224 | $80,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 17,800 | $80,000 | thousands by filing date | call |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 18,400 | $79,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P202 | COM NEW | 46,821 | $79,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 17,701 | $79,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 11,600 | $79,000 | thousands by filing date | put |
| ACCURAY INC DEL | 004397105 | COM | 12,600 | $78,000 | thousands by filing date | call |
| NOODLES & CO | 65540B105 | COM CL A | 16,300 | $78,000 | thousands by filing date | put |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 15,370 | $78,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 12,300 | $78,000 | thousands by filing date | put |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 19,100 | $77,000 | thousands by filing date | put |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 22,200 | $77,000 | thousands by filing date | call |
| MANNING + NAPIER INC | 56382Q102 | CL A | 11,100 | $77,000 | thousands by filing date | put |
| MITEL NETWORKS CORP | 60671Q104 | COM | 10,400 | $77,000 | thousands by filing date | put |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 12,071 | $77,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 13,800 | $77,000 | thousands by filing date | call |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 11,480 | $76,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 12,700 | $76,000 | thousands by filing date | put |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 22,700 | $76,000 | thousands by filing date | call |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 10,300 | $75,000 | thousands by filing date | call |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 18,045 | $75,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 17,900 | $75,000 | thousands by filing date | put |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 17,271 | $74,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 26,499 | $74,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 25,000 | $74,000 | thousands by filing date | put |
| ENERPLUS CORP | 292766102 | COM | 11,700 | $73,000 | thousands by filing date | call |
| PENN WEST PETE LTD NEW | 707887105 | COM | 39,700 | $73,000 | thousands by filing date | put |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 11,500 | $73,000 | thousands by filing date | call |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 50,100 | $73,000 | thousands by filing date | put |
| EDGIO INC | 53261M104 | COM | 40,000 | $72,000 | thousands by filing date | put |
| JIVE SOFTWARE INC | 47760A108 | COM | 17,000 | $72,000 | thousands by filing date | put |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 23,149 | $72,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 12,316 | $72,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 18,903 | $71,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 19,900 | $71,000 | thousands by filing date | call |
| INTEVAC INC | 461148108 | COM | 11,900 | $71,000 | thousands by filing date | call |
| APPROACH RESOURCES INC | 03834A103 | COM | 20,500 | $71,000 | thousands by filing date | call |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 12,300 | $71,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 19,600 | $70,000 | thousands by filing date | put |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 11,992 | $70,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 17,063 | $70,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 10,475 | $70,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 43,405 | $70,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 13,976 | $70,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 32,700 | $69,000 | thousands by filing date | call |
| EXTREME NETWORKS INC | 30226D106 | COM | 15,300 | $69,000 | thousands by filing date | call |
| MV OIL TR | 553859109 | TR UNITS | 12,241 | $69,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 24,305 | $69,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 26,049 | $69,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 10,700 | $69,000 | thousands by filing date | call |
| ECLIPSE RES CORP | 27890G100 | COM | 21,300 | $69,000 | thousands by filing date | put |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 16,762 | $68,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 38,900 | $68,000 | thousands by filing date | put |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 11,000 | $68,000 | thousands by filing date | put |
| NOBILIS HEALTH CORP | 65500B103 | COM | 20,200 | $68,000 | thousands by filing date | put |
| CPI CARD GROUP INC | 12634H101 | COM | 11,400 | $68,000 | thousands by filing date | call |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 10,500 | $67,000 | thousands by filing date | call |
| COMPUTER TASK GROUP INC | 205477102 | COM | 14,300 | $67,000 | thousands by filing date | call |
| Galena Biopharma Inc | 363256108 | COM | 204,600 | $67,000 | thousands by filing date | call |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 22,360 | $66,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 11,000 | $65,000 | thousands by filing date | call |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 19,924 | $65,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 39,000 | $65,000 | thousands by filing date | call |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 22,400 | $64,000 | thousands by filing date | call |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 12,600 | $64,000 | thousands by filing date | call |
| OFFICE DEPOT INC | 676220106 | COM | 18,165 | $64,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 15,900 | $64,000 | thousands by filing date | put |
| CPI CARD GROUP INC | 12634H101 | COM | 10,742 | $64,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 40,700 | $63,000 | thousands by filing date | call |
| WINDTREE THERAPEUTICS INC | 97382D105 | COM | 23,800 | $63,000 | thousands by filing date | put |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 21,100 | $62,000 | thousands by filing date | call |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 10,492 | $62,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 10,200 | $62,000 | thousands by filing date | call |
| ECLIPSE RES CORP | 27890G100 | COM | 19,000 | $62,000 | thousands by filing date | call |
| FORM HLDGS CORP COM | 34634E102 | Stock | 23,500 | $62,000 | thousands by filing date | call |
| BIOSCRIP INC | 09069N108 | COM | 21,100 | $61,000 | thousands by filing date | put |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 16,300 | $61,000 | thousands by filing date | put |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 10,668 | $61,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 30,300 | $61,000 | thousands by filing date | call |
| CASCADIAN THERAPEUTICS INC COM | 14740B101 | Stock | 39,600 | $61,000 | thousands by filing date | put |
| SEADRILL ORD | G7945E105 | COM | 24,091 | $60,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 16,251 | $60,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 14,800 | $60,000 | thousands by filing date | call |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 18,500 | $60,000 | thousands by filing date | call |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 13,800 | $60,000 | thousands by filing date | call |
| DIANA SHIPPING INC | Y2066G104 | COM | 22,500 | $59,000 | thousands by filing date | put |
| PLANET PAYMENT INC | U72603118 | SHS | 16,466 | $59,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 11,000 | $58,000 | thousands by filing date | call |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 26,300 | $58,000 | thousands by filing date | call |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 69,300 | $58,000 | thousands by filing date | call |
| AXT INC | 00246W103 | COM | 11,500 | $57,000 | thousands by filing date | call |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 14,118 | $57,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 14,403 | $57,000 | thousands by filing date | |
| MGT CAP INVTS INC COM NEW | 55302P202 | Equities | 26,800 | $56,000 | thousands by filing date | call |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 20,500 | $56,000 | thousands by filing date | put |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 11,600 | $56,000 | thousands by filing date | put |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 17,900 | $56,000 | thousands by filing date | call |
| FORM HLDGS CORP COM | 34634E102 | Stock | 21,100 | $56,000 | thousands by filing date | put |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 14,200 | $56,000 | thousands by filing date | put |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 20,700 | $55,000 | thousands by filing date | put |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 18,000 | $55,000 | thousands by filing date | call |
| CASCADIAN THERAPEUTICS INC COM | 14740B101 | Stock | 35,788 | $55,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 11,309 | $54,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 26,200 | $54,000 | thousands by filing date | call |
| ALIMERA SCIENCES INC | 016259103 | COM | 35,917 | $54,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 14,810 | $53,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 10,010 | $53,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 17,946 | $52,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 10,691 | $52,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 10,600 | $51,000 | thousands by filing date | call |
| Galena Biopharma Inc | 363256108 | COM | 156,300 | $51,000 | thousands by filing date | put |
| SYNACOR INC | 871561106 | COM | 17,500 | $51,000 | thousands by filing date | put |
| PDL BIOPHARMA INC | 69329Y104 | COM | 15,400 | $50,000 | thousands by filing date | call |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 10,500 | $50,000 | thousands by filing date | put |
| SENOMYX INC | 81724Q107 | COM | 12,700 | $50,000 | thousands by filing date | put |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 15,690 | $49,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 10,700 | $49,000 | thousands by filing date | call |
| SCORPIO BULKERS INC | Y7546A122 | COM | 14,500 | $49,000 | thousands by filing date | call |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 10,300 | $48,000 | thousands by filing date | put |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 16,800 | $48,000 | thousands by filing date | call |
| MICROVISION INC DEL | 594960304 | COM NEW | 35,900 | $47,000 | thousands by filing date | call |
| APPROACH RESOURCES INC | 03834A103 | COM | 13,546 | $47,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 33,900 | $46,000 | thousands by filing date | call |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 18,500 | $46,000 | thousands by filing date | call |
| Full Circle Capital Corp. | 359671104 | COM | 17,500 | $46,000 | thousands by filing date | call |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 16,500 | $45,000 | thousands by filing date | put |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 22,500 | $45,000 | thousands by filing date | put |
| SUNWORKS INC | 86803X105 | COM | 17,900 | $45,000 | thousands by filing date | put |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 21,600 | $44,000 | thousands by filing date | put |
| VANGUARD | 92205F106 | Domestic Common | 43,800 | $44,000 | thousands by filing date | call |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 12,948 | $44,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 14,100 | $44,000 | thousands by filing date | put |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 29,959 | $43,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 10,876 | $43,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 29,600 | $42,000 | thousands by filing date | put |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 42,500 | $42,000 | thousands by filing date | call |
| 22ND CENTY GROUP INC | 90137F103 | COM | 29,505 | $42,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 20,400 | $42,000 | thousands by filing date | call |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 17,968 | $42,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 16,600 | $42,000 | thousands by filing date | call |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 10,100 | $41,000 | thousands by filing date | call |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 15,100 | $41,000 | thousands by filing date | put |
| SYNACOR INC | 871561106 | COM | 13,815 | $41,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 12,800 | $41,000 | thousands by filing date | put |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 21,600 | $41,000 | thousands by filing date | put |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 45,500 | $40,000 | thousands by filing date | call |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 18,946 | $40,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 14,600 | $40,000 | thousands by filing date | put |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 18,700 | $39,000 | thousands by filing date | put |
| AEGON N V | 007924103 | NY REGISTRY SHS | 10,400 | $39,000 | thousands by filing date | put |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 31,900 | $39,000 | thousands by filing date | put |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 10,800 | $39,000 | thousands by filing date | call |
| CURIS INC | 231269101 | COM | 15,800 | $39,000 | thousands by filing date | call |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 25,900 | $39,000 | thousands by filing date | call |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 20,670 | $39,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 22,500 | $38,000 | thousands by filing date | put |
| MCEWEN MNG INC | 58039P107 | COM | 10,000 | $38,000 | thousands by filing date | call |
| ZAFGEN INC | 98885E103 | COM | 11,731 | $38,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 13,404 | $37,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 10,711 | $37,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 19,600 | $37,000 | thousands by filing date | put |
| RENREN INC | 759892102 | SPONSORED ADR | 19,400 | $37,000 | thousands by filing date | call |
| Galena Biopharma Inc | 363256108 | COM | 112,187 | $37,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 13,200 | $37,000 | thousands by filing date | call |
| PDL BIOPHARMA INC | 69329Y104 | COM | 11,125 | $36,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 26,600 | $36,000 | thousands by filing date | put |
| KEMET CORP | 488360207 | COM NEW | 10,400 | $36,000 | thousands by filing date | call |
| ATHERSYS INC | 04744L106 | COM | 17,500 | $36,000 | thousands by filing date | put |
| NOBILIS HEALTH CORP | 65500B103 | COM | 10,800 | $36,000 | thousands by filing date | call |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 11,610 | $36,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 29,056 | $35,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 58,100 | $35,000 | thousands by filing date | call |
| EDGIO INC | 53261M104 | COM | 19,342 | $35,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 17,400 | $35,000 | thousands by filing date | call |
| ECLIPSE RES CORP | 27890G100 | COM | 10,723 | $35,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 12,829 | $34,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 11,509 | $34,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 16,387 | $34,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 17,024 | $34,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 11,100 | $34,000 | thousands by filing date | call |
| EDGIO INC | 53261M104 | COM | 18,200 | $33,000 | thousands by filing date | call |
| EMAGIN CORP | 29076N206 | COM | 12,600 | $33,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 32,600 | $33,000 | thousands by filing date | put |
| GOLDFIELD CORP | 381370105 | COM | 12,500 | $33,000 | thousands by filing date | put |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 10,000 | $33,000 | thousands by filing date | put |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 12,600 | $32,000 | thousands by filing date | put |
| VIVUS INC | 928551100 | COM | 28,600 | $32,000 | thousands by filing date | call |
| PSIVIDA CORP | 74440J101 | COM | 10,101 | $32,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 10,800 | $32,000 | thousands by filing date | call |
| OHA INVT CORP | 67091U102 | COM | 10,667 | $32,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 22,900 | $31,000 | thousands by filing date | put |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 13,000 | $31,000 | thousands by filing date | put |
| BON-TON STORES INC | 09776J101 | COM | 18,047 | $30,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 15,815 | $30,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 13,289 | $30,000 | thousands by filing date | |
| THE9 LTD | 88337K104 | ADR | 16,080 | $29,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 10,400 | $28,000 | thousands by filing date | call |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 10,290 | $28,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 15,600 | $28,000 | thousands by filing date | put |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 12,000 | $28,000 | thousands by filing date | put |
| MGT CAP INVTS INC COM NEW | 55302P202 | Equities | 13,200 | $27,000 | thousands by filing date | put |
| ANTARES PHARMA INC | 036642106 | COM | 15,200 | $27,000 | thousands by filing date | call |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 12,700 | $27,000 | thousands by filing date | call |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 32,100 | $27,000 | thousands by filing date | put |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 15,000 | $26,000 | thousands by filing date | call |
| CIVEO CORP CDA | 17878Y108 | COM | 23,300 | $26,000 | thousands by filing date | call |
| ARQULE INC | 04269E107 | COM | 14,072 | $25,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 44,571 | $25,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 15,100 | $25,000 | thousands by filing date | put |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 16,078 | $25,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 11,471 | $24,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 11,975 | $24,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 14,462 | $24,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 48,600 | $24,000 | thousands by filing date | call |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 27,500 | $23,000 | thousands by filing date | call |
| GULF RESOURCES INC | 40251W309 | COM | 10,800 | $23,000 | thousands by filing date | put |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 11,100 | $23,000 | thousands by filing date | put |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 14,603 | $22,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000927337-16-000031 | this filing | 2016-11-14 | acceptance time not in the bulk data set |