13F-HR filed by NATIONAL BANK OF CANADA /FI/
NATIONAL BANK OF CANADA /FI/ filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-07-26, with 2,721 holding rows worth $54,616,871,208.
- Accession
- 0000926171-23-000007
- Filer
- CIK 926171
- Filed
- 2023-07-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 5,018 entries on the cover page, a total value of $54,616,871,208 stated on the cover page (in dollars after the unit check, H1), rows summing to $54,616,871,223 with VALUE read as dollars as filed, 13F file number 028-21480. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNational Bank Financial Inc.
- included managerNATIONAL BANK OF CANADA FINANCIAL INC.
- included managerNBC Global Finance Ltd
- included managerNational Trust Company
- included managerNatcan Trust Company
- included managerNatWealth Management (USA) Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SURGERY PARTNERS INC | 86881A100 | COM | 35 | $1,574 | dollars as filed | |
| ADVANSIX INC | 00773T101 | COM | 45 | $1,572 | dollars as filed | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 63 | $1,544 | dollars as filed | |
| INVESCO MORTGAGE CAPITAL INC COM | 46131B704 | REIT | 134 | $1,534 | dollars as filed | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 460 | $1,517 | dollars as filed | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 80 | $1,495 | dollars as filed | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 1,335 | $1,495 | dollars as filed | |
| CULP INC | 230215105 | CMN | 300 | $1,481 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 125 | $1,475 | dollars as filed | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 150 | $1,461 | dollars as filed | |
| GEO GROUP INC NEW | 36162J106 | COM | 28,251 | $1,437 | dollars as filed | |
| SPORTRADAR GROUP AG | H8088L103 | COM | 110 | $1,417 | dollars as filed | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 200 | $1,416 | dollars as filed | |
| WALLBOX NV | N94209108 | SHS CL A | 400 | $1,403 | dollars as filed | |
| ADVISORSHARES TR | 00768Y362 | PSYCHEDELICS ETF | 825 | $1,401 | dollars as filed | |
| VOLITIONRX LTD | 928661107 | COM | 1,000 | $1,390 | dollars as filed | |
| SONDER HOLDINGS INC | 83542D102 | COM | 2,602 | $1,381 | dollars as filed | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 20 | $1,368 | dollars as filed | |
| EMCORE CORP | 290846203 | COM | 1,800 | $1,364 | dollars as filed | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 203 | $1,359 | dollars as filed | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 200 | $1,350 | dollars as filed | |
| VICOR CORP | 925815102 | COM | 25 | $1,349 | dollars as filed | |
| BRIGHT GREEN CORP | 10920G100 | COM | 1,350 | $1,349 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G286 | DAILY TSLA 2X SH | 75 | $1,300 | dollars as filed | |
| DUCKHORN PORTFOLIO INC | 26414D106 | COM | 100 | $1,296 | dollars as filed | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 100 | $1,291 | dollars as filed | |
| REDHILL BIOPHARMA LTD | 757468202 | ADR | 1,075 | $1,258 | dollars as filed | |
| PROMIS NEUROSCIENCES INC | 74346M406 | COM NEW | 333 | $1,257 | dollars as filed | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 750 | $1,237 | dollars as filed | |
| PAYSIGN INC | 70451A104 | COM | 500 | $1,219 | dollars as filed | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 30 | $1,205 | dollars as filed | |
| ALECTOR INC | 014442107 | COMMON STOCK | 200 | $1,199 | dollars as filed | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 33 | $1,196 | dollars as filed | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 1,000 | $1,189 | dollars as filed | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 37 | $1,188 | dollars as filed | |
| CAVCO INDS INC DEL | 149568107 | COM | 4 | $1,180 | dollars as filed | |
| BRILLIANT EARTH GROUP INC | 109504100 | CMN | 300 | $1,163 | dollars as filed | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 130 | $1,121 | dollars as filed | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 150 | $1,118 | dollars as filed | |
| CITY OFFICE REIT INC | 178587101 | COM | 200 | $1,112 | dollars as filed | |
| UBS AG | 22539U602 | ETRA CRU OIL SHS | 15 | $1,107 | dollars as filed | |
| SWEETGREEN INC | 87043Q108 | COM CL A | 86 | $1,101 | dollars as filed | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 185 | $1,099 | dollars as filed | |
| TENABLE HLDGS INC | 88025T102 | COM | 25 | $1,087 | dollars as filed | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 3,121 | $1,084 | dollars as filed | |
| VICTORIAS SECRET AND CO COMMON STOCK | 926400102 | Stock | 61 | $1,063 | dollars as filed | |
| CALAMP CORP | 128126109 | COMMON STOCK | 1,000 | $1,060 | dollars as filed | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 19 | $1,053 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 150 | $1,049 | dollars as filed | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 30 | $1,048 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 465 | $1,046 | dollars as filed | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 5 | $1,032 | dollars as filed | |
| WISDOMTREE INC | 97717P104 | COM | 150 | $1,028 | dollars as filed | |
| MACROGENICS INC | 556099109 | COM | 190 | $1,015 | dollars as filed | |
| BRIDGETOWN HOLDINGS LTD | G1355U121 | *W EXP 09/30/202 | 98 | $1,006 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 100 | $997 | dollars as filed | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 7 | $994 | dollars as filed | |
| ENERGOUS CORP | 29272C103 | COM | 4,100 | $984 | dollars as filed | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 210 | $970 | dollars as filed | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J106 | COM | 3,290 | $953 | dollars as filed | |
| ACCENDRA HEALTH INC | 690732102 | COM | 50 | $950 | dollars as filed | |
| SmileDirectClub Inc | 83192H106 | COM | 1,841 | $943 | dollars as filed | |
| INFORMATICA INC | 45674M101 | COM CL A | 50 | $925 | dollars as filed | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 1,280 | $909 | dollars as filed | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 13 | $905 | dollars as filed | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 46 | $902 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 100 | $889 | dollars as filed | |
| HELMERICH & PAYNE INC | 423452101 | COM | 25 | $886 | dollars as filed | |
| Kelso Technologies Inc | 48826D201 | COM | 3,571 | $876 | dollars as filed | |
| EMBARK TECHNOLOGY INC | 29079J202 | COM NEW | 300 | $854 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 439 | $852 | dollars as filed | |
| ORION S.A. | L72967109 | COM | 40 | $848 | dollars as filed | |
| AETERNA ZENTARIS INC | 007975501 | COMMON | 348 | $843 | dollars as filed | |
| MFA FINL INC COM | 55272X607 | REIT | 75 | $842 | dollars as filed | |
| QUIDELORTHO CORP COM | 219798105 | Stock | 10 | $828 | dollars as filed | |
| TERAWULF INC | 88080T104 | COM | 475 | $826 | dollars as filed | |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 716 | $816 | dollars as filed | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 157 | $803 | dollars as filed | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 264 | $787 | dollars as filed | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 44 | $776 | dollars as filed | |
| AMPLITUDE INC COM CL A | 03213A104 | Stock | 70 | $769 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P538 | DISRPTVE COM ETF | 29 | $759 | dollars as filed | |
| KRONOS BIO INC | 50107A104 | COM | 440 | $757 | dollars as filed | |
| F N B CORP | 302520101 | COM | 66 | $754 | dollars as filed | |
| FIRY INC | 83067L208 | COM | 81 | $736 | dollars as filed | |
| CABOT CORP | 127055101 | COM | 11 | $735 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 845 | $735 | dollars as filed | |
| BERKSHIRE GREY INC | 084656107 | COM | 500 | $700 | dollars as filed | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 50 | $692 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 600 | $690 | dollars as filed | |
| HONEST CO INC | 438333106 | COM | 405 | $680 | dollars as filed | |
| AVANOS MED INC | 05350V106 | COM | 26 | $664 | dollars as filed | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 56 | $661 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 102 | $659 | dollars as filed | |
| NKARTA INC | 65487U108 | COMMON STOCK | 300 | $657 | dollars as filed | |
| Greenpower Motor Co | 39540E302 | COM | 255 | $654 | dollars as filed | |
| VIEW INC | 92671V106 | COM | 5,300 | $646 | dollars as filed | |
| CUREVAC N V | N2451R105 | COM | 60 | $625 | dollars as filed | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 1,000 | $621 | dollars as filed | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 174 | $613 | dollars as filed | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 15 | $611 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 32 | $594 | dollars as filed | |
| WEWORK INC | 96209A104 | COM | 2,291 | $572 | dollars as filed | |
| NUVVE HOLDING CORP | 67079Y100 | COMMON STOCK | 976 | $571 | dollars as filed | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 133 | $557 | dollars as filed | |
| VITA COCO CO INC | 92846Q107 | COM | 20 | $537 | dollars as filed | |
| SITIO ROYALTIES CORP | 82983N108 | CLASS A COM | 20 | $525 | dollars as filed | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 2,600 | $520 | dollars as filed | |
| TPI Composites Inc | 87266J104 | Common Stock | 50 | $518 | dollars as filed | |
| APPHARVEST INC | 03783T103 | COM | 1,300 | $511 | dollars as filed | |
| IMAX CORP | 45245E109 | COM | 30 | $509 | dollars as filed | |
| VIMEO INC | 92719V100 | COMMON STOCK | 123 | $507 | dollars as filed | |
| DOMINARI HOLDINGS INC | 008875304 | COM NEW | 176 | $499 | dollars as filed | |
| INSPIREMD INC | 45779A846 | COM | 206 | $498 | dollars as filed | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 40 | $497 | dollars as filed | |
| JACKSON FINANCIAL INC COM CL A | 46817M107 | Stock | 16 | $489 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 10 | $487 | dollars as filed | |
| ECHOSTAR CORP | 278768106 | CL A | 28 | $485 | dollars as filed | |
| KARTOON STUDIOS INC. | 37229T509 | CMN | 250 | $478 | dollars as filed | |
| VBI VACCINES INC | 91822J202 | Foreign Stock | 144 | $473 | dollars as filed | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 30 | $469 | dollars as filed | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 1,995 | $459 | dollars as filed | |
| ENVIROTECH VEHICLES INC | 29414V209 | COM NEW | 220 | $449 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 395 | $446 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 100 | $442 | dollars as filed | |
| CARISMA THERAPEUTICS INC | 14216R101 | COM | 50 | $438 | dollars as filed | |
| PVH CORPORATION COM | 693656100 | Stock | 5 | $437 | dollars as filed | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 57 | $418 | dollars as filed | |
| AUDIOEYE INC | 050734201 | COM NEW | 87 | $418 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 20 | $416 | dollars as filed | |
| NU RIDE INC | 54405Q209 | COMMON STOCK | 196 | $415 | dollars as filed | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 10 | $410 | dollars as filed | |
| REUNION NEUROSCIENCE INC | 76134G103 | COM | 380 | $404 | dollars as filed | |
| GAMESTOP CORP | 36467W109 | CL A | 16 | $388 | dollars as filed | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 44 | $388 | dollars as filed | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 35 | $378 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 100 | $367 | dollars as filed | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 380 | $361 | dollars as filed | |
| LIGHTNING EMOTORS INC | 53228T200 | Common Stock | 100 | $360 | dollars as filed | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 12 | $359 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 154 | $342 | dollars as filed | |
| INVESTMENT MANAGERS SER TR I | 46144X537 | AXS CANNABIS ETF | 200 | $342 | dollars as filed | |
| Up Fintech Holding Ltd | 91531W106 | COM | 120 | $341 | dollars as filed | |
| CONDUENT INC | 206787103 | COM | 100 | $340 | dollars as filed | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 51 | $336 | dollars as filed | |
| HUMANIGEN INC | 444863203 | COM NEW | 2,200 | $330 | dollars as filed | |
| GOLDEN MINERALS CO | 381119403 | COM | 200 | $317 | dollars as filed | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 23 | $311 | dollars as filed | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 8 | $306 | dollars as filed | |
| DASEKE INC | 23753F107 | COM | 43 | $306 | dollars as filed | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 40 | $301 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 178 | $299 | dollars as filed | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 660 | $297 | dollars as filed | |
| A K A BRANDS HLDG CORP COM SHS | 00152K101 | Stock | 650 | $281 | dollars as filed | |
| GOLDMINING INC | 38149E101 | COM | 300 | $272 | dollars as filed | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 600 | $272 | dollars as filed | |
| IPG PHOTONICS CORP | 44980X109 | COM | 2 | $270 | dollars as filed | |
| CERENCE INC COM | 156727109 | Stock | 9 | $263 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 200 | $260 | dollars as filed | |
| OFFERPAD SOLUTIONS INC | 67623L307 | COM CL A | 20 | $257 | dollars as filed | |
| COLOR STAR TECHNOLOGY CO LTD | G2287A209 | USD CL A ORD SHS | 175 | $243 | dollars as filed | |
| PROTERRA INC | 74374T109 | COM | 200 | $238 | dollars as filed | |
| ENVERIC BIOSCIENCES INC | 29405E208 | COM NEW | 70 | $232 | dollars as filed | |
| CONTEXTLOGIC INC | 21077C305 | COM | 34 | $224 | dollars as filed | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 200 | $220 | dollars as filed | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 69 | $219 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 175 | $217 | dollars as filed | |
| ARBE ROBOTICS LTD ORDINARY SHARES | M1R95N100 | Stock | 75 | $214 | dollars as filed | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 36 | $212 | dollars as filed | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 150 | $209 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 340 | $196 | dollars as filed | |
| EHEALTH INC | 28238P109 | COM | 24 | $193 | dollars as filed | |
| CENNTRO ELECTRIC GROUP LIMIT | Q6519V120 | COM | 654 | $189 | dollars as filed | |
| CAZOO GROUP LTD | G2007L204 | COM | 150 | $177 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 300 | $163 | dollars as filed | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 8 | $145 | dollars as filed | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 150 | $144 | dollars as filed | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 175 | $144 | dollars as filed | |
| GENEDX HOLDINGS CORP | 81663L200 | COM CL A | 23 | $136 | dollars as filed | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L204 | COM NEW | 899 | $132 | dollars as filed | |
| CHIMERIX INC COM | 16934W106 | Stock | 100 | $121 | dollars as filed | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 3 | $116 | dollars as filed | |
| OCEANPAL INC | Y6430L202 | COM | 67 | $108 | dollars as filed | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 21 | $92 | dollars as filed | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 6 | $86 | dollars as filed | |
| USA TODAY CO INC | 36472T109 | COM | 36 | $81 | dollars as filed | |
| IM CANNABIS CORP | 44969Q307 | COM | 98 | $81 | dollars as filed | |
| SUPERCOM LTD NEW | M87095200 | SHS | 82 | $80 | dollars as filed | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 197 | $73 | dollars as filed | |
| ARRIVAL | L0423Q124 | COM NEW | 28 | $72 | dollars as filed | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 1 | $65 | dollars as filed | |
| HIGH TIDE INC | 42981E401 | COM | 54 | $64 | dollars as filed | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 8 | $60 | dollars as filed | |
| SARCOS TECHN AND ROBOTICS CO | 80359A106 | COM | 150 | $48 | dollars as filed | |
| EDESA BIOTECH INC | 27966L108 | COM | 56 | $45 | dollars as filed | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 1 | $24 | dollars as filed | |
| ZW DATA ACTION TECHNOLOGS IN | 98880R208 | COMMON | 19 | $24 | dollars as filed | |
| RMR GROUP INC | 74967R106 | CL A | 1 | $23 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 25 | $22 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 14 | $20 | dollars as filed | |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 2 | $20 | dollars as filed | |
| DSS INC | 26253C102 | COM | 50 | $18 | dollars as filed | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 1 | $13 | dollars as filed | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 2 | $12 | dollars as filed | |
| INMED PHARMACEUTICALS INC | 457637601 | COM NEW | 12 | $11 | dollars as filed | |
| CIBUS INC | 17166A101 | CL A COM STK | 1 | $10 | dollars as filed | |
| ATERIAN INC | 02156U101 | COM | 20 | $9 | dollars as filed | |
| VIQ SOLUTIONS INC | 91825V400 | COM NEW | 25 | $8 | dollars as filed | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 9 | $5 | dollars as filed | |
| FORIAN INC | 34630N106 | cs | 2 | $5 | dollars as filed | |
| APTOSE BIOSCIENCES INC | 03835T309 | COM | 1 | $5 | dollars as filed | |
| GREENWAVE TECHNOLOGY SOLUTIO | 57630J304 | USD | 7 | $5 | dollars as filed | |
| CINEVERSE CORP | 172406308 | COM CL A | 2 | $4 | dollars as filed | |
| SOS LIMITED | 83587W205 | ADR | 1 | $4 | dollars as filed | |
| SIYATA MOBILE INC | 83013Q509 | COM NEW | 68 | $4 | dollars as filed | |
| HELIUS MED TECHNOLOGIES INC | 42328V603 | COM CL A NEW | 14 | $3 | dollars as filed | |
| ITERUM THERAPEUTICS PLC | G6333L200 | COM | 2 | $2 | dollars as filed | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 8 | $2 | dollars as filed | |
| GROM SOCIAL ENTRPRISES INC | 39878L407 | COM | 2 | $1 | dollars as filed | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 4,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 3,915 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000926171-23-000007 | this filing | 2023-07-26 | acceptance time not in the bulk data set |