13F-HR filed by VALLEY WEALTH MANAGERS, INC.
VALLEY WEALTH MANAGERS, INC. filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-09, with 207 holding rows worth $680,401,000.
- Accession
- 0000924166-16-000016
- Filer
- CIK 924166
- Filed
- 2016-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 373 entries on the cover page, a total value of $680,401,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $680,401,000 with VALUE read as thousands by filing date, 13F file number 028-04334. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| APPLE INC | 37833100 | COM | 174,398 | $19,716,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Microsoft Corp | 594918104 | COM | 309,681 | $17,838,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 282,350 | $17,545,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 146,017 | $17,249,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 528,776 | $16,773,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 337,898 | $15,705,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 116,807 | $15,542,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 177,690 | $15,509,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 132,391 | $15,435,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 168,572 | $15,187,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 235,877 | $15,167,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 123,353 | $15,070,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 143,430 | $14,762,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 322,480 | $14,747,000 | thousands by filing date | |
| AMGEN INC. | 31162100 | COM | 87,940 | $14,670,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CROWN HLDGS INC COM | 228368106 | Stock | 255,066 | $14,562,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 231,529 | $14,464,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 133,950 | $14,459,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 104,968 | $14,431,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 276,640 | $14,380,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 403,475 | $14,307,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 38,574 | $13,982,000 | thousands by filing date | |
| CR BARD INC | 67383109 | COM | 62,157 | $13,941,000 | thousands by filing date | The CUSIP as filed is malformed. |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 609,820 | $13,734,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 214,705 | $13,631,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 151,027 | $13,440,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 185,488 | $13,377,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 337,789 | $13,268,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 180,463 | $13,159,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 171,655 | $12,946,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 132,207 | $12,894,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 290,016 | $12,842,000 | thousands by filing date | |
| Anthem Inc. | 36752103 | COM | 97,083 | $12,166,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AFLAC INC. | 1055102 | COM | 168,882 | $12,138,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CENCORA INC COM | 03073E105 | Stock | 149,002 | $12,036,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 116,941 | $11,369,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 381,114 | $11,311,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 49,564 | $11,144,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 127,558 | $11,061,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 163,542 | $11,011,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 389,787 | $10,914,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 39,438 | $3,539,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 31,129 | $3,243,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 49,477 | $3,089,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 26,364 | $2,868,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 74,652 | $2,818,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 40,337 | $2,686,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 65,969 | $2,679,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 85,649 | $2,537,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 36,990 | $2,534,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 39,961 | $2,519,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 41,720 | $2,162,000 | thousands by filing date | |
| BOEING CO. | 97023105 | COM | 16,005 | $2,108,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Gilead Sciences,Inc. | 375558103 | COM | 25,058 | $1,983,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 24,348 | $1,915,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 34,316 | $1,871,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 44,539 | $1,865,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 52,113 | $1,765,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 31,462 | $1,696,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 16,601 | $1,686,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 52,269 | $1,661,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 19,412 | $1,585,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 30,250 | $1,538,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 13,401 | $1,535,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 157,638 | $1,533,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 13,990 | $1,530,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 23,844 | $1,508,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 28,275 | $1,494,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 33,430 | $1,486,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 20,476 | $1,473,000 | thousands by filing date | |
| BANK OF HAWAII | 62540109 | COM | 20,250 | $1,471,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Duke Energy Corporation | 26441C204 | COM | 18,102 | $1,449,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 30,745 | $1,448,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 6,013 | $1,441,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 20,250 | $1,430,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 18,256 | $1,415,000 | thousands by filing date | |
| AMERICAN ELECTRIC POWER | 25537101 | COM | 21,740 | $1,396,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Eli Lilly and Company | 532457108 | COM | 16,785 | $1,347,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 19,520 | $1,341,000 | thousands by filing date | |
| Automatic Data Processing | 53015103 | COM | 15,103 | $1,332,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 14,055 | $1,321,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 19,769 | $1,314,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 37,640 | $1,301,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 12,907 | $1,296,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 12,907 | $1,199,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 8,634 | $1,062,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 35,940 | $881,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,450 | $866,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 19,090 | $820,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 19,440 | $800,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 6,180 | $795,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 18,375 | $762,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 3,964 | $710,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 8,754 | $705,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 7,164 | $672,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 23,115 | $591,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 6,586 | $562,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 8,301 | $556,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 6,138 | $549,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 5,072 | $544,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 9,925 | $507,000 | thousands by filing date | |
| AMPHENOL CORP | 32095101 | COMMON STOCK | 7,750 | $504,000 | thousands by filing date | The CUSIP as filed is malformed. |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 20,673 | $479,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 10,250 | $452,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 6,100 | $401,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 14,225 | $393,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC. CLASS B | 84670702 | COM | 2,672 | $386,000 | thousands by filing date | The CUSIP as filed is malformed. |
| 3M CO COM | 88579Y101 | Stock | 2,111 | $373,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 4,500 | $362,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 2,956 | $359,000 | thousands by filing date | |
| Eaton Corp. | 278058102 | COM | 5,269 | $346,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,515 | $328,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 9,414 | $326,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 6,871 | $301,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,996 | $279,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 17,250 | $272,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,098 | $264,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 5,025 | $233,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 5,316 | $212,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 4,850 | $207,000 | thousands by filing date | |
| Bank of America | 60505104 | COM | 12,813 | $200,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AMAZON.COM INC | 23135106 | COM | 220 | $184,000 | thousands by filing date | The CUSIP as filed is malformed. |
| EOG RES INC COM | 26875P101 | Stock | 1,675 | $162,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 2,145 | $158,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 3,525 | $153,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 3,265 | $150,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 4,448 | $146,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 4,075 | $125,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 800 | $103,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 2,143 | $92,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 1,025 | $86,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 1,350 | $86,000 | thousands by filing date | |
| Applied Materials | 38222105 | COM | 2,600 | $78,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Waste Management, Inc. | 94106L109 | COM | 1,200 | $77,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 1,924 | $72,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 1,925 | $71,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,400 | $67,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 85 | $66,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 85 | $66,000 | thousands by filing date | |
| APACHE CORP | 37411105 | COM | 1,000 | $64,000 | thousands by filing date | The CUSIP as filed is malformed. |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 800 | $59,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 260 | $57,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 253 | $50,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 462 | $47,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 300 | $45,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 500 | $40,000 | thousands by filing date | |
| LEVEL3 COMMUNICATIONS INC | 52729N100 | COM | 825 | $38,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 720 | $38,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 200 | $31,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 300 | $30,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 126 | $28,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 700 | $28,000 | thousands by filing date | |
| EXPRESS SCRIPTS INC | 302182100 | COM | 392 | $28,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 350 | $25,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 2,000 | $25,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 450 | $25,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 400 | $21,000 | thousands by filing date | |
| ALLSTATE CORP | 20002101 | OPTION | 283 | $20,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Comcast Corp | 20030N101 | COM | 291 | $19,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,000 | $19,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 1,000 | $19,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 1,062 | $19,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 1,800 | $18,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 1,070 | $17,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 368 | $16,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 400 | $15,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,150 | $15,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 135 | $14,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 150 | $14,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 357 | $13,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 300 | $13,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 800 | $13,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 300 | $13,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 200 | $12,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 1,145 | $12,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 842 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 285 | $11,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 100 | $10,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 80 | $10,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 750 | $9,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 65 | $9,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 70 | $8,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 400 | $8,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 74 | $7,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 212 | $6,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 108 | $6,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 50 | $6,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 139 | $5,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 200 | $5,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 36 | $4,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 108 | $4,000 | thousands by filing date | |
| BED, BATH, AND BEYOND | 75896100 | COM | 100 | $4,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 65 | $3,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 50 | $3,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 42 | $3,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 200 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 50 | $3,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 435 | $2,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 38 | $2,000 | thousands by filing date | |
| AMBASE CORP COM | 23164106 | COMMON | 1,600 | $2,000 | thousands by filing date | The CUSIP as filed is malformed. |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 19 | $1,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 30 | $1,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 40 | $1,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 100 | $1,000 | thousands by filing date | |
| ELITE PHARMACEUTICALS INC COM NEW | 28659T200 | Common Stock | 7,500 | $1,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 500 | $1,000 | thousands by filing date | |
| MONITISE PLC SHS | G6258F105 | PLC SHS | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000924166-16-000016 | this filing | 2016-11-09 | acceptance time not in the bulk data set |