13F-HR filed by Dubuque Bank & Trust Co
Dubuque Bank & Trust Co filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-27, with 245 holding rows worth $748,424,044.
- Accession
- 0000920112-23-000254
- Filer
- CIK 933482
- Filed
- 2023-10-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A combination report, 352 entries on the cover page, a total value of $748,424,044 stated on the cover page (in dollars after the unit check, H1), rows summing to $748,424,044 with VALUE read as dollars as filed, 13F file number 028-10581. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerDubuque Bank & Trust Co
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Value ETF | 922908744 | SHS | 361,747 | $49,895,764 | dollars as filed | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 1,619,694 | $47,667,589 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 173,555 | $47,260,762 | dollars as filed | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 838,583 | $36,981,511 | dollars as filed | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 634,504 | $31,046,281 | dollars as filed | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 334,195 | $28,841,029 | dollars as filed | |
| Apple Inc | 037833100 | COM | 122,722 | $21,011,234 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 58,962 | $18,617,251 | dollars as filed | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 390,306 | $18,043,846 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 582,889 | $17,504,156 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 287,299 | $15,387,734 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 165,441 | $13,395,758 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 98,442 | $12,882,120 | dollars as filed | |
| VWO | 922042858 | SHS | 308,975 | $12,114,909 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P504 | INCOME EQT FOCUS | 255,091 | $12,101,517 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 137,412 | $9,588,610 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 11,057 | $9,183,723 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 57,571 | $9,181,999 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 57,659 | $8,980,390 | dollars as filed | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 41,578 | $8,905,176 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 59,632 | $8,647,833 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 32,092 | $8,625,046 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 110,716 | $8,320,307 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 47,671 | $8,038,284 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 143,285 | $7,703,002 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 56,985 | $7,243,933 | dollars as filed | |
| VTI | 922908769 | COM | 33,433 | $7,101,504 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 95,163 | $6,848,881 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 249,725 | $6,640,188 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 41,996 | $6,545,916 | dollars as filed | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 250,478 | $6,536,800 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 40,089 | $6,411,434 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 383,908 | $6,388,229 | dollars as filed | |
| iShares MBS ETF | 464288588 | SHS | 71,205 | $6,323,004 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 39,297 | $6,248,616 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 27,743 | $5,766,105 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 36,127 | $5,385,090 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 8,158 | $5,274,066 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 66,414 | $5,204,201 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 56,848 | $5,188,517 | dollars as filed | |
| ISHARES TR | 464288372 | COM | 116,621 | $5,048,523 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 45,963 | $4,868,401 | dollars as filed | |
| SPY | 78462F103 | SHS | 11,244 | $4,806,585 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 11,075 | $4,755,938 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 31,540 | $4,600,424 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 72,847 | $4,292,874 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 18,438 | $4,240,925 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 13,744 | $4,152,887 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 15,690 | $4,133,374 | dollars as filed | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 308,199 | $4,062,063 | dollars as filed | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 167,163 | $3,981,823 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 10,705 | $3,749,962 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 6,578 | $3,716,307 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 31,117 | $3,658,737 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 20,622 | $3,494,192 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 1,123,563 | $3,247,097 | dollars as filed | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 37,493 | $3,093,922 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 40,126 | $3,035,934 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 27,636 | $2,915,598 | dollars as filed | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 31,594 | $2,856,098 | dollars as filed | |
| BLACKSTONE SECD LENDING FD | 09261X102 | COMMON STOCK | 101,933 | $2,788,887 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 27,138 | $2,540,931 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 12,209 | $2,475,741 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 21,873 | $2,454,370 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 18,363 | $2,421,162 | dollars as filed | |
| VANGUARD STAR FDS | 921909768 | COM | 43,498 | $2,328,013 | dollars as filed | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 21,686 | $2,230,622 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 38,167 | $2,136,589 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 25,850 | $2,111,170 | dollars as filed | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 62,111 | $1,953,391 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 47,788 | $1,952,617 | dollars as filed | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 26,237 | $1,897,197 | dollars as filed | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 37,647 | $1,896,656 | dollars as filed | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 136,971 | $1,849,109 | dollars as filed | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 6,010 | $1,483,508 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 13,677 | $1,413,107 | dollars as filed | |
| UBS AG | 22542D225 | ETRA SILV SHS CO | 19,725 | $1,376,805 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 14,201 | $1,329,497 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,620 | $1,320,978 | dollars as filed | |
| BLACK HILLS CORP COM | 092113109 | Stock | 25,908 | $1,310,686 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V880 | WORLD EX US CORE | 53,495 | $1,204,707 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 9,113 | $1,091,738 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 32,266 | $1,070,263 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 5,663 | $1,046,183 | dollars as filed | |
| American Express Company | 025816109 | COM | 6,696 | $998,977 | dollars as filed | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 21,569 | $981,174 | dollars as filed | |
| HUBBELL INC COM | 443510607 | Stock | 3,000 | $940,230 | dollars as filed | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 18,089 | $912,590 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,791 | $906,550 | dollars as filed | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 18,760 | $897,291 | dollars as filed | |
| ROSS STORES INC COM | 778296103 | Stock | 7,841 | $885,641 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 8,371 | $861,794 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 32,720 | $836,323 | dollars as filed | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 15,594 | $818,529 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 1,510 | $811,066 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 18,130 | $803,884 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 3,150 | $788,193 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 1,769 | $769,497 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 100,548 | $762,154 | dollars as filed | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 39,225 | $759,004 | dollars as filed | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 15,867 | $745,908 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 442,000 | $729,300 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,252 | $728,680 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 5,150 | $713,018 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 3,501 | $712,909 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 21,810 | $706,862 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 10,101 | $701,009 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 55,213 | $698,997 | dollars as filed | |
| ENCORE ENERGY CORP COM NEW | 29259W700 | Stock | 209,699 | $686,700 | dollars as filed | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 114,426 | $683,123 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 11,406 | $662,004 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,739 | $660,831 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 4,200 | $652,596 | dollars as filed | |
| Vanguard Extended Market ETF | 922908652 | SHS | 4,523 | $648,282 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,151 | $645,752 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 2,589 | $642,331 | dollars as filed | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 73,334 | $621,872 | dollars as filed | |
| Intel Corp | 458140100 | COM | 17,426 | $619,494 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 6,151 | $595,724 | dollars as filed | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 5,842 | $589,633 | dollars as filed | |
| Deere & Company | 244199105 | COM | 1,561 | $589,090 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 16,000 | $584,480 | dollars as filed | |
| VGT | 92204A702 | SHS | 1,385 | $574,636 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 37,353 | $561,042 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 8,049 | $550,713 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 1,341 | $530,915 | dollars as filed | |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,188 | $528,149 | dollars as filed | |
| PROSHARES TR | 74347B714 | FUND | 48,000 | $522,720 | dollars as filed | |
| Boeing Company | 097023105 | COM | 2,703 | $518,111 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 8,981 | $514,521 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 3,327 | $507,168 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 4,824 | $494,653 | dollars as filed | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 3,031 | $493,703 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 17,684 | $484,188 | dollars as filed | |
| SPROTT FDS TR | 85208P303 | URANI MINER ETF | 10,226 | $482,360 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,429 | $478,343 | dollars as filed | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 963 | $466,362 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 4,918 | $463,915 | dollars as filed | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 2,370 | $463,785 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 1,686 | $460,278 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 4,079 | $451,015 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 5,445 | $441,317 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 6,289 | $433,438 | dollars as filed | |
| AGREE RLTY CORP COM | 008492100 | REIT | 7,814 | $431,645 | dollars as filed | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 35,287 | $430,148 | dollars as filed | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,611 | $426,402 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 3,014 | $422,864 | dollars as filed | |
| HUMANA INC COM | 444859102 | Stock | 846 | $411,596 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 5,943 | $411,553 | dollars as filed | |
| Linde plc | G54950103 | COM | 1,097 | $408,468 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 1,328 | $407,842 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 2,328 | $407,610 | dollars as filed | |
| MOODYS CORP COM | 615369105 | Stock | 1,240 | $392,051 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 973 | $382,097 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,607 | $377,500 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 5,888 | $370,414 | dollars as filed | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 8,673 | $364,743 | dollars as filed | |
| BUNGE LTD | G16962105 | COM | 3,345 | $362,096 | dollars as filed | |
| General Electric Company | 369604301 | COM | 3,205 | $354,313 | dollars as filed | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 3,169 | $348,653 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 3,607 | $344,901 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,470 | $344,627 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,801 | $343,879 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,764 | $334,030 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 4,593 | $331,798 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 4,742 | $331,087 | dollars as filed | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,730 | $329,219 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 5,054 | $323,405 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 628 | $320,217 | dollars as filed | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 4,172 | $314,652 | dollars as filed | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 3,423 | $313,513 | dollars as filed | |
| SPROTT FDS TR | 85208P808 | JUNIOR URANIUM | 13,000 | $307,580 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 695 | $302,221 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 2,699 | $299,751 | dollars as filed | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 6,167 | $298,793 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,200 | $298,662 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 5,648 | $298,214 | dollars as filed | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 28,000 | $290,360 | dollars as filed | |
| Proshares Short S&P | 74347B425 | COM | 20,000 | $289,400 | dollars as filed | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 8,531 | $286,556 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,748 | $286,549 | dollars as filed | |
| ISHARES TR | 46435G516 | COM | 3,940 | $272,372 | dollars as filed | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,586 | $269,739 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 609 | $268,076 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 3,489 | $267,781 | dollars as filed | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,454 | $265,602 | dollars as filed | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 10,515 | $258,774 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,470 | $255,751 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 1,193 | $254,443 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 18,051 | $253,256 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 2,830 | $249,776 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 870 | $248,881 | dollars as filed | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,665 | $248,385 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 5,894 | $247,843 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,257 | $244,080 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 14,600 | $243,966 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 5,478 | $239,498 | dollars as filed | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,912 | $234,562 | dollars as filed | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 3,877 | $232,504 | dollars as filed | |
| CANADIANNATLRYCOF | 136375102 | STOK | 2,130 | $230,743 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 803 | $227,570 | dollars as filed | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 3,117 | $225,608 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 1,070 | $222,753 | dollars as filed | |
| BRUNSWICK CORP | 117043109 | COM | 2,817 | $222,543 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 4,672 | $222,340 | dollars as filed | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 3,000 | $221,040 | dollars as filed | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 5,770 | $213,894 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 522 | $213,477 | dollars as filed | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 897 | $210,167 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 2,257 | $208,953 | dollars as filed | |
| APTIV PLC | G6095L109 | SHS | 2,114 | $208,419 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 50,000 | $206,000 | dollars as filed | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 623 | $205,390 | dollars as filed | |
| TYSON FOODS INC CL A | 902494103 | Stock | 4,049 | $204,434 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 878 | $202,212 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 839 | $201,847 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 55,520 | $160,453 | dollars as filed | |
| SILVERCREST METALS INC | 828363101 | COM | 34,000 | $149,940 | dollars as filed | |
| PAN AMERN SILVER CORP | 697900108 | COM | 10,006 | $144,887 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 14,699 | $139,934 | dollars as filed | |
| SKEENA RES LTD NEW | 83056P715 | COM | 30,035 | $138,161 | dollars as filed | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 17,788 | $133,766 | dollars as filed | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 11,343 | $133,280 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 32,740 | $128,013 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 24,035 | $123,780 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 19,500 | $120,315 | dollars as filed | |
| DOCUSIGN INC | 256163AD8 | NOTE 1/1 | 120,000 | $117,600 | dollars as filed | principal |
| PETMED EXPRESS INC | 716382106 | COM | 10,600 | $108,650 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 13,000 | $106,860 | dollars as filed | |
| URANIUM RTY CORP | 91702V101 | COM | 36,000 | $103,320 | dollars as filed | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 43,000 | $95,460 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 19,000 | $93,100 | dollars as filed | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 14,525 | $89,619 | dollars as filed | |
| FORTUNA MNG CORP F | 349915108 | COM | 29,000 | $78,880 | dollars as filed | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 16,000 | $74,560 | dollars as filed | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 18,000 | $69,120 | dollars as filed | |
| I-80 GOLD CORP | 44955L106 | COM | 45,000 | $68,850 | dollars as filed | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 12,141 | $65,197 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 11,200 | $61,264 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 19,972 | $51,528 | dollars as filed | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 16,000 | $48,960 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 12,170 | $40,770 | dollars as filed | |
| EMX RTY CORP | 26873J107 | COM | 20,000 | $35,600 | dollars as filed | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 11,312 | $32,239 | dollars as filed | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 20,000 | $7,120 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000920112-23-000254 | this filing | 2023-10-27 | acceptance time not in the bulk data set |