13F-HR filed by Dubuque Bank & Trust Co
Dubuque Bank & Trust Co filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-28, with 204 holding rows worth $681,151,000.
- Accession
- 0000920112-20-000299
- Filer
- CIK 933482
- Filed
- 2020-10-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 317 entries on the cover page, a total value of $681,151,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $681,151,000 with VALUE read as thousands by filing date, 13F file number 028-10581. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HEARTLAND FINL USA INC | 42234Q102 | COM | 1,613,412 | $48,395,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 239,267 | $27,709,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 101,948 | $23,205,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 446,824 | $22,911,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 210,115 | $21,960,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 99,918 | $21,016,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 104,540 | $14,626,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 87,437 | $14,570,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 54,288 | $13,798,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 89,123 | $13,269,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 141,245 | $12,136,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 131,323 | $11,585,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 127,415 | $11,452,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 266,162 | $10,740,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 74,990 | $10,708,000 | thousands by filing date | |
| VTI | 922908769 | COM | 62,583 | $10,658,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 647,054 | $10,489,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 7,015 | $10,282,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 98,644 | $10,251,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 251,855 | $9,921,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 283,253 | $8,778,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 15,420 | $8,690,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 325,391 | $8,437,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 49,727 | $8,247,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 142,189 | $8,181,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 84,137 | $8,100,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 143,017 | $7,671,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 26,170 | $7,268,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 20,797 | $6,989,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 83,881 | $6,950,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 25,011 | $6,550,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 86,449 | $6,224,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 28,706 | $6,113,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 68,222 | $5,975,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 27,222 | $5,975,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 16,665 | $5,916,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 16,932 | $5,670,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 21,922 | $5,509,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 33,826 | $5,418,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 107,641 | $5,314,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 14,541 | $5,297,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 49,962 | $5,283,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 101,885 | $5,276,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 119,422 | $5,164,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 456,836 | $5,153,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 85,713 | $5,117,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 53,976 | $4,669,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 22,726 | $4,544,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 43,781 | $4,460,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 35,573 | $4,414,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 43,809 | $4,392,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 20,371 | $4,378,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 212,741 | $4,295,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 354,004 | $4,269,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 145,311 | $4,135,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 25,843 | $4,068,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 36,721 | $4,063,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 29,142 | $4,051,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 21,156 | $3,980,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 66,396 | $3,950,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 27,946 | $3,873,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 36,749 | $3,797,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 69,398 | $3,712,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 33,032 | $3,595,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 56,355 | $3,587,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 17,439 | $3,504,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 27,181 | $3,485,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 96,239 | $3,451,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 69,751 | $3,372,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 66,660 | $3,324,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 947 | $2,982,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 7,639 | $2,379,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 59,193 | $2,167,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 35,991 | $2,153,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 6,332 | $1,861,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 16,692 | $1,740,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,552 | $1,569,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 7,499 | $1,530,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 4,493 | $1,520,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 13,531 | $1,500,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 9,071 | $1,493,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 13,734 | $1,485,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 3,994 | $1,475,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 6,279 | $1,451,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 980 | $1,440,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 250,000 | $1,435,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,370 | $1,401,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 12,612 | $1,392,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 8,584 | $1,337,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 36,396 | $1,336,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 4,240 | $1,192,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 5,141 | $1,106,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 58,185 | $1,042,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 8,630 | $1,019,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 66,609 | $1,008,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 62,383 | $999,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 17,010 | $990,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 18,649 | $987,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 4,197 | $985,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 40,818 | $983,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 7,627 | $946,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 13,458 | $945,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 5,818 | $872,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 15,056 | $864,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 87,562 | $859,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 54,849 | $828,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 13,859 | $811,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 4,911 | $802,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 3,735 | $799,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,491 | $777,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 5,349 | $775,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 26,658 | $760,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 14,728 | $745,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 11,874 | $716,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 15,288 | $707,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 20,504 | $704,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 2,957 | $704,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 29,150 | $686,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,962 | $669,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,380 | $669,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 858 | $609,000 | thousands by filing date | |
| IJH | 464287507 | COM | 3,149 | $584,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 19,944 | $573,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 9,637 | $554,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 4,200 | $540,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,328 | $525,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 3,291 | $507,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,587 | $500,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 2,771 | $492,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 2,444 | $489,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 16,000 | $484,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 11,480 | $471,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 3,898 | $466,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,147 | $462,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 9,400 | $418,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 7,545 | $414,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 3,000 | $411,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,855 | $411,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,411 | $409,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 3,579 | $405,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,692 | $405,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 4,660 | $404,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,418 | $400,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 3,245 | $396,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 3,265 | $395,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,000 | $395,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 3,432 | $371,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 3,945 | $369,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,956 | $366,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,647 | $365,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,467 | $364,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 3,975 | $364,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,649 | $357,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,602 | $351,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 1,919 | $347,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 2,680 | $346,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,737 | $344,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 2,860 | $336,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 3,551 | $325,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 23,507 | $325,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 5,243 | $323,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 17,745 | $319,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 2,835 | $318,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,606 | $316,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,002 | $309,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 3,864 | $305,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,708 | $298,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,693 | $295,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 3,590 | $289,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 24,000 | $285,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 5,790 | $278,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 4,597 | $268,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,161 | $263,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,216 | $263,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 6,218 | $260,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 5,026 | $259,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 58,170 | $258,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 6,234 | $255,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,067 | $248,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 6,670 | $248,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,194 | $241,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,882 | $241,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 2,873 | $240,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 3,949 | $235,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 1,675 | $231,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 2,262 | $230,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 36,503 | $228,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 3,126 | $222,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,585 | $215,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,256 | $213,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 9,835 | $210,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 9,549 | $207,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 480 | $206,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 746 | $205,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 2,519 | $204,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,271 | $201,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,725 | $201,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 14,600 | $185,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 11,382 | $168,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 26,000 | $148,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 13,000 | $124,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 13,000 | $70,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 13,070 | $65,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 13,000 | $46,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000920112-20-000299 | this filing | 2020-10-28 | acceptance time not in the bulk data set |