13F-HR filed by Dubuque Bank & Trust Co
Dubuque Bank & Trust Co filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-10, with 174 holding rows worth $616,836,000.
- Accession
- 0000920112-19-000232
- Filer
- CIK 933482
- Filed
- 2019-10-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 259 entries on the cover page, a total value of $616,836,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $616,836,000 with VALUE read as thousands by filing date, 13F file number 028-10581. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HEARTLAND FINL USA INC | 42234Q102 | COM | 1,658,879 | $74,218,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 92,007 | $20,607,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 151,593 | $17,991,000 | thousands by filing date | |
| VTI | 922908769 | COM | 118,088 | $17,831,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 127,989 | $17,794,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 174,962 | $15,470,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 115,995 | $15,007,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 76,452 | $14,794,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 295,882 | $14,619,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 117,097 | $13,887,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 98,951 | $13,509,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 114,676 | $13,497,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 103,983 | $13,438,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 118,598 | $12,882,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 673,420 | $10,667,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 21,761 | $9,697,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 38,248 | $8,875,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 311,297 | $8,483,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 6,862 | $8,379,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 38,365 | $7,981,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 20,416 | $7,768,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 69,410 | $7,632,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 134,549 | $7,325,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 33,652 | $7,225,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 92,031 | $6,969,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 24,080 | $6,938,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 57,659 | $6,820,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 121,847 | $6,705,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 127,280 | $6,559,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 373,663 | $6,543,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 116,188 | $6,430,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 259,505 | $6,386,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 35,140 | $6,258,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 37,518 | $6,168,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 46,438 | $6,052,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 144,619 | $5,941,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 40,396 | $5,880,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 47,778 | $5,725,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 30,234 | $5,200,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 18,306 | $5,054,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 36,702 | $5,032,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 23,415 | $4,852,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 38,609 | $4,803,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 72,615 | $4,735,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 49,603 | $4,543,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 37,498 | $4,284,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 69,113 | $4,171,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 27,392 | $4,066,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 13,570 | $4,027,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 92,363 | $3,941,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 31,774 | $3,745,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 43,488 | $3,639,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 16,074 | $3,465,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 72,162 | $3,018,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 38,904 | $2,723,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 440,506 | $2,568,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 15,304 | $2,566,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 57,615 | $2,562,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 27,606 | $2,557,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 12,697 | $2,515,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,418 | $2,461,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 39,650 | $2,409,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 6,759 | $2,018,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 7,830 | $1,945,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 33,376 | $1,904,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 140,383 | $1,903,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 91,273 | $1,818,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 49,770 | $1,811,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 10,661 | $1,803,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 8,662 | $1,766,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 10,544 | $1,764,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 120,743 | $1,728,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 91,259 | $1,620,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 8,839 | $1,592,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 43,043 | $1,547,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 10,466 | $1,529,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 62,043 | $1,471,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 18,941 | $1,337,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 54,935 | $1,331,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 83,836 | $1,328,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 38,465 | $1,317,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 16,857 | $1,312,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 88,124 | $1,268,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 6,990 | $1,258,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 21,688 | $1,213,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 7,681 | $1,203,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 7,852 | $1,188,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 23,486 | $1,185,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 12,327 | $1,173,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 13,186 | $1,143,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 4,174 | $1,134,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 902 | $1,099,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 12,620 | $1,020,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 26,188 | $991,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 19,949 | $962,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 16,250 | $956,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 4,475 | $878,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 8,944 | $834,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 17,644 | $795,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 3,356 | $751,000 | thousands by filing date | |
| IJH | 464287507 | COM | 3,854 | $745,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 12,739 | $705,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 7,225 | $667,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 8,489 | $662,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 22,078 | $661,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,165 | $630,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 4,102 | $610,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,855 | $549,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,441 | $540,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 4,705 | $525,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 3,140 | $522,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 4,200 | $502,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,570 | $489,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 10,297 | $486,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 16,000 | $473,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,158 | $469,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 9,211 | $467,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 840 | $454,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 2,955 | $451,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 8,499 | $428,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 2,655 | $422,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 2,168 | $420,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,617 | $418,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 4,730 | $414,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 3,425 | $401,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 105,093 | $394,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 2,515 | $393,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,775 | $384,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 5,708 | $371,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 2,205 | $370,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 12,579 | $367,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 11,400 | $362,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,855 | $358,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 8,795 | $355,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,212 | $354,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 39,352 | $352,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,380 | $350,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 6,310 | $348,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 5,329 | $336,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,697 | $328,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 6,605 | $326,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,830 | $322,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 5,560 | $317,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,170 | $307,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,253 | $305,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 3,133 | $303,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 2,747 | $298,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 3,123 | $293,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,400 | $287,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 800 | $285,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 5,256 | $283,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 6,643 | $273,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,647 | $270,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 2,213 | $254,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 17,745 | $250,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,934 | $248,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 3,468 | $247,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 3,126 | $241,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 3,476 | $240,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,443 | $234,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 14,600 | $234,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 2,700 | $233,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 4,065 | $230,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,560 | $225,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 1,600 | $224,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 3,265 | $222,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 2,185 | $215,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,270 | $214,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 13,377 | $213,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 22,490 | $204,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 2,636 | $201,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 200,000 | $201,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 11,458 | $172,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 25,000 | $152,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000920112-19-000232 | this filing | 2019-10-10 | acceptance time not in the bulk data set |