13F-HR filed by Dubuque Bank & Trust Co
Dubuque Bank & Trust Co filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-10-13, with 632 holding rows worth $607,153,000.
- Accession
- 0000920112-17-000246
- Filer
- CIK 933482
- Filed
- 2017-10-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 779 entries on the cover page, a total value of $607,153,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $607,153,000 with VALUE read as thousands by filing date, 13F file number 028-10581. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 122 | $8,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 81 | $8,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 100 | $8,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 80 | $8,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 120 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 130 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 130 | $8,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 52 | $8,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 425 | $8,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 200 | $8,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 166 | $8,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 153 | $8,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 46 | $7,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 378 | $7,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 87 | $7,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 132 | $7,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 209 | $7,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 172 | $7,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 124 | $7,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 98 | $7,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 658 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 187 | $7,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 75 | $7,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 150 | $7,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 2,620 | $7,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 150 | $6,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 95 | $6,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 48 | $6,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 500 | $6,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 100 | $6,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 88 | $6,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 135 | $6,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 100 | $6,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 174 | $6,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 112 | $6,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 350 | $6,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 87 | $6,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 113 | $6,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 390 | $6,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 27 | $6,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 250 | $6,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 190 | $5,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 91 | $5,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 15 | $5,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 39 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 233 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 157 | $5,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 160 | $5,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 253 | $5,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 55 | $5,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 280 | $5,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 31 | $5,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 100 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 103 | $5,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 300 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 100 | $5,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 288 | $5,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 25 | $4,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 145 | $4,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 50 | $4,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 105 | $4,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 40 | $4,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 70 | $4,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 10 | $4,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 330 | $4,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 65 | $4,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 92 | $4,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 281 | $4,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 168 | $4,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 63 | $4,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 35 | $4,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 160 | $4,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 253 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 85 | $4,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 207 | $4,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 200 | $4,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 100 | $4,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 250 | $4,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 47 | $4,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 200 | $3,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 90 | $3,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 32 | $3,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 35 | $3,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 175 | $3,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 60 | $3,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 73 | $3,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 27 | $3,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 215 | $3,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 50 | $3,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 92 | $3,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 58 | $3,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 39 | $3,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 18 | $3,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 38 | $3,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 14 | $3,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 25 | $3,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 196 | $3,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 60 | $3,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 190 | $3,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 75 | $3,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 38 | $3,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 70 | $3,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 105 | $3,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 105 | $3,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 55 | $3,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 44 | $2,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 105 | $2,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 100 | $2,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 4 | $2,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 10 | $2,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 37 | $2,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 120 | $2,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 15 | $2,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 26 | $2,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 932 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 50 | $2,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 60 | $2,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 196 | $2,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 257 | $2,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 19 | $1,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 31 | $1,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 92 | $1,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 150 | $1,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 25 | $1,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 45 | $1,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 29 | $1,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 29 | $1,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 79 | $1,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 79 | $1,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 3,000 | $1,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 12 | $1,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000920112-17-000246 | this filing | 2017-10-13 | acceptance time not in the bulk data set |