13F-HR filed by Dubuque Bank & Trust Co
Dubuque Bank & Trust Co filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-07, with 395 holding rows worth $506,206,000.
- Accession
- 0000920112-13-000050
- Filer
- CIK 933482
- Filed
- 2013-08-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 487 entries on the cover page, a total value of $506,206,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $506,206,000 with VALUE read as thousands by filing date, 13F file number 028-10581. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HEARTLAND FINL USA INC | 42234Q102 | COM | 2,133,683 | $58,655,000 | thousands by filing date | |
| Principal Diversified Real Ass | 74254V166 | Com | 3,048,256 | $35,573,000 | thousands by filing date | |
| LORD ABBETT INVT TR | 543916688 | SHS | 5,892,589 | $26,870,000 | thousands by filing date | |
| Doubleline Total Return Bd Fd Cl I | 258620103 | MF | 1,976,151 | $21,797,000 | thousands by filing date | |
| Stone Ridge Reinsurance Risk P | 861728103 | Com | 1,841,764 | $18,307,000 | thousands by filing date | |
| VANGUARD SHORT-TERM INVESTMENT-GRADE ADM | 922031836 | BOND FUNDS | 1,468,341 | $15,653,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 94,642 | $15,182,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 331,240 | $15,108,000 | thousands by filing date | |
| Goldman Sachs Strategic Income | 38145C646 | Com | 1,123,632 | $11,776,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 266,245 | $10,458,000 | thousands by filing date | |
| PIMCO Investment Grade Corp Bo | 722005816 | Com | 901,610 | $9,521,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 106,500 | $8,690,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 151,859 | $8,231,000 | thousands by filing date | |
| PIMCO EMERGING MKTS LCL CCY AND BD INSTL | 72201F516 | BOND FUNDS | 766,660 | $7,497,000 | thousands by filing date | |
| Stone Ridge Hi Yld Reins Urance Risk Prmi | 861728400 | MF | 733,905 | $7,310,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 162,219 | $7,251,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 560,704 | $7,211,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 135,210 | $7,137,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 82,438 | $6,911,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 92,405 | $6,908,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 311,423 | $6,817,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 87,796 | $6,540,000 | thousands by filing date | |
| TCW Emerging Markets Income Fu | 87234N765 | MF | 747,189 | $6,411,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 177,700 | $6,005,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 14,876 | $5,899,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 94,915 | $5,851,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 80,875 | $5,724,000 | thousands by filing date | |
| SPRINT NEXTEL CORP | 852061100 | COM SER 1 | 811,648 | $5,698,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 288,906 | $5,171,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 147,903 | $5,020,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 392,187 | $4,930,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 69,998 | $4,878,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 67,365 | $4,667,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 41,711 | $4,381,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 97,624 | $4,315,000 | thousands by filing date | |
| STEELPATH MLP SELECT 40-I | 858268204 | MF | 348,267 | $4,249,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 117,239 | $4,191,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 18,415 | $4,143,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 100,990 | $4,031,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 48,199 | $3,916,000 | thousands by filing date | |
| 38259p508 | COM | 4,417 | $3,889,000 | thousands by filing date | ||
| Qualcomm Incorporated | 747525103 | COM | 62,465 | $3,816,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 19,963 | $3,815,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 155,395 | $3,430,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 96,977 | $3,383,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 39,199 | $3,366,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 53,386 | $3,355,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 45,630 | $3,308,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 34,936 | $2,957,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 36,070 | $2,668,000 | thousands by filing date | |
| Lihua International Inc. | 532352101 | COM | 530,208 | $2,550,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 101,743 | $2,476,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 69,445 | $2,368,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 91,230 | $2,099,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 91,900 | $2,057,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 72,630 | $2,005,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 36,987 | $1,990,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 245,880 | $1,923,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 49,835 | $1,911,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 60,395 | $1,865,000 | thousands by filing date | |
| NAVARRE CORP | 639208107 | COM | 643,833 | $1,777,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 37,555 | $1,483,000 | thousands by filing date | |
| U M H PROPERTIES INC | 903002202 | CV RED PFD-A | 53,735 | $1,420,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 37,940 | $1,145,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 112,545 | $1,124,000 | thousands by filing date | |
| RIMAGE CORP | 766721104 | COM | 134,064 | $1,117,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 35,372 | $1,110,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 11,826 | $1,068,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 117,660 | $1,059,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 25,969 | $897,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 12,460 | $896,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 9,675 | $879,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 25,950 | $860,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 35,405 | $821,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 10,326 | $683,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 13,000 | $581,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 9,255 | $559,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 7,960 | $539,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,532 | $536,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 7,890 | $523,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 16,703 | $468,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 3,945 | $400,000 | thousands by filing date | |
| ING Global Real Estate | 44980R326 | Com | 21,224 | $384,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 95,585 | $358,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 14,495 | $355,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 3,800 | $347,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 9,640 | $341,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 6,990 | $337,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 7,193 | $336,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 7,355 | $334,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 6,592 | $332,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 9,195 | $328,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 7,020 | $326,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,665 | $322,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 6,540 | $322,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 4,720 | $318,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 21,930 | $312,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,930 | $310,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 6,040 | $306,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 6,612 | $303,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 4,865 | $303,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 12,795 | $301,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 8,550 | $297,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 4,876 | $295,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,391 | $294,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,814 | $294,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,700 | $293,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 16,000 | $288,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 7,150 | $287,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 4,625 | $286,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 4,200 | $278,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,730 | $270,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 18,003 | $257,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 14,150 | $257,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 7,340 | $256,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 6,550 | $253,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 3,130 | $252,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,460 | $242,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 8,000 | $242,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 14,600 | $239,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 6,180 | $223,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,419 | $222,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 8,549 | $207,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 2,266 | $183,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,291 | $182,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 4,093 | $181,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 3,410 | $168,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,285 | $167,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 3,463 | $166,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,025 | $165,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,275 | $165,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 3,235 | $163,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 6,265 | $162,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 5,330 | $158,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 3,485 | $156,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 3,055 | $154,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,906 | $152,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,393 | $152,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 3,865 | $151,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 2,276 | $150,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,345 | $142,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,955 | $141,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 3,909 | $136,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 4,480 | $134,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 1,285 | $132,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,670 | $131,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 2,415 | $130,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,591 | $123,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 800 | $123,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,444 | $120,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 2,960 | $116,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 3,740 | $111,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 2,000 | $110,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 2,589 | $107,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 4,265 | $106,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,762 | $104,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,500 | $93,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 3,475 | $93,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,235 | $92,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 1,850 | $88,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 1,205 | $86,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 2,215 | $86,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 838 | $83,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 2,100 | $81,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 5,210 | $81,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,259 | $79,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 1,220 | $79,000 | thousands by filing date | |
| Northern Global Real Estate In | 665162541 | Com | 8,254 | $76,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,080 | $74,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 735 | $74,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 2,115 | $73,000 | thousands by filing date | |
| Fidelity High Income Fund #455 | 316146406 | Com | 7,956 | $73,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 965 | $72,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 1,200 | $71,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 368 | $71,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 2,450 | $70,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 2,700 | $69,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 2,000 | $68,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 1,047 | $67,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,000 | $65,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 1,058 | $62,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 952 | $61,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 724 | $60,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L477 | US TRES STEEP | 1,485 | $58,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 500 | $57,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 1,165 | $57,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 1,147 | $56,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 425 | $55,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 1,300 | $54,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 960 | $54,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 810 | $54,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,725 | $53,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 815 | $53,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 2,000 | $53,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 439 | $51,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 900 | $49,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 3,000 | $49,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 871 | $48,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 1,000 | $47,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 1,930 | $46,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 540 | $44,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,430 | $44,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 508 | $44,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 1,350 | $41,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 575 | $40,000 | thousands by filing date | |
| VANGUARD INTERMEDIATE-TERM TREASURY FUND-ADM | 922031828 | Com | 3,540 | $40,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 418 | $39,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 390 | $38,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 400 | $37,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 400 | $36,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 1,050 | $35,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 258 | $33,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 2,410 | $31,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 316 | $31,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 1,750 | $30,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 276 | $28,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 328 | $28,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 540 | $28,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 625 | $27,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,600 | $26,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 300 | $26,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 1,330 | $26,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 410 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 390 | $25,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 400 | $25,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 600 | $25,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 592 | $24,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 40 | $23,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 127 | $23,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 300 | $23,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 320 | $22,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 638 | $22,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 700 | $22,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 380 | $22,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 436 | $22,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 500 | $21,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 510 | $21,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 220 | $21,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 400 | $21,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 4,445 | $21,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 482 | $20,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 653 | $20,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 427 | $20,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 370 | $20,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 450 | $19,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 294 | $19,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 225 | $19,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 275 | $17,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 300 | $17,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 490 | $17,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 240 | $17,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 3,150 | $17,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 205 | $16,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 135 | $15,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 161 | $15,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 240 | $15,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 111 | $15,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 860 | $15,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 1,211 | $15,000 | thousands by filing date | |
| DWS STRATEGIC INCOME TR | 23338N104 | SHS | 1,175 | $15,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 245 | $14,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 94 | $14,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 452 | $14,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 294 | $14,000 | thousands by filing date | |
| NEWS CORP INC | 65248E104 | COMMON STOCK | 440 | $14,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 300 | $14,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 202 | $13,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 300 | $13,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 292 | $13,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 341 | $13,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 150 | $13,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 134 | $13,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 144 | $13,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 500 | $13,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 256 | $12,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 100 | $12,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 400 | $12,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 350 | $12,000 | thousands by filing date | |
| Intrcontinentalexchange | 45865V100 | COM | 65 | $12,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 1,375 | $12,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 100 | $11,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 160 | $11,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 196 | $11,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 450 | $11,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 200 | $11,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 170 | $11,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 260 | $11,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 2,000 | $11,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 318 | $11,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 216 | $11,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 226 | $11,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 220 | $11,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 337 | $11,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 170 | $11,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 176 | $10,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 585 | $10,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 339 | $10,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 110 | $9,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 160 | $9,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 120 | $9,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 152 | $9,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 127 | $9,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 200 | $9,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 100 | $9,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 400 | $9,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 182 | $8,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 346 | $8,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 136 | $8,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 120 | $8,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 228 | $8,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 100 | $7,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 100 | $7,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 50 | $7,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 120 | $7,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 8 | $7,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 500 | $7,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 1,010 | $7,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 200 | $7,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 300 | $6,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 135 | $6,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 115 | $6,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 85 | $6,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 400 | $6,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 940 | $6,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 62 | $6,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 25 | $6,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 90 | $6,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 150 | $5,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 100 | $5,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 100 | $5,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 85 | $5,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 350 | $5,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 170 | $5,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 63 | $5,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 300 | $5,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 200 | $5,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 212 | $5,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 115 | $4,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 100 | $4,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 80 | $4,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 100 | $4,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 110 | $4,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 65 | $4,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 139 | $4,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 100 | $4,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 35 | $4,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 230 | $4,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 50 | $4,000 | thousands by filing date | |
| VANGUARD WELLESLEY INCOME FD | 921938205 | ADMIRAL SHARES | 67 | $4,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 300 | $4,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 100 | $4,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 160 | $4,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 229 | $4,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 1,000 | $4,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 83 | $3,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 86 | $3,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 50 | $3,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 100 | $3,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 160 | $3,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 140 | $3,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 45 | $3,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 200 | $3,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 55 | $3,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 75 | $3,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 100 | $2,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 71 | $2,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 19 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 55 | $2,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 21 | $2,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 200 | $2,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 47 | $2,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 90 | $2,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 47 | $2,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 56 | $2,000 | thousands by filing date | |
| OXFORD RESOURCE PARTNERS LP | 691807101 | COM UNIT RP LP | 700 | $2,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 156 | $1,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 100 | $1,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 170 | $1,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 10 | $1,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 20 | $1,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 12 | $1,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 100 | $1,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 26 | $1,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 11 | $1,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 23 | $1,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 15 | $1,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 12 | $1,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 500 | $1,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 30 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BlackRock High Yield Bond Inst | 091929638 | Com | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Oppenheimer Senior Floating Ra | 68381K408 | Com | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000920112-13-000050 | this filing | 2013-08-07 | acceptance time not in the bulk data set |