13F-HR filed by SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC filed this 13F-HR for the quarter ended 2026-06-30, filed 2026-08-14, with 62 holding rows worth $125,864,799.
- Accession
- 0000919574-26-005448
- Filer
- CIK 1218583
- Filed
- 2026-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2026
A holdings report, 62 entries on the cover page, a total value of $125,864,799 stated on the cover page (in dollars after the unit check, H1), rows summing to $125,864,799 with VALUE read as dollars as filed, 13F file number 028-10361. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPeak Capital Management LLC028-18093
- included managerShepherd Kaplan, LLC028-24477
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VTI | 922908769 | COM | 33,836 | $12,520,691 | dollars as filed | |
| Apple Inc | 037833100 | COM | 30,419 | $8,801,912 | dollars as filed | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 83,929 | $8,095,791 | dollars as filed | |
| VANECK ETF TRUST | 92189F437 | COM | 275,949 | $8,068,749 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 156,870 | $5,460,645 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 71,025 | $5,133,667 | dollars as filed | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 11,907 | $4,082,142 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 82,654 | $4,021,944 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 203,522 | $3,891,341 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 24,905 | $3,693,661 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 71,141 | $3,200,634 | dollars as filed | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 32,386 | $3,138,203 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 37,820 | $3,047,171 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 53,530 | $3,023,374 | dollars as filed | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 18,122 | $2,844,557 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,446 | $2,725,124 | dollars as filed | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 22,811 | $2,517,194 | dollars as filed | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 38,300 | $2,455,030 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 24,511 | $2,363,596 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 7,704 | $2,166,352 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 196,205 | $2,126,862 | dollars as filed | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 20,910 | $2,105,039 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 9,557 | $2,033,364 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 62,488 | $1,997,751 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 13,294 | $1,828,483 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E869 | DAILY 500 1X ETF | 193,457 | $1,677,272 | dollars as filed | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 51,877 | $1,667,327 | dollars as filed | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 14,777 | $1,133,366 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E533 | STR LAR IND ETF | 11,509 | $1,118,392 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 7,939 | $1,091,867 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 10,921 | $1,020,021 | dollars as filed | |
| MAGNA INTL INC COM | 559222401 | Stock | 15,434 | $1,013,396 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,294 | $969,279 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 22,538 | $828,497 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,206 | $828,293 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 6,358 | $804,796 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 6,269 | $792,025 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 3,026 | $761,463 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 30,764 | $740,797 | dollars as filed | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 6,520 | $703,704 | dollars as filed | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 20,848 | $693,613 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 935 | $688,703 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 1,463 | $545,808 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 58,291 | $537,443 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 19,631 | $537,104 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 9,785 | $507,330 | dollars as filed | |
| ULTIMUS MANAGERS TR | 90386K589 | WEST SA MIDS ETF | 17,468 | $503,602 | dollars as filed | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 9,827 | $497,050 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 5,453 | $469,763 | dollars as filed | |
| SPY | 78462F103 | SHS | 599 | $447,301 | dollars as filed | |
| IShares Bitcoin Trust Registered | 46438F101 | SHS | 13,349 | $444,388 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 10,120 | $428,465 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 6,078 | $381,577 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 8,127 | $371,404 | dollars as filed | |
| HARBOR ETF TRUST | 41151J885 | INTERNATNAL COMP | 11,778 | $359,688 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 930 | $328,675 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 67,971 | $320,143 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 841 | $309,808 | dollars as filed | |
| PROSHARES TR | 74347X849 | INDX FD | 12,361 | $299,507 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 706 | $252,452 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 938 | $227,448 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 1,797 | $219,755 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-26-005448 | this filing | 2026-08-14 | acceptance time not in the bulk data set |