13F-HR filed by HARBERT FUND ADVISORS, LLC
HARBERT FUND ADVISORS, LLC filed this 13F-HR for the quarter ended 2024-12-31, filed 2025-02-13, with 95 holding rows worth $192,462,280.
- Accession
- 0000919574-25-001108
- Filer
- CIK 1616659
- Filed
- 2025-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2024
A holdings report, 95 entries on the cover page, a total value of $192,462,280 stated on the cover page (in dollars after the unit check, H1), rows summing to $192,462,280 with VALUE read as dollars as filed, 13F file number 028-16265. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 35,000 | $20,512,800 | dollars as filed | call |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 518,272 | $10,272,151 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 38,500 | $8,446,515 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 18,125 | $7,639,688 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 52,500 | $7,222,425 | dollars as filed | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 25,000 | $5,524,000 | dollars as filed | call |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 597,613 | $5,049,830 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 20,000 | $4,387,800 | dollars as filed | put |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 15,000 | $4,317,300 | dollars as filed | call |
| NVIDIA Corp | 67066G104 | COM | 30,000 | $4,028,700 | dollars as filed | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 339,158 | $3,988,498 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,615 | $3,873,149 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 20,250 | $3,856,410 | dollars as filed | |
| Enzo Biochem Inc | 294100102 | Common Stock | 5,175,913 | $3,697,155 | dollars as filed | |
| ACCURAY INC DEL | 004397105 | COM | 1,849,184 | $3,661,384 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 37,500 | $3,377,250 | dollars as filed | call |
| PERCEPTIVE CAPITAL SOLUTIONS | G70077105 | CL A ORD SHS | 300,000 | $3,054,000 | dollars as filed | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 100,000 | $3,044,000 | dollars as filed | call |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 466,869 | $2,950,612 | dollars as filed | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 15,000 | $2,947,650 | dollars as filed | call |
| IDENTIV INC | 45170X205 | COM NEW | 785,557 | $2,875,139 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 13,350 | $2,636,492 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 30,100 | $2,628,633 | dollars as filed | call |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 640,168 | $2,618,287 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 30,000 | $2,270,100 | dollars as filed | call |
| Visa Inc | 92826C839 | COM | 6,250 | $1,975,250 | dollars as filed | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 81,606 | $1,880,202 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 21,500 | $1,827,285 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 3,250 | $1,618,598 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 12,000 | $1,611,480 | dollars as filed | put |
| Union Pacific Corporation | 907818108 | COM | 7,000 | $1,596,280 | dollars as filed | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 57,500 | $1,592,750 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 7,000 | $1,581,230 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 4,750 | $1,576,383 | dollars as filed | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 3,025 | $1,572,546 | dollars as filed | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 15,000 | $1,567,500 | dollars as filed | call |
| Boston Scientific Corporation | 101137107 | COM | 17,500 | $1,563,100 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 11,500 | $1,544,335 | dollars as filed | call |
| MOODYS CORP COM | 615369105 | Stock | 3,250 | $1,538,453 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 2,850 | $1,500,725 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 2,875 | $1,500,635 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 8,125 | $1,478,425 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,500 | $1,463,775 | dollars as filed | put |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 3,250 | $1,453,985 | dollars as filed | |
| HUMANA INC COM | 444859102 | Stock | 5,500 | $1,395,405 | dollars as filed | call |
| UnitedHealth Group Inc | 91324P102 | COM | 2,700 | $1,365,822 | dollars as filed | call |
| ATLASSIANCORPCLASSA | 049468101 | STOK | 5,000 | $1,216,900 | dollars as filed | |
| STREAMLINE HEALTH SOLUTIONS | 86323X205 | COM NEW | 321,614 | $1,209,269 | dollars as filed | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 32,500 | $1,192,100 | dollars as filed | |
| Apple Inc | 037833100 | COM | 4,500 | $1,126,890 | dollars as filed | put |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 30,000 | $1,116,000 | dollars as filed | |
| WAYFAIR INC | 94419L101 | CL A | 25,000 | $1,108,000 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 3,500 | $1,106,140 | dollars as filed | put |
| Deere & Company | 244199105 | COM | 2,500 | $1,059,250 | dollars as filed | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 102,600 | $1,029,078 | dollars as filed | call |
| NCINO INC | 63947X101 | COM | 30,000 | $1,007,400 | dollars as filed | call |
| ALLSTATE CORP COM | 020002101 | Stock | 5,000 | $963,950 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 8,950 | $962,752 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,000 | $958,840 | dollars as filed | |
| TPG INC COM CL A | 872657101 | Stock | 15,000 | $942,600 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 10,000 | $893,200 | dollars as filed | put |
| CALUMET INC | 131428104 | COM | 40,000 | $880,800 | dollars as filed | |
| Deere & Company | 244199105 | COM | 2,000 | $847,400 | dollars as filed | put |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 37,500 | $842,625 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 5,000 | $814,650 | dollars as filed | call |
| Progressive Corporation | 743315103 | COM | 3,250 | $778,733 | dollars as filed | |
| COUPANG INC | 22266T109 | CL A | 35,000 | $769,300 | dollars as filed | |
| PRIMO BRANDS CORPORATION CLASS A COM SHS | 741623102 | Stock | 25,000 | $769,250 | dollars as filed | |
| VISTRA CORP COM | 92840M102 | Stock | 5,375 | $741,051 | dollars as filed | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 16,500 | $734,910 | dollars as filed | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 3,500 | $729,785 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 3,250 | $727,058 | dollars as filed | |
| DATADOGINCCLASSA | 23804L103 | STOK | 5,000 | $714,450 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,750 | $712,598 | dollars as filed | |
| NATERA INC COM | 632307104 | Stock | 4,500 | $712,350 | dollars as filed | |
| PERIMETER SOLUTIONS INC | 71385M107 | COMMON STOCK | 55,000 | $702,900 | dollars as filed | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 12,500 | $702,375 | dollars as filed | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 28,900 | $608,634 | dollars as filed | call |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 3,000 | $592,470 | dollars as filed | put |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 20,100 | $556,770 | dollars as filed | call |
| WAYFAIR INC | 94419L101 | CL A | 12,500 | $554,000 | dollars as filed | call |
| MasterCard, Inc | 57636Q104 | COM | 1,000 | $526,570 | dollars as filed | put |
| MOODYS CORP COM | 615369105 | Stock | 1,000 | $473,370 | dollars as filed | put |
| Walmart Inc. | 931142103 | COM | 4,625 | $417,869 | dollars as filed | |
| OKTAINCCLASSA | 679295105 | STOK | 5,000 | $394,000 | dollars as filed | call |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 2,100 | $372,393 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 400 | $356,528 | dollars as filed | put |
| Eaton Corp. Plc | G29183103 | COM | 1,000 | $331,870 | dollars as filed | put |
| Philip Morris International Inc. | 718172109 | COM | 2,500 | $300,875 | dollars as filed | call |
| S&P Global,Inc. | 78409V104 | COM | 500 | $249,015 | dollars as filed | put |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 10,000 | $224,700 | dollars as filed | call |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 500 | $223,690 | dollars as filed | put |
| TRILLER GROUP INC | 895970101 | COM | 33,182 | $78,973 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 100 | $42,150 | dollars as filed | put |
| LEDDARTECH HLDGS INC | 52328E113 | *W EXP 12/21/202 | 16,665 | $1,667 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-25-001108 | this filing | 2025-02-13 | acceptance time not in the bulk data set |