13F-HR filed by HARBERT FUND ADVISORS, LLC
HARBERT FUND ADVISORS, LLC filed this 13F-HR for the quarter ended 2024-06-30, filed 2024-08-14, with 100 holding rows worth $140,733,310.
- Accession
- 0000919574-24-004516
- Filer
- CIK 1616659
- Filed
- 2024-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2024
A holdings report, 100 entries on the cover page, a total value of $140,733,310 stated on the cover page (in dollars after the unit check, H1), rows summing to $140,733,310 with VALUE read as dollars as filed, 13F file number 028-16265. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 608,272 | $11,773,105 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 43,000 | $8,309,750 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 17,750 | $7,933,363 | dollars as filed | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 522,259 | $7,489,194 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 15,000 | $7,186,650 | dollars as filed | put |
| SPY | 78462F103 | SHS | 12,500 | $6,802,750 | dollars as filed | put |
| Enzo Biochem Inc | 294100102 | Common Stock | 5,175,913 | $5,641,745 | dollars as filed | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 618,085 | $4,221,521 | dollars as filed | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 339,158 | $4,069,896 | dollars as filed | |
| IDENTIV INC | 45170X205 | COM NEW | 785,557 | $3,377,895 | dollars as filed | |
| ACCURAY INC DEL | 004397105 | COM | 1,849,184 | $3,365,515 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 5,750 | $3,115,695 | dollars as filed | |
| PERCEPTIVE CAPITAL SOLUTIONS | G70077105 | CL A ORD SHS | 300,000 | $3,018,000 | dollars as filed | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 466,869 | $2,852,570 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 15,000 | $2,751,300 | dollars as filed | |
| ECOVYST INC | 27923Q109 | COM | 297,061 | $2,664,637 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,250 | $2,647,155 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 15,000 | $2,433,150 | dollars as filed | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 640,168 | $2,413,433 | dollars as filed | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 259,537 | $2,374,764 | dollars as filed | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 4,824,212 | $2,222,997 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 4,500 | $1,985,220 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 7,500 | $1,968,525 | dollars as filed | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 81,606 | $1,801,860 | dollars as filed | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 7,250 | $1,532,940 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 8,250 | $1,433,933 | dollars as filed | |
| SHARECARE INC | 81948W104 | COM | 873,488 | $1,179,209 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 2,500 | $1,112,125 | dollars as filed | |
| AVANTOR INC COM | 05352A100 | Stock | 50,000 | $1,060,000 | dollars as filed | |
| MOODYS CORP COM | 615369105 | Stock | 2,500 | $1,052,325 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 2,350 | $1,048,100 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,825 | $1,009,225 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 4,000 | $791,520 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,500 | $763,890 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 11,250 | $761,738 | dollars as filed | |
| VISTRA CORP COM | 92840M102 | Stock | 8,500 | $730,830 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 121,274 | $717,942 | dollars as filed | |
| PROCORE TECHNOLOGIES INC COM | 74275K108 | Stock | 10,000 | $663,100 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 10,000 | $644,900 | dollars as filed | |
| BRAZE INC | 10576N102 | COM CL A | 15,000 | $582,600 | dollars as filed | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,000 | $563,660 | dollars as filed | |
| WORKDAY INC CL A | 98138H101 | Stock | 2,500 | $558,900 | dollars as filed | |
| DATADOGINCCLASSA | 23804L103 | STOK | 4,250 | $551,183 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,000 | $550,800 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 2,750 | $550,743 | dollars as filed | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 3,000 | $549,030 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 3,500 | $547,470 | dollars as filed | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 5,750 | $531,128 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,625 | $530,933 | dollars as filed | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 3,000 | $526,080 | dollars as filed | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 13,500 | $525,555 | dollars as filed | |
| PERIMETER SOLUTIONS SA | L7579L106 | COMMON STOCK-FO | 67,000 | $524,610 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 2,000 | $521,400 | dollars as filed | put |
| Progressive Corporation | 743315103 | COM | 2,500 | $519,275 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 3,750 | $517,163 | dollars as filed | |
| Deere & Company | 244199105 | COM | 1,375 | $513,741 | dollars as filed | |
| CANADIAN PACIFIC KANSAS CITY COM | 13646K108 | Stock | 6,500 | $511,745 | dollars as filed | |
| FERRARI N V | N3167Y103 | COM | 1,250 | $510,463 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 1,500 | $510,375 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 10,500 | $510,300 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 5,500 | $509,905 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 1,625 | $509,519 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 2,250 | $509,085 | dollars as filed | |
| XYLEM INC COM | 98419M100 | Stock | 3,750 | $508,613 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,500 | $508,515 | dollars as filed | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 5,850 | $506,435 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 2,020 | $504,697 | dollars as filed | |
| QIAGEN NV | N72482149 | COMMON STOCK-FO | 12,250 | $503,353 | dollars as filed | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 10,500 | $502,950 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 6,525 | $502,490 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 5,000 | $485,200 | dollars as filed | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 18,500 | $477,300 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 1,750 | $449,925 | dollars as filed | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,700 | $380,052 | dollars as filed | call |
| NIKE,Inc. Class B | 654106103 | COM | 5,000 | $376,850 | dollars as filed | call |
| American Tower Corporation | 03027X100 | COM | 1,750 | $340,165 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 500 | $337,440 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 3,000 | $336,930 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 5,000 | $322,450 | dollars as filed | call |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 1,000 | $313,790 | dollars as filed | |
| ROKU INC COM CL A | 77543R102 | Stock | 5,000 | $299,650 | dollars as filed | call |
| NextEra Energy,Inc. | 65339F101 | COM | 4,000 | $283,240 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 6,750 | $257,648 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,850 | $253,931 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 425 | $248,217 | dollars as filed | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,850 | $246,106 | dollars as filed | |
| HCA Healthcare Inc | 40412C101 | COM | 750 | $240,960 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 5,000 | $235,900 | dollars as filed | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,500 | $228,075 | dollars as filed | |
| ATRICURE INC | 04963C209 | COM | 10,000 | $227,700 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 70,000 | $223,300 | dollars as filed | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 1,050 | $206,115 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 1,000 | $197,880 | dollars as filed | put |
| VIMEO INC | 92719V100 | COMMON STOCK | 50,000 | $186,500 | dollars as filed | |
| AMERICAN HEALTHCARE REIT INC COM SHS | 398182303 | REIT | 12,500 | $182,625 | dollars as filed | |
| PROCORE TECHNOLOGIES INC COM | 74275K108 | Stock | 1,500 | $99,465 | dollars as filed | call |
| BRAZE INC | 10576N102 | COM CL A | 2,000 | $77,680 | dollars as filed | call |
| AVANTOR INC COM | 05352A100 | Stock | 1,000 | $21,200 | dollars as filed | call |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 10,000 | $1,000 | dollars as filed | |
| LEDDARTECH HLDGS INC | 52328E113 | *W EXP 12/21/202 | 16,665 | $833 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-24-004516 | this filing | 2024-08-14 | acceptance time not in the bulk data set |