13F-HR filed by HARBERT FUND ADVISORS, LLC
HARBERT FUND ADVISORS, LLC filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-14, with 70 holding rows worth $145,897,334.
- Accession
- 0000919574-24-001095
- Filer
- CIK 1616659
- Filed
- 2024-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 70 entries on the cover page, a total value of $145,897,334 stated on the cover page (in dollars after the unit check, H1), rows summing to $145,897,334 with VALUE read as dollars as filed, 13F file number 028-16265. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Enzo Biochem Inc | 294100102 | Common Stock | 5,175,913 | $7,194,519 | dollars as filed | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 618,085 | $6,514,616 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 42,750 | $6,495,435 | dollars as filed | |
| IDENTIV INC | 45170X205 | COM NEW | 785,557 | $6,472,990 | dollars as filed | |
| PLAYAGS INC | 72814N104 | COM | 715,864 | $6,034,734 | dollars as filed | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 514,964 | $5,638,856 | dollars as filed | |
| STRATASYS LTD | M85548101 | SHS | 375,000 | $5,355,000 | dollars as filed | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 466,869 | $5,238,270 | dollars as filed | |
| ACCURAY INC DEL | 004397105 | COM | 1,849,184 | $5,233,191 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 13,875 | $5,217,555 | dollars as filed | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 208,497 | $5,214,510 | dollars as filed | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 640,168 | $4,468,373 | dollars as filed | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 177,936 | $4,462,635 | dollars as filed | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 339,158 | $4,080,071 | dollars as filed | |
| 1Stdibs.Com Inc | 320551104 | COM | 843,323 | $3,946,752 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 11,000 | $3,893,560 | dollars as filed | |
| CALLAWAY GOLF CO | 131193104 | COM | 220,000 | $3,154,800 | dollars as filed | |
| ECOVYST INC | 27923Q109 | COM | 297,061 | $2,902,286 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 5,785 | $2,864,848 | dollars as filed | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 259,537 | $2,564,226 | dollars as filed | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 4,824,212 | $2,050,290 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 32,500 | $1,878,825 | dollars as filed | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 81,606 | $1,727,599 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 10,000 | $1,474,100 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 10,000 | $1,409,300 | dollars as filed | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 38,500 | $1,328,635 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,500 | $1,316,175 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,825 | $1,307,919 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 5,000 | $1,301,750 | dollars as filed | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 5,625 | $1,301,513 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 7,650 | $1,301,265 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 8,250 | $1,300,613 | dollars as filed | |
| Deere & Company | 244199105 | COM | 3,250 | $1,299,578 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 3,850 | $1,298,836 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 2,945 | $1,297,331 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 2,750 | $1,296,790 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 16,750 | $1,295,613 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 13,300 | $1,294,489 | dollars as filed | |
| LIBERTY MEDIA CORP DEL COM LBTY ONE S C | 531229755 | Stock | 20,500 | $1,294,165 | dollars as filed | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 3,125 | $1,288,219 | dollars as filed | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 4,700 | $1,287,800 | dollars as filed | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 8,000 | $1,287,600 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,425 | $1,287,166 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 13,500 | $1,046,385 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 1,750 | $1,044,050 | dollars as filed | |
| PROCORE TECHNOLOGIES INC COM | 74275K108 | Stock | 15,000 | $1,038,300 | dollars as filed | |
| SHARECARE INC | 81948W104 | COM | 873,488 | $943,367 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 10,000 | $797,100 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 3,150 | $773,703 | dollars as filed | |
| BIO-TECHNE CORP | 09073M104 | COM | 10,000 | $771,600 | dollars as filed | |
| AVANTOR INC COM | 05352A100 | Stock | 33,650 | $768,230 | dollars as filed | |
| REPLIGEN CORP COM | 759916109 | Stock | 4,250 | $764,150 | dollars as filed | |
| AXONICS INC | 05465P101 | COM | 12,250 | $762,318 | dollars as filed | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 5,725 | $756,502 | dollars as filed | |
| MONGODB INC CL A | 60937P106 | Stock | 1,850 | $756,373 | dollars as filed | |
| GITLAB INC CLASS A COM | 37637K108 | Stock | 12,000 | $755,520 | dollars as filed | |
| WORKDAY INC CL A | 98138H101 | Stock | 2,000 | $552,120 | dollars as filed | |
| NATERA INC COM | 632307104 | Stock | 8,500 | $532,440 | dollars as filed | |
| BRAZE INC | 10576N102 | COM CL A | 10,000 | $531,300 | dollars as filed | |
| MOODYS CORP COM | 615369105 | Stock | 1,350 | $527,256 | dollars as filed | |
| HCA Healthcare Inc | 40412C101 | COM | 1,925 | $521,059 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 10,000 | $520,400 | dollars as filed | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 2,750 | $516,753 | dollars as filed | |
| SHAKE SHACK INC | 819047101 | CL A | 6,850 | $507,722 | dollars as filed | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 6,850 | $506,763 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 121,274 | $491,160 | dollars as filed | |
| JAWS MUSTANG ACQUISITION COR | G50737116 | UNIT 99/99/9999 | 40,000 | $433,200 | dollars as filed | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 57,404 | $404,698 | dollars as filed | |
| LEDDARTECH HLDGS INC | 52328E113 | *W EXP 12/21/202 | 16,665 | $1,417 | dollars as filed | |
| RMG ACQUISITION CORP III | G76088122 | *W EXP 99/99/999 | 10,000 | $650 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-24-001095 | this filing | 2024-02-14 | acceptance time not in the bulk data set |