13F-HR filed by SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-09, with 146 holding rows worth $199,690,000.
- Accession
- 0000919574-22-006329
- Filer
- CIK 1218583
- Filed
- 2022-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 146 entries on the cover page, a total value of $199,690,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $199,690,000 with VALUE read as thousands by filing date, 13F file number 028-10361. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPeak Capital Management LLC028-18093
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EQT CORP COM | 26884L109 | Stock | 478,207 | $19,487,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 303,500 | $11,664,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 306,701 | $8,045,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 138,699 | $8,021,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 120,592 | $7,251,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 49,333 | $6,818,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 57,604 | $5,902,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 124,049 | $5,586,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 90,804 | $5,313,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 18,785 | $5,016,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 104,989 | $4,947,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 35,508 | $4,658,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 33,063 | $4,522,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 61,785 | $4,104,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 115,304 | $4,040,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 37,218 | $3,245,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 171,896 | $3,125,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 274,337 | $3,026,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 29,700 | $3,013,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 37,538 | $3,009,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 26,723 | $2,940,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 67,609 | $2,922,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 94,321 | $2,789,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 11,725 | $2,539,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 106,451 | $2,374,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 65,700 | $2,300,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 173,060 | $2,056,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 17,002 | $2,048,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 19,059 | $2,028,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 24,000 | $1,986,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 66,832 | $1,746,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 90,688 | $1,509,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 57,821 | $1,494,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 7,696 | $1,447,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 34,236 | $1,446,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 4,590 | $1,402,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 6,171 | $1,391,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 20,776 | $1,385,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 55,512 | $1,374,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,426 | $1,230,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 5,254 | $1,224,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 12,665 | $1,218,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 5,730 | $1,216,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 17,388 | $1,006,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 16,238 | $875,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 5,368 | $867,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 25,500 | $855,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 67,500 | $842,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 5,100 | $833,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,617 | $817,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 167,000 | $778,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,529 | $742,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 42,700 | $738,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 28,606 | $725,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 6,651 | $711,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 127,925 | $707,000 | thousands by filing date | |
| SYNTAX ETF TR | 87166N106 | STRATIFD LRG CAP | 12,196 | $706,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,500 | $681,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 43,500 | $669,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 11,515 | $645,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 25,000 | $644,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 68,793 | $582,000 | thousands by filing date | |
| SYNTAX ETF TR | 87166N502 | STRATIFIED US TT | 15,625 | $577,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 23,538 | $560,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,200 | $545,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,823 | $519,000 | thousands by filing date | |
| SYNTAX ETF TR | 87166N403 | STRATIFIED US TT | 13,945 | $510,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 5,300 | $507,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 9,000 | $493,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 11,711 | $492,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 10,366 | $492,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 6,050 | $488,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 3,300 | $471,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 4,800 | $464,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,651 | $461,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 11,100 | $440,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 2,565 | $425,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 30,000 | $425,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,735 | $408,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 12,600 | $408,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,000 | $405,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,281 | $405,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,438 | $398,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 348,500 | $397,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 18,000 | $386,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 10,000 | $384,000 | thousands by filing date | call |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,159 | $380,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 2,500 | $378,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 4,200 | $361,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 57,000 | $355,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,300 | $352,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 9,530 | $352,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 8,100 | $338,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 3,100 | $328,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 42,765 | $323,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 21,000 | $323,000 | thousands by filing date | call |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 43,100 | $319,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 3,600 | $300,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 3,897 | $294,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 5,500 | $293,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 5,181 | $286,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 7,401 | $285,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 731 | $262,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 49,000 | $259,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 8,400 | $254,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 7,400 | $249,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 4,900 | $247,000 | thousands by filing date | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 55,800 | $246,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,574 | $243,000 | thousands by filing date | |
| TRICON RESIDENTIAL INC | 89612W102 | COM NPV | 28,000 | $242,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,700 | $228,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 4,000 | $226,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 6,000 | $223,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 30,205 | $220,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 16,200 | $217,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 14,076 | $216,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 7,500 | $211,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 4,500 | $209,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,300 | $205,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 19,000 | $202,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 18,660 | $188,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 18,000 | $183,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 45,000 | $165,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 14,700 | $135,000 | thousands by filing date | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 11,100 | $128,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 12,300 | $113,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 19,600 | $111,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088114 | UNIT 02/08/2026 | 11,000 | $109,000 | thousands by filing date | |
| SUSTAINABLE DEVELP ACQU I CO | 86934L202 | UNIT 02/04/2026 | 11,000 | $108,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 85,100 | $103,000 | thousands by filing date | call |
| SURO CAP CORP | 86887Q109 | COM NEW | 17,000 | $66,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 72,000 | $56,000 | thousands by filing date | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 12,000 | $53,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 210,000 | $51,000 | thousands by filing date | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 50,000 | $49,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 55,100 | $48,000 | thousands by filing date | call |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 36,000 | $45,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 16,700 | $41,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 10,000 | $38,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 36,000 | $32,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 24,000 | $24,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 3,000 | $22,000 | thousands by filing date | call |
| SRAX INC | 78472M106 | CL A | 13,000 | $22,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 12,000 | $20,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 20,000 | $11,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 3,000 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-22-006329 | this filing | 2022-11-09 | acceptance time not in the bulk data set |