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13F-HR filed by SHEPHERD KAPLAN KROCHUK, LLC

SHEPHERD KAPLAN KROCHUK, LLC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 195 holding rows worth $277,535,000.

Accession
0000919574-22-001017
Filed
2022-02-14
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q4 2021

A holdings report, 195 entries on the cover page, a total value of $277,535,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $277,535,000 with VALUE read as thousands by filing date, 13F file number 028-10361. The quarter's positions are built on this report. The resolved quarter.

Other managers

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
SPDR Portfolio Long Term Treasury ETF78464A664SHS619,260$26,102,000thousands by filing date
EQT CORP COM26884L109Stock677,707$14,781,000thousands by filing date
VANECK ETF TRUST92189F437COM389,681$12,848,000thousands by filing date
CALIFORNIA RES CORP13057Q305COM STOCK268,800$11,480,000thousands by filing date
Apple Inc037833100COM59,163$10,506,000thousands by filing date
INVESCO EXCH TRADED FD TR II46138E354S&P500 LOW VOL148,119$10,165,000thousands by filing date
VANGUARD SCOTTSDALE FDS92206C771SHS172,186$9,098,000thousands by filing date
SCHWAB STRATEGIC TR808524409US LCAP VA ETF117,950$8,636,000thousands by filing date
J P MORGAN EXCHANGE TRADED F46641Q761US QUALTY FCTR178,167$8,107,000thousands by filing date
FIRST TR EXCHANGE-TRADED FD336917109SHS187,255$6,659,000thousands by filing date
Berkshire Hathaway Inc084670702COM22,138$6,619,000thousands by filing date
iShares MSCI USA Momentum Factor ETF46432F396SHS31,145$5,663,000thousands by filing date
Schwab U.S. Small-Cap ETF808524607SHS52,078$5,333,000thousands by filing date
GOLDMAN SACHS ETF TR381430479ACCESS INVT GR82,396$4,457,000thousands by filing date
XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF233051630ETF187,986$4,446,000thousands by filing date
GOLDMAN SACHS ETF TR381430107ACTIVEBETA INT117,337$4,138,000thousands by filing date
Vanguard Real Estate922908553SHS33,540$3,891,000thousands by filing date
INVESCO EXCH TRADED FD TR II46138E511PFD ETF254,734$3,821,000thousands by filing date
DEVON ENERGY CORP NEW COM25179M103Stock82,746$3,645,000thousands by filing date
GOLDMAN SACHS ETF TR381430206ACTIVEBETA EME97,958$3,625,000thousands by filing date
DIAMONDBACK ENERGY INC COM25278X109Stock27,135$2,927,000thousands by filing date
DAVITA INC COM23918K108Stock25,400$2,890,000thousands by filing date
COPART INC COM217204106Stock19,048$2,888,000thousands by filing date
WHITING PETROLEUM CORP966387508COMMON STOCK43,800$2,833,000thousands by filing date
iShares Short Treasury Bond ETF464288679SHS25,043$2,765,000thousands by filing date
Microsoft Corp594918104COM8,057$2,710,000thousands by filing date
ENERGY TRANSFER L P29273V100COM UT LTD PTN325,949$2,683,000thousands by filing date
PIONEER NATURAL RESOURCES CO723787107COM13,680$2,488,000thousands by filing date
S&P Global,Inc.78409V104COM4,606$2,174,000thousands by filing date
Qualcomm Incorporated747525103COM10,949$2,002,000thousands by filing date
THE CAMPBELLS COMPANY COM134429109Stock44,450$1,932,000thousands by filing date
SCORPIO TANKERS INCY7542C130SHS150,047$1,922,000thousands by filing date
Alphabet Inc. Reg. Shares C02079K107COM657$1,901,000thousands by filing date
COTERRA ENERGY INC COM127097103Stock97,760$1,857,000thousands by filing date
Vanguard Mid-Cap ETF922908629SHS7,103$1,810,000thousands by filing date
United Parcel Service,Inc. Class B911312106COM7,876$1,688,000thousands by filing date
Thermo Fisher Scientific Inc.883556102COM2,415$1,611,000thousands by filing date
iShares S&P 500 Growth ETF464287309SHS18,729$1,567,000thousands by filing date
PPL CORP COM69351T106Stock50,184$1,509,000thousands by filing date
GENERAL DYNAMICS CORP COM369550108Stock7,210$1,503,000thousands by filing date
Vanguard S&P 500 ETF922908363COM3,411$1,489,000thousands by filing date
PRUDENTIAL FINL INC COM744320102Stock13,630$1,475,000thousands by filing date
ULTRA CLEAN HLDGS INC COM90385V107Stock22,800$1,308,000thousands by filing date
SPY78462F103SHS2,500$1,187,000thousands by filing dateput
SPROTT INC852066208COM NEW25,500$1,151,000thousands by filing date
AbbVie,Inc.00287Y109COM8,437$1,142,000thousands by filing date
VANGUARD SCOTTSDALE FDS92206C409COM13,692$1,113,000thousands by filing date
CENOVUS ENERGY INC15135U109COM90,100$1,106,000thousands by filing datecall
MAG SILVER CORP55903Q104COMMON STOCK-FO67,500$1,058,000thousands by filing date
PRETIUM RESOURCES INC74139C102COMMON STOCK-FO75,000$1,057,000thousands by filing date
Netflix, Inc64110L106COM1,745$1,051,000thousands by filing date
VANGUARD S&P SMALL-CAP 600 ETF921932828ETF4,731$994,000thousands by filing date
UnitedHealth Group Inc91324P102COM1,959$984,000thousands by filing date
SILVERCREST METALS INC828363101COM122,500$969,000thousands by filing date
NEWMONT CORP651639106COM15,176$941,000thousands by filing date
SYNTAX ETF TR87166N106STRATIFD LRG CAP12,736$908,000thousands by filing date
PepsiCo,Inc.713448108COM5,100$886,000thousands by filing date
META PLATFORMS INC CL A30303M102COM2,596$873,000thousands by filing date
PAYPALHLDGSINC70450Y103STOK4,410$832,000thousands by filing date
VALERO ENERGY CORP COM91913Y100Stock10,956$823,000thousands by filing date
ASA GOLD AND PRECIOUS MTLS LG3156P103SHS37,245$785,000thousands by filing date
NUVEEN MUN VALUE FD INC670928100COM71,833$746,000thousands by filing date
Abbott Laboratories002824100COM5,110$719,000thousands by filing date
CENTRAL SECURITIES CORP155123102COM15,990$713,000thousands by filing date
Elevance Health, Inc.036752103COM1,500$695,000thousands by filing date
GENERAL AMERICAN INVESTORS CO368802104COM15,482$684,000thousands by filing date
Coca-Cola Company191216100COM11,526$682,000thousands by filing date
NEUBERGER BERMAN MLP AND ENERG64129H104COM129,800$680,000thousands by filing date
SEAGATE TECHNOLOGY HLDNGSG7997R103ORD SHS5,947$672,000thousands by filing date
ISHARES RUSSELL MID-CAP GROWTH ETF464287481ETF5,742$662,000thousands by filing date
Goldman Sachs Access Treasury 0-1 Year ETF381430529SHS6,580$658,000thousands by filing date
iShares Treasury Floating Rate Bond ETF46434V860SHS13,100$658,000thousands by filing date
SPDR Bloomberg 1-3 Month T-Bill ETF78468R663SHS7,200$658,000thousands by filing date
WISDOMTREE FLOATING RATETREASURY FUND97717X628COM26,240$658,000thousands by filing date
GABELLI DIVID & INCOME TR36242H104COM24,300$656,000thousands by filing date
Vanguard Short-Term Treasury ETF92206C102SHS10,760$655,000thousands by filing date
ROYCE MICRO-CAP TRUST INC780915104COM56,530$653,000thousands by filing date
ADAM NAT RES FD INC00548F105COM39,541$653,000thousands by filing date
GROUP 1 AUTOMOTIVE INC COM398905109Stock3,300$644,000thousands by filing date
PIMCO ENRGY TACTICAL CR OPP FD69346N107COM SHS BEN INT49,320$635,000thousands by filing date
FRONTLINE PLC FG3682E192ORD SHS87,659$620,000thousands by filing date
Walmart Inc.931142103COM4,200$608,000thousands by filing date
RIMINI STR INC DEL76674Q107COM101,000$603,000thousands by filing date
Mondelez International,Inc. Class A609207105COM9,000$597,000thousands by filing date
Procter & Gamble Co742718109COM3,646$596,000thousands by filing date
WISDOMTREE TR97717W307US LARGECAP DIVD8,958$592,000thousands by filing date
KINDER MORGAN INC DEL COM49456B101Stock37,202$590,000thousands by filing date
Johnson & Johnson478160104COM3,410$583,000thousands by filing date
MORGAN STANLEY EMERGING MKTS617477104COM103,450$567,000thousands by filing date
COMSTOCK RES INC COM205768302Stock69,620$563,000thousands by filing date
KIRKLAND LAKE GOLD LTD49741E100COM13,300$558,000thousands by filing date
Citigroup Inc.172967424COM9,000$544,000thousands by filing date
WHEATON PRECIOUS METALS CORP COM962879102Stock12,600$541,000thousands by filing date
INVESCO EXCH TRADED FD TR II46138E420CMN11,331$536,000thousands by filing date
Alphabet Inc. Reg. Shares A02079K305COM179$519,000thousands by filing date
ENTERPRISE PRODS PARTNERS L293792107COM23,538$517,000thousands by filing date
SPDR GOLD TR78463V107GOLD SHS3,010$515,000thousands by filing date
INVACARE CORP461203101COMMON STOCK185,869$506,000thousands by filing date
Visa Inc92826C839COM2,279$494,000thousands by filing date
American Express Company025816109COM3,000$491,000thousands by filing date
MAGELLAN MIDSTREAM PARTNERS, L559080106COM UNIT RP LP10,366$481,000thousands by filing date
Bank of America Corp060505104COM10,285$458,000thousands by filing date
CROWDSTRIKE HLDGS INC22788C105COM2,219$454,000thousands by filing date
ATLAS AIR WORLDWIDE HOLDINGS I049164205COM NEW4,700$442,000thousands by filing date
PHILLIPS 66 COM718546104Stock6,050$438,000thousands by filing date
DHT HOLDINGS INCY2065G121SHS NEW82,765$430,000thousands by filing date
TRICON RESIDENTIAL INC89612W102COM NPV28,000$429,000thousands by filing date
FIDELITY NATL INFORMATION SVCS COM31620M106Stock3,897$425,000thousands by filing date
INVESCO EXCH TRADED FD TR II46138G508SR LN ETF18,650$412,000thousands by filing date
Taiwan Fund Inc/The/Md874036106COM10,890$409,000thousands by filing date
SALIENT MIDSTREAM & MLP FD79471V105SH BEN INT60,300$406,000thousands by filing date
KEARNY FINL CORP MD48716P108COM30,000$398,000thousands by filing date
ALTRA HOLDINGS INC02208R106COMMON STOCK7,500$387,000thousands by filing date
ISHARES TR464287606S&P MC 400GR ETF4,454$380,000thousands by filing date
LUMEN TECHNOLOGIES INC550241103COM30,205$379,000thousands by filing date
NEW GERMANY FD INC644465106COM24,940$369,000thousands by filing date
VTI922908769COM1,508$364,000thousands by filing date
TRAVELERS COMPANIES INC COM89417E109Stock2,300$360,000thousands by filing date
NXG CUSHING MIDSTREAM ENERGY231631300COM NEW11,630$355,000thousands by filing date
BIODELIVERY SCIENCES INTL IN09060J106COM114,000$353,000thousands by filing date
ISHARES TR CORE S&P 500 ETF464287200SHS731$349,000thousands by filing date
AT&T Inc00206R102COM14,076$346,000thousands by filing date
TRI CONTL CORP895436103COM10,380$345,000thousands by filing date
GABELLI HEALTHCARE & WELLNES36246K103SHS24,760$336,000thousands by filing date
BERRY GLOBAL GROUP INC08579W103COM4,500$332,000thousands by filing date
TOTAL RETURN SECURITIES FUND870875101COM33,380$332,000thousands by filing date
Mexico Fund Inc/The592835102COM20,920$329,000thousands by filing date
TASEKO MINES LTD COM876511106Stock160,000$328,000thousands by filing date
GABELLI GLOBAL SMALL & MID C36249W104COM20,620$328,000thousands by filing date
BLACKROCK RESOURCES & COMMODIT09257A108SHS34,910$326,000thousands by filing date
BANK OF NY MELLON CORP COM064058100Stock5,587$324,000thousands by filing date
ENERPLUS CORP292766102COM30,000$317,000thousands by filing date
CENOVUS ENERGY INC15135U109COM24,900$306,000thousands by filing date
WABTEC COM929740108Stock3,200$295,000thousands by filing date
VULCAN MATLS CO COM929160109Stock1,400$291,000thousands by filing date
Abrdn Emerging Markets00301W105COM36,680$291,000thousands by filing date
ENBRIDGE INC COM29250N105Stock7,200$281,000thousands by filing date
Adobe Inc00724F101COM490$278,000thousands by filing date
OSISKO GOLD ROYALTIES LTD68827L101COM22,500$276,000thousands by filing date
FMC CORP COM NEW302491303Stock2,500$275,000thousands by filing date
ARCH RESOURCES INC03940R107CL A3,000$274,000thousands by filing date
NVIDIA Corp67066G104COM922$271,000thousands by filing date
NUTRIEN LTD COM67077M108Stock3,600$271,000thousands by filing date
PROSHARES TR74347G705ULTRA ENERGY3,535$271,000thousands by filing date
Gilead Sciences,Inc.375558103COM3,700$269,000thousands by filing date
CNX RES CORP COM12653C108Stock18,830$259,000thousands by filing date
CORNERSTONE BLDG BRANDS INC21925D109COM14,800$258,000thousands by filing date
NEW GOLD INC CDA644535106COM170,900$256,000thousands by filing datecall
HARBORONE BANCORP INC NEW41165Y100COM NEW17,200$255,000thousands by filing date
CBRE GBL REAL ESTATE INC FD COM12504G100CEF25,990$254,000thousands by filing date
MERIT MED SYS INC COM589889104Stock4,000$249,000thousands by filing date
Vanguard Small-Cap ETF922908751SHS1,089$246,000thousands by filing date
KOREA FD INC500634209COM NEW6,970$240,000thousands by filing date
MORGAN STANLEY EMER MKTS DEB61744H105COM26,450$238,000thousands by filing date
SKYWORKS SOLUTIONS INC COM83088M102Stock1,524$236,000thousands by filing date
Amgen Inc.031162100COM1,042$235,000thousands by filing date
IAA INC449253103COM4,500$228,000thousands by filing date
VERMILION ENERGY INC COM923725105Stock18,000$227,000thousands by filing date
Vanguard Growth922908736COM703$226,000thousands by filing date
METHANEX CORP COM59151K108Stock5,700$225,000thousands by filing date
Danaher Corporation235851102COM671$221,000thousands by filing date
MARATHON OIL CORP565849106COM13,200$217,000thousands by filing datecall
JAPAN SMALLER CAPITALIZATION47109U104COM27,490$216,000thousands by filing date
ENVISTA HOLDINGS CORPORATION29415F104COM4,800$216,000thousands by filing date
AGNICO EAGLE MINES LTD COM008474108Stock4,000$213,000thousands by filing date
AZENTA INC114340102COM2,000$206,000thousands by filing date
DISCOVERY INC25470F302COM SER C9,000$206,000thousands by filing date
SUNCOR ENERGY INC NEW COM867224107Stock8,100$203,000thousands by filing date
NEXGEN ENERGY LTD COM65340P106Stock45,000$197,000thousands by filing date
GAIA INC NEW36269P104CL A20,700$177,000thousands by filing date
SRH TOTAL RETURN FUND INC101507101COM12,260$174,000thousands by filing date
ALAMOS GOLD INC COM CL A011532108Stock21,300$164,000thousands by filing datecall
TEMPLETON EMERGING MARKETS FUN880191101COM10,040$161,000thousands by filing date
NORTHERN DYNASTY MINERALS LTD COM NEW66510M204Stock450,000$147,000thousands by filing date
GTY TECHNOLOGY HOLDINGS INC362409104COM22,000$147,000thousands by filing date
ALAMOS GOLD INC COM CL A011532108Stock19,000$146,000thousands by filing date
ATI PHYSICAL THERAPY INC00216W109COM CL A43,000$146,000thousands by filing date
VOYA GLBL EQTY DIV & PREM OP92912T100COM19,671$122,000thousands by filing date
VERTEX ENERGY INC92534K107COM26,500$120,000thousands by filing date
SUSTAINABLE DEVELP ACQU I CO86934L202UNIT 02/04/202611,000$110,000thousands by filing date
RMG ACQUISITION CORP IIIG76088114UNIT 02/08/202611,000$109,000thousands by filing date
WHOLE EARTH BRANDS INC96684W100COM CL A10,000$107,000thousands by filing date
ANTERO MIDSTREAM CORP COM03676B102Stock10,300$100,000thousands by filing date
KINROSS GOLD CORP496902404COM16,500$96,000thousands by filing date
IMAC HLDGS INC44967K104COM84,550$96,000thousands by filing date
GRAN TIERRA ENERGY INC38500T101COM125,000$95,000thousands by filing datecall
GOLD RESOURCE CORP38068T105COMMON STOCK40,702$63,000thousands by filing date
ION GEOPHYSICAL CORP462044AJ7Bond74,000$60,000thousands by filing date
TILRAY BRANDS INC88688TAB6NOTE 5.000%10/050,000$49,000thousands by filing date
TRANSOCEAN LTD REGISTERED SHSH8817H100Stock11,100$31,000thousands by filing datecall
GALECTIN THERAPEUTICS INC363225202COMMON STOCK12,000$25,000thousands by filing date
NEW GOLD INC CDA644535106COM15,000$23,000thousands by filing date
TRANSOCEAN LTD REGISTERED SHSH8817H100Stock6,000$17,000thousands by filing date
FRONTLINE PLC FG3682E192ORD SHS2,400$17,000thousands by filing datecall
MAG SILVER CORP55903Q104COMMON STOCK-FO200$3,000thousands by filing datecall

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0000919574-22-001017this filing2022-02-14acceptance time not in the bulk data set