13F-HR filed by TOCQUEVILLE ASSET MANAGEMENT L.P.
TOCQUEVILLE ASSET MANAGEMENT L.P. filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 727 holding rows worth $6,750,157,000.
- Accession
- 0000919574-21-006959
- Filer
- CIK 883961
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 727 entries on the cover page, a total value of $6,750,157,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,750,157,000 with VALUE read as thousands by filing date, 13F file number 028-03589. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTOCQUEVILLE TRUST028-10558
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROSS STORES INC COM | 778296103 | Stock | 5,517 | $601,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 33,780 | $601,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 1,500 | $597,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 2,548 | $592,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 1,218 | $590,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 13,214 | $587,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP CUM RED | 530307503 | PREFERR | 20,956 | $584,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 5,690 | $583,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 105,000 | $583,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 13,700 | $578,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 5,090 | $576,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 39,650 | $565,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 23,700 | $560,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 25,754 | $557,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 8,700 | $556,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 20,000 | $555,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 18,200 | $552,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 4,600 | $549,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 4,642 | $546,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 9,120 | $546,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 4,728 | $532,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 1,250 | $526,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,989 | $525,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 16,945 | $522,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 310 | $521,000 | thousands by filing date | |
| HANNOVER RUECKVERSICHER ADR | 410693105 | COM | 5,920 | $519,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 25,500 | $518,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 2,500 | $517,000 | thousands by filing date | |
| VANGUARD PRIMECAP ADM | 921936209 | EQUITY FUNDS | 2,953 | $517,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 6,500 | $516,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 6,189 | $511,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 1,500 | $511,000 | thousands by filing date | |
| JPMORGAN CHASE & CO JR | 48128BAG6 | Corporate Bond | 500,000 | $511,000 | thousands by filing date | principal |
| TREX CO INC | 89531P105 | COM | 5,000 | $510,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 3,843 | $507,000 | thousands by filing date | |
| Blackstone Real Estate Income Trust Inc Cl D | 09259K302 | Equity | 39,785 | $502,000 | thousands by filing date | |
| American Express Co | 025816BJ7 | COM | 500,000 | $501,000 | thousands by filing date | principal |
| General Electric Company | 369604301 | COM | 4,855 | $500,000 | thousands by filing date | |
| Eaton Vance Connecticut Municipal Income Fund | 27826Y787 | COM | 48,726 | $500,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 4,312 | $499,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 2,500 | $499,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 23,861 | $498,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 12,000 | $491,000 | thousands by filing date | |
| VANGUARD MUN BD FD | 922907845 | SHS | 40,830 | $491,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 30,000 | $490,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 3,500 | $488,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 5,059 | $483,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 4,350 | $481,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 9,400 | $480,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 27,000 | $480,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 2,000 | $476,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,310 | $473,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 4,686 | $472,000 | thousands by filing date | |
| VANGUARD INTERM-TERM BOND INDEX ADM | 921937801 | BOND FUNDS | 38,663 | $469,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 1,950 | $464,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,670 | $463,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 13,900 | $463,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 9,250 | $461,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 1,000 | $459,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 8,253 | $458,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 11,710 | $457,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 6,530 | $456,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 9,261 | $453,000 | thousands by filing date | |
| LVMH MOET HENNESSY LOUIS VUITTON | F58485115 | COMMON STOCK | 630 | $453,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 2,500 | $452,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,048 | $451,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 3,005 | $449,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 5,600 | $443,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 6,291 | $441,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 5,570 | $441,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 4,135 | $440,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,540 | $439,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 12,260 | $438,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 3,600 | $436,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 4,200 | $428,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 5,146 | $426,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 13,631 | $425,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 19,300 | $420,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 15,100 | $413,000 | thousands by filing date | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 1,800 | $409,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 14,550 | $406,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 1,500 | $406,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 4,075 | $391,000 | thousands by filing date | |
| I-Pulse Inc (pvt) | 8AMCS0752 | COM | 36,202 | $391,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 58,325 | $390,000 | thousands by filing date | |
| FIDELITY CAPITAL & INCOME | 316062108 | BOND FUNDS | 34,039 | $386,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 3,591 | $380,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 15,750 | $377,000 | thousands by filing date | |
| WELLS FARGO CO NEW DEP SHS P | 949746RG8 | COM | 350,000 | $377,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 28,531 | $373,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 3,000 | $372,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 3,244 | $372,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 1,430 | $368,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 7,180 | $367,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 3,513 | $365,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 3,000 | $362,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 6,522 | $360,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 40,368 | $359,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 8,375 | $355,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 2,000 | $354,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 4,300 | $352,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 750 | $349,000 | thousands by filing date | |
| MANULIFE FINANCIAL CORP | 56501R957 | EQUITY | 17,950 | $345,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 1,132 | $344,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 2,000 | $344,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 9,000 | $343,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 85,000 | $336,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,300 | $333,000 | thousands by filing date | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 31,820 | $331,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 4,957 | $328,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 9,000 | $327,000 | thousands by filing date | |
| OAKMARK INVESTOR | 413838103 | MFA | 2,830 | $327,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 9,050 | $323,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 10,970 | $320,000 | thousands by filing date | |
| SIEMENS AG | D69671218 | COM | 1,930 | $317,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 8,125 | $316,000 | thousands by filing date | |
| PNC FINANCIAL 6.125% $1.53125 PFD | 693475857 | PREFERRED | 12,100 | $314,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 12,788 | $310,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 6,798 | $309,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 1,500 | $307,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 4,348 | $306,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 4,900 | $305,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 935 | $299,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 4,152 | $299,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 123,900 | $299,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 2,950 | $297,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 830 | $295,000 | thousands by filing date | |
| VIMEO INC | 92719V100 | COMMON STOCK | 10,032 | $295,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 9,567 | $292,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 2,000 | $291,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,393 | $291,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 12,500 | $290,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,076 | $286,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 8,262 | $286,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 4,095 | $282,000 | thousands by filing date | |
| EDGEWOOD GROWTH FUND INSTL CLASS | 0075W0759 | Mutual Fund | 4,500 | $282,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 72,400 | $282,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 10,000 | $280,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 1,616 | $280,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 4,765 | $279,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 8,600 | $274,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 2,914 | $273,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 8,900 | $273,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 2,897 | $272,000 | thousands by filing date | |
| NUVEEN LARGE CAP GR IDX R6 | 87244W680 | EQUITY FUNDS | 4,831 | $272,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 2,500 | $270,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 7,790 | $270,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1,300 | $270,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 10,000 | $268,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 2,500 | $267,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 74,000 | $267,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 3,103 | $266,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 2,063 | $265,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 3,200 | $264,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 3,280 | $263,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 3,276 | $263,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 93,000 | $258,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 9,000 | $256,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 1,700 | $255,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 3,448 | $255,000 | thousands by filing date | |
| WALMART DE MEXICO SPON ADR SER V | 93114W107 | COM | 7,500 | $255,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,110 | $253,000 | thousands by filing date | |
| AT Mid Cap Equity Fund Institutional Class | 00769G477 | COM | 11,257 | $252,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 2,935 | $249,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 14,897 | $249,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 940 | $246,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 766 | $245,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 1,626 | $245,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 3,303 | $244,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 4,350 | $244,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 5,070 | $244,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,753 | $243,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1,470 | $242,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 2,716 | $236,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 9,550 | $236,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 3,507 | $234,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 7,015 | $234,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 18,179 | $232,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 1,000 | $231,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 7,798 | $230,000 | thousands by filing date | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 16,150 | $228,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 575 | $227,000 | thousands by filing date | |
| EATON VANCE CA MUNICIPAL | 27826Y795 | EICAX | 20,624 | $227,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 2,167 | $226,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 2,275 | $226,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 12,525 | $225,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 3,023 | $224,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 4,306 | $221,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 24,580 | $221,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 3,125 | $220,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 1,666 | $220,000 | thousands by filing date | |
| Vanguard Equity Income Adml | 921921300 | ETF | 2,425 | $218,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,151 | $217,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 45 | $216,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 4,843 | $216,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 736 | $214,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 6,515 | $214,000 | thousands by filing date | |
| SCHWAB FUNDS VALUE ADV | 808515605 | SWVXX | 211,533 | $212,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 249 | $209,000 | thousands by filing date | |
| T. ROWE PRICE COMM & TECH INVESTOR | 741454102 | NTF EQUITY FUNDS | 1,022 | $207,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 50,080 | $206,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 6,049 | $205,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 170 | $203,000 | thousands by filing date | |
| So. Cal Edison 6.25% Perp/Call | 842400FU2 | PFD | 200,000 | $202,000 | thousands by filing date | principal |
| LONGLEAF PARTNERS PARTNERS FUND NO-LOAD | 543069108 | Mutual Fund | 7,963 | $201,000 | thousands by filing date | |
| PIMCO ALL ASSET FUND INST'L CLASS | 722005626 | Mutual Fund | 15,390 | $196,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 10,197 | $180,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 10,100 | $173,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 24,010 | $151,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120202 | COM NEW | 14,850 | $135,000 | thousands by filing date | |
| VANGUARD CA INTERM-TERM TAX-EXEMPT ADM | 922021407 | BOND | 10,511 | $128,000 | thousands by filing date | |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 13,800 | $123,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 13,750 | $115,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 151,960 | $112,000 | thousands by filing date | |
| Fila Spa | T4R96P184 | COM | 10,000 | $112,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 49,500 | $105,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 15,909 | $104,000 | thousands by filing date | |
| VANGUARD FEDERAL MMKT-INV | 922906300 | SHS | 100,000 | $100,000 | thousands by filing date | |
| ACURX PHARMACEUTICALS INC | 00510M104 | COM | 19,100 | $98,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 15,638 | $83,000 | thousands by filing date | |
| RIV Capital | 768014102 | COM | 70,400 | $83,000 | thousands by filing date | |
| Prosegur Cash | E8S56X108 | COM | 93,970 | $76,000 | thousands by filing date | |
| Energy Fuels | 33812R109 | COM | 67,700 | $44,000 | thousands by filing date | |
| FALCON OIL & GAS LTD COM | 306071101 | SHS | 40,000 | $5,000 | thousands by filing date | |
| China Telecom | Y1505D102 | COM | 20,000 | $4,000 | thousands by filing date | |
| SPROUTLY CDA INC SHS | 85209J108 | Common Stock | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Kraken Robotics Inc. WTS $0.60 | 50077N110 | COM | 1,250,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-21-006959 | this filing | 2021-11-15 | acceptance time not in the bulk data set |