13F-HR filed by TWO SIGMA SECURITIES, LLC
TWO SIGMA SECURITIES, LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-17, with 794 holding rows worth $1,807,012,000.
- Accession
- 0000919574-21-003680
- Filer
- CIK 1450144
- Filed
- 2021-05-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 794 entries on the cover page, a total value of $1,807,012,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,807,012,000 with VALUE read as thousands by filing date, 13F file number 028-16740. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,729 | $260,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 345 | $260,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 2,459 | $258,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 2,954 | $258,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,400 | $258,000 | thousands by filing date | call |
| GENERAC HLDGS INC | 368736104 | COM | 788 | $258,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 4,700 | $258,000 | thousands by filing date | call |
| BLACKLINE, INC. | 09239B109 | COM | 2,368 | $257,000 | thousands by filing date | |
| Direxion Daily S&P 500 Bear 3X Shares | 25460E265 | ETF | 8,200 | $257,000 | thousands by filing date | call |
| CVS Health Corporation | 126650100 | COM | 3,404 | $256,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1,970 | $256,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 5,496 | $256,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 9,629 | $256,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 8,057 | $256,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,460 | $256,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,739 | $256,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 6,729 | $256,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 4,300 | $256,000 | thousands by filing date | call |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 675 | $256,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 4,653 | $255,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 17,365 | $255,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 862 | $254,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 15,700 | $254,000 | thousands by filing date | put |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 1,507 | $253,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 4,875 | $253,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,500 | $252,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 5,092 | $252,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,303 | $251,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 5,200 | $251,000 | thousands by filing date | put |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 1,422 | $251,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,100 | $251,000 | thousands by filing date | put |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 1,968 | $250,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,037 | $250,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,200 | $250,000 | thousands by filing date | call |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 2,082 | $250,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 10,246 | $249,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 2,961 | $249,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 990 | $249,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 4,639 | $248,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 5,268 | $248,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 5,100 | $246,000 | thousands by filing date | call |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 1,730 | $245,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,930 | $245,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 3,964 | $245,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 2,867 | $244,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1,806 | $244,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 1,778 | $244,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 4,527 | $244,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 4,743 | $244,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,200 | $243,000 | thousands by filing date | put |
| SNAP INC | 83304A106 | CL A | 4,642 | $243,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 3,321 | $242,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 918 | $242,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 2,500 | $241,000 | thousands by filing date | put |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 3,839 | $241,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 4,039 | $241,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 4,021 | $241,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 4,627 | $241,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 1,821 | $239,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 500 | $238,000 | thousands by filing date | put |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,777 | $238,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 3,771 | $238,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 400 | $238,000 | thousands by filing date | put |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 6,000 | $237,000 | thousands by filing date | call |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 559 | $237,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 2,693 | $237,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 57,937 | $237,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 638 | $236,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 1,743 | $236,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 32,134 | $236,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 2,235 | $236,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 100 | $233,000 | thousands by filing date | call |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 5,200 | $233,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 863 | $233,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 9,456 | $233,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,460 | $231,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 3,172 | $231,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 3,272 | $231,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 4,000 | $230,000 | thousands by filing date | call |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 3,000 | $230,000 | thousands by filing date | put |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 38,615 | $230,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 10,100 | $229,000 | thousands by filing date | call |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 2,928 | $229,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 16,602 | $228,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 47,160 | $228,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 3,418 | $227,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 4,453 | $227,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 757 | $226,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 3,200 | $225,000 | thousands by filing date | put |
| AUTOZONE INC COM | 053332102 | Stock | 160 | $225,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 8,354 | $225,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 3,057 | $224,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 2,500 | $224,000 | thousands by filing date | put |
| ETSY INC | 29786A106 | COM | 1,100 | $222,000 | thousands by filing date | put |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 200 | $221,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 9,240 | $221,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 8,766 | $221,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 3,467 | $221,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 8,906 | $220,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 17,895 | $220,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 9,658 | $219,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 677 | $219,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 3,178 | $219,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 11,621 | $218,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 10,200 | $217,000 | thousands by filing date | put |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,129 | $217,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 3,722 | $216,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 1,527 | $216,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 25,445 | $216,000 | thousands by filing date | |
| IAC INTERACTIVECORP NEW | 44891N109 | COM | 1,000 | $216,000 | thousands by filing date | put |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 4,400 | $215,000 | thousands by filing date | put |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 2,339 | $215,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 6,224 | $214,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 3,573 | $214,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 1,972 | $214,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,300 | $213,000 | thousands by filing date | call |
| Duke Energy Corporation | 26441C204 | COM | 2,200 | $212,000 | thousands by filing date | call |
| BIOGEN INC COM | 09062X103 | Stock | 759 | $212,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 4,774 | $212,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 4,129 | $212,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E869 | DAILY 500 1X ETF | 12,286 | $212,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 4,948 | $211,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 921 | $211,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 4,768 | $211,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 3,800 | $210,000 | thousands by filing date | put |
| GARMIN LTD SHS | H2906T109 | Stock | 1,596 | $210,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,417 | $210,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,134 | $209,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 2,479 | $209,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 1,100 | $209,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 1,827 | $208,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 8,749 | $208,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 2,067 | $208,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 6,221 | $208,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 2,120 | $207,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 331 | $207,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 3,312 | $206,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 823 | $205,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 1,340 | $205,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,014 | $205,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 600 | $205,000 | thousands by filing date | put |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,016 | $204,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 1,533 | $204,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 600 | $204,000 | thousands by filing date | call |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 3,493 | $204,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 4,500 | $203,000 | thousands by filing date | put |
| II VI INC | 902104108 | COM | 2,950 | $202,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 1,487 | $201,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 23,800 | $201,000 | thousands by filing date | call |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 7,143 | $201,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 11,116 | $201,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 1,065 | $200,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 8,600 | $200,000 | thousands by filing date | put |
| BAXTER INTL INC | 071813109 | COM | 2,376 | $200,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 10,700 | $197,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 16,000 | $196,000 | thousands by filing date | call |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 18,018 | $191,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 14,480 | $190,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 163,058 | $184,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 17,341 | $181,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 29,619 | $180,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 17,047 | $179,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 33,408 | $178,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 15,066 | $176,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 10,089 | $167,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 17,663 | $166,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G807 | FUND | 13,094 | $161,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 17,170 | $159,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 47,594 | $157,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 11,100 | $155,000 | thousands by filing date | put |
| VIATRIS INC COM | 92556V106 | Stock | 10,928 | $153,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 13,543 | $146,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 19,988 | $145,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 29,128 | $138,000 | thousands by filing date | |
| CAN FITE BIOPHARMA LTD | 13471N201 | SPONSORED ADS | 54,053 | $134,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 14,471 | $132,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 32,790 | $131,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 20,100 | $130,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 11,200 | $129,000 | thousands by filing date | put |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 19,774 | $125,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 11,088 | $125,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 41,954 | $123,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 90,943 | $122,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 18,002 | $121,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 17,145 | $120,000 | thousands by filing date | |
| THOMA BRAVO ADVANTAGE | G88272102 | COM CL A | 11,493 | $120,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 84,804 | $114,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 26,240 | $113,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 27,224 | $111,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 14,152 | $109,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 10,840 | $108,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 15,401 | $107,000 | thousands by filing date | |
| J JILL INC | 46620W201 | COMMON STOCK | 10,747 | $105,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 25,066 | $104,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 10,107 | $103,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 23,497 | $102,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR | 37185R307 | NEW SPONSRD ADR | 23,686 | $99,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 10,172 | $97,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 10,809 | $97,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 13,806 | $97,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 40,057 | $94,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 10,615 | $93,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 21,726 | $88,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 11,634 | $88,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 81,930 | $86,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 21,400 | $85,000 | thousands by filing date | put |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 31,392 | $84,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 10,979 | $81,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 16,721 | $78,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 11,663 | $75,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 15,767 | $73,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 12,142 | $73,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 12,683 | $72,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 42,896 | $67,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 31,789 | $66,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 13,110 | $65,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 28,083 | $64,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 16,384 | $63,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 10,589 | $62,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 43,054 | $61,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 53,609 | $58,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 10,267 | $58,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 17,558 | $58,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 12,182 | $57,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 13,918 | $54,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 12,203 | $53,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 47,436 | $52,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 12,990 | $51,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 10,374 | $51,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 10,873 | $51,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 15,754 | $51,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 18,578 | $50,000 | thousands by filing date | |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 35,108 | $50,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644148 | SHS NEW | 11,396 | $50,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 11,657 | $49,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255807 | COM | 14,419 | $49,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 14,046 | $48,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 12,609 | $48,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 16,538 | $47,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 25,682 | $47,000 | thousands by filing date | |
| HISTOGEN INC | 43358Y103 | COM | 35,218 | $46,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 45,766 | $45,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 12,046 | $42,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 26,115 | $40,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 32,523 | $40,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C201 | COMMON STOCK-FO | 12,292 | $39,000 | thousands by filing date | |
| AIKIDO PHARMA INC | 008875106 | COM | 33,223 | $38,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 11,188 | $37,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 17,009 | $37,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 11,624 | $36,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 10,447 | $34,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 45,173 | $33,000 | thousands by filing date | |
| MMTEC INC | G6181K106 | SHS | 12,647 | $32,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 13,639 | $31,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 17,134 | $31,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 17,447 | $31,000 | thousands by filing date | |
| MEDIGUS LTD SPON ADS NEW | 58471G300 | ADR | 13,764 | $31,000 | thousands by filing date | |
| ENSERVCO CORP | 29358Y201 | COM NEW | 17,489 | $30,000 | thousands by filing date | |
| METEN HOLDING GROUP LTD | G6055H114 | ORD SHS | 12,367 | $30,000 | thousands by filing date | |
| INPIXON | 45790J800 | COM | 24,643 | $30,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 48,317 | $29,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 11,429 | $28,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 12,449 | $28,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 24,591 | $28,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 10,402 | $27,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 12,897 | $27,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 10,536 | $27,000 | thousands by filing date | |
| ALARUM TECHNOLOGIES LTD SPONSORD ADS NEW | 78643B401 | ADR | 19,597 | $26,000 | thousands by filing date | |
| INSPIREMD INC | 45779A853 | COM | 37,615 | $25,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 15,291 | $24,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y180 | COM | 12,949 | $24,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 18,522 | $23,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 10,504 | $23,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 22,106 | $23,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 15,414 | $22,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 19,612 | $22,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 11,723 | $21,000 | thousands by filing date | |
| Kintara Therapeutics, Inc. | 49720K101 | Equities | 12,092 | $21,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 15,446 | $19,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 16,600 | $19,000 | thousands by filing date | call |
| LM FDG AMER INC COM NEW | 502074305 | Stock | 14,043 | $18,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 14,247 | $17,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 22,924 | $16,000 | thousands by filing date | |
| LION GROUP HOLDING LTD | 53620U110 | *W EXP 06/16/202 | 23,811 | $13,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 17,567 | $12,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 18,548 | $12,000 | thousands by filing date | |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 10,762 | $12,000 | thousands by filing date | |
| ORAGENICS INC | 684023302 | COM PAR | 10,686 | $10,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D116 | *W EXP 12/31/202 | 35,874 | $9,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 13,303 | $8,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 21,841 | $7,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 22,130 | $6,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A168 | RIGHT 04/14/2021 | 37,958 | $4,000 | thousands by filing date | |
| ONCONOVA THERAPEUTICS INC | 68232V116 | *W EXP 07/11/202 | 12,835 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-21-003680 | this filing | 2021-05-17 | acceptance time not in the bulk data set |