13F-HR filed by HARBERT FUND ADVISORS, LLC
HARBERT FUND ADVISORS, LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-17, with 26 holding rows worth $211,942,000.
- Accession
- 0000919574-21-003589
- Filer
- CIK 1616659
- Filed
- 2021-05-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 26 entries on the cover page, a total value of $211,942,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $211,942,000 with VALUE read as thousands by filing date, 13F file number 028-16265. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 465,000 | $40,539,000 | thousands by filing date | put |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 849,985 | $25,193,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 1,000,000 | $22,960,000 | thousands by filing date | call |
| Enzo Biochem Inc | 294100102 | Common Stock | 5,175,913 | $17,805,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 440,100 | $11,737,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 145,000 | $10,470,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 1,367,522 | $9,244,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 735,213 | $8,426,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 3,966,637 | $8,132,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 195,000 | $8,120,000 | thousands by filing date | |
| ISOS ACQUISITION CORP | g4962c120 | COM | 750,000 | $7,470,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 160,534 | $6,341,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 573,913 | $6,238,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 250,000 | $5,740,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 165,000 | $4,881,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 265,000 | $4,714,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 81,606 | $2,540,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 80,700 | $2,262,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 198,198 | $1,899,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 152,505 | $1,617,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 442,270 | $1,243,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 3,500 | $1,082,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 28,587 | $942,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 41,495 | $813,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 55,500 | $783,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 190,500 | $751,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-21-003589 | this filing | 2021-05-17 | acceptance time not in the bulk data set |