13F-HR filed by HARBERT FUND ADVISORS, LLC
HARBERT FUND ADVISORS, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 18 holding rows worth $132,008,000.
- Accession
- 0000919574-21-001075
- Filer
- CIK 1616659
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 18 entries on the cover page, a total value of $132,008,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $132,008,000 with VALUE read as thousands by filing date, 13F file number 028-16265. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 822,477 | $23,514,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 54,000 | $20,189,000 | thousands by filing date | put |
| Enzo Biochem Inc | 294100102 | Common Stock | 5,620,681 | $14,164,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 1,367,522 | $10,927,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 30,000 | $9,412,000 | thousands by filing date | put |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 281,606 | $9,349,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 840,351 | $5,361,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 3,341,637 | $5,213,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 324,177 | $5,145,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 604,266 | $5,136,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 551,372 | $3,915,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 97,936 | $3,770,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 1,889,890 | $3,704,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 112,700 | $3,496,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 299,116 | $3,245,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 210,000 | $2,682,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 102,200 | $1,948,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 61,000 | $838,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-21-001075 | this filing | 2021-02-16 | acceptance time not in the bulk data set |