13F-HR filed by TWO SIGMA SECURITIES, LLC
TWO SIGMA SECURITIES, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-16, with 1,267 holding rows worth $4,892,979,000.
- Accession
- 0000919574-20-007125
- Filer
- CIK 1450144
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 1,267 entries on the cover page, a total value of $4,892,979,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,892,979,000 with VALUE read as thousands by filing date, 13F file number 028-16740. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CANTEL MEDICAL CORP | 138098108 | COM | 5,500 | $242,000 | thousands by filing date | put |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 12,139 | $242,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 6,600 | $241,000 | thousands by filing date | put |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 2,700 | $241,000 | thousands by filing date | put |
| HANESBRANDS INC | 410345102 | COM | 15,300 | $241,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 17,949 | $241,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 15,200 | $240,000 | thousands by filing date | call |
| VTI | 922908769 | COM | 1,400 | $238,000 | thousands by filing date | put |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,600 | $238,000 | thousands by filing date | call |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 600 | $237,000 | thousands by filing date | put |
| NORTHERN LTS FD TR IV | 66538H666 | FRMLAFOLIOS TATL | 9,906 | $237,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 41,400 | $236,000 | thousands by filing date | call |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 3,302 | $236,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 42,255 | $236,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 7,120 | $236,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 5,441 | $235,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 2,910 | $235,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 1,055 | $235,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 9,530 | $235,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 998 | $235,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 1,500 | $235,000 | thousands by filing date | call |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 1,300 | $235,000 | thousands by filing date | put |
| SEATTLE GENETICS INC | 812578102 | COM | 1,200 | $235,000 | thousands by filing date | call |
| KROGER CO COM | 501044101 | Stock | 6,900 | $234,000 | thousands by filing date | call |
| IDEX CORP COM | 45167R104 | Stock | 1,284 | $234,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 3,000 | $233,000 | thousands by filing date | put |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 980 | $233,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 1,800 | $232,000 | thousands by filing date | call |
| MONGODB INC CL A | 60937P106 | Stock | 1,000 | $232,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 8,000 | $232,000 | thousands by filing date | call |
| BRINKER INTL INC COM | 109641100 | Stock | 5,400 | $231,000 | thousands by filing date | call |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,100 | $231,000 | thousands by filing date | put |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 23,479 | $231,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 4,000 | $231,000 | thousands by filing date | put |
| GRUBHUB INC | 400110102 | COM | 3,200 | $231,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 3,866 | $230,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 15,179 | $230,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 19,696 | $230,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 6,100 | $229,000 | thousands by filing date | put |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,159 | $228,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 4,900 | $227,000 | thousands by filing date | call |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 4,400 | $226,000 | thousands by filing date | call |
| USBANCORPDEL | 902973304 | COM NEW | 6,300 | $226,000 | thousands by filing date | call |
| MARATHON PETE CORP COM | 56585A102 | Stock | 7,700 | $226,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,800 | $225,000 | thousands by filing date | call |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 3,000 | $225,000 | thousands by filing date | call |
| Schlumberger Limited | 806857108 | COM | 14,300 | $223,000 | thousands by filing date | call |
| SUN CMNTYS INC COM | 866674104 | REIT | 1,583 | $223,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,055 | $223,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 2,500 | $223,000 | thousands by filing date | put |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,272 | $222,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 2,200 | $222,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 878 | $222,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 6,051 | $221,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 1,800 | $221,000 | thousands by filing date | call |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,634 | $220,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 3,700 | $220,000 | thousands by filing date | call |
| EQUIFAX INC COM | 294429105 | Stock | 1,400 | $220,000 | thousands by filing date | put |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 18,000 | $220,000 | thousands by filing date | put |
| DEXCOM INC COM | 252131107 | Stock | 534 | $220,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 7,101 | $220,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 2,300 | $219,000 | thousands by filing date | call |
| ISHARES TR | 464287192 | US TRSPRTION | 1,100 | $219,000 | thousands by filing date | call |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,150 | $218,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 700 | $218,000 | thousands by filing date | put |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 700 | $218,000 | thousands by filing date | call |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 9,200 | $218,000 | thousands by filing date | put |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 3,146 | $217,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 4,600 | $217,000 | thousands by filing date | call |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 900 | $217,000 | thousands by filing date | put |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 900 | $217,000 | thousands by filing date | call |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 22,800 | $217,000 | thousands by filing date | put |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 3,195 | $216,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,000 | $216,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 1,024 | $215,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,401 | $215,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 11,700 | $214,000 | thousands by filing date | call |
| DROPBOX INC CL A | 26210C104 | Stock | 11,100 | $214,000 | thousands by filing date | call |
| NIKE,Inc. Class B | 654106103 | COM | 1,697 | $213,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 4,605 | $213,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 2,152 | $213,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 1,755 | $213,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 539 | $213,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 2,900 | $213,000 | thousands by filing date | call |
| BXP INC COM | 101121101 | REIT | 2,655 | $213,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 995 | $213,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 5,152 | $213,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 2,662 | $212,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 3,200 | $212,000 | thousands by filing date | call |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 3,586 | $212,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 4,500 | $211,000 | thousands by filing date | put |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 895 | $210,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 276 | $210,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 9,300 | $210,000 | thousands by filing date | call |
| ISHARES TR | 464288752 | US HOME CONS ETF | 3,700 | $210,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 5,599 | $210,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 8,994 | $210,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 5,400 | $209,000 | thousands by filing date | put |
| SEATTLE GENETICS INC | 812578102 | COM | 1,061 | $208,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 4,126 | $207,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 6,572 | $207,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 4,420 | $207,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 10,200 | $207,000 | thousands by filing date | call |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 1,700 | $206,000 | thousands by filing date | call |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 5,582 | $206,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 2,000 | $206,000 | thousands by filing date | put |
| WPX ENERGY INC | 98212B103 | COM | 42,078 | $206,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 7,287 | $206,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 3,807 | $205,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 700 | $205,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 13,100 | $205,000 | thousands by filing date | put |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 9,600 | $205,000 | thousands by filing date | put |
| HORMEL FOODS CORP COM | 440452100 | Stock | 4,200 | $205,000 | thousands by filing date | call |
| Eaton Corp. Plc | G29183103 | COM | 2,000 | $204,000 | thousands by filing date | put |
| METLIFE INC COM | 59156R108 | Stock | 5,489 | $204,000 | thousands by filing date | |
| PROSHARES TR | 74347G309 | ULTRAPRO DOW 30 | 11,269 | $204,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 4,300 | $203,000 | thousands by filing date | put |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,178 | $202,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 2,156 | $202,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 8,000 | $201,000 | thousands by filing date | put |
| BIG LOTS INC | 089302103 | COM | 4,500 | $201,000 | thousands by filing date | call |
| KOHLS CORP | 500255104 | COM | 10,692 | $198,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 16,600 | $194,000 | thousands by filing date | put |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 13,100 | $193,000 | thousands by filing date | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 49,017 | $192,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 10,000 | $192,000 | thousands by filing date | call |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 16,600 | $189,000 | thousands by filing date | put |
| CENOVUS ENERGY INC | 15135U109 | COM | 48,018 | $187,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 15,106 | $186,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 152,616 | $186,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 15,900 | $185,000 | thousands by filing date | call |
| HANESBRANDS INC | 410345102 | COM | 11,737 | $185,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 11,739 | $182,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 11,632 | $181,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 10,700 | $181,000 | thousands by filing date | call |
| ZYNGA INC. | 98986T108 | CL A | 19,400 | $177,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 075896100 | COM | 11,700 | $175,000 | thousands by filing date | call |
| CANOPY GROWTH CORP | 138035100 | COM | 12,200 | $175,000 | thousands by filing date | put |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 18,100 | $171,000 | thousands by filing date | put |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 17,021 | $162,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 21,884 | $161,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 21,800 | $160,000 | thousands by filing date | call |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 19,240 | $159,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 12,804 | $157,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 12,598 | $157,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 14,400 | $155,000 | thousands by filing date | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 33,500 | $154,000 | thousands by filing date | put |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 15,800 | $150,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 26,100 | $150,000 | thousands by filing date | call |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 54,807 | $149,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 57,569 | $147,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 10,528 | $146,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 14,500 | $145,000 | thousands by filing date | call |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 28,343 | $144,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 16,002 | $144,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 177,460 | $143,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 21,205 | $141,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 10,186 | $141,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 15,200 | $137,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 13,500 | $135,000 | thousands by filing date | put |
| NORDSTROM INC | 655664100 | COM | 11,200 | $134,000 | thousands by filing date | put |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 14,965 | $133,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 14,125 | $132,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 18,200 | $130,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 12,847 | $129,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 27,794 | $128,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 27,648 | $119,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 12,972 | $117,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 17,982 | $115,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 17,950 | $113,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 10,600 | $112,000 | thousands by filing date | put |
| ZYNGA INC. | 98986T108 | CL A | 12,300 | $112,000 | thousands by filing date | put |
| MARATHON OIL CORP | 565849106 | COM | 26,924 | $110,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 14,349 | $110,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 12,700 | $110,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 10,769 | $109,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 15,932 | $108,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 18,320 | $107,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 40,247 | $106,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 11,156 | $105,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 17,905 | $102,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 12,600 | $100,000 | thousands by filing date | put |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 43,810 | $99,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 17,347 | $94,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 15,100 | $93,000 | thousands by filing date | call |
| COEUR MNG INC COM NEW | 192108504 | Stock | 12,130 | $90,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 11,743 | $90,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 10,815 | $89,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 22,935 | $88,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 21,000 | $86,000 | thousands by filing date | put |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 15,400 | $83,000 | thousands by filing date | call |
| W & T OFFSHORE INC | 92922P106 | COM | 45,927 | $83,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 14,000 | $81,000 | thousands by filing date | put |
| GENWORTH FINL INC | 37247D106 | COM SHS | 24,018 | $80,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 13,302 | $79,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 26,496 | $79,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 21,351 | $78,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 13,889 | $65,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 11,300 | $64,000 | thousands by filing date | put |
| BANK OF MONTREAL BIG OIL 3X LEV | 063679815 | Stock | 40,013 | $63,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 17,843 | $62,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 60,561 | $61,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 11,981 | $54,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 11,000 | $53,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 21,658 | $52,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 23,248 | $50,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 12,198 | $49,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 27,725 | $47,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 17,725 | $46,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 11,600 | $45,000 | thousands by filing date | put |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 11,280 | $45,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 11,000 | $43,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 50,300 | $41,000 | thousands by filing date | put |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 79,402 | $41,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 12,198 | $39,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U209 | COM | 18,428 | $36,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 12,367 | $35,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 21,391 | $35,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 14,478 | $34,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 28,819 | $34,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 19,420 | $34,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 36,581 | $33,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 20,425 | $29,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 22,892 | $28,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 25,004 | $27,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 10,096 | $26,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 24,479 | $26,000 | thousands by filing date | |
| BOQI INTL MED INC | 099501108 | COM | 14,879 | $25,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 12,716 | $24,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 25,907 | $24,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 20,178 | $24,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 18,069 | $22,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 11,335 | $22,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 25,314 | $22,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 69,477 | $18,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A505 | COM NEW | 10,078 | $18,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 35,520 | $17,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 10,678 | $16,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 19,062 | $16,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 13,918 | $15,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 14,184 | $14,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 15,553 | $14,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 12,874 | $13,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 27,318 | $13,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 15,073 | $12,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 12,149 | $12,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 10,004 | $11,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 17,055 | $11,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED NEW | Y27265407 | COM | 82,291 | $10,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 16,397 | $9,000 | thousands by filing date | |
| LUOKUNG TECHNOLOGY CORP | G56981106 | SHS | 18,555 | $9,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 37,944 | $9,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 16,659 | $9,000 | thousands by filing date | |
| SENMIAO TECHNOLOGY LTD | 817225105 | COM | 12,832 | $8,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C309 | COM | 18,389 | $8,000 | thousands by filing date | |
| PERFORMANCE SHIPPING INC | Y67305105 | COM | 12,747 | $8,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 65,821 | $7,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 22,690 | $7,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 35,223 | $6,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 18,103 | $6,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 18,614 | $5,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D101 | ADR | 10,385 | $5,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 12,734 | $4,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 10,622 | $4,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 15,668 | $3,000 | thousands by filing date | |
| INSPIREMD INC | 45779A853 | COM | 10,682 | $3,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 19,517 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-20-007125 | this filing | 2020-11-16 | acceptance time not in the bulk data set |