13F-HR filed by TOCQUEVILLE ASSET MANAGEMENT L.P.
TOCQUEVILLE ASSET MANAGEMENT L.P. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-16, with 648 holding rows worth $5,227,366,000.
- Accession
- 0000919574-20-007079
- Filer
- CIK 883961
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 648 entries on the cover page, a total value of $5,227,366,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,227,366,000 with VALUE read as thousands by filing date, 13F file number 028-03589. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTOCQUEVILLE TRUST028-10558
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GCI LIBERTY INC | 36164V503 | COM | 16,726 | $468,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 155,000 | $467,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,790 | $465,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 5,000 | $460,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 7,409 | $457,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 2,500 | $456,000 | thousands by filing date | |
| BYD Co Ltd Shs H | Y1023R104 | COM | 28,000 | $454,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 10,790 | $453,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 2,125 | $444,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 6,895 | $442,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 1,832 | $441,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 3,000 | $437,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 11,250 | $437,000 | thousands by filing date | |
| VANGUARD PRIMECAP ADM | 921936209 | EQUITY FUNDS | 2,953 | $437,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 110,400 | $432,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 20,793 | $430,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 4,639 | $429,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 4,775 | $429,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 42,195 | $426,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 2,700 | $424,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 5,290 | $422,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 7,938 | $420,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 177,700 | $419,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 5,240 | $418,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 761,300 | $417,000 | thousands by filing date | |
| PNC FINANCIAL 6.125% $1.53125 PFD | 693475857 | PREFERRED | 15,600 | $415,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 8,344 | $411,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,700 | $407,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 10,000 | $405,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 3,843 | $402,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 8,634 | $400,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 2,068 | $397,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 2,100 | $396,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,200 | $395,000 | thousands by filing date | |
| I-Pulse Inc (pvt) | 8AMCS0752 | COM | 36,202 | $391,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 4,000 | $390,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 14,500 | $388,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 8,000 | $388,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 11,515 | $378,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 9,603 | $371,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 11,941 | $367,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 5,090 | $367,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 7,900 | $365,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 1,035 | $361,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 3,828 | $359,000 | thousands by filing date | |
| WELLS FARGO CO NEW DEP SHS P | 949746RG8 | COM | 350,000 | $358,000 | thousands by filing date | principal |
| LENNOX INTL INC COM | 526107107 | Stock | 1,300 | $354,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 1,500 | $354,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 37,440 | $354,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 20,900 | $353,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 16,197 | $347,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 2,500 | $342,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 3,556 | $340,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 40,368 | $337,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 2,000 | $332,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 2,398 | $330,000 | thousands by filing date | |
| FIDELITY CAPITAL & INCOME | 316062108 | BOND FUNDS | 32,352 | $323,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 4,111 | $319,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 5,500 | $318,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 2,515 | $316,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 8,400 | $313,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 8,256 | $310,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 15,747 | $309,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 1,239 | $307,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 13,909 | $303,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 5,017 | $302,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 3,000 | $298,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 10,900 | $297,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 11,090 | $297,000 | thousands by filing date | |
| LVMH MOET HENNESSY LOUIS VUITTON | F58485115 | COMMON STOCK | 630 | $295,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 28,900 | $294,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 14,548 | $291,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 2,528 | $289,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 19,873 | $288,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 3,800 | $285,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 980 | $284,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 7,901 | $284,000 | thousands by filing date | |
| Advisors Inner Circle Fund At | 00769g493 | MF | 11,690 | $284,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 2,000 | $281,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 16,121 | $281,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 237 | $279,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 2,700 | $276,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 609 | $275,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 43,674 | $272,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 2,150 | $272,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 23,950 | $270,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,840 | $270,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 64,900 | $269,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 3,730 | $265,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 3,276 | $263,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,300 | $262,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 28,531 | $257,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 6,000 | $256,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 9,000 | $256,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 30,000 | $255,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 802 | $250,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 17,226 | $250,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 4,900 | $249,000 | thousands by filing date | |
| MANULIFE FINANCIAL CORP | 56501R957 | EQUITY | 17,950 | $249,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 6,000 | $248,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 9,000 | $247,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,542 | $246,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 718 | $241,000 | thousands by filing date | |
| IAC INTERACTIVECORP NEW | 44891N109 | COM | 2,000 | $240,000 | thousands by filing date | |
| SIEMENS AG | D69671218 | COM | 1,900 | $240,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 14,120 | $236,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 2,200 | $234,000 | thousands by filing date | |
| AMERICAN CENTURY HERITAGE FD | 025083791 | Common, Mid Cap, Growth | 9,637 | $234,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 10,400 | $225,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 2,000 | $225,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 940 | $224,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 12,050 | $220,000 | thousands by filing date | |
| EDGEWOOD GROWTH FUND INSTL CLASS | 0075W0759 | Mutual Fund | 4,500 | $219,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 3,618 | $218,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 9,925 | $218,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 385 | $217,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 635 | $215,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 2,020 | $214,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 3,039 | $214,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 5,872 | $212,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 5,900 | $211,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 5,000 | $211,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 4,350 | $207,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 395 | $205,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 11,800 | $205,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 8,560 | $205,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 4,700 | $204,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 5,326 | $203,000 | thousands by filing date | |
| AT Mid Cap Equity Fund Institutional Class | 00769G477 | COM | 11,257 | $199,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 11,600 | $192,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 10,200 | $187,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 15,894 | $178,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 33,586 | $173,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 20,350 | $154,000 | thousands by filing date | |
| Prosegur Cash | E8S56X108 | COM | 181,068 | $149,000 | thousands by filing date | |
| PIMCO ALL ASSET FUND INST'L CLASS | 722005626 | Mutual Fund | 13,016 | $146,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 12,700 | $131,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 11,084 | $116,000 | thousands by filing date | |
| ENN ENERGY HOLDINGS LTD SHS | G3066L101 | COM | 11,000 | $115,000 | thousands by filing date | |
| HARTFORD INTERNATIONAL EQUITY | 41664L351 | COM | 10,183 | $109,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 18,850 | $79,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 21,743 | $49,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 40,000 | $37,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 12,370 | $20,000 | thousands by filing date | |
| Energy Fuels | 33812R109 | COM | 37,700 | $9,000 | thousands by filing date | |
| FALCON OIL & GAS LTD COM | 306071101 | SHS | 40,000 | $4,000 | thousands by filing date | |
| Gome Retail Hlds | G3978C124 | COM | 12,525 | $2,000 | thousands by filing date | |
| SPROUTLY CDA INC SHS | 85209J108 | Common Stock | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-20-007079 | this filing | 2020-11-16 | acceptance time not in the bulk data set |