13F-HR filed by TWO SIGMA SECURITIES, LLC
TWO SIGMA SECURITIES, LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 2,290 holding rows worth $14,833,713,000.
- Accession
- 0000919574-20-001662
- Filer
- CIK 1450144
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 2,290 entries on the cover page, a total value of $14,833,713,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $14,833,720,000 with VALUE read as thousands by filing date, 13F file number 028-16740. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MGIC INVT CORP WIS COM | 552848103 | Stock | 15,900 | $225,000 | thousands by filing date | call |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 939 | $225,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 6,769 | $225,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 1,103 | $225,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 14,844 | $225,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 2,800 | $224,000 | thousands by filing date | call |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 4,774 | $224,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 5,073 | $223,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 2,300 | $223,000 | thousands by filing date | call |
| FIBROGEN INC | 31572Q808 | COM | 5,209 | $223,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 9,090 | $223,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 5,444 | $222,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 3,200 | $222,000 | thousands by filing date | call |
| ARCONIC INC | 03965L100 | COM | 7,212 | $222,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 9,738 | $222,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 40,524 | $222,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 10,056 | $222,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 1,585 | $221,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 3,260 | $221,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,459 | $221,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 2,636 | $220,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 3,100 | $220,000 | thousands by filing date | put |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 344 | $220,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 4,600 | $220,000 | thousands by filing date | put |
| IPG PHOTONICS CORP | 44980X109 | COM | 1,518 | $220,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 23,300 | $219,000 | thousands by filing date | call |
| URBAN OUTFITTERS INC | 917047102 | COM | 7,900 | $219,000 | thousands by filing date | put |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 21,150 | $219,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 11,410 | $218,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,396 | $218,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 1,080 | $218,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 4,175 | $218,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 8,358 | $218,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 9,800 | $217,000 | thousands by filing date | put |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 6,500 | $217,000 | thousands by filing date | call |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 22,200 | $217,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 23,227 | $216,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,574 | $216,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 14,749 | $216,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 9,891 | $216,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,089 | $215,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 32,600 | $215,000 | thousands by filing date | call |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 13,255 | $215,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 3,000 | $215,000 | thousands by filing date | put |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 3,878 | $215,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 8,529 | $215,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 160 | $214,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 2,483 | $214,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,893 | $214,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 1,879 | $214,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,337 | $213,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 5,002 | $213,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 4,331 | $212,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 6,186 | $212,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 1,900 | $211,000 | thousands by filing date | put |
| DROPBOX INC CL A | 26210C104 | Stock | 11,800 | $211,000 | thousands by filing date | put |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 3,500 | $211,000 | thousands by filing date | call |
| AECOM COM | 00766T100 | Stock | 4,900 | $211,000 | thousands by filing date | put |
| STAG INDUSTRIAL INC | 85254J102 | COM | 6,698 | $211,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 13,200 | $211,000 | thousands by filing date | call |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 3,259 | $211,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 20,400 | $211,000 | thousands by filing date | call |
| SPRINT CORP | 85207U105 | COM SER 1 | 40,464 | $211,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 574 | $210,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 4,228 | $210,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 14,000 | $210,000 | thousands by filing date | put |
| INPHI CORP | 45772F107 | COM | 2,842 | $210,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 10,500 | $209,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 43,800 | $208,000 | thousands by filing date | call |
| CARLISLE COS INC COM | 142339100 | Stock | 1,283 | $208,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 1,500 | $207,000 | thousands by filing date | call |
| CORTEVA INC COM | 22052L104 | Stock | 7,000 | $207,000 | thousands by filing date | put |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 7,600 | $207,000 | thousands by filing date | put |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 3,468 | $207,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 33,787 | $207,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 4,736 | $206,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 17,300 | $206,000 | thousands by filing date | call |
| SUN CMNTYS INC COM | 866674104 | REIT | 1,368 | $205,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,082 | $205,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 3,254 | $205,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 1,710 | $205,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 6,873 | $204,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 6,909 | $204,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 3,495 | $204,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 7,000 | $203,000 | thousands by filing date | call |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 6,714 | $203,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 4,000 | $203,000 | thousands by filing date | call |
| ALLETE INC | 018522300 | COM NEW | 2,500 | $203,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 5,100 | $203,000 | thousands by filing date | call |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 4,370 | $202,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,200 | $201,000 | thousands by filing date | put |
| SYSCOCORP | 871829107 | COM | 2,349 | $201,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 17,800 | $200,000 | thousands by filing date | put |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 12,500 | $200,000 | thousands by filing date | put |
| F N B CORP | 302520101 | COM | 15,617 | $198,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 25,300 | $197,000 | thousands by filing date | call |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 17,000 | $196,000 | thousands by filing date | call |
| CAMECO CORP COM | 13321L108 | Stock | 21,900 | $195,000 | thousands by filing date | put |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 13,700 | $194,000 | thousands by filing date | put |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 30,694 | $194,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 20,500 | $193,000 | thousands by filing date | put |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 17,133 | $191,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 79,700 | $190,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 23,700 | $188,000 | thousands by filing date | call |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 13,933 | $187,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 12,477 | $186,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 13,729 | $186,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 17,625 | $186,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 86,200 | $186,000 | thousands by filing date | put |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 15,726 | $185,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 16,600 | $185,000 | thousands by filing date | call |
| SEASPAN CORP | Y75638109 | SHS | 13,000 | $185,000 | thousands by filing date | call |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 15,518 | $183,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 49,100 | $182,000 | thousands by filing date | call |
| AMCOR PLC | G0250X107 | ORD | 16,762 | $182,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 20,300 | $182,000 | thousands by filing date | call |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 10,300 | $181,000 | thousands by filing date | put |
| UNISYS CORP | 909214306 | COMMON STOCK | 15,300 | $181,000 | thousands by filing date | call |
| B & G FOODS INC | 05508R106 | COM | 10,000 | $179,000 | thousands by filing date | put |
| CORECIVIC INC | 21871N101 | COM | 10,300 | $179,000 | thousands by filing date | put |
| HANESBRANDS INC | 410345102 | COM | 11,982 | $178,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 14,500 | $177,000 | thousands by filing date | put |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 11,895 | $175,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 13,500 | $175,000 | thousands by filing date | put |
| VEREIT INC | 92339V100 | COM | 18,900 | $175,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 16,800 | $175,000 | thousands by filing date | call |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 10,142 | $174,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 11,700 | $174,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 14,748 | $173,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 12,000 | $171,000 | thousands by filing date | put |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 12,146 | $170,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 34,839 | $169,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 35,032 | $169,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 18,412 | $164,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 11,005 | $164,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 15,358 | $163,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 19,066 | $160,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 11,311 | $159,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 15,469 | $158,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 29,345 | $157,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 10,468 | $157,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 11,812 | $156,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 14,025 | $155,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 17,450 | $153,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 55,852 | $153,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 24,800 | $152,000 | thousands by filing date | call |
| MBIA INC | 55262C100 | COMMON STOCK | 16,300 | $152,000 | thousands by filing date | call |
| QURATE RETAIL INC | 74915M100 | COM SER A | 17,871 | $151,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 24,148 | $149,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 10,039 | $149,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 15,869 | $148,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 10,530 | $147,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 14,500 | $147,000 | thousands by filing date | call |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 33,273 | $146,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 13,486 | $145,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 42,537 | $144,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 10,303 | $144,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 10,523 | $143,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 31,694 | $143,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 10,776 | $141,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 12,100 | $141,000 | thousands by filing date | put |
| DIEBOLD NXDF INC | 253651103 | COM | 13,300 | $140,000 | thousands by filing date | call |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 20,900 | $138,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 14,380 | $138,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 12,366 | $138,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 16,528 | $138,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 26,831 | $137,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 11,300 | $136,000 | thousands by filing date | put |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 47,368 | $136,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 10,378 | $135,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 42,750 | $135,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 18,749 | $135,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 10,600 | $134,000 | thousands by filing date | call |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 41,011 | $134,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 34,911 | $131,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 13,297 | $130,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 20,300 | $130,000 | thousands by filing date | put |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 10,593 | $129,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 23,200 | $129,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 17,115 | $127,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 26,774 | $126,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 19,194 | $123,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E158 | DAILY NATRL GAS | 12,490 | $122,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 10,052 | $120,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 19,066 | $118,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 27,865 | $118,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 14,938 | $118,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 24,100 | $117,000 | thousands by filing date | call |
| BOXWOOD MERGER CORP | 10319T200 | UNIT 11/26/2025 | 11,658 | $115,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 13,775 | $113,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 13,900 | $112,000 | thousands by filing date | put |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 36,136 | $109,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 86,190 | $109,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 21,153 | $107,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 17,090 | $104,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 16,579 | $102,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 23,264 | $100,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 13,097 | $100,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 11,700 | $99,000 | thousands by filing date | call |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 10,400 | $97,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 20,193 | $96,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 67,387 | $95,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 14,927 | $93,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 12,395 | $93,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 11,841 | $92,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 12,800 | $92,000 | thousands by filing date | call |
| ORCHID IS CAP INC | 68571X103 | COM | 15,209 | $89,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 11,529 | $88,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 12,634 | $88,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 11,100 | $87,000 | thousands by filing date | call |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 22,700 | $86,000 | thousands by filing date | put |
| PARTY CITY HOLDCO INC | 702149105 | COM | 36,748 | $86,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 20,867 | $84,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 18,486 | $84,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 33,881 | $82,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 37,744 | $82,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 10,927 | $81,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 10,313 | $81,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 11,788 | $80,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 17,734 | $80,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 17,972 | $79,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 13,928 | $75,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 15,672 | $74,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 10,622 | $73,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 10,986 | $71,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 14,386 | $70,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 15,727 | $65,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 13,267 | $63,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 13,500 | $63,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 12,200 | $58,000 | thousands by filing date | put |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 13,373 | $58,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 20,769 | $56,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 10,030 | $55,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 11,538 | $52,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 73,237 | $51,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 20,037 | $50,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 15,092 | $47,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 11,346 | $43,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 15,704 | $42,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 10,000 | $41,000 | thousands by filing date | call |
| PDL BIOPHARMA INC | 69329Y104 | COM | 12,280 | $40,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 29,275 | $38,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 13,693 | $38,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 10,921 | $38,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 10,983 | $37,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 36,643 | $36,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 18,919 | $32,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 20,564 | $30,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 22,058 | $30,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 44,449 | $28,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 19,601 | $27,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 26,184 | $27,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 31,811 | $26,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 37,900 | $26,000 | thousands by filing date | call |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 29,775 | $26,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 10,172 | $24,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 10,500 | $23,000 | thousands by filing date | call |
| ATHERSYS INC | 04744L106 | COM | 18,465 | $23,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 14,800 | $22,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 25,028 | $22,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 17,949 | $22,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 33,243 | $22,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 12,629 | $22,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 10,944 | $21,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 15,238 | $20,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 17,641 | $19,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 12,791 | $18,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 13,544 | $18,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 25,993 | $16,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 11,039 | $14,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 13,722 | $13,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 21,317 | $12,000 | thousands by filing date | |
| BIOCEPT INC | 09072V402 | COM PAR | 38,963 | $11,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 17,904 | $9,000 | thousands by filing date | |
| HEXINDAI INC | 428295109 | ADR | 10,147 | $9,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 44,241 | $8,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 12,381 | $8,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 13,761 | $7,000 | thousands by filing date | |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 19,363 | $7,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 13,225 | $7,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 11,301 | $6,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 11,750 | $6,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 12,798 | $5,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 27,477 | $5,000 | thousands by filing date | |
| VISLINK TECHNOLOGIES INC COM NEW | 92836Y201 | Stock | 18,337 | $5,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC COM NEW | 767836307 | Stock | 32,103 | $5,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931602 | COM NEW | 13,658 | $2,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 11,276 | $2,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A307 | COM PAR | 10,603 | $2,000 | thousands by filing date | |
| ESTRE AMBIENTAL INC WT EXP 122 | G3206V118 | WT | 10,370 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-20-001662 | this filing | 2020-02-14 | acceptance time not in the bulk data set |