13F-HR filed by NEEDHAM INVESTMENT MANAGEMENT LLC
NEEDHAM INVESTMENT MANAGEMENT LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 86 holding rows worth $311,539,000.
- Accession
- 0000919574-19-007042
- Filer
- CIK 1167212
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 168 entries on the cover page, a total value of $311,539,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $311,539,000 with VALUE read as thousands by filing date, 13F file number 028-10095. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNEEDHAM EMERGING GROWTH PARTNERS LP028-11515
- included managerNEEDHAM GROWTH FUND028-11514
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENTEGRIS INC COM | 29362U104 | Stock | 426,000 | $20,048,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 1,303,200 | $17,033,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 55,000 | $16,020,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 315,000 | $14,200,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 663,500 | $12,371,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 1,106,498 | $11,784,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 141,600 | $10,665,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 25,500 | $9,702,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 145,000 | $9,190,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 103,000 | $9,064,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 97,000 | $8,951,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 281,500 | $8,944,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 302,500 | $8,930,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 727,500 | $7,915,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 216,600 | $7,626,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 502,359 | $7,586,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 41,563 | $6,982,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 95,000 | $6,826,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 366,090 | $6,714,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 146,000 | $6,106,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 53,906 | $5,856,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 887,650 | $5,255,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 22,700 | $5,084,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 55,500 | $5,072,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 20,000 | $5,059,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 183,200 | $4,811,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 26,500 | $4,484,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 70,000 | $4,430,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 26,250 | $4,186,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 372,300 | $3,976,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 219,290 | $3,301,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 60,000 | $3,241,000 | thousands by filing date | |
| SUTTER ROCK CAP CORP | 86944Q100 | COM | 401,759 | $2,507,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 60,000 | $2,044,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 25,750 | $2,031,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 37,037 | $1,966,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 151,000 | $1,835,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 135,000 | $1,823,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 13,250 | $1,797,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 1,022,500 | $1,789,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 130,000 | $1,734,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 185,000 | $1,726,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 320,000 | $1,677,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 97,000 | $1,587,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 250,000 | $1,515,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 102,000 | $1,493,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 410,000 | $1,259,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 6,200 | $1,163,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 2,000 | $1,154,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 27,000 | $1,134,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 50,000 | $1,075,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 87,500 | $1,067,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 60,000 | $1,016,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 35,000 | $998,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 14,000 | $996,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 15,875 | $980,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 6,000 | $777,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 22,500 | $769,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 74,988 | $728,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 15,500 | $720,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 21,400 | $706,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 42,500 | $677,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 12,500 | $594,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 75,000 | $581,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 2,500 | $578,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 5,250 | $562,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 10,000 | $503,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,000 | $474,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 150,000 | $455,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 29,972 | $455,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 9,000 | $449,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 27,500 | $448,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 8,500 | $447,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 13,000 | $445,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 10,000 | $439,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 30,000 | $431,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 25,000 | $368,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 19,893 | $312,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 17,777 | $310,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 50,000 | $304,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 7,000 | $294,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 81,000 | $292,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 7,500 | $246,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 3,000 | $217,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 60,000 | $115,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 55,000 | $65,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-19-007042 | this filing | 2019-11-14 | acceptance time not in the bulk data set |