13F-HR filed by TWO SIGMA SECURITIES, LLC
TWO SIGMA SECURITIES, LLC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 1,760 holding rows worth $11,157,752,000.
- Accession
- 0000919574-19-003639
- Filer
- CIK 1450144
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 1,760 entries on the cover page, a total value of $11,157,752,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,157,752,000 with VALUE read as thousands by filing date, 13F file number 028-16740. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 13,943 | $173,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 16,977 | $173,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 17,217 | $172,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 11,100 | $171,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 11,372 | $171,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 14,880 | $170,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 11,687 | $168,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 39,374 | $165,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 17,200 | $164,000 | thousands by filing date | call |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 12,901 | $163,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 26,467 | $162,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 10,211 | $161,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 14,200 | $160,000 | thousands by filing date | put |
| ENCANA CORP | 292505104 | COM | 22,145 | $160,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 12,500 | $158,000 | thousands by filing date | put |
| PITNEY BOWES INC COM | 724479100 | Stock | 22,673 | $156,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 28,900 | $154,000 | thousands by filing date | put |
| IAMGOLD CORP COM | 450913108 | Stock | 43,780 | $152,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 15,100 | $151,000 | thousands by filing date | call |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 10,514 | $150,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 28,994 | $150,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 32,056 | $150,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 10,000 | $150,000 | thousands by filing date | call |
| FITBIT INC | 33812L102 | CL A | 24,974 | $148,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 46,815 | $145,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 15,933 | $144,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 45,900 | $142,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 15,900 | $140,000 | thousands by filing date | call |
| BARCLAYS PLC ADR | 06738E204 | ADR | 17,223 | $138,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 21,595 | $136,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 23,745 | $132,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 11,582 | $132,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 16,142 | $131,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 11,305 | $131,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 35,589 | $129,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 10,112 | $128,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 15,555 | $128,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C106 | COM CL A | 12,496 | $128,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T206 | UNIT 99/99/9999 | 12,488 | $128,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 91,041 | $127,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 14,089 | $127,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 14,563 | $126,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 24,645 | $126,000 | thousands by filing date | |
| BOXWOOD MERGER CORP | 10319T200 | UNIT 11/26/2025 | 12,477 | $126,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 10,272 | $125,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 25,726 | $124,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 13,507 | $122,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 33,841 | $121,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 10,827 | $121,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 13,280 | $120,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 14,841 | $119,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 14,918 | $119,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 11,802 | $117,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 17,762 | $115,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 13,107 | $114,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 32,800 | $113,000 | thousands by filing date | call |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 12,561 | $113,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 25,078 | $113,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 28,906 | $112,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 19,758 | $112,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 16,049 | $106,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 40,600 | $106,000 | thousands by filing date | put |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 19,122 | $105,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 10,013 | $103,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P105 | CL A | 10,236 | $103,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 29,383 | $101,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 10,408 | $100,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 13,800 | $100,000 | thousands by filing date | put |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 17,275 | $98,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 11,627 | $97,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 12,079 | $97,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 11,133 | $97,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 21,543 | $96,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 39,992 | $96,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 48,044 | $95,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 19,900 | $92,000 | thousands by filing date | call |
| COEUR MNG INC COM NEW | 192108504 | Stock | 22,576 | $92,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 29,500 | $91,000 | thousands by filing date | put |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 14,031 | $91,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 13,685 | $89,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 15,300 | $88,000 | thousands by filing date | call |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 124,212 | $87,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 10,500 | $84,000 | thousands by filing date | call |
| NOBLE CORP PLC | G65431101 | SHS USD | 29,115 | $84,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 15,835 | $84,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 27,275 | $84,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 13,500 | $82,000 | thousands by filing date | call |
| ORCHID IS CAP INC | 68571X103 | COM | 12,440 | $82,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 12,000 | $79,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 11,329 | $74,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 20,810 | $74,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 114,181 | $73,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 19,078 | $72,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 11,000 | $72,000 | thousands by filing date | put |
| High Templar Tech Limit | 747798106 | COM | 14,327 | $72,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 18,100 | $71,000 | thousands by filing date | call |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 14,167 | $70,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 24,808 | $68,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 12,831 | $68,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 11,500 | $68,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 39,775 | $66,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 15,275 | $65,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 43,627 | $65,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 11,026 | $63,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 27,162 | $62,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 19,010 | $61,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 14,700 | $61,000 | thousands by filing date | call |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 18,597 | $57,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 10,629 | $57,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 13,886 | $57,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 12,205 | $53,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 19,420 | $53,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 22,268 | $53,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 11,213 | $52,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 24,389 | $52,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 39,828 | $50,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 14,176 | $50,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 10,570 | $50,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 38,181 | $50,000 | thousands by filing date | |
| SEMILEDS CORP | 816645204 | COM NEW | 12,647 | $47,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 12,385 | $46,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 13,822 | $45,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 26,947 | $45,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 17,937 | $44,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 14,200 | $44,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 15,580 | $43,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 11,205 | $42,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 16,431 | $41,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 10,495 | $41,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 15,809 | $41,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 11,367 | $41,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 34,336 | $39,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 12,949 | $39,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 25,804 | $39,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 18,294 | $38,000 | thousands by filing date | |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 38,967 | $38,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 10,669 | $37,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640200 | COM NEW | 69,355 | $35,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 13,445 | $32,000 | thousands by filing date | |
| BIOCEPT INC | 09072V402 | COM PAR | 27,476 | $32,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 27,387 | $32,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 14,084 | $32,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 13,300 | $31,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 13,550 | $31,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 32,276 | $31,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 14,535 | $30,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 10,090 | $30,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 13,313 | $30,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 17,189 | $30,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 21,035 | $29,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 28,139 | $28,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 30,810 | $27,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 48,598 | $27,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 10,482 | $26,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 10,562 | $26,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 50,809 | $26,000 | thousands by filing date | |
| AURIS MEDICAL HOLDING LTD | G07025102 | COM | 76,399 | $26,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 12,396 | $25,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 35,018 | $24,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 11,489 | $23,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 11,793 | $23,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 14,149 | $23,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 22,517 | $23,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 16,574 | $23,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 108,103 | $23,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 29,675 | $22,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 32,812 | $22,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 13,456 | $22,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 14,261 | $21,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 12,129 | $20,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 19,604 | $20,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 17,616 | $20,000 | thousands by filing date | |
| SKY SOLAR HLDGS LTD | 83084J103 | SPONSORED ADR | 26,134 | $20,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 19,659 | $19,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 26,829 | $19,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 26,169 | $19,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 11,948 | $19,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 18,439 | $19,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 11,259 | $19,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 12,621 | $18,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931602 | COM NEW | 11,738 | $18,000 | thousands by filing date | |
| IFRESH INC | 449538107 | COM | 15,287 | $18,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 47,651 | $18,000 | thousands by filing date | |
| JMU LTD | 46647L204 | SPONSORED ADS | 10,591 | $18,000 | thousands by filing date | |
| NOVUME SOLUTIONS INC | 67012D106 | COM | 25,645 | $18,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 20,482 | $17,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 18,945 | $17,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 17,249 | $17,000 | thousands by filing date | |
| AVINGER INC | 053734208 | COM NEW | 17,617 | $17,000 | thousands by filing date | |
| RESTORATION ROBOTICS INC | 76133C103 | COM | 29,651 | $17,000 | thousands by filing date | |
| PRESBIA PLC | G7234P100 | SHS | 22,689 | $16,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 11,710 | $15,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 34,861 | $15,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 17,093 | $15,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 23,104 | $15,000 | thousands by filing date | |
| AMERI HLDGS INC | 02362F104 | COM | 44,021 | $15,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 17,223 | $15,000 | thousands by filing date | |
| PHIO PHARMACEUTICALS CORP | 71880W204 | COM | 32,450 | $15,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C102 | SPON ADS | 15,325 | $15,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES CORP | 03211P301 | COM PAR | 50,129 | $15,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 10,558 | $14,000 | thousands by filing date | |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 11,352 | $14,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 13,856 | $14,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 20,134 | $13,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 28,656 | $13,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 18,947 | $13,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 15,324 | $13,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 14,451 | $13,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 12,856 | $13,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 18,857 | $13,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 10,138 | $13,000 | thousands by filing date | |
| LEGACY RESVS INC COM | 524706108 | Stock | 26,357 | $13,000 | thousands by filing date | |
| MOSYS INC | 619718208 | COM NEW | 74,840 | $13,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 26,179 | $12,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 20,113 | $12,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 12,091 | $12,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 10,895 | $12,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 15,496 | $12,000 | thousands by filing date | |
| YANGTZE RIV PORT AND LGSTC L | 98475Y105 | COM | 20,960 | $12,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 12,717 | $12,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 13,774 | $12,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 137,625 | $12,000 | thousands by filing date | |
| STELLAR BIOTECHNOLOGIES INC | 85855A302 | COM | 11,134 | $12,000 | thousands by filing date | |
| MIDATECH PHARMA PLC | 59564R104 | SPONSORED ADS | 31,903 | $12,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 12,393 | $11,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 15,737 | $11,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 10,313 | $11,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T100 | COM | 10,822 | $11,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 12,005 | $11,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 10,977 | $10,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E300 | COM NEW | 10,769 | $10,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L105 | COM | 10,376 | $10,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 13,414 | $9,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 34,232 | $9,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 20,808 | $9,000 | thousands by filing date | |
| PRECIPIO INC | 74019L107 | COM | 71,792 | $9,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 11,236 | $8,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 10,081 | $8,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P100 | COM | 10,896 | $8,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 15,177 | $7,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 16,892 | $7,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 14,562 | $7,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 13,035 | $6,000 | thousands by filing date | |
| ENTREE RES LTD COM | 29384j103 | CS | 15,514 | $6,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C300 | COM NEW | 22,814 | $6,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 10,205 | $6,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 12,455 | $6,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 14,800 | $5,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 15,109 | $5,000 | thousands by filing date | |
| ENVIROTECH VHS INC | 00726a100 | COM | 13,868 | $5,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 12,428 | $5,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 12,820 | $4,000 | thousands by filing date | |
| INSPIREMD INC | 45779A861 | COM PAR | 26,578 | $4,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 13,641 | $3,000 | thousands by filing date | |
| YUMA ENERGY INC NEW | 98872F105 | COM | 22,481 | $3,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q403 | COM PAR | 13,557 | $2,000 | thousands by filing date | |
| ESTRE AMBIENTAL INC WT EXP 122 | G3206V118 | WT | 14,380 | $2,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750201 | COM NEW | 10,055 | $2,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 10,331 | $2,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L113 | *W EXP 01/21/202 | 14,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-19-003639 | this filing | 2019-05-15 | acceptance time not in the bulk data set |