13F-HR filed by TWO SIGMA SECURITIES, LLC
TWO SIGMA SECURITIES, LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 2,079 holding rows worth $8,189,062,000.
- Accession
- 0000919574-19-001675
- Filer
- CIK 1450144
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 2,079 entries on the cover page, a total value of $8,189,062,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,189,062,000 with VALUE read as thousands by filing date, 13F file number 028-16740. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SIGNATURE BANK | 82669G104 | COM | 2,545 | $262,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 2,100 | $261,000 | thousands by filing date | put |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 20,543 | $261,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 6,281 | $260,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 14,700 | $260,000 | thousands by filing date | put |
| WESCO INTL INC COM | 95082P105 | Stock | 5,400 | $259,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311206 | CL C | 16,000 | $259,000 | thousands by filing date | call |
| BOYDGAMINGCORP | 103304101 | STOK | 12,400 | $258,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 5,219 | $258,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 7,696 | $258,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 16,683 | $257,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 4,857 | $257,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 3,718 | $257,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 4,199 | $256,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 3,215 | $256,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 5,196 | $256,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 24,630 | $256,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 20,623 | $256,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 20,589 | $255,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 5,312 | $255,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 10,400 | $255,000 | thousands by filing date | call |
| SOTHEBYS | 835898107 | COM | 6,400 | $254,000 | thousands by filing date | put |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 5,222 | $253,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 2,700 | $253,000 | thousands by filing date | put |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 9,067 | $253,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 33,363 | $252,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 300 | $252,000 | thousands by filing date | put |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 45,070 | $252,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 9,474 | $251,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 64,045 | $251,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 31,064 | $251,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 77,200 | $250,000 | thousands by filing date | call |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 3,000 | $250,000 | thousands by filing date | put |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 3,600 | $249,000 | thousands by filing date | call |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 12,402 | $249,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 11,587 | $249,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 3,065 | $248,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 7,992 | $248,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 3,622 | $245,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 5,886 | $245,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 4,122 | $245,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 2,537 | $244,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 9,816 | $244,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 34,647 | $244,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 47,064 | $244,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 4,403 | $243,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 16,108 | $243,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 16,749 | $243,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 5,316 | $243,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 12,500 | $242,000 | thousands by filing date | call |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 16,495 | $242,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 3,823 | $242,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 18,333 | $241,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 4,454 | $241,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 3,246 | $241,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 3,994 | $241,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,600 | $240,000 | thousands by filing date | put |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 7,600 | $240,000 | thousands by filing date | put |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 24,268 | $240,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 6,900 | $239,000 | thousands by filing date | put |
| EBAY INC. COM | 278642103 | Stock | 8,500 | $239,000 | thousands by filing date | put |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 14,324 | $239,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 3,409 | $239,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 7,862 | $239,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 4,764 | $238,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 2,988 | $238,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 3,511 | $238,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 1,254 | $238,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 5,431 | $238,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 2,395 | $238,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 8,215 | $238,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 11,520 | $238,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 17,700 | $237,000 | thousands by filing date | put |
| EVERGY INC COM | 30034W106 | Stock | 4,180 | $237,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 9,977 | $237,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 10,323 | $237,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 6,127 | $237,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 4,969 | $237,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 600 | $236,000 | thousands by filing date | put |
| EQUIFAX INC COM | 294429105 | Stock | 2,531 | $236,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 4,481 | $236,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 5,547 | $236,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 6,352 | $236,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 3,320 | $236,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 9,528 | $235,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 20,600 | $235,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 10,337 | $235,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,500 | $234,000 | thousands by filing date | put |
| HANESBRANDS INC | 410345102 | COM | 18,664 | $234,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 6,131 | $233,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 11,361 | $233,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 14,400 | $233,000 | thousands by filing date | call |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 37,678 | $232,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 10,165 | $232,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,000 | $232,000 | thousands by filing date | call |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 12,192 | $232,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 12,900 | $232,000 | thousands by filing date | put |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 6,618 | $232,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 4,326 | $231,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 4,111 | $231,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 7,189 | $231,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 4,521 | $231,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 2,752 | $230,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 6,901 | $230,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 8,446 | $230,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 126,522 | $230,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 9,025 | $229,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,199 | $229,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 8,443 | $229,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 4,413 | $228,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,400 | $227,000 | thousands by filing date | put |
| BIOGEN INC COM | 09062X103 | Stock | 755 | $227,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 3,600 | $227,000 | thousands by filing date | put |
| ETSY INC | 29786A106 | COM | 4,768 | $227,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 4,768 | $227,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 1,200 | $226,000 | thousands by filing date | call |
| BIG LOTS INC | 089302103 | COM | 7,808 | $226,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 14,600 | $225,000 | thousands by filing date | call |
| GODADDY INC CL A | 380237107 | Stock | 3,424 | $225,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 14,826 | $225,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 3,766 | $225,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 7,864 | $225,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 6,312 | $225,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 2,999 | $224,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 4,702 | $224,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 3,824 | $224,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 2,122 | $224,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 29,000 | $223,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 5,031 | $223,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 2,447 | $222,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 5,766 | $221,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 14,176 | $221,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 26,200 | $221,000 | thousands by filing date | call |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 5,969 | $220,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 6,090 | $220,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 6,000 | $220,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 3,100 | $220,000 | thousands by filing date | put |
| IPG PHOTONICS CORP | 44980X109 | COM | 1,943 | $220,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 8,630 | $220,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 1,000 | $219,000 | thousands by filing date | put |
| VARIAN MED SYS INC | 92220P105 | COM | 1,934 | $219,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 12,964 | $219,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 9,700 | $218,000 | thousands by filing date | put |
| Apollo Global Management | 037612306 | COM | 8,885 | $218,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 4,200 | $217,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 10,218 | $217,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 35,939 | $217,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,400 | $216,000 | thousands by filing date | put |
| NOKIA CORP | 654902204 | SPONSORED ADR | 37,064 | $216,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 1,979 | $216,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,800 | $216,000 | thousands by filing date | put |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,100 | $216,000 | thousands by filing date | put |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 10,800 | $216,000 | thousands by filing date | call |
| TELADOC HEALTH INC | 87918A105 | COM | 4,355 | $216,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 1,800 | $216,000 | thousands by filing date | put |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 6,565 | $216,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,100 | $215,000 | thousands by filing date | put |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 625 | $215,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 256 | $215,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 2,133 | $215,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 2,093 | $215,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 5,719 | $215,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 42,755 | $215,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 6,100 | $214,000 | thousands by filing date | call |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 5,049 | $214,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 4,798 | $214,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 250 | $214,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 6,900 | $214,000 | thousands by filing date | call |
| CMS ENERGY CORP COM | 125896100 | Stock | 4,289 | $213,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 2,000 | $213,000 | thousands by filing date | put |
| ZYNGA INC. | 98986T108 | CL A | 54,300 | $213,000 | thousands by filing date | call |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 22,769 | $213,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 4,941 | $213,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 4,486 | $213,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER JULY | 45782C839 | ETF | 8,925 | $212,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 11,786 | $212,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 3,700 | $211,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 15,036 | $211,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 21,845 | $211,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 7,154 | $210,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 5,200 | $210,000 | thousands by filing date | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 4,252 | $210,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 31,534 | $210,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 16,748 | $210,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 3,400 | $210,000 | thousands by filing date | call |
| Charles Schwab Corp | 808513105 | COM | 5,044 | $209,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 3,967 | $209,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 10,591 | $209,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 2,449 | $209,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 4,802 | $209,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 4,600 | $209,000 | thousands by filing date | call |
| CBS CORP NEW | 124857202 | CL B | 4,787 | $209,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 4,465 | $208,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 9,400 | $208,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 11,811 | $208,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 23,056 | $208,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 26,938 | $207,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 5,464 | $207,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 6,000 | $207,000 | thousands by filing date | call |
| RAYTHEON CO | 755111507 | COM NEW | 1,352 | $207,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 4,881 | $207,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 16,694 | $206,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 2,353 | $205,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,347 | $205,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 3,500 | $205,000 | thousands by filing date | call |
| INVESCO EXCHANGETRADED FD T DWA TACTCL SCT | 46138E826 | CEF | 8,358 | $205,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 7,911 | $204,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 1,732 | $204,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 2,401 | $204,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 1,464 | $203,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 12,000 | $203,000 | thousands by filing date | put |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,168 | $203,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 23,308 | $203,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 5,100 | $202,000 | thousands by filing date | call |
| MOODYS CORP COM | 615369105 | Stock | 1,446 | $202,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 4,102 | $202,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 10,159 | $202,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 4,813 | $202,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 3,428 | $202,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 16,834 | $202,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 1,388 | $202,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 20,225 | $202,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 4,020 | $202,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 5,252 | $201,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 15,638 | $201,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 22,500 | $201,000 | thousands by filing date | call |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 6,727 | $201,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,400 | $200,000 | thousands by filing date | put |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 4,458 | $200,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 21,473 | $199,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 20,597 | $199,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 12,200 | $198,000 | thousands by filing date | put |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 10,731 | $193,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 41,776 | $193,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 10,900 | $192,000 | thousands by filing date | put |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 18,180 | $191,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 13,326 | $190,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 10,000 | $190,000 | thousands by filing date | put |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 14,300 | $189,000 | thousands by filing date | call |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 11,300 | $189,000 | thousands by filing date | call |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 11,873 | $188,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 16,403 | $187,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 29,504 | $186,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 12,600 | $185,000 | thousands by filing date | call |
| ZYNGA INC. | 98986T108 | CL A | 47,000 | $185,000 | thousands by filing date | put |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 10,678 | $184,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 14,422 | $184,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 12,923 | $184,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 12,743 | $184,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 20,599 | $183,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 77,410 | $183,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 16,162 | $182,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 12,789 | $181,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 11,000 | $178,000 | thousands by filing date | put |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 10,223 | $178,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 11,900 | $176,000 | thousands by filing date | call |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 10,374 | $176,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 11,300 | $175,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 244,984 | $174,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 32,986 | $174,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 15,600 | $173,000 | thousands by filing date | call |
| FORMFACTOR INC COM | 346375108 | Stock | 12,209 | $172,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 20,747 | $172,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 14,400 | $172,000 | thousands by filing date | call |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 13,991 | $171,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 16,483 | $171,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 13,287 | $171,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 16,529 | $170,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 21,669 | $169,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 12,716 | $168,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 47,200 | $168,000 | thousands by filing date | put |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 17,088 | $168,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 19,740 | $167,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 12,161 | $164,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 15,016 | $163,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 12,949 | $163,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 15,639 | $163,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 14,126 | $163,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 22,900 | $163,000 | thousands by filing date | put |
| AES CORP COM | 00130H105 | Stock | 11,200 | $162,000 | thousands by filing date | call |
| GOLDCORP INC NEW | 380956409 | COM | 16,500 | $162,000 | thousands by filing date | call |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 14,355 | $161,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 20,724 | $161,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 18,427 | $161,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 283,031 | $158,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 12,408 | $157,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 14,478 | $157,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 13,887 | $156,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 22,217 | $156,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 33,395 | $155,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 77,556 | $155,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 33,124 | $154,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 51,587 | $151,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 25,942 | $151,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 13,394 | $149,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 19,028 | $149,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 26,700 | $146,000 | thousands by filing date | call |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 20,269 | $146,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 14,149 | $146,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 24,876 | $146,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 26,537 | $145,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 11,963 | $144,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 11,552 | $142,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 60,586 | $142,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 12,700 | $141,000 | thousands by filing date | put |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 31,446 | $141,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 11,228 | $141,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 53,787 | $141,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 10,300 | $140,000 | thousands by filing date | call |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 28,754 | $139,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 13,160 | $139,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 53,000 | $139,000 | thousands by filing date | put |
| DANA INC | 235825205 | COM | 10,161 | $138,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 14,300 | $137,000 | thousands by filing date | call |
| LEISURE ACQUISITION CORP | 52539T206 | UNIT 99/99/9999 | 13,288 | $135,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 24,500 | $134,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P202 | COM NEW | 108,252 | $134,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 10,605 | $134,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 24,146 | $133,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 15,623 | $132,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 10,351 | $131,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 30,818 | $131,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 12,644 | $131,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 26,500 | $128,000 | thousands by filing date | put |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 14,570 | $128,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 32,333 | $128,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 10,200 | $128,000 | thousands by filing date | put |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 10,462 | $128,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 12,900 | $127,000 | thousands by filing date | put |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 11,936 | $127,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 57,998 | $127,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 15,023 | $127,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 34,247 | $126,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 27,942 | $126,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 12,111 | $125,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 14,981 | $125,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 17,855 | $124,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 10,669 | $124,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 68,863 | $123,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 12,415 | $123,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 15,010 | $122,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 10,040 | $122,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 10,214 | $120,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 14,497 | $119,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 10,842 | $119,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 13,660 | $117,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 10,319 | $115,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 35,769 | $114,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 20,952 | $113,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 47,034 | $112,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 18,841 | $111,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 22,642 | $111,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 10,098 | $111,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 14,289 | $110,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 19,578 | $109,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 16,333 | $109,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 17,938 | $108,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 12,797 | $107,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 14,940 | $107,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 40,817 | $107,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 13,623 | $105,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 14,340 | $105,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 10,716 | $105,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 12,527 | $103,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 21,862 | $103,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 53,709 | $103,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 14,100 | $103,000 | thousands by filing date | call |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 10,037 | $103,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 19,938 | $102,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 10,405 | $102,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 24,787 | $101,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 18,798 | $101,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 23,040 | $101,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 97,431 | $101,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 23,568 | $100,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 16,900 | $100,000 | thousands by filing date | call |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 28,199 | $99,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 23,882 | $99,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 16,087 | $99,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 45,000 | $95,000 | thousands by filing date | call |
| NEVSUN RES LTD | 64156L101 | COM | 21,100 | $92,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 11,693 | $91,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 38,700 | $91,000 | thousands by filing date | call |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 17,835 | $89,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 11,726 | $86,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 11,541 | $85,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 13,653 | $85,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 15,163 | $85,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 38,286 | $85,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 15,157 | $84,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 36,500 | $82,000 | thousands by filing date | call |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 22,885 | $81,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 35,956 | $81,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 34,057 | $80,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 13,172 | $78,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 30,099 | $78,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 35,215 | $76,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 10,658 | $75,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 17,988 | $75,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 15,297 | $74,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 14,399 | $72,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 11,077 | $71,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 12,100 | $70,000 | thousands by filing date | put |
| CM FIN INC COM | 12574Q103 | COM | 11,147 | $70,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 19,465 | $70,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 20,300 | $69,000 | thousands by filing date | call |
| Uxin Ltd | 91818X108 | ADS | 14,159 | $69,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 14,624 | $68,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 16,786 | $68,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 17,857 | $66,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 24,975 | $65,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 14,246 | $64,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 17,938 | $64,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 12,700 | $63,000 | thousands by filing date | call |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 12,533 | $62,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 46,574 | $62,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 21,025 | $61,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 34,654 | $61,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 18,300 | $59,000 | thousands by filing date | put |
| OCWEN FINL CORP | 675746309 | COM NEW | 44,140 | $59,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 26,684 | $58,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 25,234 | $58,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 10,285 | $57,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 16,633 | $57,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 44,529 | $56,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 39,294 | $56,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 10,843 | $55,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 22,662 | $54,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 13,192 | $54,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 18,053 | $52,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 33,971 | $52,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 14,771 | $51,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 21,534 | $51,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 21,300 | $50,000 | thousands by filing date | call |
| DIEBOLD NXDF INC | 253651103 | COM | 19,959 | $50,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 10,295 | $49,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 19,524 | $49,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 12,743 | $49,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 32,628 | $47,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 15,816 | $44,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 15,762 | $43,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 16,551 | $43,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 22,551 | $43,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 16,274 | $41,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 34,131 | $40,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 19,301 | $40,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 22,563 | $39,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 15,990 | $39,000 | thousands by filing date | |
| ALLIQUA BIOMEDICAL INC | 019621309 | COMMON STOCK | 20,156 | $38,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 17,000 | $38,000 | thousands by filing date | put |
| AROTECH CORP | 042682203 | COM NEW | 14,469 | $38,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 20,607 | $38,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 11,500 | $37,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 21,068 | $36,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 41,234 | $35,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 38,535 | $33,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 12,909 | $31,000 | thousands by filing date | |
| TAOPING INC COM | G8675V101 | Stock | 25,965 | $31,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 10,491 | $30,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 10,692 | $30,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 13,751 | $29,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 16,870 | $29,000 | thousands by filing date | |
| MICRON SOLUTIONS INC | 59511X105 | COM | 10,998 | $29,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 22,781 | $28,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 17,767 | $28,000 | thousands by filing date | |
| CAMBER ENERGY INC | 13200M300 | COM NEW | 23,096 | $27,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 21,259 | $26,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 25,420 | $25,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 56,556 | $25,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 11,323 | $23,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y800 | COM | 27,982 | $23,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 19,787 | $22,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 10,208 | $22,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 10,000 | $21,000 | thousands by filing date | put |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 10,926 | $21,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 20,204 | $21,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 194,836 | $21,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 13,313 | $21,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 25,864 | $19,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E300 | COM NEW | 16,434 | $19,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 13,335 | $18,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 10,804 | $17,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 17,986 | $17,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HLDGS IN | 74275G115 | *W EXP 11/15/202 | 13,263 | $17,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 16,336 | $16,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 14,556 | $16,000 | thousands by filing date | |
| BIOCEPT INC | 09072V402 | COM PAR | 18,029 | $16,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 11,884 | $15,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 30,368 | $15,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 15,546 | $15,000 | thousands by filing date | |
| AURYN RES INC | 05208W108 | COM | 16,313 | $15,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 10,600 | $14,000 | thousands by filing date | call |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 19,109 | $14,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 19,375 | $13,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 12,474 | $13,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 15,900 | $13,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 13,007 | $13,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 12,340 | $12,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 17,028 | $12,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 13,483 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-19-001675 | this filing | 2019-02-14 | acceptance time not in the bulk data set |