13F-HR filed by TWO SIGMA SECURITIES, LLC
TWO SIGMA SECURITIES, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 2,523 holding rows worth $15,402,530,000.
- Accession
- 0000919574-18-007422
- Filer
- CIK 1450144
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 2,523 entries on the cover page, a total value of $15,402,530,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,402,530,000 with VALUE read as thousands by filing date, 13F file number 028-16740. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 3,175 | $229,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 5,100 | $228,000 | thousands by filing date | call |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 13,404 | $227,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 7,475 | $227,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 50,482 | $227,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 4,795 | $227,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 5,186 | $226,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 2,685 | $226,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 17,845 | $226,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 4,400 | $226,000 | thousands by filing date | put |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 54,709 | $226,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 2,016 | $226,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 7,973 | $226,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 10,817 | $226,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1,619 | $225,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 47,891 | $225,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 5,885 | $225,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 9,100 | $225,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 12,217 | $225,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 2,419 | $224,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 53,800 | $224,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 31,773 | $224,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 5,860 | $224,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 3,170 | $223,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 5,128 | $223,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 6,000 | $222,000 | thousands by filing date | put |
| AVIS BUDGET GROUP INC | 053774105 | COM | 6,896 | $222,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 100,946 | $222,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 2,186 | $221,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 20,224 | $221,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 2,498 | $221,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,985 | $221,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 2,666 | $221,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 8,288 | $221,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 4,641 | $221,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 44,433 | $221,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 12,786 | $221,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 111 | $220,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 2,236 | $220,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 9,200 | $220,000 | thousands by filing date | put |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 3,868 | $220,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 20,994 | $220,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 2,399 | $220,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 4,980 | $220,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 7,849 | $220,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 359 | $219,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 2,800 | $219,000 | thousands by filing date | call |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 17,271 | $219,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 14,079 | $218,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 6,600 | $218,000 | thousands by filing date | call |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 12,190 | $218,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 5,368 | $217,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 4,488 | $217,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 4,500 | $217,000 | thousands by filing date | put |
| AQUA AMERICA INC | 03836W103 | COM | 5,891 | $217,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 4,972 | $217,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 6,741 | $216,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 6,293 | $216,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 2,827 | $216,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 3,897 | $216,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 11,674 | $216,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 8,746 | $215,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 10,877 | $215,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 5,187 | $215,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 7,080 | $214,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 17,036 | $214,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 4,413 | $214,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 8,905 | $214,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 4,297 | $214,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 12,685 | $214,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 8,500 | $214,000 | thousands by filing date | call |
| UBS AG LONDON BRANCH | 90274D218 | FI ENHANCD ETN | 1,238 | $214,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 1,667 | $213,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 228 | $213,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 1,394 | $213,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 2,885 | $213,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 5,100 | $213,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 5,623 | $213,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 1,247 | $213,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 30,237 | $213,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 3,736 | $213,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 6,620 | $212,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 9,100 | $212,000 | thousands by filing date | put |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 12,590 | $212,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 2,153 | $212,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 8,979 | $212,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 1,651 | $211,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 2,566 | $211,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 2,195 | $211,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 5,000 | $211,000 | thousands by filing date | call |
| MERIT MED SYS INC COM | 589889104 | Stock | 3,424 | $210,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 1,757 | $210,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 3,826 | $210,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 11,000 | $210,000 | thousands by filing date | put |
| SELECTIVE INS GROUP INC | 816300107 | COM | 3,286 | $209,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 22,985 | $209,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 43,978 | $209,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 2,983 | $209,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 31,900 | $209,000 | thousands by filing date | call |
| PARTY CITY HOLDCO INC | 702149105 | COM | 15,400 | $209,000 | thousands by filing date | put |
| LENNOX INTL INC COM | 526107107 | Stock | 951 | $208,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 1,500 | $208,000 | thousands by filing date | put |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 11,411 | $208,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 8,903 | $207,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 3,600 | $207,000 | thousands by filing date | put |
| INTERDIGITAL INC COM | 45867G101 | Stock | 2,593 | $207,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 3,270 | $207,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 5,639 | $207,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 11,100 | $207,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 1,544 | $207,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 842 | $206,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 8,300 | $206,000 | thousands by filing date | put |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 3,624 | $206,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 4,191 | $206,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 4,500 | $206,000 | thousands by filing date | put |
| MIDDLEBYCORP | 596278101 | STOK | 1,582 | $205,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 83 | $205,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 4,588 | $205,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 3,885 | $205,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 7,355 | $205,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 2,900 | $205,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 75,700 | $204,000 | thousands by filing date | call |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 3,500 | $204,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,100 | $204,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 28,400 | $204,000 | thousands by filing date | call |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 7,633 | $204,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 3,921 | $204,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,328 | $203,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 3,762 | $203,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 10,994 | $203,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 20,162 | $203,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 4,600 | $203,000 | thousands by filing date | call |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 16,632 | $203,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 8,177 | $203,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 4,503 | $202,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 9,572 | $202,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 2,336 | $201,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 3,469 | $201,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 2,571 | $200,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 2,857 | $200,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 3,445 | $200,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 5,323 | $200,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 16,393 | $198,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 11,287 | $197,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 26,919 | $197,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 12,700 | $197,000 | thousands by filing date | call |
| TRUECAR INC | 89785L107 | COM | 13,900 | $196,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 27,100 | $195,000 | thousands by filing date | put |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 39,300 | $194,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 10,300 | $194,000 | thousands by filing date | put |
| Castle Brands Inc | 148435100 | COM | 181,465 | $194,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 22,500 | $193,000 | thousands by filing date | call |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 21,489 | $193,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 34,400 | $192,000 | thousands by filing date | call |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 10,677 | $191,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 16,377 | $189,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 25,621 | $189,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 10,141 | $188,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 28,786 | $187,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 15,517 | $187,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 23,628 | $187,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 72,017 | $186,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 15,890 | $186,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 16,800 | $186,000 | thousands by filing date | call |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 14,300 | $185,000 | thousands by filing date | put |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 10,965 | $183,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 17,800 | $182,000 | thousands by filing date | call |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 13,836 | $181,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 14,152 | $181,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 21,500 | $181,000 | thousands by filing date | call |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 13,673 | $181,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 15,900 | $180,000 | thousands by filing date | call |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 10,705 | $180,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 11,921 | $176,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 13,175 | $175,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 19,892 | $175,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 17,475 | $174,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 28,564 | $174,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 14,054 | $174,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 13,750 | $173,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 29,239 | $173,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 74,819 | $172,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 21,841 | $172,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 23,314 | $171,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 10,109 | $170,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 19,656 | $170,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 17,500 | $170,000 | thousands by filing date | put |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 20,355 | $169,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 13,821 | $169,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 27,627 | $168,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 17,549 | $168,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 11,294 | $167,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 10,543 | $166,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 25,756 | $166,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 26,505 | $165,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 15,708 | $165,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 13,689 | $165,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 16,897 | $164,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 15,600 | $162,000 | thousands by filing date | put |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 24,724 | $161,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 14,700 | $160,000 | thousands by filing date | call |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 14,057 | $160,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 13,665 | $160,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 11,266 | $159,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 10,327 | $159,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 12,946 | $158,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 25,247 | $158,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 20,302 | $158,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 15,520 | $158,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 10,200 | $157,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 13,661 | $157,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 11,500 | $156,000 | thousands by filing date | call |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 11,053 | $154,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 11,916 | $152,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 10,263 | $151,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 13,111 | $150,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 10,355 | $150,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 26,200 | $149,000 | thousands by filing date | put |
| BROOKDALE SR LIVING INC | 112463104 | COM | 15,090 | $148,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 14,991 | $148,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 13,657 | $147,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 23,701 | $146,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 38,493 | $145,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 39,100 | $144,000 | thousands by filing date | call |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 10,709 | $144,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 18,155 | $144,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 10,352 | $144,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 16,800 | $142,000 | thousands by filing date | call |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 19,060 | $142,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 10,215 | $141,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 21,791 | $141,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 16,300 | $141,000 | thousands by filing date | call |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 21,549 | $141,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 36,762 | $140,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 159,014 | $140,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 12,608 | $139,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 10,999 | $138,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 11,213 | $138,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 18,529 | $138,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 19,400 | $137,000 | thousands by filing date | put |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 22,241 | $135,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 19,374 | $134,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 23,603 | $134,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 33,900 | $134,000 | thousands by filing date | put |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 10,290 | $132,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 28,494 | $132,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 11,609 | $131,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 10,329 | $131,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 17,840 | $131,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 14,924 | $131,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 34,700 | $131,000 | thousands by filing date | call |
| ARBOR REALTY TRUST INC | 038923108 | COM | 11,339 | $130,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 49,861 | $129,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 23,087 | $128,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 51,219 | $128,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 11,627 | $128,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 10,967 | $127,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 18,433 | $126,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 17,388 | $126,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 17,700 | $125,000 | thousands by filing date | call |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 10,379 | $124,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 23,200 | $124,000 | thousands by filing date | put |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 17,046 | $121,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 12,000 | $120,000 | thousands by filing date | call |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 11,400 | $120,000 | thousands by filing date | put |
| FORTUNA MNG CORP F | 349915108 | COM | 27,345 | $119,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 47,900 | $119,000 | thousands by filing date | call |
| LENDINGCLUB CORP | 52603A109 | COM | 30,754 | $119,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 30,874 | $118,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 19,955 | $117,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 10,132 | $117,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 23,989 | $116,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 10,200 | $116,000 | thousands by filing date | put |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 36,037 | $116,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 12,255 | $114,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 10,434 | $114,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 25,438 | $114,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 11,622 | $114,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 11,512 | $114,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 13,482 | $113,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 11,900 | $113,000 | thousands by filing date | call |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 10,771 | $112,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 12,090 | $112,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 10,118 | $112,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 21,453 | $111,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 11,959 | $111,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 12,396 | $110,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 11,891 | $108,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 14,560 | $108,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 14,701 | $105,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 13,403 | $104,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 10,355 | $104,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 37,146 | $104,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 39,253 | $103,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 12,018 | $102,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 18,900 | $101,000 | thousands by filing date | call |
| TAHOE RES INC | 873868103 | COM | 36,209 | $101,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 16,858 | $101,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 10,645 | $100,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 15,705 | $100,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 41,100 | $99,000 | thousands by filing date | call |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 13,256 | $98,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 50,349 | $98,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 21,556 | $97,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 12,190 | $97,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 16,646 | $97,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 13,002 | $96,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 32,649 | $95,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 13,274 | $94,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 10,650 | $94,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 47,881 | $92,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 23,800 | $92,000 | thousands by filing date | call |
| VEREIT INC | 92339V100 | COM | 12,500 | $91,000 | thousands by filing date | put |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 14,255 | $91,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 11,852 | $91,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 16,792 | $90,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 26,150 | $90,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 26,028 | $90,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 12,062 | $90,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 12,224 | $89,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 19,043 | $89,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 12,015 | $88,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 67,274 | $86,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 27,765 | $86,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 15,174 | $86,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 52,391 | $86,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 10,506 | $85,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 18,823 | $83,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 30,466 | $82,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 12,727 | $81,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 48,102 | $80,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 19,954 | $79,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 28,300 | $79,000 | thousands by filing date | call |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 14,929 | $79,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 10,420 | $78,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 10,600 | $77,000 | thousands by filing date | put |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 16,919 | $76,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 22,159 | $75,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 13,857 | $73,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 11,269 | $73,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 27,000 | $73,000 | thousands by filing date | put |
| HECLA MNG CO | 422704106 | COM | 25,671 | $72,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 13,675 | $72,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 13,751 | $70,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 17,200 | $69,000 | thousands by filing date | put |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 14,139 | $67,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 24,241 | $65,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 10,163 | $64,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 39,260 | $63,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 12,265 | $61,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 10,266 | $61,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 12,144 | $58,000 | thousands by filing date | |
| ORAGENICS INC | 684023302 | COM PAR | 50,078 | $58,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 34,483 | $57,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 10,193 | $57,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 18,597 | $55,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 10,200 | $54,000 | thousands by filing date | put |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 25,756 | $54,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 11,381 | $52,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 10,738 | $50,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 10,091 | $49,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 21,104 | $49,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 13,924 | $48,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 12,836 | $48,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 14,800 | $48,000 | thousands by filing date | put |
| OCWEN FINL CORP | 675746309 | COM NEW | 12,156 | $48,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 10,500 | $48,000 | thousands by filing date | put |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 11,289 | $48,000 | thousands by filing date | |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 22,807 | $47,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 58,453 | $46,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 22,415 | $46,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 10,809 | $45,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 10,425 | $44,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 28,265 | $44,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 11,192 | $42,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 15,635 | $41,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 10,399 | $41,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 40,293 | $40,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 14,119 | $39,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 12,088 | $38,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 11,340 | $38,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 14,054 | $38,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 28,560 | $37,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 26,480 | $37,000 | thousands by filing date | |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 36,555 | $37,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 25,569 | $36,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 14,979 | $35,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 22,609 | $35,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 16,639 | $35,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 16,516 | $33,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 12,970 | $33,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HLDGS IN | 74275G115 | *W EXP 11/15/202 | 19,699 | $33,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 15,878 | $32,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 13,041 | $31,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 38,400 | $30,000 | thousands by filing date | put |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 13,143 | $30,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 27,351 | $30,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 10,158 | $30,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 45,728 | $29,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 13,300 | $29,000 | thousands by filing date | put |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 11,319 | $29,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 30,587 | $29,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 11,542 | $28,000 | thousands by filing date | |
| STELLAR BIOTECHNOLOGIES INC | 85855A302 | COM | 20,251 | $28,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 11,736 | $27,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 27,600 | $27,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 21,078 | $27,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 25,902 | $27,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 20,547 | $27,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 36,244 | $27,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 17,433 | $26,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 12,082 | $26,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 26,388 | $26,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 26,507 | $26,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L209 | COM NEW | 66,117 | $26,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 16,144 | $25,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H558 | PS AGRI DL ETN | 11,887 | $25,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HLDG C | 890260409 | COM | 42,320 | $25,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 10,180 | $24,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 10,383 | $24,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 21,790 | $24,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 33,119 | $24,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 10,921 | $24,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 17,404 | $24,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 23,441 | $24,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640200 | COM NEW | 13,606 | $24,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 16,398 | $23,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 11,414 | $23,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 21,650 | $22,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 12,624 | $22,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 19,791 | $22,000 | thousands by filing date | |
| AVINGER INC | 053734208 | COM NEW | 16,385 | $22,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 12,336 | $21,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 16,962 | $21,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 11,284 | $21,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 18,359 | $21,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 22,927 | $21,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 19,216 | $21,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 14,084 | $21,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 11,496 | $20,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 11,287 | $20,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 13,783 | $20,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 11,363 | $20,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 16,332 | $20,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 11,705 | $20,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 11,649 | $20,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748206 | COM NEW | 45,443 | $20,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 11,356 | $19,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 36,266 | $19,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 12,104 | $19,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 13,980 | $19,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L105 | COM | 12,941 | $19,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y800 | COM | 16,035 | $19,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 26,379 | $19,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255708 | COM PAR | 13,916 | $19,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 18,344 | $18,000 | thousands by filing date | |
| INSPIREMD INC | 45779A861 | COM PAR | 82,048 | $18,000 | thousands by filing date | |
| ONCOBIOLOGICS INC | 68235M105 | COM | 18,341 | $18,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 11,437 | $17,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 10,566 | $17,000 | thousands by filing date | |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 12,829 | $17,000 | thousands by filing date | |
| THE9 LTD SPON ADS NEW | 88337K203 | ADR | 11,205 | $17,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 14,138 | $17,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 55,855 | $17,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 12,206 | $16,000 | thousands by filing date | |
| AMERI HLDGS INC | 02362F104 | COM | 12,125 | $16,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 19,196 | $16,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 13,784 | $16,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C808 | COM PAR | 13,806 | $16,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T100 | COM | 13,464 | $16,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 19,175 | $15,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 55,722 | $15,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 22,428 | $15,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q403 | COM PAR | 15,654 | $15,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC | 98585K201 | COM NEW | 10,797 | $15,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 11,065 | $14,000 | thousands by filing date | |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 19,824 | $14,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 13,713 | $14,000 | thousands by filing date | |
| TAOPING INC COM | G8675V101 | Stock | 11,388 | $14,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 14,660 | $13,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 12,556 | $13,000 | thousands by filing date | |
| REAL GOODS SOLAR XXXREGISTRATION REVOKED BY THE SEC EFF: 05/02/22 | 75601N500 | Equity | 32,899 | $13,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 16,995 | $13,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P100 | COM | 13,705 | $13,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536204 | COM NEW | 61,448 | $13,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 15,100 | $13,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 12,250 | $13,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 13,903 | $12,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 57,428 | $12,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 12,361 | $12,000 | thousands by filing date | |
| CYTRX CORP | 232828608 | COM PAR | 11,491 | $12,000 | thousands by filing date | |
| TROVAGENE INC COM PAR | 897238408 | Stock | 14,825 | $12,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 12,681 | $11,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 11,192 | $11,000 | thousands by filing date | |
| ALLIANCE MMA INC | 018626101 | COM | 42,044 | $11,000 | thousands by filing date | |
| PRECIPIO INC | 74019L107 | COM | 27,830 | $11,000 | thousands by filing date | |
| AMERICAN LORAIN CORP | 027297100 | COM | 69,889 | $10,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 49,088 | $9,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 18,696 | $9,000 | thousands by filing date | |
| XG TECHNOLOGY INC | 98372A705 | COM PAR | 21,653 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-18-007422 | this filing | 2018-11-14 | acceptance time not in the bulk data set |