13F-HR filed by NEEDHAM INVESTMENT MANAGEMENT LLC
NEEDHAM INVESTMENT MANAGEMENT LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 85 holding rows worth $331,918,000.
- Accession
- 0000919574-18-007213
- Filer
- CIK 1167212
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 175 entries on the cover page, a total value of $331,918,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $331,918,000 with VALUE read as thousands by filing date, 13F file number 028-10095. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNEEDHAM EMERGING GROWTH PARTNERS LP028-11515
- included managerNEEDHAM GROWTH FUND028-11514
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Thermo Fisher Scientific Inc. | 883556102 | COM | 74,500 | $18,184,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 1,146,450 | $15,764,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 500,500 | $14,489,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 1,027,498 | $13,461,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 200,600 | $12,829,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 147,000 | $11,350,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 30,500 | $11,343,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 315,000 | $11,154,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 538,359 | $10,994,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 1,216,000 | $10,980,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 1,105,850 | $10,638,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 397,090 | $9,192,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 179,500 | $8,490,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 107,500 | $8,027,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 134,000 | $7,965,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 52,500 | $7,923,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 296,500 | $7,801,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 228,000 | $7,770,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 95,000 | $7,615,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 38,763 | $6,732,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 615,250 | $6,061,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 22,750 | $5,938,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 70,000 | $5,457,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 54,406 | $5,352,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 23,450 | $5,293,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 64,500 | $4,718,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 98,500 | $4,519,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 26,500 | $4,360,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 1,120,000 | $4,032,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 83,727 | $3,851,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 60,000 | $3,747,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 785,000 | $3,587,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 252,900 | $3,235,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 285,293 | $2,959,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 70,000 | $2,898,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 401,759 | $2,776,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 116,472 | $2,692,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 61,750 | $2,639,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 65,100 | $2,510,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 60,200 | $2,414,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 325,039 | $2,405,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 14,750 | $2,302,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 182,800 | $2,212,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 162,000 | $2,034,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 208,141 | $1,979,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 32,000 | $1,938,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 260,000 | $1,912,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 127,500 | $1,634,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 29,800 | $1,440,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 300,000 | $1,425,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 14,000 | $1,354,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 35,000 | $1,236,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 9,000 | $1,227,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 60,000 | $1,221,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 25,000 | $969,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 10,000 | $950,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 2,000 | $866,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 45,000 | $821,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 20,900 | $782,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 20,000 | $777,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 12,500 | $720,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 10,000 | $719,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 9,750 | $698,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 80,000 | $664,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 20,000 | $662,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 20,669 | $661,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 33,000 | $660,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 8,000 | $633,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 8,500 | $522,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 21,893 | $486,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 6,000 | $451,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 32,500 | $434,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 8,000 | $413,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 325 | $386,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 2,500 | $379,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 8,500 | $376,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 5,000 | $305,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 7,500 | $290,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 5,000 | $251,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 12,500 | $231,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 4,616 | $200,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 10,000 | $170,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 10,000 | $161,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 39,000 | $138,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 230,375 | $85,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-18-007213 | this filing | 2018-11-14 | acceptance time not in the bulk data set |