13F-HR filed by SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-11, with 253 holding rows worth $164,627,000.
- Accession
- 0000919574-18-003411
- Filer
- CIK 1218583
- Filed
- 2018-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 260 entries on the cover page, a total value of $164,627,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $164,627,000 with VALUE read as thousands by filing date, 13F file number 028-10361. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 46,200 | $12,158,000 | thousands by filing date | put |
| Berkshire Hathaway Inc | 084670702 | COM | 44,164 | $8,810,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 122,026 | $3,811,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 203,417 | $3,489,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 92,430 | $3,203,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 62,170 | $3,166,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 10,089 | $2,677,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 84,410 | $2,558,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 184,269 | $2,440,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 12,802 | $2,199,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 31,203 | $2,058,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 44,450 | $1,925,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 20,478 | $1,910,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 25,901 | $1,894,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 122,267 | $1,807,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 32,816 | $1,799,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 25,700 | $1,775,000 | thousands by filing date | put |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 16,142 | $1,723,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 9,003 | $1,720,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 8,300 | $1,656,000 | thousands by filing date | call |
| AVIS BUDGET GROUP INC | 053774105 | COM | 32,800 | $1,536,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 9,754 | $1,513,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 6,393 | $1,368,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 22,460 | $1,362,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 44,514 | $1,359,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 6,572 | $1,357,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 39,347 | $1,332,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 6,000 | $1,284,000 | thousands by filing date | put |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 16,704 | $1,222,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 17,612 | $1,189,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 19,489 | $1,177,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 99,901 | $1,173,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 219,800 | $1,117,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 38,120 | $1,105,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 20,242 | $1,102,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 4,930 | $1,083,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 108,430 | $1,046,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 10,839 | $1,040,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 9,476 | $1,034,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 15,558 | $978,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 12,972 | $968,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 6,400 | $962,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 10,309 | $941,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 3,729 | $903,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 33,600 | $890,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 36,350 | $888,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 280,215 | $877,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 16,828 | $874,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 9,044 | $871,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 12,029 | $836,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 8,513 | $826,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 800 | $825,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 7,553 | $824,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 18,897 | $821,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 39,123 | $816,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 5,855 | $813,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 15,701 | $809,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 10,000 | $809,000 | thousands by filing date | put |
| CELGENE CORP | 151020104 | COM | 9,000 | $803,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 10,600 | $799,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 48,937 | $799,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 12,500 | $778,000 | thousands by filing date | put |
| NUTRIEN LTD COM | 67077M108 | Stock | 16,428 | $776,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 5,981 | $766,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 43,391 | $750,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 56,949 | $740,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 4,957 | $731,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 7,500 | $710,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 20,000 | $710,000 | thousands by filing date | put |
| Stryker Corporation | 863667101 | COM | 4,389 | $706,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 36,500 | $697,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 70,668 | $689,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 6,358 | $688,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,836 | $672,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,400 | $639,000 | thousands by filing date | put |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 36,091 | $639,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 38,281 | $631,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 2,705 | $628,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 19,827 | $621,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 10,130 | $607,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 4,000 | $590,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 7,435 | $589,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 12,208 | $589,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,598 | $587,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 8,691 | $587,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 87,800 | $585,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 10,649 | $584,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 9,957 | $583,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 35,300 | $543,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 5,920 | $542,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 4,890 | $540,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 10,740 | $540,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 5,380 | $538,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 15,930 | $533,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 12,547 | $524,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 9,934 | $523,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 19,293 | $523,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 40,640 | $516,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 3,200 | $512,000 | thousands by filing date | put |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 40,360 | $507,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 25,333 | $503,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 4,000 | $488,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 18,500 | $486,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 54,690 | $486,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 23,100 | $485,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 8,000 | $480,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 15,616 | $468,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 15,100 | $456,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 60,000 | $456,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 22,350 | $455,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 5,969 | $453,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 35,673 | $433,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,476 | $422,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 13,884 | $422,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 5,500 | $414,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 7,356 | $409,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 50,960 | $405,000 | thousands by filing date | |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 162,433 | $404,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 5,202 | $398,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 7,254 | $393,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 17,650 | $393,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 31,585 | $391,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,773 | $387,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 34,200 | $386,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 77,000 | $380,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 8,055 | $379,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 5,300 | $369,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 49,900 | $365,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,000 | $359,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 16,000 | $356,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 10,000 | $350,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 17,953 | $350,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 10,398 | $347,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 881 | $345,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 285,902 | $343,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 3,500 | $341,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 6,600 | $341,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 72,000 | $338,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 31,850 | $332,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 48,731 | $328,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 190,000 | $323,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 7,648 | $322,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 4,829 | $316,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 10,000 | $315,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 13,500 | $312,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 7,758 | $310,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 3,471 | $307,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 118,400 | $305,000 | thousands by filing date | call |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 26,020 | $305,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 16,948 | $299,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 36,000 | $297,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,951 | $296,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 19,030 | $296,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 48,180 | $295,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,578 | $290,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 20,600 | $288,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 14,620 | $281,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 15,000 | $276,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 24,731 | $274,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 14,740 | $272,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 29,000 | $271,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 13,628 | $271,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 4,338 | $270,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 16,460 | $267,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 15,900 | $259,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 7,535 | $258,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,698 | $254,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 3,800 | $253,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 14,000 | $252,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 44,910 | $248,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 11,637 | $248,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 18,200 | $245,000 | thousands by filing date | |
| MICRON SOLUTIONS INC | 59511X105 | COM | 63,309 | $241,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 9,610 | $235,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 20,900 | $233,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 15,395 | $232,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1,600 | $230,000 | thousands by filing date | put |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 3,500 | $229,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 24,684 | $228,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 142,191 | $225,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 7,196 | $222,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,000 | $220,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 113,087 | $219,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 3,395 | $217,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 2,000 | $213,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,014 | $208,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,074 | $207,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 11,015 | $202,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 9,700 | $201,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 24,000 | $200,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 14,700 | $194,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 58,876 | $191,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 44,809 | $190,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 83,973 | $189,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 18,961 | $178,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 22,000 | $174,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 59,400 | $169,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 75,100 | $165,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 104,000 | $161,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 12,500 | $154,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 11,900 | $151,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 21,413 | $148,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 104,400 | $146,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 20,882 | $145,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 15,200 | $144,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 19,578 | $143,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 34,068 | $140,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 22,800 | $139,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 12,430 | $136,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 40,981 | $135,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 10,362 | $135,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 47,521 | $128,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 28,500 | $127,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 11,600 | $125,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 18,339 | $124,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 13,000 | $122,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 37,687 | $113,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 10,000 | $109,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 24,500 | $101,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 13,591 | $99,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 94,000 | $97,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 18,406 | $95,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 14,000 | $90,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 20,618 | $81,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 26,500 | $81,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 20,000 | $79,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 21,564 | $78,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 11,000 | $78,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 69,512 | $76,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 11,500 | $74,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 14,945 | $69,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 37,651 | $68,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 13,500 | $62,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 14,161 | $61,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 10,000 | $60,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 14,773 | $59,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 24,537 | $57,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 882 | $55,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 10,915 | $53,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 51,000 | $52,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 17,000 | $51,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 14,000 | $39,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 14,000 | $39,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 14,309 | $32,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 15,035 | $31,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCE INC | 004468104 | COM | 24,500 | $31,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 18,875 | $30,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 10,100 | $29,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 17,505 | $23,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 6,900 | $18,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721308 | COM PAR | 28,000 | $17,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 11,800 | $17,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 13,258 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-18-003411 | this filing | 2018-05-11 | acceptance time not in the bulk data set |