13F-HR filed by KINGDON CAPITAL MANAGEMENT, L.L.C.
KINGDON CAPITAL MANAGEMENT, L.L.C. filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 117 holding rows worth $1,534,533,000.
- Accession
- 0000919574-17-008134
- Filer
- CIK 1000097
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 117 entries on the cover page, a total value of $1,534,533,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,534,533,000 with VALUE read as thousands by filing date, 13F file number 028-04575. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerKingdon Associates028-10584
- included managerM. Kingdon Offshore Master Fund L.P.028-13996
- included managerKingdon Family Partnership, L.P.028-10842
- included managerKingdon Credit Master Fund L.P.028-17903
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 4,000,000 | $103,440,000 | thousands by filing date | call |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 500,000 | $72,725,000 | thousands by filing date | put |
| ALTABA INC | 021346101 | COM | 1,042,128 | $69,031,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 1,439,508 | $56,616,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 793,171 | $54,911,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 1,297,579 | $54,005,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 595,465 | $40,361,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,480,000 | $37,503,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 610,290 | $37,466,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 727,886 | $33,934,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 2,010,325 | $32,467,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 179,758 | $30,715,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 117,575 | $29,889,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 469,850 | $29,272,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 801,602 | $27,375,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 489,300 | $25,488,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 666,780 | $22,477,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 883,321 | $21,359,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 130,334 | $20,724,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 575,000 | $19,602,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 275,495 | $19,502,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 505,721 | $19,157,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 1,812,864 | $18,582,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 134,599 | $18,262,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 99,930 | $17,358,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,503,420 | $17,289,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 400,000 | $17,068,000 | thousands by filing date | call |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 939,670 | $16,905,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 1,136,329 | $16,556,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 300,000 | $16,194,000 | thousands by filing date | put |
| Salesforce.com, Inc | 79466L302 | COM | 170,497 | $15,928,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 44,317 | $15,867,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 127,811 | $15,286,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 41,445 | $15,062,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 16,250,000 | $14,676,000 | thousands by filing date | principal |
| CENTENE CORP DEL COM | 15135B101 | Stock | 151,632 | $14,673,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 170,468 | $14,432,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 58,320 | $14,209,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 243,661 | $13,930,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 445,589 | $13,836,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 155,962 | $12,851,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A102 | CL A | 1,200,000 | $12,552,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 150,301 | $12,484,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 63,358 | $12,409,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 301,341 | $11,596,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 186,322 | $11,489,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 162,796 | $11,469,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 84,433 | $11,118,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 55,913 | $10,432,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 72,625 | $10,294,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 68,207 | $10,095,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 12,000,000 | $9,840,000 | thousands by filing date | principal |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 65,389 | $9,412,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 288,466 | $9,245,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 13,000,000 | $9,230,000 | thousands by filing date | principal |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 184,951 | $9,211,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 270,056 | $9,112,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 125,000 | $9,019,000 | thousands by filing date | call |
| WARRIOR MET COAL INC | 93627C101 | COM | 380,597 | $8,971,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 291,717 | $8,509,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 6,000,000 | $8,291,000 | thousands by filing date | principal |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 238,924 | $7,827,000 | thousands by filing date | |
| INOTEK PHARMACEUTICALS CORP | 45780VAB8 | NOTE 5.750% 8/0 | 9,700,000 | $7,572,000 | thousands by filing date | principal |
| HERON THERAPEUTICS INC | 427746102 | COM | 415,000 | $6,702,000 | thousands by filing date | call |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 372,577 | $6,669,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 99,280 | $6,406,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 200,000 | $6,274,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 100,000 | $6,166,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 239,444 | $6,068,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 400,000 | $5,864,000 | thousands by filing date | put |
| PEABODY ENGR CORP | 704551100 | COM | 200,743 | $5,824,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 35,612 | $5,414,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 72,940 | $5,263,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 603,611 | $5,173,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L102 | COM | 500,000 | $5,000,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 60,000 | $4,944,000 | thousands by filing date | call |
| YUM CHINA HLDGS INC | 98850P109 | COM | 121,422 | $4,853,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 23,137 | $4,615,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 1,265,700 | $4,493,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 500,000 | $4,335,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 299,670 | $3,944,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 150,000 | $3,627,000 | thousands by filing date | call |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 126,319 | $3,268,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 822,508 | $3,167,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 13,060 | $2,952,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 37,484 | $2,907,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 30,000 | $2,809,000 | thousands by filing date | put |
| SANMINA CORP COM | 801056102 | Stock | 75,029 | $2,787,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 100,000 | $2,423,000 | thousands by filing date | call |
| Lowes Companies,Inc. | 548661107 | COM | 30,179 | $2,413,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 259,948 | $2,334,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 769,140 | $2,231,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 39,233 | $2,059,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 13,078 | $2,049,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 27,242 | $1,985,000 | thousands by filing date | |
| KEMPHARM INC | 488445AB3 | NOTE 5.500 2/0 | 3,000,000 | $1,826,000 | thousands by filing date | principal |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 15,000 | $1,765,000 | thousands by filing date | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 27,000 | $1,743,000 | thousands by filing date | |
| STEADYMED LTD | M84920103 | SHS | 503,140 | $1,686,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 25,000 | $1,559,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 387,294 | $1,534,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 422,100 | $1,372,000 | thousands by filing date | call |
| COMSTOCK RES INC | 205768AM6 | NOTE 7.750% 4/0 | 1,566,520 | $1,253,000 | thousands by filing date | principal |
| UNITI GROUP INC | 91325V108 | COM | 75,000 | $1,100,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 56,200 | $1,006,000 | thousands by filing date | call |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 17,731 | $980,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 67,055 | $824,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 114,600 | $788,000 | thousands by filing date | call |
| TJX Companies Inc | 872540109 | COM | 10,000 | $737,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 19,736 | $728,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 15,000 | $632,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 450,000 | $630,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 350,000 | $620,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 13,074 | $558,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 10,000 | $454,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 298,982 | $302,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C201 | COM | 1,291,976 | $258,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-17-008134 | this filing | 2017-11-14 | acceptance time not in the bulk data set |