13F-HR filed by TWO SIGMA SECURITIES, LLC
TWO SIGMA SECURITIES, LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 894 holding rows worth $1,094,927,000.
- Accession
- 0000919574-17-008035
- Filer
- CIK 1450144
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 894 entries on the cover page, a total value of $1,094,927,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,094,927,000 with VALUE read as thousands by filing date, 13F file number 028-16740. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BAXTER INTL INC | 071813109 | COM | 3,732 | $234,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 3,669 | $234,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 25,981 | $234,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 18,572 | $233,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 4,576 | $233,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 28,616 | $232,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 3,000 | $232,000 | thousands by filing date | call |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 30,289 | $232,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 4,173 | $231,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 4,892 | $231,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,040 | $231,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,382 | $230,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 4,654 | $230,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 19,559 | $229,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 70,524 | $229,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 8,450 | $229,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 1,933 | $228,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 4,143 | $228,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 3,538 | $227,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 4,000 | $227,000 | thousands by filing date | call |
| NUVASIVE INC | 670704105 | COM | 4,101 | $227,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 8,700 | $227,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,587 | $226,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 5,666 | $226,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 21,175 | $226,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 4,522 | $226,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L842 | ETRACS MTH 2XLV | 12,072 | $226,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 9,274 | $224,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 2,796 | $224,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A207 | VIRTUS NEWFLEET | 8,915 | $224,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 4,910 | $224,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 6,221 | $223,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 16,656 | $223,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 4,889 | $223,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 4,514 | $223,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 68,624 | $223,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 2,000 | $222,000 | thousands by filing date | call |
| NUTANIX INC CL A | 67059N108 | Stock | 9,936 | $222,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 3,680 | $222,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 5,867 | $221,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 4,228 | $221,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 23,673 | $221,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 16,143 | $220,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 8,537 | $220,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 3,092 | $220,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 6,104 | $220,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 26,148 | $220,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 9,299 | $220,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 35,865 | $219,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 9,677 | $219,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 13,243 | $218,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 3,923 | $217,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,640 | $217,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 207,024 | $217,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 11,227 | $217,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 2,942 | $216,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 3,918 | $216,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 6,853 | $216,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 6,246 | $215,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 9,819 | $215,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 942 | $215,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 4,196 | $215,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 5,324 | $215,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 4,422 | $215,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 656 | $214,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 3,707 | $214,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 34,859 | $214,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 11,171 | $214,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 2,000 | $213,000 | thousands by filing date | call |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 49,368 | $213,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 11,187 | $212,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,251 | $210,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 2,443 | $210,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,394 | $208,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 2,658 | $208,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 4,296 | $207,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 3,399 | $207,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,441 | $207,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 3,388 | $207,000 | thousands by filing date | |
| PROSHARES TR | 74348A178 | ULTRAPRO DOW 30 | 7,743 | $207,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 2,676 | $206,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 327 | $205,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 24,163 | $205,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 53,232 | $205,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 3,743 | $204,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 3,000 | $204,000 | thousands by filing date | call |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 5,390 | $203,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 4,739 | $203,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 9,046 | $203,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 33,291 | $203,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 800 | $201,000 | thousands by filing date | call |
| ENVESTNET INC | 29404K106 | COM | 3,944 | $201,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 21,384 | $200,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 12,197 | $198,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 11,548 | $198,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 10,941 | $196,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 13,394 | $195,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 24,700 | $194,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 14,045 | $192,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 16,087 | $191,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 12,731 | $190,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 12,121 | $189,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 17,246 | $188,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 18,528 | $187,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 101,744 | $186,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 50,284 | $184,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 34,288 | $184,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 10,439 | $181,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 11,473 | $181,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 13,376 | $179,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 26,886 | $178,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 19,044 | $178,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 12,488 | $178,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 23,259 | $177,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 14,416 | $175,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 17,173 | $175,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 11,741 | $174,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 65,781 | $172,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 25,662 | $172,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 16,284 | $170,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 14,046 | $167,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 16,513 | $166,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 13,826 | $165,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 36,541 | $164,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 11,574 | $158,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 89,088 | $158,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 16,305 | $155,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 15,513 | $155,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 70,290 | $155,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 19,610 | $155,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 38,244 | $155,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 14,355 | $154,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 11,470 | $154,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 10,263 | $154,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 17,936 | $154,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 29,260 | $151,000 | thousands by filing date | |
| ITUS CORP | 45069V203 | COM NEW | 57,163 | $150,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 15,735 | $149,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 29,171 | $149,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 15,946 | $147,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 11,271 | $147,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 14,046 | $141,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 12,508 | $139,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 14,513 | $138,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 13,786 | $137,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 10,877 | $137,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 11,371 | $136,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 15,665 | $135,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 11,766 | $134,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 11,819 | $132,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 23,429 | $131,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 26,320 | $130,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 54,901 | $128,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 11,342 | $127,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 28,551 | $127,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 16,685 | $125,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 13,591 | $124,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 10,142 | $121,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 11,462 | $120,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 28,444 | $118,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 19,380 | $118,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 17,716 | $114,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 12,797 | $114,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 12,801 | $113,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 10,547 | $113,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 23,407 | $110,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 11,739 | $110,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 10,250 | $108,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 18,930 | $108,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 18,998 | $107,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 21,242 | $107,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 14,887 | $107,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 80,175 | $107,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 15,954 | $104,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 22,727 | $103,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 22,562 | $102,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 30,212 | $94,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 37,529 | $94,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 14,855 | $93,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 12,690 | $93,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 66,626 | $92,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 10,023 | $91,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 10,877 | $91,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 20,570 | $91,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 15,129 | $89,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 19,253 | $88,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 249,891 | $87,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 11,283 | $87,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 10,250 | $86,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 36,970 | $84,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 14,331 | $84,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 26,758 | $82,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 72,254 | $82,000 | thousands by filing date | |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 10,723 | $81,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 18,202 | $80,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 17,073 | $79,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 12,605 | $78,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 25,592 | $78,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 30,816 | $77,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 27,542 | $76,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 10,740 | $76,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 12,434 | $75,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 12,943 | $74,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 11,726 | $72,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 46,330 | $72,000 | thousands by filing date | |
| Anthera Pharmaceuticals Inc (NV) | 03674U300 | COM | 49,318 | $71,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 20,000 | $70,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 28,361 | $69,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 16,462 | $68,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 10,040 | $68,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 10,192 | $67,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 32,437 | $67,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 22,073 | $66,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 21,643 | $66,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 13,732 | $65,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 15,643 | $63,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 28,861 | $62,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 21,285 | $61,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 11,216 | $61,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 24,354 | $60,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 24,378 | $60,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 37,128 | $60,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 12,798 | $59,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 21,967 | $59,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 14,652 | $58,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 11,411 | $58,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 40,979 | $58,000 | thousands by filing date | |
| MARA HLDGS INC | 56585W203 | COM | 135,804 | $58,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 10,729 | $57,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 26,122 | $57,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 31,998 | $56,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 32,879 | $56,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 12,813 | $55,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 24,865 | $55,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 16,633 | $54,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 26,615 | $54,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 28,001 | $53,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 28,891 | $53,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 13,024 | $53,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 17,659 | $52,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 12,195 | $52,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 25,471 | $52,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 28,471 | $52,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 18,336 | $52,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 26,292 | $51,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 49,519 | $51,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 28,997 | $51,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 28,014 | $50,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 10,285 | $50,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 16,541 | $48,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 32,270 | $47,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 10,284 | $47,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 21,234 | $47,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 32,505 | $46,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387208 | COM NEW | 52,946 | $46,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R201 | COM NEW | 52,672 | $45,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 66,547 | $44,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 12,637 | $43,000 | thousands by filing date | |
| PHASERX INC | 71723F103 | COM | 52,396 | $43,000 | thousands by filing date | |
| ZAIS GROUP HLDGS INC | 98887G106 | COM | 11,879 | $43,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 13,352 | $42,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C200 | COM NEW | 26,975 | $41,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 86,463 | $40,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 30,666 | $40,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 14,616 | $39,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 25,434 | $39,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 34,672 | $38,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 22,717 | $38,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 12,241 | $38,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 11,137 | $37,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 32,022 | $37,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 58,830 | $36,000 | thousands by filing date | |
| WESTWATER RES INC | 961684107 | COM | 24,358 | $35,000 | thousands by filing date | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 12,795 | $35,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 22,517 | $34,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 22,464 | $34,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 12,937 | $34,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 20,261 | $34,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 105,434 | $34,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 14,954 | $33,000 | thousands by filing date | |
| LINIU TECHNOLOGY GROUP | G54971208 | SNC | 29,820 | $33,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 25,669 | $31,000 | thousands by filing date | |
| Adobe Systems Inc | 98979H103 | COM | 37,959 | $31,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 16,064 | $30,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 10,308 | $30,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 32,498 | $30,000 | thousands by filing date | |
| CHINA AUTO LOGISTICS INC | 16936J202 | COM NEW | 13,480 | $30,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A105 | COM | 25,839 | $30,000 | thousands by filing date | |
| MYOS RENS TECHNOLOGY INC | 62857P108 | COM | 22,404 | $30,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 11,480 | $29,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 10,480 | $29,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 17,541 | $29,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCE INC | 004468104 | COM | 14,406 | $29,000 | thousands by filing date | |
| DELTA TECHNOLOGY HLDGS LTD USD | G8477B105 | ORD SHS | 28,352 | $29,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 15,405 | $28,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 47,633 | $28,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592309 | SHS NEW | 16,559 | $28,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C501 | COM | 59,258 | $28,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 16,757 | $27,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 20,279 | $27,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 37,538 | $27,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 19,648 | $27,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 149,999 | $27,000 | thousands by filing date | |
| NAKED BRAND GROUP INC COM | 629839200 | COM | 20,106 | $27,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H209 | COM NEW | 50,173 | $27,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 51,190 | $27,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 55,727 | $26,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 14,587 | $26,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 16,727 | $25,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 24,294 | $25,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 14,117 | $25,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 15,805 | $24,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 17,815 | $24,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 14,196 | $24,000 | thousands by filing date | |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 20,112 | $23,000 | thousands by filing date | |
| SOLENO THERAPEUTICS INC | 834203101 | COM | 44,230 | $23,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 12,876 | $23,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 11,324 | $23,000 | thousands by filing date | |
| MEDICAL TRANSCRIPTION BLG CO | 58464J105 | COM | 15,390 | $23,000 | thousands by filing date | |
| SKYLINE MED INC | 83084T606 | COM PAR | 16,106 | $23,000 | thousands by filing date | |
| TEARLAB CORP | 878193200 | COM | 17,820 | $23,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 11,481 | $22,000 | thousands by filing date | |
| Gevo Inc stock | 374396307 | Stock | 35,114 | $22,000 | thousands by filing date | |
| AMEDICA CORP COM PAR | 023435209 | Stock | 72,818 | $22,000 | thousands by filing date | |
| COBALT INTL ENERGY | 19075F304 | COM | 14,441 | $21,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 54,098 | $21,000 | thousands by filing date | |
| CAMBER ENERGY INC COM | 13200M102 | Stock | 123,262 | $21,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 33,837 | $20,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 15,090 | $20,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 17,235 | $20,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 54,983 | $20,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 56,106 | $20,000 | thousands by filing date | |
| GIGA TRONICS INC | 375175106 | COM | 24,773 | $19,000 | thousands by filing date | |
| RENNOVA HEALTH INC COM NEW | 759757602 | Stock | 96,060 | $19,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 24,226 | $18,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M108 | SHS | 16,720 | $18,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F302 | COM | 10,481 | $18,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES CORP | 03211P301 | COM PAR | 20,013 | $18,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 12,870 | $17,000 | thousands by filing date | |
| CHF SOLUTIONS INC | 12542Q102 | COM | 28,967 | $17,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 13,800 | $16,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 21,733 | $16,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 16,465 | $16,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 20,658 | $16,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 23,831 | $16,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 12,475 | $16,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 13,436 | $16,000 | thousands by filing date | |
| ONCOBIOLOGICS INC | 68235M105 | COM | 11,795 | $16,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 11,052 | $15,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 15,404 | $15,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 30,218 | $15,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 15,601 | $15,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 10,297 | $15,000 | thousands by filing date | |
| BIOCEPT INC | 09072V204 | COM NEW | 12,486 | $15,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 13,171 | $14,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 10,992 | $14,000 | thousands by filing date | |
| INSPIREMD INC | 45779A804 | COM PAR | 34,007 | $14,000 | thousands by filing date | |
| ABILITY INC | G8789K108 | SHS | 18,901 | $14,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 21,663 | $14,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 14,446 | $13,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 11,088 | $13,000 | thousands by filing date | |
| YUMA ENERGY INC NEW | 98872F105 | COM | 12,488 | $12,000 | thousands by filing date | |
| EnerJex Resources Inc | 292758406 | COM | 41,234 | $12,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 34,954 | $12,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED NEW | Y27265308 | SHS NEW | 12,060 | $11,000 | thousands by filing date | |
| MAGNEGAS CORP COM PAR | 55939L301 | Stock | 20,032 | $11,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 23,763 | $10,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 17,745 | $10,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 10,928 | $10,000 | thousands by filing date | |
| ONE HORIZON GROUP INC | 68235H304 | COM PAR | 11,982 | $10,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 11,025 | $9,000 | thousands by filing date | |
| NF ENERGY SAVING CORP | 629099300 | COM PAR $0.001 | 10,105 | $9,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 29,753 | $9,000 | thousands by filing date | |
| DEXTERA SURGICAL INC COM | 252366109 | CS | 34,359 | $9,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 11,055 | $8,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 21,500 | $8,000 | thousands by filing date | |
| BIOSTAGE INC | 09074M103 | COM | 25,915 | $8,000 | thousands by filing date | |
| MABVAX THERAPEUTICS HLDGS INC COM NEW | 55414P504 | COM | 10,044 | $7,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 17,068 | $6,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570100 | COMM STK | 15,292 | $5,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536204 | COM NEW | 14,600 | $5,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 10,962 | $4,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 13,155 | $4,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C201 | COM | 19,715 | $4,000 | thousands by filing date | |
| INPIXON COM | 45790J107 | Stock | 11,219 | $4,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 19,716 | $3,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 10,459 | $3,000 | thousands by filing date | |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 17,777 | $3,000 | thousands by filing date | |
| OPEXA THERAPEUTICS INC-CW18 | 00444P116 | W E | 37,284 | $3,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y602 | SHS NEW | 10,387 | $3,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570126 | WARRANT | 30,169 | $1,000 | thousands by filing date | |
| JASON INDS INC | 471172114 | *W EXP 06/30/201 | 19,851 | $1,000 | thousands by filing date | |
| CEL SCI CORP | 150837177 | *W EXP 10/11/201 | 29,547 | $1,000 | thousands by filing date | |
| ONCOBIOLOG-CW17A | 68235M113 | EQUITY WRT | 11,141 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-17-008035 | this filing | 2017-11-14 | acceptance time not in the bulk data set |