13F-HR filed by KINGDON CAPITAL MANAGEMENT, L.L.C.
KINGDON CAPITAL MANAGEMENT, L.L.C. filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 99 holding rows worth $1,462,940,000.
- Accession
- 0000919574-17-006250
- Filer
- CIK 1000097
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 99 entries on the cover page, a total value of $1,462,940,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,462,940,000 with VALUE read as thousands by filing date, 13F file number 028-04575. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerKingdon Associates028-10584
- included managerM. Kingdon Offshore Master Fund L.P.028-13996
- included managerKingdon Family Partnership, L.P.028-10842
- included managerKingdon Credit Master Fund L.P.028-17903
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,995,200 | $73,892,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| META PLATFORMS INC CL A | 30303M102 | COM | 392,567 | $59,270,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 413,158 | $58,214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 1,334,398 | $54,270,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 738,121 | $46,147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALTABA INC | 021346101 | COM | 823,847 | $44,883,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 500,000 | $44,195,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Dow Chemical Company | 260543103 | COM | 693,782 | $43,757,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWELL BRANDS INC COM | 651229106 | Stock | 779,960 | $41,821,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 299,500 | $41,223,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 614,596 | $36,753,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HERON THERAPEUTICS INC | 427746102 | COM | 2,309,604 | $31,988,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 99,800 | $30,946,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN TR CORP COM | 665859104 | Stock | 312,498 | $30,378,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 122,931 | $27,362,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN DIGITAL CORP | 958102105 | COM | 296,651 | $26,283,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WPX ENERGY INC | 98212B103 | COM | 2,606,185 | $25,176,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 748,227 | $24,617,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CME Group Inc. Class A | 12572Q105 | COM | 189,330 | $23,712,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 27,250,000 | $23,486,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Micron Technology,Inc. | 595112103 | COM | 783,301 | $23,389,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Applied Materials,Inc. | 038222105 | COM | 513,555 | $21,215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VULCAN MATLS CO COM | 929160109 | Stock | 163,038 | $20,654,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 355,817 | $20,143,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 332,065 | $19,725,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 953,869 | $19,287,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Salesforce.com, Inc | 79466L302 | COM | 219,259 | $18,988,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHERWIN WILLIAMS CO | 824348106 | COM | 53,048 | $18,618,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 249,600 | $18,503,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FORTIVE CORP COM | 34959J108 | Stock | 287,600 | $18,219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XPO INC COM | 983793100 | Stock | 278,839 | $18,021,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 126,400 | $16,320,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 1,136,882 | $16,041,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Gulfport Energy | 402635304 | COM | 1,080,280 | $15,934,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HERON THERAPEUTICS INC | 427746102 | COM | 1,076,500 | $14,910,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| T-Mobile US,Inc. | 872590104 | COM | 236,249 | $14,321,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UnitedHealth Group Inc | 91324P102 | COM | 74,646 | $13,841,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Lowes Companies,Inc. | 548661107 | COM | 168,284 | $13,047,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Mondelez International,Inc. Class A | 609207105 | COM | 299,500 | $12,935,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 199,700 | $12,749,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 770,708 | $12,732,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GTY TECHNOLOGY HOLDINGS INC | G4182A102 | CL A | 1,200,000 | $12,612,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 253,821 | $12,364,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMERICAINC | 200340107 | COM | 148,401 | $10,869,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUMANA INC COM | 444859102 | Stock | 45,128 | $10,859,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CSX Corporation | 126408103 | COM | 194,694 | $10,623,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AETNA INC NEW | 00817Y108 | COM | 69,889 | $10,611,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 62,935 | $10,401,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 12,000,000 | $10,343,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 606,410 | $9,975,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 146,766 | $9,918,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 129,621 | $9,609,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WARRIOR MET COAL INC | 93627C101 | COM | 559,308 | $9,581,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YUM CHINA HLDGS INC | 98850P109 | COM | 238,851 | $9,418,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 14,000,000 | $9,380,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 46,924 | $9,091,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 499,200 | $8,212,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CENTENE CORP DEL COM | 15135B101 | Stock | 102,037 | $8,151,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YUM BRANDS INC COM | 988498101 | Stock | 106,830 | $7,880,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 190,873 | $7,259,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OTONOMY INC | 68906L105 | COM | 374,400 | $7,057,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 74,881 | $7,011,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 124,800 | $7,010,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WABTEC COM | 929740108 | Stock | 73,800 | $6,753,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 599,972 | $6,510,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OTONOMY INC | 68906L105 | COM | 312,453 | $5,890,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INOTEK PHARMACEUTICALS CORP | 45780VAB8 | NOTE 5.750% 8/0 | 9,700,000 | $5,784,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| McDonalds Corporation | 580135101 | COM | 35,943 | $5,505,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 99,280 | $5,301,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Mondelez International,Inc. Class A | 609207105 | COM | 120,506 | $5,205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 403,657 | $5,151,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Amazon.com, Inc | 023135106 | COM | 5,278 | $5,109,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 974,623 | $4,337,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 1,267,205 | $4,308,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MYLAN NV | N59465109 | SHS EURO | 99,800 | $3,874,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FATE THERAPEUTICS INC | 31189P102 | COM | 1,150,947 | $3,729,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEADYMED LTD | M84920103 | SHS | 503,140 | $3,170,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANTARES PHARMA INC | 036642106 | COM | 946,987 | $3,049,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 649,000 | $2,888,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Bristol-Myers Squibb Company | 110122108 | COM | 50,000 | $2,786,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Bristol-Myers Squibb Company | 110122108 | COM | 50,000 | $2,786,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GAMING & LEISURE P COM | 36467J108 | REIT | 63,639 | $2,397,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 2,000,000 | $2,250,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SOCIETAL CDMO INC | 75629F109 | COM | 310,220 | $2,181,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTELLUS MED INC | 29363K105 | COM | 124,866 | $2,068,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERSARTIS INC | 92529L102 | COM | 117,043 | $2,042,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 6,989 | $2,008,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEMPHARM INC | 488445AB3 | NOTE 5.500 2/0 | 3,000,000 | $1,862,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| KELLANOVA | 487836108 | COM | 25,342 | $1,760,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 75,000 | $1,711,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNDER ARMOUR INC | 904311206 | CL C | 82,169 | $1,657,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMSTOCK RES INC | 205768AM6 | NOTE 7.750% 4/0 | 1,566,520 | $1,206,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| FERROGLOBE PLC | G33856108 | SHS | 99,902 | $1,194,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JAGUAR ANIMAL HEALTH INC | 47008L106 | COM | 1,297,815 | $687,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 450,000 | $675,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Alcobra Ltd | M2239P109 | SHS | 300,945 | $337,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TONIX PHARMACEUTICALS HLDG C | 890260409 | COM | 64,549 | $279,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARA THERAPEUTICS INC | 140755109 | COM | 16,500 | $254,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIGATORS GROUP INC | 638904102 | COM | 696 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-17-006250 | this filing | 2017-08-14 | acceptance time not in the bulk data set |