13F-HR filed by TWO SIGMA SECURITIES, LLC
TWO SIGMA SECURITIES, LLC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 829 holding rows worth $525,420,000.
- Accession
- 0000919574-17-006178
- Filer
- CIK 1450144
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 829 entries on the cover page, a total value of $525,420,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $525,420,000 with VALUE read as thousands by filing date, 13F file number 028-16740. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 38,167 | $223,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 3,818 | $222,000 | thousands by filing date | |
| FQF TR | 351680848 | O SHS FTSE EUR | 8,956 | $222,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,006 | $221,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 7,219 | $221,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 16,774 | $220,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 7,203 | $220,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,257 | $219,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 11,028 | $219,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 1,931 | $219,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 11,862 | $219,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 9,280 | $218,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 9,992 | $218,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,673 | $218,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 5,121 | $217,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 3,765 | $217,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 59,517 | $217,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 25,319 | $217,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 6,286 | $216,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 839 | $216,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 14,399 | $216,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,882 | $215,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 2,615 | $215,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 19,595 | $215,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 10,720 | $215,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 5,407 | $215,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 2,459 | $214,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 3,793 | $214,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 11,067 | $214,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 19,471 | $214,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 13,420 | $214,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 4,645 | $214,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 2,602 | $214,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 1,953 | $213,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 7,041 | $212,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 4,217 | $212,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 16,424 | $212,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 9,592 | $211,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 5,227 | $210,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 4,032 | $210,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 42,910 | $210,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 4,267 | $209,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 7,861 | $209,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,664 | $208,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 4,722 | $208,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 7,075 | $208,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,788 | $208,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,188 | $207,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 7,057 | $207,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 1,480 | $207,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,598 | $206,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,448 | $206,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 32,537 | $206,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 682 | $205,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 11,184 | $205,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 2,675 | $205,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 3,921 | $205,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 18,360 | $205,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 3,937 | $204,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 25,069 | $204,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 2,971 | $204,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 4,345 | $204,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 930 | $203,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 15,590 | $203,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 5,782 | $203,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 7,722 | $203,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 2,364 | $202,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 34,706 | $201,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 11,520 | $201,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 13,843 | $201,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 17,795 | $199,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 13,200 | $197,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 18,072 | $197,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 13,894 | $195,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 26,988 | $195,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 17,407 | $191,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 30,112 | $191,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 21,801 | $190,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 23,421 | $185,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 17,374 | $184,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 12,316 | $184,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 11,275 | $184,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 11,702 | $183,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 23,614 | $183,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 141,566 | $180,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 10,502 | $180,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 10,565 | $177,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 13,079 | $176,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 16,355 | $175,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 13,634 | $174,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 12,886 | $174,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 15,062 | $172,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 11,719 | $170,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 11,057 | $170,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 13,731 | $168,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 11,610 | $164,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 31,930 | $163,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 76,596 | $163,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 10,940 | $163,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 27,030 | $162,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 10,105 | $161,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 12,842 | $159,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 16,495 | $159,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 19,017 | $159,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 11,647 | $158,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 47,395 | $156,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 11,244 | $155,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 18,219 | $153,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 11,715 | $150,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 46,212 | $147,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 29,943 | $146,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 26,093 | $144,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 76,945 | $144,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 12,085 | $143,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 15,278 | $141,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 25,516 | $141,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 34,369 | $140,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 17,297 | $138,000 | thousands by filing date | |
| PROSHARES VIX SHORT-TERM FUTURES ETF | 74347W262 | ETF | 12,544 | $133,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 26,991 | $130,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 13,874 | $130,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 20,664 | $129,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 13,309 | $129,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 28,108 | $129,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 12,715 | $129,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 24,704 | $128,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 21,228 | $128,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 21,253 | $128,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 29,187 | $127,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 58,282 | $125,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 11,374 | $125,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 63,327 | $124,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 22,559 | $123,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 10,830 | $120,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 23,756 | $120,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 14,477 | $119,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 18,310 | $117,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 11,539 | $116,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 15,145 | $116,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 11,354 | $116,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 10,606 | $115,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 11,337 | $115,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 45,526 | $111,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 12,583 | $111,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 13,308 | $111,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 10,700 | $109,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 23,622 | $108,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 40,813 | $107,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 16,752 | $104,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 13,763 | $101,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 10,963 | $101,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 14,608 | $101,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 35,736 | $100,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 10,861 | $100,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 11,601 | $98,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 40,501 | $97,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 24,127 | $97,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 10,150 | $94,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 11,200 | $92,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 23,395 | $91,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 12,588 | $90,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 27,291 | $90,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 12,406 | $89,000 | thousands by filing date | |
| ARI NETWORK SERVICES | 001930205 | COMM | 12,648 | $89,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 12,310 | $88,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 12,061 | $88,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 10,310 | $88,000 | thousands by filing date | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 14,891 | $88,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 14,684 | $88,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 10,125 | $87,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 13,799 | $86,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 11,363 | $84,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 24,939 | $82,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 24,089 | $82,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 12,383 | $81,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 15,527 | $81,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 23,001 | $80,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 10,731 | $80,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 11,354 | $79,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 10,271 | $77,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 41,223 | $77,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 20,785 | $76,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 11,007 | $73,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 48,775 | $73,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 15,805 | $73,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 13,968 | $73,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 13,549 | $72,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 29,915 | $72,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 61,453 | $71,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 44,028 | $70,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 10,114 | $69,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 39,868 | $66,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 53,915 | $66,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 12,397 | $65,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 55,544 | $64,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 50,531 | $63,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 12,945 | $62,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 21,206 | $61,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 47,823 | $61,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 37,625 | $60,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 12,677 | $60,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 23,234 | $60,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 21,460 | $59,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 53,789 | $59,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HLDG C | 890260409 | COM | 13,642 | $59,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 12,227 | $58,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 20,457 | $58,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 11,980 | $58,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 13,257 | $58,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 15,806 | $56,000 | thousands by filing date | |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 15,684 | $56,000 | thousands by filing date | |
| SPI ENERGY CO LTD NEW 2018 | 78470H109 | Common Stock | 66,131 | $56,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 10,837 | $55,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 11,894 | $55,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 10,019 | $54,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 11,184 | $54,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 23,057 | $54,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 28,594 | $54,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 285,126 | $54,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 12,217 | $53,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 12,774 | $52,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 10,210 | $52,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 21,621 | $51,000 | thousands by filing date | |
| MOSYS INC | 619718208 | COM NEW | 29,077 | $50,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 48,783 | $49,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 13,602 | $47,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 74,484 | $47,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 12,697 | $46,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 58,868 | $44,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 10,587 | $44,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760137 | SHS NEW | 40,637 | $42,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 10,026 | $41,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 16,325 | $40,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 30,792 | $40,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C200 | COM NEW | 11,913 | $37,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592309 | SHS NEW | 28,268 | $36,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 10,900 | $36,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 11,326 | $35,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 20,751 | $35,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 27,945 | $35,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q606 | COM PAR NEW | 27,435 | $35,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A105 | COM | 24,542 | $35,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 14,897 | $35,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 18,866 | $34,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 12,596 | $34,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 42,289 | $33,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 25,237 | $33,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 19,135 | $33,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 11,577 | $32,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M400 | COM NEW | 37,189 | $32,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931503 | COM PAR NEW | 18,122 | $32,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 12,578 | $31,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 11,133 | $31,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 17,168 | $31,000 | thousands by filing date | |
| ABILITY INC | G8789K108 | SHS | 24,506 | $31,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 10,495 | $31,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 15,198 | $31,000 | thousands by filing date | |
| ZAIS GROUP HLDGS INC | 98887G106 | COM | 13,195 | $31,000 | thousands by filing date | |
| DELTA TECHNOLOGY HLDGS LTD USD | G8477B105 | ORD SHS | 17,085 | $30,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 51,762 | $30,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 13,164 | $29,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 19,698 | $29,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 13,267 | $28,000 | thousands by filing date | |
| Adobe Systems Inc | 98979H103 | COM | 20,127 | $28,000 | thousands by filing date | |
| LINIU TECHNOLOGY GROUP | G54971109 | SHS | 53,969 | $28,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 11,876 | $27,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 17,489 | $27,000 | thousands by filing date | |
| CAMBER ENERGY INC COM | 13200M102 | Stock | 105,391 | $27,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 16,560 | $26,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 16,806 | $26,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 11,773 | $25,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 14,197 | $25,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 13,786 | $24,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED NEW | Y27265308 | SHS NEW | 19,387 | $24,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 18,115 | $23,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 10,554 | $23,000 | thousands by filing date | |
| AURIS MED HLDG AG | H03579101 | COM | 32,427 | $23,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 27,531 | $22,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 16,713 | $22,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 11,350 | $21,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 14,531 | $20,000 | thousands by filing date | |
| NAKED BRAND GROUP INC COM | 629839200 | COM | 13,305 | $20,000 | thousands by filing date | |
| OPEXA THERAPEUTICS INC | 68372T129 | *W EXP 04/13/201 | 181,400 | $20,000 | thousands by filing date | |
| ACER THERAPEUTICS INC COM | 68372T301 | Stock | 28,734 | $19,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C501 | COM | 32,369 | $19,000 | thousands by filing date | |
| SKYLINE MED INC | 83084T606 | COM PAR | 12,880 | $19,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 11,411 | $18,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 10,304 | $18,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 16,015 | $18,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 12,104 | $18,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 37,553 | $17,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 10,067 | $17,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 20,562 | $17,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 35,005 | $16,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 11,545 | $15,000 | thousands by filing date | |
| MEDICAL TRANSCRIPTION BLG CO | 58464J105 | COM | 10,901 | $15,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS INC SHS NEW | Y2069P127 | Stock | 40,222 | $15,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 10,068 | $14,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 16,712 | $14,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 15,382 | $14,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 22,925 | $14,000 | thousands by filing date | |
| Gevo Inc stock | 374396307 | Stock | 19,207 | $13,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 19,934 | $12,000 | thousands by filing date | |
| NF ENERGY SAVING CORP | 629099300 | COM PAR $0.001 | 12,893 | $12,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 10,045 | $11,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 11,102 | $11,000 | thousands by filing date | |
| GIGA TRONICS INC | 375175106 | COM | 13,988 | $11,000 | thousands by filing date | |
| OPGEN INC | 68373L109 | COM | 17,576 | $11,000 | thousands by filing date | |
| DEXTERA SURGICAL INC COM | 252366109 | CS | 37,784 | $11,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 15,086 | $10,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 22,854 | $10,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 22,481 | $10,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 24,452 | $9,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 13,750 | $9,000 | thousands by filing date | |
| BANRO CORP | 066800806 | COM NEW | 12,299 | $9,000 | thousands by filing date | |
| BIOBLAST PHARMA LTD | M20156101 | SHS | 12,748 | $9,000 | thousands by filing date | |
| RENNOVA HEALTH INC COM NEW | 759757602 | Stock | 22,281 | $8,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 17,486 | $7,000 | thousands by filing date | |
| EnerJex Resources Inc | 292758406 | COM | 20,417 | $7,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 11,630 | $7,000 | thousands by filing date | |
| BIOSTAGE INC | 09074M103 | COM | 17,374 | $7,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 28,747 | $5,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 11,385 | $5,000 | thousands by filing date | |
| CEL SCI CORP | 150837177 | *W EXP 10/11/201 | 45,484 | $3,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 13,742 | $2,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025119 | *W EXP 04/29/201 | 12,073 | $2,000 | thousands by filing date | |
| Soleno Therapeutics Inc Wt S E | 834203119 | W | 13,529 | $2,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 15,035 | $1,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570126 | WARRANT | 15,370 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-17-006178 | this filing | 2017-08-14 | acceptance time not in the bulk data set |