13F-HR filed by KINGDON CAPITAL MANAGEMENT, L.L.C.
KINGDON CAPITAL MANAGEMENT, L.L.C. filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 105 holding rows worth $1,820,749,000.
- Accession
- 0000919574-17-004335
- Filer
- CIK 1000097
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 105 entries on the cover page, a total value of $1,820,749,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,820,749,000 with VALUE read as thousands by filing date, 13F file number 028-04575. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerKingdon Associates028-10584
- included managerM. Kingdon Offshore Master Fund L.P.028-13996
- included managerKingdon Family Partnership, L.P.028-10842
- included managerKingdon Credit Master Fund L.P.028-17903
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 1,180,000 | $278,173,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| iShares Russell 2000 ETF | 464287655 | SHS | 500,000 | $68,740,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ADIENT PLC | G0084W101 | ORD SHS | 893,904 | $64,960,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Dow Chemical Company | 260543103 | COM | 1,004,443 | $63,822,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| META PLATFORMS INC CL A | 30303M102 | COM | 446,350 | $63,404,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 1,298,732 | $52,599,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORIZON PHARMA PLC | G4617B105 | SHS | 2,959,258 | $43,738,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| T-Mobile US,Inc. | 872590104 | COM | 626,340 | $40,455,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HERON THERAPEUTICS INC | 427746102 | COM | 2,622,718 | $39,341,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMERICAINC | 200340107 | COM | 567,838 | $38,942,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWELL BRANDS INC COM | 651229106 | Stock | 819,968 | $38,678,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 42,250,000 | $38,448,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WPX ENERGY INC | 98212B103 | COM | 2,463,003 | $32,980,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN TR CORP COM | 665859104 | Stock | 364,390 | $31,549,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 433,654 | $30,421,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 1,091,051 | $29,360,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 400,000 | $29,276,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NOBLE ENERGY INC | 655044105 | COM | 815,836 | $28,016,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTIVE CORP COM | 34959J108 | Stock | 462,528 | $27,853,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288752 | US HOME CONS ETF | 840,000 | $26,863,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TYSON FOODS INC CL A | 902494103 | Stock | 418,506 | $25,826,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 134,790 | $25,233,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 423,434 | $24,504,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 1,690,273 | $24,239,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Salesforce.com, Inc | 79466L302 | COM | 268,341 | $22,135,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Walmart Inc. | 931142103 | COM | 300,000 | $21,624,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 1,479,069 | $21,491,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 331,376 | $21,235,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Applied Materials,Inc. | 038222105 | COM | 518,485 | $20,169,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHERWIN WILLIAMS CO | 824348106 | COM | 62,740 | $19,461,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 420,933 | $16,875,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIVAR INC | 91336L107 | COMMON STOCK | 542,943 | $16,647,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TECHNIPFMC PLC | 30249U101 | COM | 237,000 | $16,493,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRAFT HEINZ CO COM | 500754106 | Stock | 180,583 | $16,399,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 260,313 | $15,585,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 410,601 | $15,476,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 143,200 | $15,441,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 233,771 | $14,594,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 1,238,182 | $14,177,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 150,000 | $13,167,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Mondelez International,Inc. Class A | 609207105 | COM | 300,000 | $12,924,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 587,324 | $12,862,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Lowes Companies,Inc. | 548661107 | COM | 156,377 | $12,856,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APACHE CORP | 037411105 | COM | 243,735 | $12,526,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GTY TECHNOLOGY HOLDINGS INC | G4182A102 | CL A | 1,200,000 | $12,384,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 297,057 | $11,832,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 254,410 | $11,820,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 200,000 | $10,916,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 329,364 | $10,668,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 2,237,701 | $10,428,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DANA INC | 235825205 | COM | 518,635 | $10,015,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 650,000 | $9,919,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AbbVie,Inc. | 00287Y109 | COM | 150,000 | $9,774,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MYLAN NV | N59465109 | SHS EURO | 249,400 | $9,724,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OTONOMY INC | 68906L105 | COM | 773,693 | $9,478,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 285,100 | $9,180,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATHENE HOLDING LTD | G0684D107 | CL A | 192,308 | $9,110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 14,000,000 | $8,558,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERSARTIS INC | 92529L102 | COM | 372,069 | $7,944,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 10,000,000 | $7,819,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FATE THERAPEUTICS INC | 31189P102 | COM | 1,711,958 | $7,789,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAMING & LEISURE P COM | 36467J108 | REIT | 217,119 | $7,256,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 475,000 | $6,935,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLOWSERVE CORP | 34354P105 | COM | 142,500 | $6,900,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| McDonalds Corporation | 580135101 | COM | 50,000 | $6,481,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTELLUS MED INC | 29363K105 | COM | 450,371 | $6,215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORIZON PHARMA PLC | G4617B105 | SHS | 400,000 | $5,912,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Altria Group Inc | 02209S103 | COM | 82,000 | $5,856,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVUITY INC | 46187J205 | COM NEW | 722,591 | $5,745,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INOTEK PHARMACEUTICALS CORP | 45780VAB8 | NOTE 5.750% 8/0 | 9,700,000 | $5,723,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 76,500 | $5,599,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 100,000 | $5,468,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ANTARES PHARMA INC | 036642106 | COM | 1,798,495 | $5,108,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 102,200 | $5,097,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GATX CORP COM | 361448103 | Stock | 83,000 | $5,060,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIGATORS GROUP INC | 638904102 | COM | 91,723 | $4,981,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TARGA RES CORP COM | 87612G101 | Stock | 72,037 | $4,315,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 1,269,197 | $4,188,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 288,392 | $4,037,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLOROX CO DEL | 189054109 | COM | 29,561 | $3,986,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PTC THERAPEUTICS INC | 69366J200 | COM | 402,800 | $3,964,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HERSHEY CO COM | 427866108 | Stock | 33,929 | $3,707,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWLINK GENETICS CORP | 651511107 | COM | 150,000 | $3,615,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 64,914 | $3,379,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PTC THERAPEUTICS INC | 69366J200 | COM | 285,284 | $2,807,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 500,000 | $2,725,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOCIETAL CDMO INC | 75629F109 | COM | 310,703 | $2,716,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 300,000 | $2,661,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 8,966 | $2,557,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWLINK GENETICS CORP | 651511107 | COM | 100,000 | $2,410,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AUTOZONE INC COM | 053332102 | Stock | 2,750 | $1,988,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 50,000 | $1,960,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 100,000 | $1,925,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 110,000 | $1,738,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BRINKER INTL INC COM | 109641100 | Stock | 37,500 | $1,649,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 50,000 | $1,557,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 55,500 | $1,494,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| JAGUAR ANIMAL HEALTH INC | 47008L106 | COM | 1,297,815 | $1,291,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMSTOCK RES INC | 205768AM6 | NOTE 7.750% 4/0 | 1,500,000 | $1,269,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 23,000 | $923,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 9,550 | $774,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 37,600 | $597,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 450,000 | $563,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Alcobra Ltd | M2239P109 | SHS | 351,424 | $401,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 64,645 | $302,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000919574-17-004335 | this filing | 2017-05-15 | acceptance time not in the bulk data set |